Martin v. Bimbo Food Bakeries Distribution, Inc.
Filing
94
ORDER granting 71 Motion to Compel and denying 73 Motion for Protective Order. Signed by Magistrate Judge James E. Gates on 2/17/2016. Counsel should read order in its entirety for critical deadlines and information. (Marsh, K)
IN THE UNITED STATES DISTRICT COURT
FOR THE EASTERN DISTRICT OF NORTH CAROLINA
WESTERN DIVISION
5:14-CV-17-BR
JOHN T. MARTIN,
)
)
)
)
)
)
)
)
)
)
Plaintiff,
v.
BIMBO FOODS BAKERIES
DISTRIBUTION, LLC,
Defendant.
ORDER
This consolidated case comes before the court on two discovery motions: (1) a motion to
compel (D.E. 71) responses to interrogatories and requests for production of documents by
plaintiff John T. Martin (“plaintiff”) and (2) a motion for a protective order (D.E. 73) by
defendant Bimbo Foods Bakeries Distribution, LLC (“defendant”). The motions have been fully
briefed and referred to the undersigned for disposition pursuant to 28 U.S.C. § 636(b)(1)(A).
(See Public D.E. 63). For the reasons set forth below, the motion to compel will be allowed and
motion for protective order will be denied.
BACKGROUND
I.
PROCEDURAL OVERVIEW
Plaintiff commenced the initial lawsuit (“the first lawsuit”) comprising this action in
Harnett County (North Carolina) Superior Court on 8 January 2014 alleging claims arising from
a distribution agreement with defendant (“the agreement”). (See Compl. (D.E. 1-1 at 1-17)).
Defendant removed the case to this court on 9 January 2014. (See Removal Not. (D.E. 1)). It
was assigned the number in the caption above.
On 5 February 2015, plaintiff commenced a second lawsuit (“the second lawsuit”)
against defendant, again, in Harnett County Superior Court, arising from the same agreement at
issue in the first lawsuit.
(See 5:15-CV-96-BR (“Case 96”) 1 Compl. (D.E. 1-1 at 3-16)).
Defendant removed the second lawsuit to this court on 11 March 2015. (See Removal Not.
(Case 96 D.E. 1)). It was assigned case no. 5:15-CV-96-BR. On 24 April 2015, the court
entered an order that, among other things, consolidated the second lawsuit into the first lawsuit
and terminated the second lawsuit as a separate proceeding. (See 24 Apr. 2015 Consol. Order
(D.E. 56 and Case 96 D.E. 18) 4-5, 14).
II.
PLAINTIFF’S ALLEGATIONS AND CLAIMS
A.
First Lawsuit
Plaintiff and defendant entered into the agreement on 11 September 2006. (See Compl. ¶
5; Distrib. Agr. (D.E. 1-1 at 18-37)). Pursuant to the agreement, plaintiff, as an independent
operator, purchased bakery products from defendant and sold them to grocery store chains and
independent grocers. (Compl. ¶ 6). Defendant acted as plaintiff’s agent in negotiating and
entering into contracts with the grocery stores for the sale of the bakery items. (Id. ¶ 7). Plaintiff
paid defendant $108,000.00 for his distribution route and was paid on a percentage of sales or a
margin on the sale of product. (Id. ¶ 8).
In June of 2013, plaintiff was advised that an additional brand was being added to the
product line and the margin paid was going to be reduced. (Id. ¶ 10). Plaintiff and other
independent operators in the Raleigh, North Carolina area conferred and opposed defendant’s
plan to unilaterally reduce margins. (Id. ¶ 12). The reduction in margins caused plaintiff to have
reduced earnings and damaged the value of his distribution route. (Id. ¶ 23). On 21 December
1
“Case 96” refers to the case number assigned to the second lawsuit after its removal to this court. Citations that do
not contain “Case 96” refer to sources appearing in the docket of the above-captioned case.
