Rosado v. Mastrantonio et al
Filing
72
DECISION AND ORDER granting in part and denying in part 62 Motion for Summary Judgment; granting in part and denying in part 63 Motion for Partial Summary Judgment; granting in part and denying in part 64 Motion for Partial Summary Judgment. Signed by Hon. Elizabeth A. Wolford on 12/16/2019. (CDH)-CLERK TO FOLLOW UP-
DEC 1 6 2019
UNITED STATES DISTRICT COURT
WESTERN DISTRICT OF NEW YORK
^'/^oirCj£EWENQUI!il
DISTRl^
JONATHAN ROSADO,
Plaintiff,
DECISION AND ORDER
V.
6:I7-CV-06571 EAW
CORRECTION OFFICER PETER
MASTRANTONIO,COURTNEY
BENNETT,HARRY EDWARDS,
MATTHEW SHUMAKER,LARRY
GLEASON,DUSTIN ELLIS, KEVIN
AIKEN, and BRIAN CRAWFORD,
Defendants.
INTRODUCTION
Plaintiff Jonathan Rosado ("Plaintiff), a prisoner in the eustody of the New York
State Department of Corrections and Community Supervision("DOCCS"), asserts various
claims under 42 U.S.C. § 1983 related to an incident at the Southport Correctional Facility
("Southport") on September 4, 2015. (SeeDkt. I;Dkt. 21). Currently pending before the
Court are: (1) a motion for summary judgment filed by defendants Kevin Aiken, Brian
Crawford, Harry Edwards, Dustin Ellis, Larry Gleason, and Matthew Shumaker
(collectively the "State Defendants")(Dkt. 62);(2)a motion for partial summary judgment
filed by defendant Peter Mastrantonio (Dkt. 63); and (3) a motion for partial summary
judgment filed by defendant Courtney Bennett(Dkt. 64). For the reasons set forth below,
the Court:(1) grants in part and denies in part the State Defendants' motion for summary
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judgment(Dkt. 62);(2) grants in part and denies in part Mastrantonio's motion for partial
summaryjudgment(Dkt.63); and(3)grants in part and denies in part Bennett's motion for
partial summary judgment(Dkt. 64).
FACTUAL BACKGROUND
The following facts are taken from the parties' respective statements of undisputed
material facts, the responses thereto, and the parties' exhibits. Unless otherwise noted,
these facts are uncontroverted.
Southport is a maximum-security facility designed to house long-term special
housing unit inmates. (Dkt. 62-1 at 1; Dkt. 66-1 at 1). Inmates at Southport do not have
regular programming or communal activities; instead, they are allowed one hour of daily
recreation and, other than for visits, sick call, and showers, are confined to their cells the
remaining 23 hours per day. (Dkt.62-1 at 1; Dkt.66-1 at 1). Meals are delivered to inmates
in their cells. (Dkt. 62-1 at 1; Dkt. 66-1 at 1).
On September 4,2015,Plaintiff was incarcerated at Southport. (Dkt.62-1 at 1; Dkt.
66-1 at 1). Plaintiff had previously been housed at Southport in 2011, but had been
transferred out after he attempted suicide by hanging. (Dkt. 62-1 at 2; Dkt. 66-1 at 3).
Plaintiff was transferred back to Southport following a misconduct incident occurring at
the Attica Correctional Facility on July 13, 2015. (Dkt. 63-1 at 4; Dkt. 66-1 at 6).
At approximately 12:55 p.m. on September 4, 2015, Plaintiff was escorted by
Mastrantonio and Bennett, who were corrections officers at Southport, to a mental health
callout with social worker Emily Query. (Dkt. 62-1 at 2; Dkt. 66-1 at 3). While being
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escorted back from this appointment, Plaintiff was involved in a use of force incident
outside the shower area on the B-block 7-gallery. (Dkt. 62-1 at 3; Dkt. 66-1 at 3).
Plaintiff claims that a few days prior to the use of force incident, prisoners on his
gallery began complaining to the corrections officers about showers. (Dkt. 66-1 at 10).
