Petruzzo v. National Union Fire Insurance Company of Pittsburgh, P.A., et al
Filing
148
STIPULATION AND DISCOVERY CONFIDENTIALITY ORDER - Signed by District Judge Louise Wood Flanagan on 11/17/2014. (Baker, C.)
UNITED STATES DISTRICT COURT
FOR THE EASTERN DISTRICT OF NORTH CAROLINA
WESTERN DIVISION
No. 5:12-cv-00113-FL
MARIO PETRUZZO, JEFFREY BUSH and
KIMBERLY BUSH
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) STIPULATION AND DISCOVERY
) CONFIDENTIALITY ORDER
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Plaintiffs,
v.
NATIONAL UNION FIRE INSURANCE
COMPANY OF PITTSBURGH, PA, d/b/a
NATIONAL UNION FIRE INSURANCE
COMPANY, A MEMBER OF AMERICAN
INTERNATIONAL GROUP, INC. (AIG),
HEALTHEXTRAS, INC., CATAMARAN
HEALTH SOLUTIONS, LLC, f/k/a
CATALYST HEALTH SOLUTIONS, INC.,
ALLIANT INSURANCE SERVICES, INC.,
ALLIANT SERVICES HOUSTON, INC.,
VIRGINIA SURETY COMPANY, INC., and
HEALTHEXTRAS, LLC,
Defendants.
________________________________________)
It appearing that discovery in the above-captioned action is likely to involve the
disclosure of confidential information, it is ORDERED as follows:
1.
Plaintiffs in this lawsuit allege that Defendants were involved in the marketing
and sale of illegal, illusory and void insurance coverage. Plaintiffs seek discovery regarding,
among other things, information about the insurance approval process, claims for insurance
benefits made by third parties, the business relationships between the Defendants, including, for
example, the terms of Defendants’ agreements with one another, competitive business operations
and systems and the revenues Defendants earned in connection with the insurance coverage at
issue. Defendants seek non-public personal information concerning Plaintiffs, including, for
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example, information regarding other lawsuits in which Plaintiffs may have participated. The
parties will maintain the information sought in discovery in these proceedings in confidence in
the conduct and pursuit of their personal and business dealings and have a legitimate interest in
maintaining the confidentiality of such information during the pendency of these proceedings.1
It is likely that the parties would suffer serious personal, financial, and/or competitive harm and
losses if confidential information subject to this proposed Order were subject to public disclosure
and scrutiny.
2.
Any party to this litigation and any third-party shall have the right to designate as
“Confidential” and subject to this Order any information, document, or thing, or portion of any
document or thing: (a) that contains trade secrets, competitively sensitive technical, marketing,
financial, sales or other confidential business information, or (b) that contains private or
confidential personal information, or (c) that contains information received in confidence from
third parties, or (d) which the producing party otherwise believes in good faith to be entitled to
protection under Rule 26(c)(1)(G) of the Federal Rules of Civil Procedure and Local Civil Rule
5.3. Any party to this litigation or any third party covered by this Order, who produces or
discloses any Confidential material, including without limitation any information, document,
thing, interrogatory answer, admission, pleading or testimony, shall mark the same with the
foregoing or similar legend: “CONFIDENTIAL” or “CONFIDENTIAL – SUBJECT TO
DISCOVERY CONFIDENTIALITY ORDER” (hereinafter “Confidential”).
3.
Any party to this litigation and any third-party shall have the right to designate as
“Attorneys’ Eyes Only” and subject to this Order any information, document, or thing, or portion
of any document or thing that contains highly sensitive business or personal information, the
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The parties reserve and do not waive any objections regarding the scope of discovery in this case and do not agree,
by reciting these facts, to produce particular responsive information.
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disclosure of which is highly likely to cause significant harm to an individual or to the business
or competitive position of the designating party. Any party to this litigation or any third party
who is covered by this Order, who produces or discloses any Attorneys’ Eyes Only material,
including without limitation any information, document, thing, interrogatory answer, admission,
pleading, or testimony, shall mark the same with the foregoing or similar legend:
“ATTORNEYS’ EYES ONLY” or “ATTORNEYS’ EYES ONLY – SUBJECT TO
DISCOVERY CONFIDENTIALITY ORDER” (hereinafter “Attorneys’ Eyes Only”).
4.
All Confidential or Attorneys’ Eyes Only material shall be used by the receiving
party solely for purposes of the prosecution or defense of these actions, shall not be used by the
receiving party for any business, commercial, competitive, personal or other purpose, and shall
not be disclosed by the receiving party to anyone other than those set forth in Paragraph 4, unless
and until the restrictions herein are removed either by written agreement of counsel for the
parties, or by Order of the Court. It is, however, understood that counsel for a party may give
advice and opinions to his or her client solely relating to the above-captioned action based on his
or her evaluation of Confidential or Attorneys’ Eyes Only material, provided that such advice
and opinions shall not reveal the content of such Confidential or Attorneys’ Eyes Only material
except by prior written agreement of counsel for the parties, or by Order of the Court.
