Doctor v. Colvin
Filing
14
DECISION AND ORDER denying 6 Plaintiff's Motion for Judgment on the Pleadings; granting 9 Commissioner's Motion for Judgment on the Pleadings. Plaintiffs complaint is dismissed in its entirety with prejudice. (Clerk of the Court is directed to close this case.) Signed by Hon. Michael A. Telesca on 12/27/17. (JMC)-CLERK TO FOLLOW UP-
UNITED STATES DISTRICT COURT
WESTERN DISTRICT OF NEW YORK
RENEE DOCTOR,
Plaintiff,
1:15-cv-00400 (MAT)
DECISION AND
ORDER
-vsNANCY A. BERRYHILL,
Acting Commissioner of Social Security,1
Defendant.
I.
Introduction
Plaintiff
Renee
Doctor
(“plaintiff”)
brings
this
action
pursuant to Title XVI of the Social Security Act (“the Act”),
seeking review of the final decision of the Acting Commissioner of
Social Security (“defendant” or “the Commissioner”) denying her
application for supplemental security income (“SSI”). Presently
before the Court are the parties’ competing motions for judgment on
the pleadings pursuant to Rule 12(c) of the Federal Rules of Civil
Procedure.
For the reasons set forth below, plaintiff’s motion is
denied and defendant’s motion is granted.
1
Nancy A. Berryhill replaced Carolyn W. Colvin as Acting Commissioner of
Social Security on January 23, 2017. The Clerk of the Court is instructed to
amend the caption of this case pursuant to Federal Rule of Civil Procedure 25(d)
to reflect the substitution of Acting Commissioner Berryhill as the defendant in
this matter.
II.
Procedural History
Plaintiff protectively filed an application for SSI alleging
disability beginning March 1, 2007.
Administrative Transcript
(“T.”) 74, 117-22. Plaintiff’s application was initially denied,
and she timely requested a hearing before an administrative law
judge (“ALJ”), which occurred on July 22, 2013, before ALJ David S.
Lewandowski.
T.
3-54, 140-49.
At
the
hearing,
plaintiff’s
attorney amended her alleged onset date to February 27, 2012.
T. 34.
On October 17, 2013, ALJ Lewandowski issued a decision in
which he found plaintiff not disabled as defined in the Act.
T. 10-29.
The Appeals Council denied plaintiff’s request for
review on March 26, 2015, rendering the ALJ’s determination the
Commissioner’s final decision.
T. 1-3.
Plaintiff subsequently
commenced the instant action.
III.
The ALJ’s Decision
At step one of the five-step sequential evaluation, see 20
C.F.R. §§ 404.1520, 416.920, the ALJ found that plaintiff had not
engaged in substantial gainful activity since February 27, 2012,
the alleged onset date.
plaintiff
had the
T. 15.
severe
At step two, the ALJ found that
impairments
of
neck
and
back
pain,
abdominal pain, anxiety, depression, panic disorder, and asthma.
Id. At step three, the ALJ found that plaintiff did not have an
impairment or combination of impairments that met or medically
equaled a listed impairment.
Id.
2
Before proceeding to step four,
the ALJ found that plaintiff retained the residual functional
capacity (“RFC”) to perform light work as defined in 20 C.F.R.
§
416.967(b),
with
the
following
additional
limitations:
can
occasionally climb, push, and pull; must avoid pulmonary irritants;
is able to perform semi-skilled tasks; must have “no or limited
proximity to coworkers with occasional interaction with others”; no
fast-paced production rate; and no multi-tasking.
T. 17.
At step
four, the ALJ found that plaintiff had no past relevant work.
T. 23.
At step five, the ALJ found that, considering plaintiff’s
age, education, work experience, and RFC, there are jobs that exist
in significant numbers in the national economy that plaintiff could
perform. T. 24.
Accordingly, the ALJ found that plaintiff was not
disabled as defined in the Act.
IV.
T. 25.
Discussion
A
district
court
may
set
aside
the Commissioner’s
determination that a claimant is not disabled only if the factual
findings are not supported by “substantial evidence” or if the
decision is based on legal error. 42 U.S.C. § 405(g); see also
Green-Younger v. Barnhart, 335 F.3d 99, 105-06 (2d Cir. 2003).
“Substantial evidence means such relevant evidence as a reasonable
mind might accept as adequate to support a conclusion.” Shaw v.
Chater, 221 F.3d 126, 131 (2d Cir. 2000) (internal quotation
omitted).
“Where the Commissioner’s decision rests on adequate
findings supported by evidence having rational probative force,
3
[the district court] will not substitute [its] judgment for that of
the Commissioner.”
2002).
This
Veino v. Barnhart, 312 F.3d 578, 586 (2d Cir.
deferential
standard
is
not
applied
to
the
Commissioner’s application of the law, and the district court must
independently determine whether the Commissioner’s decision applied
the correct legal standards in determining that the claimant was
not disabled.
