Black v. Berryhill
Filing
15
DECISION AND ORDER: Plaintiff's Motion for Judgment on the Pleadings 12 is GRANTED, the Commissioner's Motion for Judgment on the Pleadings 13 is DENIED, and this matter is REMANDED to the Commissioner for further administrative proceedings. The Clerk of Court is directed to enter judgment and close this case. SO ORDERED. Signed by Hon. Frank P. Geraci, Jr. on 9/20/2018. (SFR)-CLERK TO FOLLOW UP-
UNITED STATES DISTRICT COURT
WESTERN DISTRICT OF NEW YORK
HARRISON BLACK,
Plaintiff,
Case # 17-CV-557-FPG
v.
DECISION AND ORDER
NANCY A. BERRYHILL, ACTING
COMMISSIONER OF SOCIAL SECURITY,
Defendant.
INTRODUCTION
Harrison Black brings this action pursuant to the Social Security Act (“the Act”) seeking
review of the final decision of the Acting Commissioner of Social Security that denied his
application for Supplemental Security Income (“SSI”) under Title XVI of the Act. ECF No. 1.
The Court has jurisdiction over this action under 42 U.S.C. §§ 405(g), 1383(c)(3).
Both parties moved for judgment on the pleadings pursuant to Federal Rule of Civil
Procedure 12(c). ECF Nos. 12, 13. For the reasons that follow, Plaintiff’s motion is GRANTED,
the Commissioner’s motion is DENIED, and this matter is REMANDED to the Commissioner for
further administrative proceedings.
BACKGROUND
On February 26, 2009, Black applied for SSI with the Social Security Administration (“the
SSA”).1 Tr.2 415-17. He alleged disability since July 15, 2001 due to schizophrenia, kidney
failure, diabetes, manic depression, speech impairment, paranoia, and auditory hallucinations. Tr.
1
Black previously filed a Title XVI claim on May 8, 2008. Tr. 162. That claim was initially denied on September
14, 2008. Tr. 442. Rather than appeal that denial, he filed the instant claim. See ECF No. 12-1 at 5 n. 3.
2
References to “Tr.” are to the administrative record in this matter.
1
446. Black’s claim was denied on June 25, 2009 (Tr. 188-91) and he requested a hearing on August
14, 2009 (Tr. 192). On March 24, 2011, Black appeared pro se and testified at a hearing before
Administrative Law Judge William E. Straub (“ALJ Straub”). Tr. 118-38. On May 23, 2011,
ALJ Straub issued a decision finding that Black was not disabled within the meaning of the Act.
Tr. 140-56. Black filed a request for review of ALJ’s Straub’s decision with the Appeals Council
on June 6, 2011. Tr. 289-91. On May 3, 2012, the Appeals Council remanded the case to ALJ
Straub for further administrative proceedings. Tr. 157-61.
On April 23, 2013, Black and a vocational expert (“VE”) appeared and testified at a second
hearing before ALJ Straub. Tr. 83-117. On June 10, 2013, ALJ Straub issued a decision finding
that Black was not disabled within the meaning of the Act. Tr. 163-81. Black again requested
Appeals Council review. Tr. 354-58. On January 8, 2015, the Appeals Council granted Black’s
request and again remanded the case for further administrative proceedings—directing that the
case be assigned to another ALJ. Tr. 182-86.
On May 13, 2015, Black, a medical expert, and a VE appeared and testified at a third
hearing before Administrative Law Judge Eric Glazer (“the ALJ”). Tr. 36-82. On November 16,
2016, the ALJ issued a decision finding that Black was not disabled within the meaning of the Act.
Tr. 9-25. On April 20, 2017, the Appeals Council denied Black’s request for review. Tr. 1-5.
Thereafter, Black commenced this action seeking review of the Commissioner’s final decision.
ECF No. 1.
LEGAL STANDARD
I.
