Aronica v. Commissioner of Social Security
Filing
14
DECISION AND ORDER granting 7 Plaintiff's Motion for Judgment on the Pleadings and the matter is remanded to the Commissioner for further administrative proceedings consistent with this Decision and Order; denying 10 Commissioner's Motion for Judgment on the Pleadings. (Clerk to close case.). Signed by Hon. Michael A. Telesca on 10/29/2018. (JMC)-CLERK TO FOLLOW UP-
UNITED STATES DISTRICT COURT
WESTERN DISTRICT OF NEW YORK
____________________________________
JAMIE L. ARONICA,
1:17-CV-00927 (MAT)
DECISION AND ORDER
Plaintiff,
-vsNANCY A. BERRYHILL, Acting
Commissioner of Social Security,
Defendant.
____________________________________
INTRODUCTION
Jamie
L.
Aronica
(“Plaintiff”),
represented
by
counsel,
brings this action under Title II of the Social Security Act
(“the Act”), seeking review of the final decision of Nancy A.
Berryhill,
Acting
Commissioner”
or
Commissioner
“Defendant”),
of
Social
denying
her
Security
application
(“the
for
disability insurance benefits (“DIB”). The Court has jurisdiction
over the matter pursuant to 42 U.S.C. § 405(g). Presently before
the Court are the parties’ competing motions for judgment on the
pleadings pursuant to Rule 12(c) of the Federal Rules of Civil
Procedure. For the reasons set forth below, the Commissioner’s
decision is reversed, and the matter is remanded for further
proceedings consistent with this Decision and Order.
PROCEDURAL BACKGROUND
On August 16, 2012, Plaintiff protectively filed for DIB,
alleging disability beginning January 1, 2012. (Administrative
Transcript (“T.”) 264-65). The claim was initially denied on
October
2,
2012,
and
Plaintiff
timely
requested
a
hearing.
(T. 170-79). A hearing was conducted on December 5, 2013 in
Buffalo, New York by Administrative Law Judge Robert T. Harvey
(T. 77-100), who issued an unfavorable decision on February 11,
2014. (T. 144-57). Plaintiff timely requested review of the ALJ’s
decision by the Appeals Council. (T. 71-72). On June 5, 2015, the
Appeals Council remanded Plaintiff’s case for consideration of
new and material evidence. (T. 158-59).
A second hearing was conducted on November 12, 2015, in
Buffalo, New York by Administrative Law Judge Timothy M. McGuan
(“the ALJ”). (T. 101-34). Plaintiff appeared with her attorney
and testified. A vocational expert (“VE”) also testified.
The
ALJ
promulgated
by
applied
the
the
five-step
Commissioner
for
sequential
evaluation
adjudicating
disability
claims. See 20 C.F.R. § 404.1520(a). At step one, the ALJ found
that Plaintiff had not engaged in substantial gainful activity
since the alleged onset date. (T. 36). At step two, the ALJ found
that Plaintiff had the severe impairment of multiple sclerosis
(“MS”). (Id.). At step three, the ALJ found that Plaintiff does
not have an impairment or combination of impairments that meets
or medically equals the severity of any impairment in the Listing
of Impairments. (T. 37). Before proceeding to step four, the ALJ
found that Plaintiff had the residual functional capacity (“RFC”)
to perform light work as defined in 20 C.F.R. § 404.1567(b) with
-2-
certain restrictions. (T. 38). At step four, the ALJ determined
that Plaintiff is unable to perform any of her past relevant work
as a hairdresser. (T. 40). At step five, the ALJ found that
Plaintiff can perform the requirements of occupations such as a
mail
room
clerk
No.
209.687-026,
No.
299.667-014,
(Dictionary
light,
light,
of
Occupational
Titles
unskilled)
and
store
unskilled),
with
115,110
(“DOT”)
checker
and
(DOT
18,410
positions, respectively, in the national economy. (T. 41-42).
The ALJ issued an unfavorable decision on March 16, 2016.
(T.
31-46).
Plaintiff
timely
requested
review
of
the
ALJ’s
decision by the Appeals Council and submitted additional records
for
it
to
consider.
(T.
259).
The
Appeals
Council
denied
Plaintiff’s request for review on July 20, 2017, making the ALJ’s
decision
the
final
decision
of
the
Commissioner.
(T.
1-7).