Townley v. Heckler, 748 F.2d 109, 112 (2d Cir.
1984).
Here, plaintiff makes the following arguments in favor of her
motion for judgment on the pleadings: 1) the ALJ’s finding that
plaintiff should have “no or limited proximity to coworkers with
occasional
interaction
with
others”
was
incomplete
and
impermissibly vague; 2) the ALJ failed to properly set forth
plaintiff’s limitations with respect to respiratory irritants; and
3) the ALJ impermissibly selectively rejected portions of the
opinion
of
consultative
adequate explanation.
physician
Dr.
Abrar
Siddiqui
without
The Court finds these arguments without
merit for the reasons discussed below.
A.
The ALJ Adequately Defined Plaintiff’s Non-Exertional
Limitations
1.
The ALJ’s Assessed Limitation of “No or Limited
Proximity to Coworkers” was Appropriate
The ALJ in this case found that plaintiff should have “no or
limited proximity to coworkers with occasional interaction with
others.”
T. 17.
In support of this conclusion, the ALJ explained
4
that he had credited plaintiff’s statement to consultative examiner
Dr. Gregory Fabiano that she suffered from panic if she was around
“too many people.”
T. 22.
Plaintiff’s self-reported symptoms provide the only record
support for the proposition that she is severely limited in her
ability to work in proximity to others.
Dr. Fabiano opined that
plaintiff was fully capable of relating adequately with others and
that her psychiatric limitations were not significant enough to
interfere with her ability to function of a daily basis.
T. 230.
State agency review physician Dr. C. Butensky opined that plaintiff
had
only
moderate
limitations
in
her
ability
coordination with or proximity to others.
T. 251.
treating
to
declined
psychiatrist
Dr.
Jarod
Masci
work
in
Plaintiff’s
to
assess
plaintiff’s ability to perform work-related functions, leaving the
opinions of Drs. Fabiano and Butensky as the only medical opinions
as to plaintiff’s social functioning.
See T. 346-351.
The ALJ’s finding regarding plaintiff’s ability to work in
proximity to her co-workers is appropriately supported by the
record. Indeed, the ALJ would have been justified in assessing a
far less restrictive limitation, given the medical opinions of
record and his well-supported finding that plaintiff was not fully
credible. With respect to plaintiff’s objection to the specific
language used by the ALJ, plaintiff has cited to no authority for
the proposition that the phrase “no or limited” is impermissibly
5
vague. ALJs are not required to use specific language in their RFC
determinations, and may use phrases with “common, natural-language
meanings
not
likely
ambiguity. . . .”
to
generate
misunderstanding
or
Reynolds v. Colvin, 2014 WL 4184729, at *4
(N.D.N.Y. Aug. 21, 2014).
“Limited or no” is a phrase commonly
used in the English language, and the vocational expert was clearly
not confused by it.
Accordingly, the Court is not persuaded by
plaintiff’s argument that the ALJ’s use of this common phrase
rendered his RFC finding incomplete and vague. Notably, this Court
has previously approved RFC findings in which the ALJ concluded
that a claimant should have “no or limited” proximity to coworkers.
See, e.g., Jimmerson v. Berryhill, 2017 WL 3149370 (W.D.N.Y. July
25, 2017); Hennelly v. Colvin, 2017 WL 2790649 (W.D.N.Y. June 28,
2017).
2.
The ALJ’s Assessed Limitation of “Avoid Pulmonary
Irritants” was Appropriate
Plaintiff has also argued that the ALJ’s finding that she
should avoid exposure to pulmonary irritants was impermissibly
vague.
The Court disagrees.
The phrase used by the ALJ - “avoid
pulmonary irritants” (T. 17) - tracks the language used by from
Dr. Siddiqui, who opined that plaintiff should avoid exposure to
“known respiratory irritants” (T. 236), and is therefore supported
by the medical evidence of record.
Moreover, plaintiff’s argument based on SSR 96-9p lacks merit.
As
a
threshold
issue,
SSR
96-9p
6
“addresses
instances
where
claimants have residual functional capacity for less than sedentary
work.” Wilson v. Comm'r of Soc. Sec., 2014 WL 4826757, at *10
n.32(N.D.N.Y. Sept. 29, 2014). In this case, the ALJ found that
plaintiff was capable of performing light work with additional nonexertional limitations, not less than sedentary work.
Additionally, while SSR 96-9p does indeed provide that an RFC
assessment must state the extent of an environmental restriction,
the ALJ’s decision in this case meets that standard.
The lack of
any qualifier in the phrase “avoid pulmonary irritants” necessarily
indicates
that
plaintiff
should
avoid
any
exposure
to
such
irritants, and not just concentrated or excessive exposure.