District Court Review
“In reviewing a final decision of the SSA, this Court is limited to determining whether the
SSA’s conclusions were supported by substantial evidence in the record and were based on a
2
correct legal standard.” Talavera v. Astrue, 697 F.3d 145, 151 (2d Cir. 2012) (quotation marks
omitted); see also 42 U.S.C. § 405(g). The Act holds that a decision by the Commissioner is
“conclusive” if it is supported by substantial evidence. 42 U.S.C. § 405(g). “Substantial evidence
means more than a mere scintilla. It means such relevant evidence as a reasonable mind might
accept as adequate to support a conclusion.” Moran v. Astrue, 569 F.3d 108, 112 (2d Cir. 2009)
(quotation marks omitted). It is not the Court’s function to “determine de novo whether [the
claimant] is disabled.” Schaal v. Apfel, 134 F.3d 496, 501 (2d Cir. 1998) (quotation marks
omitted); see also Wagner v. Sec’y of Health & Human Servs., 906 F.2d 856, 860 (2d Cir. 1990)
(holding that review of the Secretary’s decision is not de novo and that the Secretary’s findings are
conclusive if supported by substantial evidence).
II.
Disability Determination
An ALJ must follow a five-step sequential evaluation to determine whether a claimant is
disabled within the meaning of the Act. See Parker v. City of New York, 476 U.S. 467, 470-71
(1986). At step one, the ALJ must determine whether the claimant is engaged in substantial gainful
work activity. See 20 C.F.R. § 404.1520(b). If so, the claimant is not disabled. If not, the ALJ
proceeds to step two and determines whether the claimant has an impairment, or combination of
impairments, that is “severe” within the meaning of the Act, meaning that it imposes significant
restrictions on the claimant’s ability to perform basic work activities. 20 C.F.R. § 404.1520(c). If
the claimant does not have a severe impairment or combination of impairments, the analysis
concludes with a finding of “not disabled.” If the claimant does, the ALJ continues to step three.
At step three, the ALJ examines whether a claimant’s impairment meets or medically
equals the criteria of a listed impairment in Appendix 1 of Subpart P of Regulation No. 4 (the
“Listings”). 20 C.F.R. § 404.1520(d). If the impairment meets or medically equals the criteria of
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a Listing and meets the durational requirement (20 C.F.R. § 404.1509), the claimant is disabled.
If not, the ALJ determines the claimant’s residual functional capacity (“RFC”), which is the ability
to perform physical or mental work activities on a sustained basis, notwithstanding limitations for
the collective impairments. See 20 C.F.R. § 404.1520(e)-(f).
The ALJ then proceeds to step four and determines whether the claimant’s RFC permits
him or her to perform the requirements of his or her past relevant work. 20 C.F.R. § 404.1520(f).
If the claimant can perform such requirements, then he or she is not disabled. If he or she cannot,
the analysis proceeds to the fifth and final step, wherein the burden shifts to the Commissioner to
show that the claimant is not disabled. To do so, the Commissioner must present evidence to
demonstrate that the claimant “retains a residual functional capacity to perform alternative
substantial gainful work which exists in the national economy” in light of his or her age, education,
and work experience. See Rosa v. Callahan, 168 F.3d 72, 77 (2d Cir. 1999) (quotation marks
omitted); see also 20 C.F.R. § 404.1560(c).
DISCUSSION
I.
The ALJ’s Decision
The ALJ’s decision analyzed Black’s claim for benefits under the process described above.
At step one, the ALJ found that Black had not engaged in substantial gainful activity since the
alleged onset date. Tr. 15. At step two, the ALJ found that Black has substance abuse disorder,
affective disorder, and psychotic disorder, which constitute severe impairments. Id. At step three,
the ALJ found that these impairments, alone or in combination, did not meet or medically equal
any Listings impairment. Tr. 16-17.
Pursuant to the SSA’s regulations regarding drug or alcohol abuse (“DAA”) the ALJ
considered how Black’s substance abuse affected the disability finding. Tr. 19-25; see 42 U.S.C.