5.
Confidential material and the contents of Confidential material may be disclosed
only to the following individuals under the following conditions:
a.
Outside counsel (herein defined as any attorney at the parties’ outside law
firms) and relevant in-house counsel for the parties;
b.
Outside experts or consultants retained by outside counsel for purposes of
this action, provided they have signed a non-disclosure agreement in the
form attached hereto as Exhibit A;
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c.
d.
The Court and court personnel;
e.
Any deponent may be shown or examined on any information, document
or thing designated Confidential if it appears that the witness authored or
received a copy of it, was involved in the subject matter described therein
or is employed by the party who produced the information, document or
thing, or if the producing party consents to such disclosure;
f.
Vendors retained by or for the parties to assist in preparing for pretrial
discovery, trial and/or hearings including, but not limited to, court
reporters, litigation support personnel, mediators, jury consultants,
individuals to prepare demonstrative and audiovisual aids for use in the
courtroom or in depositions or mock jury sessions, as well as their staff,
stenographic, and clerical employees whose duties and responsibilities
require access to such materials; and
g.
6.
Secretarial, paralegal, clerical, duplicating and data processing personnel
of the foregoing;
The parties. In the case of parties that are corporations or other business
entities, “party” shall mean executives who are required to participate in
decisions with reference to these lawsuits.
Confidential material shall be used only by individuals permitted access to it
under Paragraph 4. Confidential material, copies thereof, and the information contained therein,
shall not be disclosed in any manner to any other individual, until and unless (a) outside counsel
for the party asserting confidentiality waives the claim of confidentiality, or (b) the Court orders
such disclosure.
7.
With respect to any depositions that involve a disclosure of Confidential material
of a party to this action, such party shall have until thirty (30) days after receipt of the deposition
transcript within which to inform all other parties that portions of the transcript are to be
designated Confidential, which period may be extended by agreement of the parties. No such
deposition transcript shall be disclosed to any individual other than the individuals described in
Paragraph 4(a), (b), (c), (d) and (f) above and the deponent during these thirty (30) days, and no
individual attending such a deposition shall disclose the contents of the deposition to any
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individual other than those described in Paragraph 4(a), (b), (c), (d) and (f) above during said
thirty (30) days. Upon being informed that certain portions of a deposition are to be designated
as Confidential, all parties shall immediately cause each copy of the transcript in its custody or
control to be appropriately marked and limit disclosure of that transcript in accordance with
Paragraphs 3 and 4.
8.
Material produced and marked as Attorneys’ Eyes Only may be disclosed only to
outside counsel for the receiving party and to such other persons as counsel for the producing
party agrees in advance or as Ordered by the Court.
9.
A party does not waive its right to object to the designation of material as
Confidential or Attorneys’ Eyes Only by electing not to assert the objection immediately after
the original designation is disclosed. If counsel for a party receiving documents or information
designated as Confidential or Attorneys’ Eyes Only hereunder objects to such designation of any
or all of such items, the following procedure shall apply:
(a)
Counsel for the objecting party shall serve on the designating party or
third party a written objection to such designation, which shall describe
with particularity the documents or information in question and shall state
the grounds for objection. Counsel for the designating party or third party
shall respond in writing to such objection within 14 days, and shall state
with particularity the grounds for asserting that the document or
information is Confidential or Attorneys’ Eyes Only. If no timely written
response is made to the objection, the challenged designation will be
deemed to be void. If the designating party or nonparty makes a timely
response to such objection asserting the propriety of the designation,
counsel shall then confer in good faith in an effort to resolve the dispute.
(b)
If a dispute as to a Confidential or Attorneys’ Eyes Only designation of a
document or item of information cannot be resolved by agreement, the
proponent of the designation being challenged shall present the dispute to
the Court initially by telephone or letter, in accordance with Local Civil
Rule 37.1(a)(1), before filing a formal motion for an order regarding the
challenged designation. The document or information that is the subject
of the filing shall be treated as originally designated pending resolution of
the dispute.
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10.