According to Plaintiff, he told the corrections officers he was going to write a grievance,
and other prisoners agreed with him. {Id. at 11). Plaintiff further claims that on the night
he complained about the showers, the corrections officers "broadcast over the gallery
intercom that [Plaintiff] was in jail for fucking little boys" and "comments such as
'[Plaintiffs] mother was a whore.'" {Id.). None of the defendants in this case were
"shower officers" at Southport during the relevant time period. (Dkt. 62-1 at 5; Dkt. 66-1
at 5).
In Plaintiffs version of events, on the way to his appointment with social worker
Guery on September 4, 2015, Bennett said to him,"so you are the one running stuff. You
are the one getting everybody to write a grievance on the company." (Dkt. 66-1 at 10).
Plaintiff claims that while he was walking back from his appointment with social worker
Guery with his hands handcuffed behind his back, Mastrontonio "turned and punched
[Plaintiff] in the face two times," and Bennett then pulled Plaintiff down by the handcuffs
while punching him. {Id. at 11-12). According to Plaintiff, shortly after the first punch,
Edwards, who was a sergeant at Southport, and "multiple other guards" arrived on the
scene, and Edwards jumped on top of Plaintiff and began "throwing elbows at him and
punching him" while "everybody else was standing up kicking and punching" Plaintiff.
{Id. at 12).
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Shumaker, Aiken,Ellis, Crawford,and Gleason were among the corrections officers
who responded to the incident. (See Dkt. 71-1 at 5). Plaintiff has been unable to
specifically identify any other corrections officers as participating in the alleged assault
against him, and "does not know how many guards hit him," but maintains that "there were
too many punches and kicks to be just... Mastrantonio and Bennett," (Id.; see also Dkt.
66-4 at 7 (Plaintiff acknowledging that he was "able to see and specifically identify only
Sergeant Edwards")).
Plaintiff claims that during the alleged assault, an unidentified
corrections officer stated, "this is what you get; keep talking shit." (Dkt. 66-1 at 12).
Shumaker has acknowledged placing mechanical restraints including a waist chain
on Plaintiff. (Dkt. 66-3 at 20-21). Plaintiff maintains that the waist chain was placed so
tightly than it cut through his skin, resulting in scarring on his waist. (Dkt.66-1 at 13; Dkt.
62-3 at 64). Plaintiff claims that three corrections officers then lifted him up by the waist
chain and threw him head first into the shower. (Dkt. 66-1 at 13). According to Plaintiff,
"[f]rom the start of the beating until [Plaintiff] was placed into the shower took about four
minutes." (Id.). Plaintiff states that he suffered injuries including abrasions and bruising
and that "[ajmong the visible bruises was a boot print above [Plaintiffs] left eye." (Id.).
Plaintiff was taken to Amot Ogden Hospital, where he was found to have soft tissue
swelling and a right frontal lateral scalp hematoma,but no broken or fractured bones. (Dkt.
62-1 at 4; Dkt. 66-1 at 4).
Plaintifffiled two grievances related to the events ofSeptember 4,2015, which were
both designated as grievance FPT-30834-15. (Dkt. 62-3 at 78-83). In his grievance dated
September 29, 2015, Plaintiff reported that on September 4, 2015, he was "assaulted by
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officials at Southport C.F." and further claimed that his request for copies of photographs
of his injuries had been wrongfully denied. {Id. at 78). In his grievance dated October 8,
2015,Plaintiff went into more detail regarding the alleged assault. {Id. at 80). He reported
that Mastrantonio and Bennett had punched him while he was standing and, after he fell to
the floor, punched and kicked him all over his body. {Id. at 80-81). Plaintiff further stated
that Edwards and "two-three officers (names unknown)" then joined Mastrantonio and
Bennett,that Edwardsjumped on top ofPlaintiffand began punching him,and that Plaintiff
"was being punched, kicked and dragged from every direction," but could not keep his
eyes open "to see who was throwing what kicks or punches." {Id. at 81).