4
§§ 423(c)(1)(A)(2)(C), 1382c(a)(3)(J); 20 C.F.R. §§ 404.1535, 416.935. The ALJ concluded that
if Black stopped abusing substances he would still have severe impairments but that those
impairments, alone or in combination, would not meet or medically equal any Listings impairment.
Tr. 19-20.
Next, the ALJ determined that if Black stopped abusing substances he would retain the
RFC to perform the full range of work at all exertional levels but with nonexertional limitations.
Tr. 21. Specifically, the ALJ found that Black can understand, remember, and carry out simple
and repetitive instructions, respond appropriately to supervisors and co-workers, and perform work
with time off task accounted for by normal breaks, but he cannot perform work beyond simple,
routine, and repetitive tasks or exercise judgment beyond simple work-related decisions. Id.
At step four, the ALJ indicated that Black has no past relevant work. Tr. 18, 24. At step
five, the ALJ relied on the VE’s testimony and found that Black can adjust to other work that exists
in significant numbers in the national economy given his RFC, age, education, and work
experience. Tr. 24-25. Specifically, the VE testified that Black could work as a cleaner, kitchen
helper, dining room attendant, silver wrapper, and cafeteria attendant. Tr. 24. Accordingly, the
ALJ concluded that Black was not “disabled” under the Act. Tr. 25.
II.
Analysis
Black argues that remand is required because the ALJ failed to evaluate whether his
impairments met or equaled the Listing 12.05C requirements at step three of the disability
analysis.3 ECF No. 12-1 at 19-26. The Court agrees.
3
Black advances another argument that he believes requires reversal of the Commissioner’s decision. ECF No. 7-1
at 16-25; ECF No. 9 at 3-6. The Court need not reach that argument, however, because it disposes of this matter based
on the ALJ’s failure to consider whether Black’s impairments met or equaled the criteria of Listing 12.05C.
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A.
Step Three Standard
At step three of the disability analysis, the ALJ examines whether a claimant’s impairment
meets or medically equals the criteria of a Listings impairment. 20 C.F.R. § 416.920(d). If the
impairment meets or medically equals the criteria of a Listing and meets the durational requirement
(20 C.F.R. § 416.909), the claimant is disabled. If not, the ALJ determines the claimant’s RFC
and proceeds to the next steps of the analysis. 20 C.F.R. § 416.920(e)-(f).
To match an impairment in the Listings, the claimant’s impairment “must meet all of the
specified medical criteria” of a Listing. Barber v. Comm’r of Soc. Sec., No. 6:15-CV-0338
(GTS/WBC), 2016 WL 4411337, at *3 (N.D.N.Y. July 22, 2016) (citing Sullivan v. Zebley, 493
U.S. 521, 530 (1990)). “An impairment that manifests only some of those criteria, no matter how
severely, does not qualify.” Id. An impairment may also be “medically equivalent” to a listed
impairment if it is “at least equal in severity and duration to the criteria of any listed impairment.”
Id. (citation omitted).
An ALJ must explain why a claimant failed to meet or equal the Listings “[w]here the
claimant’s symptoms as described by the medical evidence appear to match those described in the
Listings.” Rockwood v. Astrue, 614 F. Supp. 2d 252, 273 (N.D.N.Y. 2009) (citation omitted).