All requests to seal documents filed with the Court shall comply with the
requirements of Stone v. University of Maryland Medical System Corp., 855 F. 2d 178, 180-181
(4th Cir. 1988). Each time a party seeks to file under seal confidential documents, things and/or
information, said party shall accompany the request with a motion to seal and a supporting
memorandum of law specifying (a) the exact documents, things and/or information, or portions
thereof, for which filing under seal is requested; (b) where it is necessary for the court to
determine the source of the public’s right to access before a request to seal may be evaluated,
whether any such request to seal seeks to overcome the common law or the First Amendment
presumption to access; (c) the specific qualities of the material at issue which justify sealing such
material, taking into account the balance of competing interests in access; (d) the reasons why
alternatives to sealing are inadequate; and, (e) whether there is consent to the motion. Finally, in
addition to the motion and supporting memorandum, said party must set out such findings in a
proposed order to seal for the court.
11.
If the need arises during trial or at any Hearing before the Court for any party to
disclose Confidential or Attorneys’ Eyes Only information, it may do so only after giving notice
to the producing party and as directed by the Court.
12.
To the extent consistent with applicable law, the inadvertent or unintentional
disclosure of Confidential or Attorneys’ Eyes Only material that should have been designated as
such, regardless of whether the information, document or thing was so designated at the time of
disclosure, shall not be deemed a waiver in whole or in part of a party’s claim of confidentiality,
either as to the specific information, document or thing disclosed or as to any other material or
information concerning the same or related subject matter. Such inadvertent or unintentional
disclosure may be rectified by notifying in writing counsel for all parties to whom the material
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was disclosed that the material should have been designated Confidential or Attorneys’ Eyes
Only within a reasonable time after disclosure. Such notice shall constitute a designation of the
information, document or thing as Confidential or Attorneys’ Eyes Only under this Discovery
Confidentiality Order.
13.
When the inadvertent or mistaken disclosure of any information, document or
thing protected by privilege or work-product immunity is discovered by the producing party and
brought to the attention of the receiving party, the receiving party’s treatment of such material
shall be in accordance with Federal Rule of Civil Procedure 26(b)(5)(B). Pursuant to Fed. R.
Evid. 502(d), such inadvertent or mistaken disclosure of such information, document or thing
shall not constitute a waiver by the producing party of any claims of privilege or work-product
immunity in this action or any other federal or state proceeding. However, nothing herein
restricts the right of the receiving party to challenge the producing party’s claim of privilege if
appropriate within a reasonable time after receiving notice of the inadvertent or mistaken
disclosure.
14.
No information that is in the public domain or which is already known by the
receiving party through proper means or which is or becomes available to a party from a source
other than the party asserting confidentiality, rightfully in possession of such information on a
non-confidential basis, shall be deemed or considered to be Confidential material under this
Discovery Confidentiality Order.
15.
This Discovery Confidentiality Order shall not deprive any party of its right to
object to discovery by any other party or on any otherwise permitted ground. This Discovery
Confidentiality Order is being entered without prejudice to the right of any party to move the
Court for modification or for relief from any of its terms.
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16.
This Discovery Confidentiality Order shall survive the termination of this action
and shall remain in full force and effect unless modified by an Order of this Court or by the
written stipulation of the parties filed with the Court.
17.
Upon final conclusion of this litigation, each party or other individual subject to
the terms hereof shall be under an obligation to assemble and to return to the originating source
all originals and unmarked copies of documents and things containing Confidential or Attorneys’
Eyes Only material and to destroy, should such source so request, all copies of Confidential or
Attorneys’ Eyes Only material that contain and/or constitute attorney work product as well as
excerpts, summaries and digests revealing Confidential or Attorneys’ Eyes Only material;
provided, however, that counsel may retain complete copies of all transcripts and pleadings
including any exhibits attached thereto for archival purposes, subject to the provisions of this
Discovery Confidentiality Order. To the extent a party requests the return of Confidential or
Attorneys’ Eyes Only material from the Court after the final conclusion of the litigation,
including the exhaustion of all appeals therefrom and all related proceedings, the party shall file
a motion seeking such relief.
Stipulated and Agreed:
Dated this 13th day of November, 2014.
MARIO PETRUZZO, JEFFREY BUSH and
KIMBERLY BUSH,
By Counsel,
/s/ Aaron C. Hemmings
Aaron C. Hemmings, (NC State Bar No.: 29810)
Attorney for Plaintiff
5613 Duraleigh Road, Suite 111
PO Box 90698
Raleigh, NC 27675
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Telephone: 919-277-0161
ahemmings@hemmingsandstevens.com
/s/ Matthew L. Clark
Matthew L. Clark, (WV State Bar No.: 7144)
Attorney for Plaintiff
Kayser Layne & Clark, PLLC
701 Viand Street, P.O. Box 210
Point Pleasant, WV 25550
/s/ Jay Aughtman
Joseph “Jay” H. Aughtman
(AL State Bar No. ASB-8081-A43J)
Attorney for Plaintiff
1772 Platt Place
Montgomery, AL 36117
Telephone: 334-215-9873
Facsimile: 334-213-5663
jay@aughtmanlaw.com
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THE ALLIANT DEFENDANTS,
By Counsel.