Plaintiff then timely instituted this action.
SCOPE OF REVIEW
A
district
court
may
set
aside
the
Commissioner’s
determination that a claimant is not disabled only if the factual
findings are not supported by “substantial evidence” or if the
decision is based on legal error. 42 U.S.C. § 405(g); see also
Green-Younger v. Barnhart, 335 F.3d 99, 105-06 (2d Cir. 2003).
The district court must accept the Commissioner’s findings of
fact, provided that such findings are supported by “substantial
evidence”
in
the
record.
See
-3-
42
U.S.C.
§
405(g)
(the
Commissioner’s
substantial
findings
evidence,
“as
to
shall
any
be
fact,
if
supported
conclusive”).
by
“Substantial
evidence means ‘such relevant evidence as a reasonable mind might
accept as adequate to support a conclusion.’” Shaw v. Chater, 221
F.3d 126, 131 (2d Cir. 2000) (quotation omitted). The reviewing
court nevertheless must scrutinize the whole record and examine
evidence that supports or detracts from both sides. Tejada v.
Apfel, 167 F.3d 770, 774 (2d Cir. 1998) (citation omitted). “The
deferential standard of review for substantial evidence does not
apply
to
the
Commissioner’s
conclusions
of
law.”
Byam
v.
Barnhart, 336 F.3d 172, 179 (2d Cir. 2003) (citing Townley v.
Heckler, 748 F.2d 109, 112 (2d Cir. 1984)).
DISCUSSION
Plaintiff
contends
that
remand
is
warranted
for
the
following reasons: (1) the Appeals Council erred in declining to
consider
applied
new
the
substantial
and
material
treating
evidence
evidence;
physician
(2)
supporting
rule;
the
the
(3)
ALJ
the
conclusion
improperly
ALJ
that
ignored
Plaintiff
suffers from steroid-induced psychosis which would cause her to
have frequent work absences; and (4) the ALJ failed to consider
Plaintiff’s visual impairment. Defendant argues that the ALJ did
not commit legal error and that his determination was supported
by substantial evidence and should be affirmed. For the reasons
discussed below, the Court finds that the Commissioner’s decision
-4-
is legally erroneous and unsupported by substantial evidence.
Therefore, the Court remands this matter to the Commissioner for
further proceedings consistent with this Decision and Order.
I.
The Appeals Council Failed to Consider New and Material
Evidence (Plaintiff’s Argument 4)
Plaintiff
argues
that
the
Appeals
Council
erred
by
not
considering the additional evidence she submitted. (Plaintiff’s
Brief (Docket No. 7-1) (“Pl’s Br.”) at 26-29). On July 20, 2017,
the Appeals Council rejected records from UBMD Physicians Group
dated October 8, 2015, to October 20, 2015, because they were not
new; records from UBMD Physicians Group dated December 1, 2015,
to December 3, 2015, because they did not show a reasonable
probability
that
they
would
change
the
ALJ’s
decision;
and
records from UBMD Physicians Group dated April 14, 2016, because
they
did
Plaintiff
not
affect
the
was disabled.
(T.
ALJ’s
2).
decision
The
about
Appeals
whether
Council
did
the
not
provide a reason for rejecting the June 7, 2016 MRI from Buffalo
General Hospital.
A claimant can submit additional evidence to the Appeals
Council. 20 C.F.R. § 416.1476(b)(1). The regulations require the
Appeals Council to consider the additional evidence if it is new,
material, and relates to the period on or before the date of the
ALJ’s decision. 20 C.F.R. § 416.1476(b)(2). Evidence “relates” to
the
disability
period
if
it
discloses
“the
severity
and
continuity of impairments existing before the earning requirement
-5-
date.”
Pollard
v.
Halter,
377
F.3d
183,
194
(2d
Cir.
2004)
(quoting Lisa v. Sec’y of Dep’t of Health and Human Servs. of
U.S., 940 F.2d 40, 43 (2d Cir. 1991) (quotation marks omitted).
“Materiality” requires, in addition, that there is “a reasonable
possibility
Secretary
that
to
the
decide
new
the
evidence
would
claimant’s
have
influenced
application
the
differently.”
Tirado v. Bowen, 842 F.2d 595, 597 (2d Cir. 1998).
Plaintiff’s
treating
physician,
neurologist
Dr.