The
jobs identified by the vocational expert (“VE”) as compatible with
plaintiff’s RFC (i.e., mail clerk, housekeeper, stock checker)
comply with this limitation, inasmuch as they do not involve
exposure to conditions such as fumes, noxious odors, dusts, mists,
gases, and poor ventilation that “affect the respiratory system,
eyes,
or
the
skin.”
Program
Operations
Manual
System,
DI
25001.001; see also U.S. Dep’t of Labor, Dictionary of Occupational
Titles, Codes 209.687-1026, 299.667-014, 323.687-104.
In other
words, the VE does not appear to have been confused by the
requirement that plaintiff avoid pulmonary irritants, and there is
no reason to think any further description of the limitation would
have changed the VE’s testimony.
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B.
The ALJ did not Improperly Split Dr. Siddiqui’s Opinion
Plaintiff’s final argument is that the ALJ improperly “split”
Dr. Siddiqui’s opinion by selectively adopting only those portions
of the opinion that were unfavorable to plaintiff.
Plaintiff is
incorrect. The ALJ’s RFC finding is consistent with Dr. Siddiqui’s
opinion.
Dr. Siddiqui evaluated plaintiff on June 1, 2012.
T. 232-36.
On physical examination, plaintiff had a normal gait and stance and
was able to squat fully and walk on her heels and toes without
difficulty.
T. 234.
She had full range of motion in her cervical
and lumbar spine, shoulders, elbows, forearms, wrists, and ankles,
and straight leg raise tests were negative bilaterally.
Plaintiff
had
a
reduced
range
of
motion
in
her
T. 235.
hips,
but
Dr. Siddiqui noted that she was not putting forth her full effort.
Id.
Plaintiff also had 5/5 strength in her upper and lower
extremities with no significant muscle atrophy, as well as intact
hand and finger dexterity and 5/5 grip strength.
Id. Dr. Siddiqui
opined that plaintiff had moderate limitations in her abilities to
sit, stand, walk, climb, push, pull, and carry heavy objects.
T. 236.
In his decision, the ALJ afforded Dr. Siddiqui’s opinion
“significant weight.”
opinion,
the
ALJ
T. 22.
limited
In accordance with Dr. Siddiqui’s
plaintiff
to
occasional climbing, pushing, and pulling.
8
light
Id.
work
with
only
Plaintiff argues that the ALJ’s limitation to occasional
climbing, pushing, and pulling is inconsistent with Dr. Siddiqui’s
opinion that she had moderate limitations in these areas. However,
a “moderate” limitation in climbing, pushing, and pulling is
adequately accounted for in a finding that plaintiff can perform
those activities only occasionally.
See, e.g., Miller v. Astrue
2012 WL 3061949, at *5 (N.D.N.Y. July 26, 2012) (doctor’s opinion
that claimant had a moderate limitation in climbing stairs was
consistent
with
an
RFC
finding
that
claimant
was
limited
to
occasional climbing). Plaintiff has not cited any case law for the
proposition that a moderate limitation in climbing, pushing, and
pulling is not properly accounted for in an RFC analysis that
limits a claimant to occasionally engaging in those activities, nor
has
she
offered
any
persuasive
argument
to
support
such
a
conclusion.
Plaintiff also argues that a moderate limitation in walking
and standing is inconsistent with light work, which requires the
ability to stand or walk for about six hours in eight-hour day.
Again,
courts
particularly
in
where,
this
as
Circuit
here,
have
the
held
medical
to
the
evidence
contrary,
of
record
supports the conclusion that the claimant was capable of performing
light work.
See Harrington v. Colvin, 2015 WL 790756, at *14
(W.D.N.Y. Feb. 25, 2015) (collecting cases).
As set forth above,
Dr. Siddiqui’s examination of plaintiff revealed essentially benign
physical
findings.
Moreover,
9
reviewing
physician
Dr.
Zwi
Kahamowicz opined that plaintiff was capable of performing light
work (T. 257), and there are no medical opinions in the record that
assessed limitations incompatible with the ability to perform light
work.
In light of the medical record as a whole, the ALJ’s
conclusion that plaintiff was capable of light work was consistent
with Dr. Siddiqui’s assessment of moderate limitations in walking,
sitting, and standing.
V.
Conclusion
For the foregoing reasons, plaintiff’s motion for judgment on
the pleadings (Docket No. 6) is denied and the Commissioner’s
motion for judgment on the pleadings (Docket No. 9) is granted.
Plaintiff’s complaint is dismissed in its entirety with prejudice.
The Clerk of the Court is directed to close this case.
ALL OF THE ABOVE IS SO ORDERED.
s/Michael A. Telesca
_______________________
HON. MICHAEL A. TELESCA
United States District Judge
Dated:
December 27, 2017
Rochester, New York
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