/s/ Charles E. Raynal, IV
Charles E. Raynal, IV
Melanie Black Dubis
Matthew Hilton Mall
Attorneys for the Alliant Defendants
Parker Poe Adams & Bernstein LLP
150 Fayetteville Street, Suite 1400
Raleigh, N C 27601
CATAMARAN HEALTH SOLUTIONS, LLC,
By Counsel.
/s/Leslie Lane Mize
Christopher J. Blake
Leslie Lane Mize
Attorneys for Catamaran Health Solutions, LLC, successor
by merger to Catalyst Health Solutions, Inc. f/k/a
HealthExtras Inc.
Nelson Mullins Riley & Scarborough, LLP
4140 Parklake Avenue
GlenLake One, Suite 200
Raleigh, NC 27612
NATIONAL UNION FIRE INSURANCE,
By Counsel.
/s/T. Robert Scarborough
T. Robert Scarborough
Christopher M. Assise
Attorneys for National Union Fire Insurance Company
Sidley Austin LLP
One South Dearborn Street
Chicago, IL 60603
/s/Matthew Patrick McGuire
Matthew Patrick McGuire
Attorney for National Union Fire Insurance Company
Alston & Bird LLP
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4721 Emperor Blvd., Suite 400
Durham, NC 27703-8580
VIRGINIA SURETY COMPANY, INC.
By Counsel.
/s/ Phoebe N. Coddington
Winston & Strawn LLP
Phoebe N. Coddington
Stacie C. Knight
100 North Tryon Street, 29th Floor
Charlotte, NC 28202
Harvey Kurzweil
Kelly A. Librera
200 Park Ave.
New York, NY 10166
Neal R. Marder
333 S. Grand Avenue, 38th Floor
Los Angeles, CA 90071
Attorneys for Virginia Surety Company, Inc.
HEALTHEXTRAS, LLC
By Counsel.
/s/ Maxine H. Neuhauser
Maxine H. Neuhauser
EPSTEIN, BECKER & GREEN, PC
One Gateway Center
Newark, NJ 07102-5311
Daly D. Temchine
EPSTEIN BECKER GREEN
1227 25th Street NW
Washington, DC 20037
Attorneys for Defendant HealthExtras, LLC
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IT IS SO ORDERED.
Dated: _________________
11/17/2014
_______________________________________
HON. LOUISE W. FLANAGAN
United States District Judge
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EXHIBIT A
UNITED STATES DISTRICT COURT
FOR THE EASTERN DISTRICT OF NORTH CAROLINA
WESTERN DIVISION
No. 5:12-cv-00113-FL
MARIO PETRUZZO, JEFFREY BUSH and
KIMBERLY BUSH
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) AGREEMENT TO BE BOUND BY
) DISCOVERY CONFIDENTIALITY
) ORDER
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Plaintiffs,
v.
NATIONAL UNION FIRE INSURANCE
COMPANY OF PITTSBURGH, PA, d/b/a
NATIONAL UNION FIRE INSURANCE
COMPANY, A MEMBER OF AMERICAN
INTERNATIONAL GROUP, INC. (AIG),
HEALTHEXTRAS, INC., CATAMARAN
HEALTH SOLUTIONS, LLC, f/k/a
CATALYST HEALTH SOLUTIONS, INC.,
ALLIANT INSURANCE SERVICES, INC.,
ALLIANT SERVICES HOUSTON, INC.,
VIRGINIA SURETY COMPANY, INC., and
HEALTHEXTRAS, LLC,
Defendants.
________________________________________)
I, _______________________________, being duly sworn, state that:
1.
My address is _______________________________________________.
2.
My present employer is ___________________________ and the address of my
present employment is _______________________________________________.
3.
My present occupation or job description is _______________________.
4.
I have carefully read and understood the provisions of the Discovery
Confidentiality Order in this case signed by the Court, and I will comply with all provisions of
the Discovery Confidentiality Order.
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5.
I will hold in confidence and not disclose to anyone not qualified under the
Discovery Confidentiality Order any Confidential Material or any words, summaries, abstracts,
or indices of Confidential Information disclosed to me.
6.
I will limit use of Confidential Material disclosed to me solely for purposes of this
7.
No later than the final conclusion of the case, I will return all Confidential
action.
Material and summaries, abstracts, and indices thereof which come into my possession, and
documents or things which I have prepared relating thereto, to counsel for the party for whom I
was employed or retained.
I declare under penalty of perjury that the foregoing is true and correct.
Dated: _________________
_______________________________________
[Name]
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