David
Hojnacki, ordered her to undergo an MRI, which was performed on
June 7, 2016, at Buffalo General Hospital. The Appeals Council
provided no reason for declining to consider the record. This
error deprives the Court of the ability to conduct a meaningful
review. The Court cannot conclude the error was harmless since
the June 2016 MRI demonstrates a continuation and worsening of
Plaintiff’s MS. In particular, the MRI shows seven new contrastenhancing
lesions
hyperintense
in
lesions,
her
and
cervical
some
new
spine,
T1
twelve
hypointense
new
T2
contrast-
enhancing lesions. (T. 22). The Appeals Council plainly erred in
failing to provide a reason for rejecting this record.
The
Appeals
Council
also
rejected
records
from
UBMD
Physicians Group dated December 1, 2015, to December 3, 2015, and
April
14,
2016,
because
they
did
not
show
a
reasonable
probability that they would change the ALJ’s decision. However,
the records show that Plaintiff still displayed symptoms of MS
-6-
and
that
her
condition
was
not
in
prolonged
remission.
Her
December 2015 MRI indicated that Plaintiff’s abnormal MRI of her
brain
was
“consistent
with
multiple
sclerosis.”
(T.
49).
Likewise, her April 14, 2016 visit, indicated that Plaintiff
still
displays
symptoms
of
active
MS.
Plaintiff
displayed
a
decreased ankle jerk; decreased sensation to pinprick, pain, and
temperature in left hand and leg; and was assessed with muscle
weakness. (T. 25-27). She also reported increased numbness and
some
vision
changes.
(T.
30).
The
records
submitted
by
the
Plaintiff demonstrate that her condition was not in prolonged
remission. A possibility exists that these would have changed the
ALJ’s decision, as he assigned the most weight to the opinion of
consultative
examiner
Dr.
Hongbiao
Liu,
who
examined
the
Plaintiff before she had multiple flare-ups of her MS. Therefore,
the Appeals Council’s rejection of these records was erroneous,
and remand is required so the ALJ can consider these records.
The
Appeals
Council’s
rejection
of
records
from
UBMD
Physicians Group dated October 8, 2015, to October 20, 2015,
because they were not new, is supported by substantial evidence
as they were already part of the ALJ’s record. (T. 52-63, 561-68,
806-11). Therefore, the Appeals Council did not err with respect
to these records.
-7-
II.
The ALJ Failed to Properly Apply the Treating Physician Rule
(Plaintiff’s Argument 2)
Plaintiff also contends that the ALJ did not properly apply
the treating physician rule to the opinion of Dr. David Hojnacki,
the neurologist who treated Plaintiff for MS. Pl’s Br. at 21-24.
A
treating
physician’s
medical
opinion
will
be
given
controlling weight if it is well supported by medical findings
and
not
record.
inconsistent
Shaw
v.
with
Carter,
other
221
substantial
F.3d
126,
134
evidence
(2d
Cir.
in
the
2000).
Generally, ALJs will “give more weight to medical opinions from
[a claimant’s] treating sources, since these sources are likely
to be the medical professionals most able to provide a detailed,
longitudinal picture of [his or her] medical impairment(s) and
may bring
a
unique perspective
to
the medical
evidence that
cannot be obtained from the objective medical findings alone or
from reports of individual examinations, such as consultative
examinations
or
brief
hospitalizations.”
20
C.F.R.
§ 404.1527(c)(2). When an ALJ does not give a treating source’s
opinion controlling weight, the regulations require that he or
she consider a number of factors, including the length of the
treatment
nature
relationship
and
extent
and
of
the
frequency
the
treatment
of
examination,
relationship,
the
the
supportability of the opinion and its consistency with the record
as a whole, the physician’s area of specialization, and any other
-8-
relevant
factors
brought
to
the
ALJ’s
attention.
20
C.F.R.
§ 404.1527(c)(2)-(6).
Dr. Hojnacki, a neurologist specializing in the treatment of
MS,
diagnosed
Plaintiff
with
MS
in
2008.
Since
that
time,
Dr. Hojnacki has treated Plaintiff regularly at about six-month
intervals. The most recent treatment note from Dr. Hojnacki is
dated April 14, 2016. (See T. 24-30, 532-34, 541-42, 514-35, 55054,
569-80,
599-615).
Thus,
Dr.
