Cramer v. Astrue
Filing
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ORDER GRANTING 17 Plaintiff's Motion for Judgment on the Pleadings, and DENYING 23 Defendant's Motion for Judgment on the Pleadings. The decision of the Administrative Law Judge is REVERSED, and this matter is REMANDED to the Acting Commissioner for an award of benefits. Signed by US District Judge Terrence W. Boyle on 2/20/2014. (Fisher, M.)
IN THE UNITED STATES DISTRICT COURT
FOR THE EASTERN DISTRICT OF NORTH CAROLINA
WESTERN DIVISION
NO. 5:13-CV-62-BO
HARRY W. CRAMER,
Plaintiff,
v.
CAROLYN W. COLVIN,
Acting Commissioner ofSocial Security,
Defendant.
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ORDER
This cause comes before the Court on cross-motions for judgment on the pleadings. A
hearing was held on these matters before the undersigned on January 30, 2014, at Raleigh, North
Carolina. For the reasons discussed below, the decision of the Commissioner is reversed.
BACKGROUND
Plaintiffbroughtthis action under42 U.S.C. §§ 405(g) and 1383(c)(3) for review of the final
decision of the Commissioner denying his claim for disability and disability insurance benefits (DIB)
pursuant to Title II of the Social Security Act. Plaintiff protectively filed for DIB on October 16,
2009, alleging disability since July 13, 2009. After an initial denial, a hearing was held before an
Administrative Law Judge (ALJ) who then issued an unfavorable ruling. The decision of the ALJ
became the final decision of the Commissioner when the Appeals Council denied plaintiffs request
for review. Plaintiff then timely sought review of the Commissioner's decision in this Court.
DISCUSSION
Under the Social Security Act, this Court's review of the Commissioner's decision is limited
to determining whether the decision, as a whole, is supported by substantial evidence and whether
the Commissioner employed the correct legal standard. 42 U.S.C. § 405(g); see Hays v. Sullivan,
907 F .2d 1453, 1456 (4th Cir. 1990). Substantial evidence consists of more than a mere scintilla of
evidence, but may be less than a preponderance of evidence. Richardson v. Perales, 402 U.S. 389,
401 (1971). The Court must not substitute its judgment for that of the Commissioner if the
Commissioner's decision is supported by substantial evidence. Hays, 907 F.2d at 1456.
In evaluating whether a claimant is disabled, an ALJ uses a multi-step process. First, a
claimant must not be able to work in a substantial gainful activity. 20 C.P.R.§ 404.1520. Second,
a claimant must have a severe impairment that significantly limits his or her physical or mental
ability to do basic work activities. !d. Third, to be found disabled, without considering a claimant's
age, education, and work experience, a claimant's impairment must be of sufficient duration and
must either meet or equal an impairment listed by the regulations. !d. Fourth, in the alternative, a
claimant may be disabled if his or her impairment prevents the claimant from doing past relevant
work and, fifth, if the impairment prevents the claimant from doing other work. !d. The claimant
bears the burden of proof at steps one through four, but the burden shifts to the Commissioner at step
five. See Bowen v. Yuckert, 482 U.S. 137, 146 n.5 (1987).
At step one, the ALJ determined that plaintiff had not engaged in substantial gainful activity
since his alleged onset date and that he met the insured status requirements through December 13,
2014. Plaintiffs mild coronary artery disease, migraines, degenerative disc disease ofthe lumbar
spine, and osteoarthritis in various joints were considered severe impairments at step two but were
not found to meet or equal a listing at step three. After finding plaintiffs statements not entirely
credible, the ALJ concluded that plaintiff could perform a greatly reduced range of medium work.
Plaintiffs impairments prevented him from returning to his past relevant work at step four, but the
ALJ concluded that jobs existed in significant numbers in the national economy that plaintiff could
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perform. Thus, the ALJ determined that plaintiff was not disabled as of the date of his opinion.
An ALJ makes an RFC assessment based on all of the relevant medical and other evidence.
20 C.F.R. § 404.1545(a)(3). In determining plaintiffs RFC, the ALJ considered the opinions of
several of plaintiffs physicians. The opinion of a treating physician must be given controlling weight
if it is not inconsistent with substantial evidence in the record and may be disregarded only if there
is persuasive contradictory evidence. Coffman v. Bowen, 829 F .2d 514, 517 (4th Cir. 1987); Mitchell
v. Schweiker, 699 F.2d 185 (4th Cir. 1983). Even if a treating physician's opinion is not entitled to
controlling weight, it still may be entitled to the greatest of weight. SSR 96-2p. An ALJ must
provide specific reasons for the weight given to a treating physician's opinion. !d.