Importantly, it is the ALJ’s responsibility—and not the job of the Commissioner’s attorney—to
“build an accurate and logical bridge from the evidence to [his] conclusion to enable a meaningful
review.” Hamedallah ex rel. E.B. v. Astrue, 876 F. Supp. 2d 133, 142 (N.D.N.Y. 2012). The
Court “cannot . . . conduct a review that is both limited and meaningful if the ALJ does not state
with sufficient clarity the legal rules being applied and the weight accorded the evidence
considered.” Id. “Nevertheless, an ALJ’s unexplained conclusion at step three of the analysis may
be upheld where other portions of the decision and other clearly credible evidence demonstrate
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that the conclusion is supported by substantial evidence.” Yeomas v. Colvin, No. 13-CV-6276P,
2015 WL 1021796, at *17 (W.D.N.Y. Mar. 10, 2015) (citation, quotation marks, and alterations
omitted); see also Berry v. Schweiker, 675 F.2d 464, 468-69 (2d Cir. 1982) (affirming step three
decision even though ALJ did not set forth a specific rationale “since portions of the ALJ’s decision
and the evidence before him indicate that his conclusion was supported by substantial evidence”).
B.
Listing 12.05C
Listing 12.05 relates to intellectual disability. See 20 C.F.R. Part 404, Subpart P, App’x 1
at § 12.05 (effective Aug. 12, 2015 to May 23, 2016).4 “Intellectual disability” is defined as
“significantly sub-average general intellectual functioning with deficits in adaptive functioning
initially manifested during the developmental period, i.e., the evidence demonstrates or supports
onset of the impairment before age 22.” Id. If the claimant’s impairment satisfies this diagnostic
description and one of four sets of criteria—specified in paragraphs A through D—the ALJ will
find that his impairment meets the Listing. Id. Those criteria are:
A. Mental incapacity evidenced by dependence upon others for personal needs
(e.g., toileting, eating, dressing, or bathing) and inability to follow directions,
such that the use of standardized measures of intellectual functioning is
precluded; OR
B. A valid verbal, performance, or full scale IQ of 59 or less; OR
C. A valid verbal, performance, or full scale IQ of 60 through 70 and a physical or
other mental impairment imposing an additional and significant work-related
limitation of function; OR
D. A valid verbal, performance, or full scale IQ of 60 through 70, resulting in at
least two of the following: (1) marked restriction of activities of daily living; or
(2) marked difficulties in maintaining social functioning; or (3) marked
difficulties in maintaining concentration, persistence, or pace; or (4) repeated
episodes of decompensation, each of extended duration.
4
The ALJ rendered his decision on November 16, 2016, and therefore this is the relevant version of Listing 12.05 for
evaluating the severity of Black’s mental impairment. On September 26, 2016, the SSA finalized new regulations
revising this portion of its Listings, which became effective on January 17, 2017. See Revised Medical Criteria for
Evaluating Mental Disorders, 81 Fed. Reg. 66138 (Sept. 26, 2016). The regulations provide the following instruction
regarding retroactive application: “We expect that Federal courts review our final decisions using the rules that were
in effect at the time we issued the decisions.” Id. at 66138 n.1; see also, e.g., Gushen v. Comm’r of Soc. Sec., No. 16cv-10003, 2017 WL 1807605, at *2 n.2 (E.D. Mich. Feb. 23, 2017).
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Id.
With respect to paragraph C, a claimant must establish the following to meet the Listing:
“(1) significantly subaverage general intellectual functioning with deficits in adaptive functioning
initially manifested before age 22; (2) a valid IQ score of 60 through 70; and (3) another severe
physical or mental impairment.” Green v. Colvin, No. 14-CV-6632P, 2016 WL 943620, at *9
(W.D.N.Y. 2016) (citation omitted).
Here, Black argues that the ALJ erred in “fail[ing] to evaluate Medical Listing 12.05(C) at
all” at step 3 “or even consider a cognitive disorder at step two.” ECF No. 12-1 at 26.
C.
Application
The ALJ found that Black did not meet the criteria for Listings 12.04, 12.06, or 12.09 but
did not specifically address whether Black met the criteria for Listing 12.05C. Tr. 20. Black
argues that the ALJ’s failure to consider whether he met the criteria for Listing 12.05C constituted
legal error because “where a claimant’s symptoms appear to match those described in the Medical
Listings, an ALJ must provide an explanation as to why the claimant failed to meet or equal the
Listings.” ECF No. 12-1 at 19.