Hojnacki
has
a
treatment
relationship with Plaintiff that spans approximately eight years.
On October 20, 2015, Dr. Hojnacki completed a Medical Source
Statement
Form
indicating
that
Plaintiff’s
MS
meets
the
requirements of Listing 11.09C in the Listing of Impairments,
20
C.F.R.
§
“[s]ignificant,
substantial
Pt.
404,
Subpt.
reproducible
muscle
weakness
P,
fatigue
on
App.
of
repetitive
1,
because
motor
she
function
activity,
has
with
shown
on
physical examination, that results from neurological dysfunction
in areas of the central nervous system known to be pathologically
involved by the multiple sclerosis process.” (T. 797). The ALJ
assigned Dr. Hojnacki’s opinion “little weight,” finding that it
was not supported by “his own clinical findings and examinations
[which showed] the claimant retained full muscle strength and
normal motor function.” (T. 39). The ALJ did not provide other
reasons for discounting Dr. Hojnacki’s opinion, apart from the
alleged inconsistency with his own treatment notes. As discussed
-9-
further below, the Court finds that while there is an apparent
inconsistency in some of Dr. Hojnacki’s notes, the proper course
of
action
was
for
the
ALJ
to
recontact
Dr.
Hojnacki
for
clarification, rather than entirely discounting his opinion.
Here, under the “review of systems” portion of his treatment
records,
Dr.
Hojnacki
consistently
noted
that
Plaintiff
was
experiencing muscle numbness and weakness, limb spasticity, and
muscle pain. (E.g., T. 741 (April 28, 2014)). Dr. Hojnacki also
consistently listed Plaintiff’s “active problems” as including
muscle
weakness
and
lack
of
coordination.
(T.
742).
On
examination, however, Dr. Hojnacki noted that Plaintiff’s motor
strength was normal in all muscle groups, and her coordination
and
gait
was
normal.
(T.
745).
Nevertheless,
Dr.
Hojnacki
consistently issued a diagnosis of “[m]uscle weakness (728.87).”
(T. 520, 531, 553, 565, 579, 603). The numerals “728.87” in
parentheses
general.”1
reduction
refer
The
in
to
ICD
9
strength
the
ICD
states
of
any
9
code
that
for
“Muscle
“[m]uscle
muscle(s)
in
weakness-
weakness
the
body”
is
a
whose
“[s]ymptoms are a loss of strength in the muscle even though no
detectable
loss
of
strength
is
present.”
(Id.)
(emphasis
supplied).
1
Muscle
Weakness
ICD
9
Code,
H EALTH
R ESEARCH
https://healthresearchfunding.org/muscle-weakness-icd-9-code/.
-10-
F UNDING ,
An ALJ deciding a Social Security claim, “unlike a judge in
a trial, must on behalf of all claimants . . . affirmatively
develop the record.” Moran v. Astrue, 569 F.3d 108, 112 (2d Cir.
2009) (citations omitted). An ALJ is obligated to further the
develop
the
record
when
the
evidence
is
insufficient
or
inconsistent. 20 C.F.R. § 404.1520b. The regulations that now
control, 20 C.F.R. §§ 404.1520b(c)(1) and 416.920b(c), provide
that
re-contacting
the
treating
physician
is
an
option
for
correcting inconsistencies in the record, but that the ALJ “may
choose not to additional evidence or clarification from a medical
source if
[the
ALJ]
know[s]
from experience
that
the
source
either cannot or will not provide the necessary evidence.” 20
C.F.R.
§
404.1520b(c)(l).
“Nonetheless,
courts
in
the
Second
Circuit have concluded, citing these regulations, that the ALJ
still has an obligation to re-contact the treating physician in
some cases.” Gabrielsen v. Colvin, No. 12-CV-5694 KMK PED, 2015
WL 4597548, at *6 (S.D.N.Y. July 30, 2015) (citing Selian v.
Astrue, 708 F.3d 409, 421 (2d Cir. 2013) (noting that, in a case
where the treating physician's opinion was “remarkably vague,”
that “[a]t a minimum, the ALJ likely should have contacted [the
treating
physician]
and
citing these regulations);
sought
clarification
of
his
report,”
other citation omitted). Accordingly,
the change in the regulations does not mean that the ALJ here had
no duty to re-contact Plaintiff’s treating neurologist.