PROCEDURAL HISTORY
Plaintiff commenced the instant action on August 15,2017.(Dkt. 1). The operative
pleading is the Amended Complaint, filed on March 19, 2018. (Dkt. 21). In his Amended
Complaint, Plaintiff alleges the following causes of action: (1) "defendants used
unnecessary and excessive force against plaintiff, in violation of plaintiffs right to be free
from cruel and unusual punishment, as guaranteed by the Eighth and Fourteenth
Amendments to the United States Constitution; (2) "defendants violated the rights to
freedom of speech and freedom to petition the government for a redress of grievances
guaranteed to [Plaintiff] under the First Amendment to the United States Constitution; and
(3)"Defendants Mastrantonio and Bennett violated [Plaintiffs] right to due process oflaw
under the 14th Amendment of the United States Constitution." {Id. at 5-6).
Discovery in this matter is closed. {See Dkt. 34). The State Defendants filed their
motion for summary judgment on May 8, 2019. (Dkt. 62). Mastrantonio and Bermett filed
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their respective motions for partial summaryjudgment on May 9,2019. (Dkt.64; Dkt.64).
Plaintiff filed an omnibus response to the pending summary judgment motions on June 6,
2019. (Dkt. 66). The State Defendants filed a reply on June 14, 2019. (Dkt. 67). With
the Court's permission, Plaintiff filed a sur-reply regarding the State Defendants' motion
on July 11, 2019. (Dkt 70; Dkt. 71).
DISCUSSION
I.
Legal Standard
Rule 56 of the Federal Rules of Civil Procedure provides that summary judgment
should be granted if the moving party establishes "that there is no genuine dispute as to
any material fact and the movant is entitled to judgment as a matter of law." Fed. R. Civ.
P. 56(a). The Court should grant summary judgment if, after considering the evidence in
the light most favorable to the nonmoving party, the court finds that no rational jury could
find in favor of that party. Scott v. Harris, 550 U.S. 372, 380 (2007)(citing Matsushita
Elec. Indus. Co. v. Zenith Radio Corp., 475 U.S. 574, 586-87(1986)).
"The moving party bears the burden ofshowing the absence of a genuine dispute as
to any material fact. .. ." Crawford v. Franklin Credit Mgmt. Corp., 758 F.3d 473, 486
(2d Cir. 2014). "Where the non-moving party will bear the burden of proof at trial, the
party moving for summary judgment may meet its burden by showing the evidentiary
materials of record, if reduced to admissible evidence, would be insufficient to carry the
non-movant's burden of proof at trial." Johnson v. Xerox Corp., 838 F. Supp. 2d 99, 103
(W.D.N.Y.2011)(citing Celotex Corp. v. Catrett, All U.S. 317,322-23(1986)). Once the
moving party has met its burden, the opposing party "must do more than simply show that
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there is some metaphysical doubt as to the material facts, and may not rely on conclusory
allegations or unsubstantiated speculation." Robinson v. Concentra Health Servs., Inc.,
781 F.3d 42, 44(2d Cir. 2015)(quoting Brown v. Eli Lilly & Co., 654 F.3d 347, 358(2d
Cir. 2011)). Specifically, the non-moving party "must come forward with specific
evidence demonstrating the existence of a genuine dispute of material fact." Brown,654
F.3d at 358. Indeed, "the mere existence of some alleged factual dispute between the
parties will not defeat an otherwise properly supported motion for summary judgment; the
requirement is that there be no genuine issue of material fact." Anderson v. Liberty Lobby,
Inc., All U.S. 242, 247-48 (1986).
II.
Due Process Claim
Plaintiffs Amended Complaint asserts a claim against Mastrantonio and Bennett
for violation of Plaintiffs right to due process. (Dkt. 21 at 6). Mastrantonio and Bennett
both seek summary judgment on this claim. {See Dkt. 63-4 at 3; Dkt. 64-5 at 7-8). In
response. Plaintiff acknowledges that he cannot maintain his due process claim based on
the record in this case and agrees to withdraw it. (Dkt. 66-4 at 5). According, the Court
grants Mastrantonio's and Bennett's motions for summary judgment with respect to this
claim.