The Commissioner argues that the ALJ did not err since he “was not required to discuss
Listing 12.05 because Plaintiff did not meet his burden to show valid IQ scores between 60 and
70 or deficits in adaptive functioning” and the ALJ’s determination at step three “was sufficient
for judicial review because he discussed Plaintiff’s IQ scores and evidence showing a lack of
deficits in adaptive functioning.” ECF No. 13-1 at 18-19. Additionally, the Commissioner cites
portions of the Social Security Administration’s Program Operations Manual System (“POMS”)
that indicate that where the Commissioner designates a physician or psychologist, his or her
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judgment on the issue of equivalence “must be received as expert opinion.” ECF No. 13-1 at 19
(citing POMS DI 24515.013.B.1; 416.926(e)).5
1. A Valid IQ Score of 60-70
As Black correctly points out, “IQ scores between 71 and 75 can provide a basis for a
determination of equivalency to Listing 12.05C.” Johnson v. Barnhart, 312 F. Supp. 2d 415, 425
(W.D.N.Y. 2003) (citing POMS § DI 24515.056(d)(1)(c)) (emphasis in original).
Listing 12.05C is based on a combination of an IQ score with an additional and
significant mental or physical impairment. The criteria for this paragraph are such
that a medical equivalence determination would very rarely be required. However,
slightly higher IQ’s [sic] (e.g., 70–75) in the presence of other physical or mental
disorders that impose additional and significant work-related limitation of function
may support an equivalence determination. It should be noted that generally the
higher the IQ, the less likely medical equivalence in combination with another
physical or mental impairment(s) can be found.
Id. (quoting POMS § DI 24515.056(d)(1)(c)). Here, Black’s full scale IQ score was measured at
71—just one point above the 60-70 range. Tr. 23. Thus, the fact that Black did not meet the IQ
score range is not dispositive of whether the ALJ should have considered whether he met the
criteria of Listing 12.05. Rather, it turns on whether the description of Black’s symptoms in the
medical evidence appeared to match those described in Listing 12.05C.
2. Deficits in Adaptive Functioning
To demonstrate an intellectual disability under § 12.05, “claimants also must satisfy a
diagnostic description contained in the introductory paragraph of that section by making a
threshold showing that they suffer from significantly subaverage general intellectual functioning
5
The Court notes that although the POMS “is the authorized means for issuing official SSA policy and operating
instructions regarding the agency’s interpretation of regulations,” it “has no legal, binding effect.” Ellis v. Apfel, 147
F.3d 139, 142 n.3 (2d Cir. 1998) (citing POMS § 2002.001 and Schweiker v. Hansen, 450 U.S. 785, 789 (1981)); see
also Frerks v. Shalala, 848 F. Supp. 340, 350 (E.D.N.Y. 1994) (noting that the POMS “is entitled to persuasive
authority” but “is not published in the Federal Register, and does not have the force of law”).
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with deficits in adaptive functioning initially manifested prior to age 22.” Brothers v. Colvin, 233
F. Supp. 3d 320, 327 (N.D.N.Y. 2017) (citations and internal quotation marks omitted).
Adaptive functioning refers to an individual’s ability to cope with the challenges of
ordinary everyday life. Accordingly, courts have held that if one is able to
satisfactorily navigate activities such as living on one’s own, taking care of ...
children ... without help ... sufficiently well that they have not been adjudged
neglected, paying bills, and avoiding eviction, one does not suffer from deficits in
adaptive functioning. While a qualifying IQ score may be prima facie evidence that
an applicant suffers from significantly subaverage general intellectual functioning,
§ 12.05, there is no necessary connection between an applicant’s IQ scores and her
relative adaptive functioning.
Talavera v. Astrue, 697 F.3d 145, 153 (2d Cir. 2012) (internal quotation marks, alterations,
and citations omitted).