2
2013, defendant notified plaintiff that it was terminating the agreement. (Id. ¶ 24). The reasons
stated by defendant for terminating the agreement are untrue or immaterial. (Id. ¶¶ 26-27). After
termination of the agreement, defendant took over plaintiff’s route and hired an individual to
operate the route in plaintiff’s name and charged plaintiff for all expenses allegedly incurred in
the operation of the route. (Id. ¶¶ 33-34).
In his complaint, plaintiff asserts claims for a preliminary injunction (id. ¶¶ 41-48),
breach of contract (id. ¶¶ 49-53), fraud (id. ¶¶ 54-56), and violation of the North Carolina Unfair
and Deceptive Trade Practices Act, N.C. Gen. Stat. §§ 75-1.1 et seq. (id. ¶¶ 57-60). 2 The court
denied plaintiff’s request for a preliminary injunction on 30 May 2014. (See D.E. 40). On 11
July 2014, the court allowed in part defendant’s motion to dismiss pursuant to Fed. R. Civ. P.
12(b)(6), dismissing plaintiff’s fraud claim. (See 11 July Order (D.E. 41)). On 23 April 2015,
the court denied defendant’s motion for summary judgment on the two remaining claims—
breach of contract and violation of UDTPA. (See 23 April 2015 Order (D.E. 53)).
B.
Second Lawsuit
The complaint in the second lawsuit alleges that following the termination of the
agreement and pursuant to the agreement’s terms, defendant operated plaintiff’s route for a
period of eight months. (Case 96 Compl. ¶¶ 12, 15). During that time, defendant collected
margins and charged plaintiff excessive expenses, causing plaintiff harm. (Id. ¶ 16). Defendant
then sold plaintiff’s business and the area encompassed in the agreement without approval from
plaintiff.
(Id. ¶¶ 19-20).
Plaintiff asserted claims for breach of contract (id. ¶¶ 35-37),
negligence (id. ¶¶ 38-42), fraud (id. ¶¶ 43-45), breach of fiduciary duty (id. ¶¶ 46-49), and
UDTPA violations (id. ¶¶ 50-52).
2
The complaint characterized as an additional cause of action a demand for punitive damages. (See Compl. ¶¶ 6165).
3
Defendant moved to dismiss the second lawsuit on grounds that it was duplicative of the
first or, in the alternative, to stay or consolidate it with the first lawsuit. (Case 96 Mot. to
Dismiss. (D.E. 11)). In its 24 April 2015 order, the court found that dismissal of the second
lawsuit on grounds that it duplicated the first was unwarranted, but dismissed plaintiff’s claims
for negligence, breach of fiduciary duty, and fraud, and consolidated the second lawsuit with the
first lawsuit. (See 24 Apr. 2015 Consol. Order 4-5, 9-10, 14).
III.
DISCOVERY-RELATED PROCEEDINGS
The court entered an initial scheduling order on 15 April 2014. (See Sched. Order (D.E.
37)). On 3 June 2014, plaintiff took the deposition of defendant’s employee Brant Vickers. (See
D.E. 76-2 (deposition excerpts)). On 25 July 2014, plaintiff served on defendant a set of requests
for production of documents (D.E. 76-1). Pre-consolidation discovery closed on 30 January
2015. (See Sched. Order ¶ 1). The pre-consolidation discovery proceedings are not the subject
of the instant motions.
On 28 April 2015, after consolidation, the court set a trial date (see D.E. 54) and two days
later plaintiff filed a motion (see D.E. 61) to continue the trial on grounds that discovery in the
second lawsuit was still in its early stages. Defendant argued that no additional discovery was
necessary because the discovery conducted in the first case overlapped with discovery needed in
the second. (See Def.’s Opp. to Mot. to Continue (D.E. 63) 2-3). On 5 May 2015, the court
allowed the motion to continue the trial and found that additional time for discovery regarding
the claims asserted in the second lawsuit was justified. (5 May 15 Order (D.E. 64)).
The parties filed a proposed discovery plan (D.E. 67) on 21 May 2015, in which they
identified disputes between them regarding the proper scope of discovery after consolidation.
