DECISION AND ORDER: The Petition for a Writ of Prohibition and/or Mandamus (ECF No. 1) is DENIED, as this Court does not have jurisdiction to entertain Wik's challenge to Justice Ark's February 17, 2017 Order under the Rooker-Feldman doctrine. The Clerk of Court is directed to close this matter. SO ORDERED. Signed by Hon. Frank P. Geraci, Jr. on 3/29/17.A copy of this Order and NEF have been mailed to the pro se Petitioner.(SCE)-CLERK TO FOLLOW UP-
UNITED STATES DISTRICT COURT
WESTERN DISTRICT OF NEW YORK
IN RE: DANIEL JOSEPH WIK,
Case # 17-MC-6003-FPG
DECISION AND ORDER
Pro se Petitioner Daniel Joseph Wik (“Wik”) has filed a Petition for a Writ of Prohibition
and/or Mandamus (ECF No. 1) with this Court.
ECF No. 1.
That application was filed
yesterday, March 29, 2017 at approximately 3:30p.m, and seeks to enjoin enforcement of an
order issued on February 18, 2017 by New York State Supreme Court Justice John J. Ark in the
case Estate of William Sharpsteen v. Cinole and Daniel J. Wik, Index No. 2008-09027. A copy
of Justice Ark’s February 18, 2017 order is attached to Wik’s Petition as Exhibit 6.
This is not the first time that Wik has sought a Writ of Prohibition and/or Mandamus
from this Court regarding an Order issued by Justice Ark in the Sharpsteen case. Specifically, on
September 22, 2015, Wik sought to enjoin enforcement of a different order issued by Justice Ark
in that case. This Court denied that application, and explained that it lacked jurisdiction over the
matter. See In re: Daniel Joseph Wik, Petitioner; W.D.N.Y. Case No. 15-MC-6006-FPG, ECF
Nos. 1, 2, 4.
As this Court explained to Wik in 2015, the Rooker-Feldman doctrine1 prohibits federal
district courts from exercising jurisdiction over “cases brought by state-court losers complaining
of injuries caused by state-court judgments rendered before the district court proceedings
commenced and inviting district court review and rejection of those judgments.” Exxon Mobil
Corp. v. Saudi Basic Indus. Corp., 544 U.S. 280, 284 (2005). Underlying this doctrine “is the
principle, expressed by Congress in 28 U.S.C. § 1257, that within the federal judicial system,
Named after Rooker v. Fidelity Trust Co., 263 U.S. 413 (1923) and District of Columbia
Court of Appeals v. Feldman, 460 U.S. 462 (1983).
only the [United States] Supreme Court may review state-court decisions.” Green v. Mattingly,
585 F.3d 97, 101 (2d Cir. 2009); see also Feldman, 460 U.S. at 482 (“[r]eview of such
judgments may be had only in [the Supreme Court].).
In order for the Rooker-Feldman doctrine to bar an action, the Second Circuit has
explained that four requirements must be met. First, the federal-court petitioner must have lost
in state court. Second, the petitioner must complain of injuries caused by a state-court judgment.
Third, the petitioner’s application must invite district court review and rejection of that
judgment. And fourth, the state court judgment must have been rendered before the district court
proceedings commenced. Hoblock v. Albany County Board of Elections, 422 F.3d 77, 85 (2d
Cir. 2005) quoting Exxon Mobil Corp., 544 U.S. at 284 (alterations omitted).
Wik’s current Petition and Motion make clear that his application centers on his
disagreement with Justice Ark’s February 18, 2017 order. With respect to the February 18, 2017
order, it is also clear that Wik was the losing party. Wik’s current application seeks a ruling
from this Court that would effectively overturn or nullify Justice Ark’s order, and the challenged
state court order clearly predates this action, since the state court order was issued on February
18, 2017, and this action was commenced by Wik on March 28, 2017.
Since all four of the Hoblock factors are satisfied, Wik’s application to have this Court
effectively review Justice Ark’s order is barred by the Rooker-Feldman doctrine, and therefore
this Court is without jurisdiction to entertain the application. The fact that Wik claims that
Justice Ark’s decision violates the Constitution does not alter this outcome, because it is settled
that “a federal court would lack jurisdiction over challenges to state court decisions in particular
cases arising out of judicial proceedings, even if those challenges allege that the state court’s
action is unconstitutional.” Hachamovitch v. DeBuono, 159 F.3d 687, 694 (2d Cir. 1998),
quoting Feldman, 460 U.S. at 486.
If Wik wishes to challenge Justice Ark’s February 18, 2017 Order, his course of action is
to seek review through the state court system, and if the New York Court of Appeals ultimately
denies him relief, he could then seek certiorari from the United States Supreme Court, because
“only the Supreme Court has jurisdiction to hear an appeal from a state court action in which an
appellant claims a constitutional violation.” Diaz v. Goord, No. 04-CV-6094, 2010 WL
38734626 at *5 (W.D.N.Y. Sept. 29, 2010).
For all of these reasons, the Petition for a Writ of Prohibition and/or Mandamus (ECF
No. 1) is DENIED, as this Court does not have jurisdiction to entertain Wik’s challenge to
Justice Ark’s February 17, 2017 Order under the Rooker-Feldman doctrine. The Clerk of Court
is directed to close this matter.
IT IS SO ORDERED.
Rochester, New York
March 29, 2017
HON. FRANK P. GERACI, JR.
United States District Court
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