-11-
Here, the ALJ has made no finding, nor has the Commissioner
made any argument, why Dr. Hojnacki “could not have resolved at
least some of the inconsistencies at issue, the only circumstance
in which the regulations explicitly provide that re-contacting
the treating physician is inappropriate.” Gabrielsen, 2015 WL
4597548,
at
416.920b(c)).
*7
(citing
Indeed,
the
20
ICD
C.F.R.
9
§§
diagnosis
404.1520b(c)(1),
code
for
“muscle
weakness-general” utilized by Dr. Hojnacki at each appointment
suggests that there may be a medically valid explanation for the
apparent inconsistency in his clinical notes. The Court has no
doubt that, at the very least, Dr. Hojnacki is in the best
position to resolve the ALJ’s questions. See, e.g., Gabrielsen,
2015 WL 4597548, at *7 (finding that recontacting treating source
was
required
to
adequately
develop
record
where
“apparent
inconsistencies between Dr. Johnson’s own notes and her reports
and a failure to ‘document the signs and symptoms’ in treatment
logs, are precisely the types of inconsistencies that Dr. Johnson
would best be able to resolve”).2
2
The Court notes that other treatment providers, similar to Dr. Hojnacki,
have documented symptoms of muscle weakness. For instance, in an October 24,
2013, Visit Note Report from Home Care Services Organization, Anthony Palumbo,
RN noted that Plaintiff was able to dress her upper and lower body without
assistance, provided that clothing was laid out or handed to her; she was able
to bathe herself in the shower or tub independently, but only with the use of
devices. (T. 396). At another home visit on December 6, 2013, Plaintiff displayed
numbness and decreased strength in the upper and lower bilateral extremities. (T.
827-28).
-12-
The Court finds that this error is not harmless since the
only other
source
is
opinion
from
in
the
record
consultative
from
physician
an
Dr.
acceptable medical
Hongbao
Liu,
who
examined Plaintiff once on September 24, 2012. However, this was
between Plaintiff’s
documented
MS exacerbations
that occurred
earlier in 2012 and then later in April, 2013; in June, 2013; in
December, 2013; and April, 2014. (T. 392, 416, 513, 515, 521,
842). Dr. Liu stated, “[i]n my opinion, currently the claimant
has no limitation for routine activities.” (T. 376). Dr. Liu’s
opinion is vague insofar as he did not define what was meant by
“routine activities.” Moreover, Dr. Liu concluded with a caveat
that Plaintiff’s “multiple sclerosis [is] currently in remission
stage. If multiple sclerosis relapses, then the limitation could
be moderate to severe.” (T. 376). By his own admission, Dr. Liu
likely would have been issued a more restrictive opinion had he
examined Plaintiff during one of the exacerbations of her MS.
III. Failure to Consider Psychosis Caused by Steroid Injections
(Plaintiff’s Argument 1)
Plaintiff also argues that substantial evidence supports a
conclusion
that
she
is
unable
to
perform
sustained
work
activities because she experiences psychosis and hallucinations
when she receives steroid injections. (Pl’s Br. at 19-21). She
contends that on average she would have missed at least two work
days per month between January 2012, and April 2014, because of
steroid-induced psychosis or hallucinations. (Id. at 20).
-13-
Plaintiff received steroid injections for her MS mainly in
2013. (T. 532-34). In 2012, the Plaintiff received injections
twice in January 2012; twice in March 2012; and three times in
December 2012. (T. 529, 539, 542). In 2013, Plaintiff received
three injections in January 2013, one injection in February 2013,
three injections in April 2013, three injections in May 2013, one
injection in June 2013, and July 2013, respectively; and two
injections
(T.
in
428-41,
August
2013,
442-63,
and
464-72,
September
515,
521,
2013,
526,
respectively.
528).
Plaintiff
received one injection in February 2014, and three injections in
April 2014. (T. 842, 877, 895). Plaintiff received no injections
in 2015, but that was because Dr. Hojnacki declined to restart
her
on
steroids
Dr.
Hojnacki
after
noted
her
that
course
Plaintiff
of
“has
Tysabri.
never
(T.
been
567).
able
to
tolerate IV steroids as they have caused psychosis in the past.
She
also
had
severe
cardiac
palpitations
and
arrhythmias.”
(T. 567).