The Commissioner argues that the evidence does not support a finding that Black has
deficits in adaptive functioning based on the following: Black’s ability to perform daily activities,
including personal hygiene and meal preparation (Tr. 741, 1390), do housework, shopping, take
public transportation, count change, and use the library (Tr. 96-98, 101, 103, 457, 462, 741, 1390).
See ECF No. 13-1 at 18. However, the ALJ failed to consider the fact that Black attended special
education classes, including a remedial reading course in ninth grade (Tr. 44, 452); dropped out of
school sometime before 10th grade (Tr. 94, 124, 452, 1388); exhibited cognitive functioning that
was “below average based upon his limited vocational attainment and limited education and having
been in special education classes” at an April 22, 2009 examination with Dr. Robert Hill, Ph.D.;
has difficulty with reading, writing, and simple mathematics (Tr. 44, 124-25), and has never
maintained an unskilled job for longer than a few months at a time (Tr. 71, 423-24).
Though it is true that an ALJ’s unexplained step three conclusions may be upheld if they
are supported by substantial evidence, “where the evidence on the issue of whether a claimant
meets or equals the listing requirements is [in] equipoise and credibility determinations and
inference drawing is required of the ALJ to form his conclusions at step [three], the ALJ must
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explain his reasoning.” Green, 2016 WL 943620, at *8 (alterations in original) (citations and
internal quotation marks omitted); see also Carpenter v. Comm’r of Soc. Sec., No. 7:12-CV-1759
GLS, 2014 WL 859160, at *4 (N.D.N.Y. Mar. 5, 2014) (“[W]hile the ALJ clearly did not believe
that the record as a whole supported a diagnosis of mild mental retardation, she failed to
specifically address deficits in adaptive functioning—or the listing 12.05(C) requirement of
suffering an additional significant limitation—and this is not a situation [w]here application of the
correct legal standard could lead to only one conclusion.”) (citations and internal quotation marks
omitted).
Based on the foregoing, the Court cannot conclude that substantial evidence supports the
finding that Black failed to demonstrate a deficit in adaptive functioning—thus the ALJ’s failure
to specifically address the requirements of Listing 12.05C constitutes legal error.
3. Commissioner’s Remaining Arguments
The Commissioner’s remaining arguments amount to impermissible post hoc
rationalizations of the ALJ’s decision. See Snell v. Apfel, 177 F.3d 128, 134 (2d Cir. 1999) (“A
reviewing court ‘may not accept appellate counsel’s post hoc rationalizations for agency action.’”)
(quoting Burlington Truck Lines, Inc. v. United States, 371 U.S. 156, 168 (1962)). The ALJ did
not explain why Black failed to meet Listing 12.05C, and the Commissioner may not substitute
her own rationale when the ALJ failed to provide one. See Snell v. Apfel, 177 F.3d 128, 134 (2d
Cir. 1999) (“A reviewing court may not accept appellate counsel’s post hoc rationalizations for
agency action.”) (quotation marks and citation omitted).
The Court therefore finds that the ALJ’s failure to consider whether Black, with an IQ score
of 71 and symptoms described in the medical evidence that appear to match those required by
Listing 12.05C, did not meet the Listing constitutes legal error. Because it appears that Black may
11
meet Listing 12.05C, the ALJ was obligated to explain why he concluded otherwise.
See
Rockwood, 614 F. Supp. 2d at 273. The ALJ’s decision lacks “an accurate and logical bridge from
the evidence to [his] conclusion” and therefore the Court cannot conduct a meaningful review.
Hamedallah, 876 F. Supp. 2d at 142. Moreover, the remainder of the ALJ’s decision does not
permit the Court to “glean the rationale” behind his conclusion. See Mongeur v. Heckler, 722 F.2d
1033, 1040 (2d Cir. 1983) (“When . . . the evidence of record permits us to glean the rationale of
an ALJ’s decision, we do not require that he have mentioned every item of testimony presented to
him or have explained why he considered particular evidence unpersuasive or insufficient to lead
him to a conclusion of disability.”). There is no indication that the ALJ considered whether Black
met the criteria of Listing 12.05C or, if he did, why he concluded Black did not meet that Listing’s
criteria.