III.
Excessive Use of Force Claim
Shumaker, Gleason, Ellis, Aiken, and Crawford (hereinafter the "Responding
Officers") seek summary judgment as to Plaintiffs excessive use of force claim. They
argue that Plaintiff has no personal knowledge that any of the Responding Officers
participated in the alleged assault, that no witnesses or physical evidence connect the
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Responding Officers to the alleged assault, and that as such a reasonable jury could not
find in favor ofPlaintiffon this claim. (Dkt.62-6 at 4-8). The Responding Officers further
argue that Plaintiff failed to exhaust his administrative remedies as to them, because his
grievance claimed only that Mastrantonio, Bennett, Edwards, and two to three unknown
officers assaulted him, not that five additional officers participated in or observed the
assault. {Id. at 8). In response. Plaintiff argues that he should be permitted to proceed
against the Responding Officers on the theory that they either participated in the assault or
wrongfully failed to intervene to stop it. (Dkt. 66-4 at 10-14). The Responding Officers
contend that they cannot be held liable on a failure to intervene theory because Plaintiff
neither grieved nor pleaded such a claim against them.
"It is well settled in this Circuit that personal involvement of defendants in alleged
constitutional deprivations is a prerequisite to an award ofdamages under § 1983." Farrell
V. Burke, 449 F.3d 470,484(2d Cir. 2006)(quoting Wright v. Smith, 21 F.3d 496, 501 (2d
Cir. 1994)). "[A]n officer may be personally involved in the use of excessive force if he
either directly participates in the assault or if he was present during the assault, yet failed
to intervene on behalf of the victim, even though the officer had a reasonable opportunity
to do so." Jordan v. Fischer, 773 F. Supp. 2d 255, 274 (N.D.N.Y. 2011). "[A] plaintiff
need not establish who, among a group of officers, directly participated in the attack and
who failed to intervene." Younger v. City ofNew York,480 F. Supp.2d 723,732(S.D.N.Y.
2007);
also Centeno v. City ofNew York, No. 16-CV-2393(VSB),2019 WL 1382093,
at *8 (S.D.N.Y. Mar. 27, 2019) (holding the same and denying motion for summary
judgment on excessive force claim where it was "undisputed that all four Defendants were
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present during the altercation with Plaintiff).
However, a plaintiff does have to
demonstrate that the officers who allegedly failed to intervene had "a realistic opportunity
to intervene and prevent the harm." Rodriguez v. City ofNew York, 291 F. Supp. 3d 396,
417 (S.D.N.Y. 2018). "[WJhen considering the reasonableness of any opportunity to
intervene, one must consider both (a) the duration of the constitutional violation, and (b)
the defendant's presence and proximity during the use of the constitutional violation."
Thomas v. City ofTroy, 293 F. Supp. 3d 282, 296(N.D.N.Y. 2018).
Here, the Court finds that on the record before it, no reasonable jury could find
Gleason, Ellis, Aiken, or Crawford liable to Plaintiff on his excessive use of force claim.
While it is undisputed that these defendants responded to the scene of the incident on
September 4, 2015, there is no evidence in the record supporting the conclusion that any
of them were personally involved in the alleged excessive use of force against Plaintiff.
Plaintiff cannot say when any of these defendants arrived on the scene, no witnesses can
place them at the scene at any particular time, and they all testified that by the time they
arrived Bennett and Mastrantonio had already used body holds to restrain Plaintiff on the
ground. There is also no information in the record regarding these defendants' proximity
to Plaintiff at the relevant points in time. In other words, with respect to Gleason, Ellis,
Aiken, and Crawford, the record before the Court—^taken in the light most favorable to
Plaintiff—shows only that they were present at the scene ofthe use of force incident at an
unknown time, for an unknown duration, and in an unknown proximity to Plaintiff. On
these facts, there is simply no reasonable basis for a jury to conclude that any of these
particular defendants either used force against Plaintiff or arrived on the scene with
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sufficient time and proximity to stop Bennett, Mastrantonio, or Edwards from allegedly
beating Plaintiff. See Piper v. City ofElmira, 12 F. Supp. 3d 577, 596(W.D.N.Y. 2014)
(granting summaryjudgment with respect to defendants who responded to the scene where
there was "no evidence in the record before the Court as to the location of any of these
officers at the scene, much less evidence that these officers were in a position from which
they could have intervened during the challenged uses of force"); Mikulec v. Town of
Cheektowaga, 909 F. Supp. 2d 214, 221 (W.D.N.Y. 2012)(granting summary judgement
on failure to intervene claim where "the only evidence tending to prove this claim is that
[the defendants] were present at the scene"). Accordingly, Gleason, Ellis, Aiken, and
Crawford are entitled to summary judgment on Plaintiffs excessive use of force claim.'