However, the records from Home Health Nursing Care, which
administered
the
could engage
in
status
was
injections,
activities
“oriented.”
(T.
noted
as
throughout
tolerated
388-510).
and
These
that
that
Plaintiff
her
records
mental
lack
any
notation that Plaintiff suffered hallucinations from the steroid
injections.
-14-
Likewise,
hallucinations
Plaintiff’s
or
own
psychosis
testimony
is
about
equivocal.
experiencing
At
the
first
administrative hearing, Plaintiff did not mention suffering from
any hallucinations as a result of the steroid injections; rather,
she testified that they caused her “anxiety, insomnia, flu-like
symptoms,
fatigue,
[and
an]
irregular
heartbeat;”.
(T.
85).
During her second hearing, Plaintiff testified that a steroid
injection
“makes
[her]
feel
like
[she
is]
hallucinating
at
times.” (T. 116 (emphasis supplied)). When Plaintiff was asked to
confirm whether she hallucinated after receiving injections, she
responded contradictorily as follows: “No, but I don’t - I just –
you do. Yeah, I guess you could say I was.” (Id.).
Even
assuming
for
the
sake
of
argument
that
there
is
substantial evidence supporting Plaintiff’s view, that is not the
dispositive question. Bonet ex rel. T.B. v. Colvin, 523 F. App’x
58, 59 (2d Cir. 2013) (summary order). Rather, this Court “must
decide whether substantial evidence supports the ALJ’s decision.”
Id. (citing Selian v. Astrue, 708 F.3d 409, 417 (2d Cir. 2013)
(“If there is substantial evidence to support the [agency's]
determination, it must be upheld.”); (other citation and footnote
omitted). Here, the Court must conclude that the record contains
substantial evidence supporting the ALJ’s decision that the sideeffects of Plaintiff’s steroid-injections were not disabling.
-15-
However, based on certain aspects of the VE’s testimony, the
Court
finds
steroid
that
the
injections
frequency
raise
the
and
duration
possibility
of
that
Plaintiff’s
Plaintiff
was
disabled for a closed period of time based on the impact of her
steroid-injections on her ability to complete a typical full-time
workweek. The VE testified in part that an employee is expected
to attend a minimum of 90 percent of her scheduled work time.
(T. 131). He explained that if an employee were to miss two days
of work per month, perhaps three to four months in a row, that
was
“probably
about
the
time”
that
she
is
going
to
“draw
attention to [herself] and get a warning.” (T. 132). The VE
testified
that
an
employee
is
allowed
to
be
off-task
up
to
9 minutes in an hour, or 15 percent of the work day, and that
even
10
minutes
off-task
each
and
every
hour
would
put
an
employee below an 85 percent productivity rate, which is normally
not acceptable. (T. 133). Here, the record indicates that during
the
relevant
period,
Plaintiff
received
multiple
IV
steroid
injections, with administration lasting one to two hours each.
(See T. 435, 430, 443, 452-53, 472, 505, 515, 521, 526-28, 529,
537,
539,
842,
865,
877,
895).
Moreover,
a
number
of
those
steroid injections occurred while Plaintiff was receiving in-home
nursing
care.
For
instance,
Plaintiff
received
IV
steroid
injections during her February 4, April 1, April 10, and April
22, 2014, home care visits. (T. 842, 865, 877, 895). On remand,
-16-
the ALJ
is
directed
to
consider whether
Plaintiff
meets
the
definition of disability for a closed period from the onset date
through the date of the last steroid injection, or some portion
of
that
period,
based
on
the
administration
of
IV
steroid
treatments, some of which occurred while she was homebound.
IV.
The ALJ Did Not Properly Consider
Impairment (Plaintiff’s Argument 3)
Plaintiff’s
Visual
Plaintiff also argues the ALJ “failed to address the effects
of [her] visual impairment on her ability to sustain work” at
step two of the sequential evaluation. (Pl’s Br. at 24).
The regulations provide that at step two of the sequential
evaluation, the ALJ is required to determine whether a claimant’s
medically
§
determinable
404.1520(a)(4)(ii).
impairments
An
are
impairment
is
severe.