Accordingly, for all the reasons stated, remand is required. On remand, the Court directs
the ALJ to specifically examine (1) whether Black demonstrated a deficit in adaptive functioning
with an onset before age 22; and (2) whether his IQ score of 71 provides a basis for a determination
of equivalency. If the ALJ finds that Black’s impairment does not meet Listing 12.05C, he must
provide clear reasons why.
III.
Appropriate Remedy
Plaintiff argues that this matter should be remanded solely for calculation of benefits
because he meets all the requirements for Listing 12.05 and is therefore disabled under the Act.
ECF No. 12-1, at 30-31.
Remand for calculation of benefits is appropriate where the record persuasively
demonstrates the claimant’s disability and there is no reason to conclude that additional evidence
might support the Commissioner’s position that the claimant is not disabled. Gibbs v. Colvin, 155
12
F. Supp. 3d 315, 321 (W.D.N.Y. 2015) (citing Parker v. Harris, 626 F.2d 225, 235 (2d Cir. 1980)
and Butts v. Barnhart, 388 F.3d 377, 385-86 (2d Cir. 2004)). Reversal for calculation of benefits
is also particularly appropriate where a person’s claim for benefits has been pending for a long
time and “additional administrative proceedings would only lead to further delay.” Id. (quoting
McClain v. Barnhart, 299 F. Supp. 2d 309, 310 (S.D.N.Y. 2004)). At the same time, “absent a
finding that the claimant was actually disabled, delay alone is an insufficient basis on which to
remand for benefits.” Bush v. Shalala, 94 F.3d 40, 46 (2d Cir. 1996).
Here, although the Court is sympathetic to the fact that Plaintiff’s application has been
pending for over nine years, remand solely for calculation of benefits would be inappropriate
because “this is not a situation where application of the correct legal standard could lead to only
one conclusion.” Hill v. Astrue, No. 1:11-CV-0505(MAT), 2013 WL 5472036, at *9 (W.D.N.Y.
Sept. 30, 2013). It is Plaintiff’s burden at step three to show that his impairment meets or equals
the criteria for Listing 12.05. See, e.g., Bowen v. Yuckert, 482 U.S. 137, 146 n.5 (1987). “For a
claimant to show that his impairment matches a listing, it must meet all of the specified medical
criteria. An impairment that manifests only some of those criteria, no matter how severely, does
not qualify.” Sullivan v. Zebley, 493 U.S. 521, 530 (1990) (emphasis in original). In particular,
the record does not persuasively demonstrate that Plaintiff suffers from deficits in adaptive
functioning as required by Listing 12.05. The ALJ may ultimately conclude on remand that
Black’s impairments do not meet or equal the Listing, however, “this possibility does not relieve
the ALJ of his obligation to discuss the potential applicability of Listing 12.05C, or at the very
least, to provide [Black] with an explanation of his reasoning as to why [his] impairments do not
meet any of the listings.” Green, 2016 WL 943620, at *12. Therefore, remand for further
administrative proceedings is appropriate in this case.
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CONCLUSION
Plaintiff’s Motion for Judgment on the Pleadings (ECF No. 12) is GRANTED, the
Commissioner’s Motion for Judgment on the Pleadings (ECF No. 13) is DENIED, and this matter
is REMANDED to the Commissioner for further administrative proceedings consistent with this
opinion, pursuant to sentence four of 42 U.S.C. § 405(g). See Curry v. Apfel, 209 F.3d 117, 124
(2d Cir. 2000). The Clerk of Court is directed to enter judgment and close this case.
IT IS SO ORDERED.
Dated: September 20, 2018
Rochester, New York
______________________________________
HON. FRANK P. GERACI, JR.
Chief Judge
United States District Court
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