However, the Court reaches a different conclusion with respect to Shumaker. As
noted above,the record demonstrates that Shumaker was the corrections officer who placed
mechanical restraints, including a waist chain, on Plaintiff. {See Dkt.71-1 at 4-5). Plaintiff
claims that the waist chain was placed on him so tightly that it cut his skin and caused
scarring on his waist. This is sufficient to support an excessive use of force claim against
Shumaker. See Washpon v. Parr, 561 F. Supp. 2d 394, 407 (S.D.N.Y. 2008)("[U]se of
restraints in such a way as to cause permanent injury or scarring may support an excessive
force claim.");see also Davidson v. Flynn,32 F.3d 27,30(2d Cir. 1994)(finding "material
'
Because the Court reaches this conclusion, it need not and does not reach Gleason's,
Ellis', Aiken's, and Crawford's argument that Plaintiff did not exhaust his administrative
remedies with respect to the excessive use of force claim against them.
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questions offact" as to whether it was "necessary for the defendants to shackle the plaintiff
so tightly as to cause severe pain and permanent injury").
The Court further finds that Plaintiff exhausted his excessive force claim against
Shumaker. The Prison Litigation Reform Act("PLRA") provides that "[n]o action shall
be brought with respect to prison conditions under section 1983 .. or any other Federal
law, by a prisoner confined in any jail, prison, or other correctional facility until such
administrative remedies as are available are exhausted." 42 U.S.C.A. § 1997e. "[T]he
PLRA's exhaustion requirement applies to 'all inmate suits about prison life, whether they
involve general circumstances or particular episodes.'" Lawrence v. Goord, 304 F.3d 198,
200(2d Cir. 2002)(quoting Porter v. Nussle, 534 U.S. 516, 532(2002)).
To satisfy the PLRA's exhaustion requirement, "prisoners in New York must
ordinarily follow a three-step[DOCCS]grievance process. The first step in that process is
the filing of a grievance with the Inmate Grievance Resolution Committee. Next, the
inmate may appeal an adverse decision to the prison superintendent. Finally, the inmate
may appeal the superintendent's decision to the Central Office Review Committee
('CORC'). In general, it is only upon completion of all three levels ofreview that a prisoner
may seek relief in federal court under § 1983." Crenshaw v. Syed, 686 F. Supp. 2d 234,
236(W.D.N.Y. 2010)(internal citation omitted).
Here, it is undisputed that Plaintiff filed grievances related to the incident at issue
and that he completed all levels of review. "[A] grievance suffices if it alerts the prison to
the nature of the wrong for which redress is sought. As in a notice pleading system, the
grievant need not lay out the facts, articulate legal theories, or demand particular relief. All
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the grievance need do is object intelligibly to some asserted shortcoming." Johnson v.
Testman,380 F.3d 691,697(2d Cir. 2004)(quotation omitted). Plaintiffs grievance dated
October 8, 2015, specifically references his having been put into a waist chain as part of
the claimed assault. (Dkt. 62-3 at 81). This is sufficient, under the relevant standard, to
have put the correctional facility on notice that the placing of the restraints was at issue.