Here, both plaintiffs treating neurologist and his treating primary care physician noted that
plaintiff suffered from intractable headaches on almost a daily basis. Tr. 380; Tr. 374. Both
physicians ultimately opined that plaintiff would be unable to sustain work on a regular basis due
to his chronic headaches. !d. The ALJ dismissed these opinions, however, because he found them
to be inconsistent with plaintiffs testimony and because "almost all of [plaintiffs] tests were
normal." Tr. 29. As plaintiff correctly notes, evidence of migraines and other headaches does not
normally or necessarily appear on standard imaging tests. See e.g. Duncan v. Astrue, No. 4:06-CV230-FL, 2008 WL 111158 *7 (E.D.N.C. Jan. 8, 2008) (noting that migraine headaches are a
condition that cannot be diagnosed or confirmed through laboratory or diagnostic testing) (listing
cases). Thus, the ALJ's decision to afford little weight to the opinions of plaintiffs treating
physicians is not supported by substantial evidence.
The Acting Commissioner is correct to note that the record reveals periods of improvement
both the frequence and severity of plaintiffs headaches. What is also apparent from the record is
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that while plaintiffs headaches would improve for periods of time, they would also relapse to
periods of increased frequency and severity. Thus, it is not inconsistent to find that plaintiffs selfreports of activities might be greater during some periods and greatly reduced during others. The
question for this Court therefore is whether substantial evidence supports the ALJ' s finding that
plaintiff could perform work in the national economy on a regular and consistent basis. In light of
the opinions of plaintiffs treating physicians, which are not contradict by the longitudinal record or
the objective medical evidence in this case, the Court holds that the ALJ' s finding is unsupported.
A finding that the Commissioner has satisfied her burden at step five requires not only a finding that
a claimant can perform a job, but also a finding that the claimant can "hold whatever job he finds
for a significant period of time." Singletary v. Bowen, 798 F.2d 818, 822 (5th Cir. 1986) (emphasis
in original). The treating physician opinions in this case, which are entitled to great even if not
controlling weight, and the record simply do not support such a conclusion.
Reversal for Award of Benefits
The decision of whether to reverse and remand for benefits or reverse and remand for a
new hearing is one that "lies within the sound discretion of the district court." Edwards v.
Bowen, 672 F. Supp. 230,237 (E.D.N.C. 1987); see also Evans v. Heckler, 734 F.2d 1012, 1015
(4th Cir. 1984). When "[o]n the state of the record, [plaintiffs] entitlement to benefits is wholly
established," reversal for award of benefits rather than remand is appropriate. Crider v. Harris,
624 F.2d 15, 17 (4th Cir. 1980). The Fourth Circuit has held that it is appropriate for a federal
court to "reverse without remanding where the record does not contain substantial evidence to
support a decision denying coverage under the correct legal standard and when reopening the
record for more evidence would serve no purpose." Breeden v. Weinberger, 493 F.2d 1002, 1012
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(4th Cir. 1974 ). Remand, rather than reversal, is required when the ALJ fails to explain [her]
reasoning and there is ambivalence in the medical record, precluding a court from "meaningful
review." Radford, 734 F.3d at 296 (citing Kastner v. Astrue, 697 F.3d 642, 648 (7th Cir. 2012)).
The Court in its discretion finds that reversal and remand for an award of benefits is
appropriate in this instance as the ALJ has clearly explained his basis for rejecting what would
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otherwise be opinions entitled to controlling weight, though his rationale for doing so was
flawed. In light of the longitudinal record and the nature of plaintiff's impairments the Court
finds that no benefit would be gained from remanding this matter for further proceedings.
CONCLUSION
Plaintiff's motion for judgment on the pleadings [DE 17] is GRANTED and defendant's
motion for judgment on the pleadings [DE 23] is DENIED. The decision of the ALJ is
REVERSED and this matter is REMANDED to the Acting Commissioner for an award of
benefits.
SO ORDERED, this
cr!:> day of February, 2014.
T RRENCE W. BOYLE
UNITED STATES DISTRIC
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