20
“severe”
C.F.R.
if
“it
significantly limits an individual’s physical or mental abilities
to do basic work activities.” SSR 96-3P, 1996 WL 374181, at *1
(July 2, 1996). A claimant bears the burden of proving that she
has a severe impairment. Kohler v. Astrue, 546 F.3d 260, 265
(2d Cir. 2008) (citations omitted). However, “a step two error is
not reversible and does not necessitate remand where the record
is devoid of evidence that the allegedly omitted impairments were
severe.” Poles v. Berryhill, No. 17-CV-1471884, 2018 WL 1471884,
at *3 (W.D.N.Y. Mar. 26, 2018) (citing Rye v. Colvin, No. 14-CV170, 2016 WL 632242, at *3 (D. Vt. Feb. 17, 2016)).
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Here, substantial evidence does not support that Plaintiff’s
visual
impairment
was
severe.
As
the
Commissioner
notes,
Plaintiff’s visual acuity was 20/25, even during a flare-up of MS
in March 2014. (T. 750). Dr. Norah Lincoff assessed Plaintiff
with myopia and mild nerve optic atrophy. (T. 752). Dr. Lincoff
subsequently treated Plaintiff in October 2014 and reported that
her vision in both her right and left eyes was 20/20. (T. 732).
Plaintiff reported that she had “no loss of vision.” (T. 730).
Dr. Lincoff also indicated that Plaintiff had “no recurrence of
optic
neuropathy.”
(T.
734).
Likewise,
on
October
8,
2015,
Plaintiff displayed 20/20 vision in both her right and left eyes.
(T. 808). Plaintiff reported that her eyes blurred “on and off
occasionally.” (T. 806). Dr. Lincoff indicated that Plaintiff had
“no recurrence
of
optic
neuropathy”
and
did
not
mention
any
limitations with respect to her near visual acuity. (T. 810).
Neither Dr. Hojnacki nor Dr. Lincoff reported that Plaintiff has
difficulties with her visual acuity. They did note that Plaintiff
continues to have problems with dry eyes, had occasional blurred
vision, and was near-sighted, but, as discussed below, these
conditions do not change the ALJ’s conclusion at step five.
Plaintiff
notes
that,
according
to
the
Dictionary
of
Occupational Titles and Selected Characteristics of Occupations,
both of the occupations which the ALJ found she could perform
require “frequent” near visual acuity up to two-thirds of the day
-18-
(Pl.’s Reply
(Docket
No.
11)
at
7
(citing
DICOT
209.687-026
(G.P.O.), 1991 WL 671813; DICOT 299.667-014 (G.P.O.), 1991 WL
672642)).
The
VE
testified
that
“frequent”
near
acuity
was
required to perform the occupations of a mailroom clerk and stock
checker. (T. 129). However, Plaintiff has not demonstrated that
her
visual
acuity
was
diminished
to
any
significant
extent.
Accordingly, she has not shown that the ALJ’s step-five finding
concerning her ability to perform other work in the national
economy is unsupported by substantial evidence. Thus, the Court
concludes
that
the
failure
to
address
Plaintiff’s
visual
impairment at step two was, at most, a harmless error that does
not require remand. See Johnson v. Bowen, 817 F.2d 983, 986
(2d Cir. 1987) (holding that a harmless error exists in the
Social Security context when the “application of the correct
legal
principles
to
the
record
could
lead
to
only
one
conclusion”).
CONCLUSION
For the foregoing reasons, Plaintiff’s Motion for Judgment
on the Pleadings is granted to the extent that the Court finds
that
the
Commissioner’s
unsupported
by
decision
substantial
is
legally
evidence.
erroneous
Accordingly,
and
the
Commissioner’s decision is reversed, and the matter is remanded
to
the
Commissioner
consistent
with
this
for
further
Decision
and
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administrative
Order.
In
proceedings
particular,
on
remand, the Commissioner is directed to (1) consider the new and
material evidence submitted by Plaintiff to the Appeals Council;
(2) recontact Dr. David Hojnacki for clarification of his opinion
and clinical findings; and (3) consider whether Plaintiff meets
the disability criteria for a closed period from the onset date
through the last date of her receipt of a steroid injection based
on the effects of such treatment on her ability to complete the
attendance requirements of full-time competitive employment. The
Clerk of the Court is directed to close this case.
ALL OF THE ABOVE IS SO ORDERED.
S/Michael A. Telesca
_____________________________
HON. MICHAEL A. TELESCA
United States District Judge
Dated:
October 29, 2018
Rochester, New York
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