Moreover, it is irrelevant that Plaintiff did not specifically name Shumaker as the
corrections officer who placed the waist chain on him, because "a New York state prisoner
is not required to name responsible parties in a grievance in order to exhaust administrative
remedies." Espinal v. Goord, 558 F.3d 119, 126(2d Cir. 2009). Accordingly, the Court
finds that Shumaker has not demonstrated his entitlement to summary judgment on
Plaintiffs excessive use of force claim.
IV.
First Amendment Retaliation Claim
All Defendants seek summary judgment as to Plaintiffs claim that Defendants
retaliated against him for his exercise of his rights under the First Amendment. For the
reasons below,the Court finds that the State Defendants are entitled to summaryjudgment
on this claim but that Mastrantonio and Bennett are not.
"In order for a prisoner's First Amendment retaliation claim under Section 1983 to
survive summary judgment, a prisoner must show (1)that the speech or conduct at issue
was protected,(2)that the defendant took adverse action against the plaintiff, and (3)that
there was a causal connection between the protected speech and the adverse action." Burns
V. Martuscello, 890 F.3d 77, 84(2d Cir. 2018)(quotation omitted). Here, Plaintiffs First
Amendment retaliation claim is premised on his statements that he intended to file a
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grievance related to the showers, which he claims was the precipitating event for the
alleged beating on September 4, 2015.
The Court agrees that the State Defendants are entitled to summary judgment on
Plaintiffs First Amendment retaliation claim. First, with respect to Gleason, Ellis, Aiken,
and Crawford, the Court finds for the reasons discussed above that no reasonable juror
could conclude that they were involved in the alleged beating. As such. Plaintiff cannot
show that these defendants took adverse action against him. Second, with respect to all of
the State Defendants, Plaintiff cannot show a causal connection between the alleged
beating and his protected activity. In considering whether there is a "causal connection
between the protected speech and the adverse action, a court may consider a number of
factors, including any statements made by the defendant concerning his motivation and the
temporal proximity between the protected activity and the defendant's adverse action."
Roseboro v. Gillespie, 791 F. Supp. 2d 353,366(S.D.N.Y. 2011)(quotations omitted);see
also Tuitt V. Chase, No. 9:ll-CV-0776 DNH/TWD, 2013 WL 877439, at *7 (N.D.N.Y.
Jan. 30, 2013), report and recommendation adopted, 2013 WL 877617(N.D.N.Y. Mar. 8,
2013)(factors relevant to a consideration of causal connection "include:(i) the temporal
proximity between the protected activity and the alleged retaliatory act; (ii) the inmate's
prior good disciplinary record; (iii) vindication at a hearing on the matter; and (iv)
statements by the defendant concerning his or her motivation"). The Second Circuit has
"held that temporal proximity between protected conduct and an adverse action constitutes
circumstantial evidence of retaliation," but has also "consistently required some further
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evidence of retaliatory animus before permitting a prisoner to proceed to trial on a
retaliation claim." Washington v. Afify, 681 F. App'x 43,46(2d Cir. 2017).
In this case, Plaintiff did not make his statement that he intended to file a grievance
to any of the State Defendants, nor is there any other evidence in the record before the
Court that the State Defendants were aware of this threat. See, e.g., Alston v. Pafumi, No.
3:09-CV-01978(VAB), 2016 WL 81785, at *7(D. Conn. Jan. 7, 2016)(collecting cases
granting summary judgment on First Amendment retaliation claims where the defendants
were not aware ofthe plaintiffs protected activity). Additionally, while Plaintiff points to
evidence that during the alleged assault an unidentified officer shouted "this is what you
get; keep talking shit"{see Dkt.66-1 at 12), this vague statement by an unknown individual
is insufficient to demonstrate that the State Defendants were motivated by retaliatory intent.
Nothing in this statement is particularly related to grievances, and there is no evidence that
it was uttered by one of the State Defendants (as opposed to Mastrantonio or Bennett).
Moreover, there is no evidence in the record before the Court that Plaintiff had a good
disciplinary record (in fact, the evidence is to the contrary), and Plaintiff was never
vindicated at a hearing with respect to the State Defendants, because no such hearing ever
occurred. Accordingly, Plaintiffcannot establish any factors supporting retaliatory animus
with respect to the State Defendants beyond temporal proximity. On these facts, a
reasonable jury could not find in Plaintiffs favor on his First Amendment retaliation claim
against the State Defendants.
However, the Court finds that Plaintiff has adduced sufficient evidence to permit
his First Amendment claim to proceed against Mastrantonio and Bennett. As a threshold
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matter, Mastrantonio and Bennett both argue that Plaintiff failed to exhaust his remedies
regarding this claim. This argument lacks merit. Plaintiffs grievance dated October 8,
2015, specifically states that on September 2, 2015, Plaintiff "threatened to write
grievances about the showers," and goes on to state that Plaintiff was thereafter "verbally
harassed and threatened for the next two days" before being attacked, unprovoked, by
Mastrantonio and Bennett on September 4,2015. {See Dkt. 62-3 at 80). These allegations
are sufficient to have put the prison on notice that Plaintiff was claiming retaliation with
respect to the alleged beating.^
Bennett has failed to raise any substantive argument regarding Plaintiffs First
Amendment retaliation claim. Mastrantonio, on the other hand, contends that Plaintiff
cannot show that Mastrantonio was aware ofPlaintiffs threat to file a grievance regarding
the showers. {See Dkt. 63-4 at 8-9). The Court disagrees. Plaintiff has testified that while
Mastrantonio and Bennett were escorting him to his appointment with social worker
Gruery, Bennett said to him,"so you are the one running stuff. You are the one getting
everybody to write a grievance on the company." {See Dkt. 66-1 at 10). Mastrantonio
argues that Plaintiff did not "say where Mastrantonio [was], whether he could hear
[Bennett's statement] or what . . . Mastrantonio said in response." (Dkt. 63-4 at 9).
However, a reasonable jury could certainly infer, based on the necessarily close proximity
^
However,to the extent Plaintiffis claiming that Bennett and Mastrantonio retaliated
against him by filing a false misbehavior report, the Court agrees that such a claim is
unexhausted. Plaintiffs grievances make no mention of a false misbehavior report, and
therefore cannot have put the prison on notice that Plaintiff was claiming such a
misbehavior report was retaliatory.
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of two guards escorting an inmate in a maximum-security prison, that Mastrantonio
witnessed this remark by Bermett. Moreover, accepting Plaintiffs version of the facts,
Mastrantonio and Bennett shortly thereafter engaged in a coordinated, unprovoked attack
on Plaintiff.
These facts are sufficient to raise material questions as to whether
Mastrantonio and Bennett were acting in a retaliatory fashion. As such, Mastrantonio and
Bennett are not entitled to summary judgment on Plaintiffs First Amendment retaliation
claim.
CONCLUSION
For the foregoing reasons, the Court:(1) grants in part and denies in part the State
Defendants' motion for summary judgment(Dkt. 62);(2) grants in part and denies in part
Mastrantonio's motion for partial summary judgment(Dkt. 63); and (3) grants in part and
denies in part Bennett's motion for partial summary judgment(Dkt. 64). Specifically, the
Court grants summary judgment in favor of defendants Bennett and Mastrantonio on
Plaintiffs due process claims, grants summary judgment in favor of defendants Edwards,
Shumaker, Gleason, Ellis, Aiken, and Crawford on Plaintiffs First Amendment retaliation
claim, and grants summary judgment in favor of defendants Gleason, Ellis, Aiken, and
Crawford on Plaintiffs excessive use of force claim. The Court denies the pending
motions for summary judgment in all other respects, so that the following claims remain:
(1) excessive use of force against defendants Shumaker, Edwards, Mastrantonio, and
Bennett; and(2)First Amendment retaliation against defendants Mastrantonio and Bennett
based on the alleged assault on September 4, 2015. The Clerk of Court is directed to enter
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judgment in favor of Gleason, Ellis, Aiken, and Crawford and to terminate them as
defendants in this matter.
SO ORDERED.
ELI^ET^.WOrFORD
fed States District Judge
Dated: December 16, 2019
Rochester, New York
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