4
On 27 May 2015, plaintiff served on defendant his first set of discovery requests after
consolidation, consisting of a set of interrogatories (“first set of interrogatories”) and a set of
requests for production of documents (“first set of production requests”). (See Def.’s Resp. to
Pl.’s 1st Set of Disc. Reqs. (D.E. 72-1)). Defendant served responses to these discovery requests
on 22 June 2015. (See id.). Plaintiff deposed Mr. Vickers a second time on 7 July 2015. (See
D.E. 76-3 (deposition excerpts)). On 9 July 2015, plaintiff served his second set of production
requests after consolidation (“second set of production requests”) (D.E. 72-2). On the same date,
plaintiff noticed a deposition of defendant, pursuant to Rule 30(b)(6). (See Rule 30(b)(6) Dep.
Not. (D.E. 73-1)).
On 16 July 2015, plaintiff filed his motion to compel, which relates to plaintiff’s postconsolidation sets of discovery requests. Defendant filed its motion for protective order on 23
July 2015. It relates to plaintiff’s Rule 30(b)(6) deposition notice. Subsequently, on 6 August
2015, the court entered an amended scheduling order setting deadlines and limitations on the
number of discovery requests, but reserving ruling on the scope of discovery pending motion
practice. (Am. Sched. Ord. (D.E. 79) ¶ 2).
DISCUSSION
I.
APPLICABLE LEGAL PRINCIPLES
The Federal Civil Rules enable parties to obtain information by serving requests for
discovery on each other, including interrogatories and requests for production of documents. See
generally Fed. R. Civ. P. 26-37. 3 Rule 26 provides for a broad scope of discovery:
3
By order dated 29 April 2015, the Supreme Court adopted amendments to the Federal Rules of Civil Procedure
that took effect on 1 December 2015. See 29 Apr. 2015 Order, http://www.supremecourt.gov/orders/
courtorders/frcv15_5h25.pdf, p. 3 (last visited 17 Feb. 2016). The amendments “govern in all proceedings in civil
cases thereafter commenced and, insofar as just and practicable, all proceedings then pending.” 29 Apr. Order ¶ 2.
The instant motions were filed, and the discovery requests and deposition notice to which they relate were served
5
Parties may obtain discovery regarding any nonprivileged matter that is relevant
to any party’s claim or defense and proportional to the needs of the case,
considering the importance of the issues at stake in the action, the amount in
controversy, the parties’ relative access to relevant information, the parties’
resources, the importance of the discovery in resolving the issues, and whether the
burden or expense of the proposed discovery outweighs its likely benefit.
Information within this scope of discovery need not be admissible in evidence to
be discoverable.
Fed. R. Civ. P. 26(b)(1). The rules of discovery, including Rule 26, are to be given broad and
liberal construction. Herbert v. Lando, 441 U.S. 153, 177 (1979); Nemecek v. Bd. of Governors,
No. 2:98-CV-62-BO, 2000 WL 33672978, at *4 (E.D.N.C. 27 Sept. 2000).
While Rule 26 does not define what is deemed relevant for purposes of the rule,
relevance has been “‘broadly construed to encompass any possibility that the information sought
may be relevant to the claim or defense of any party.’” EEOC v. Sheffield Fin. LLC, No.
1:06CV889, 2007 WL 1726560, at *3 (M.D.N.C. 13 June 2007) (quoting Merrill v. Waffle
House, Inc., 227 F.R.D. 467, 473 (N.D. Tex. 2005)). The district court has broad discretion in
determining relevance for discovery purposes. Watson v. Lowcountry Red Cross, 974 F.2d 482,
489 (4th Cir. 1992).
The party resisting discovery bears the burden of establishing the
legitimacy of its objections. Brey Corp. v. LQ Mgmt., L.L.C., No. AW-11-cv-00718-AW, 2012
WL 3127023, at *4 (D. Md. 26 July 2012) (“In order to limit the scope of discovery, the ‘party
resisting discovery bears the burden of showing why [the discovery requests] should not be
granted.’”) (quoting Clere v. GC Servs., L.P., No. 3:10-cv-00795, 2011 WL 2181176, at *2 (S.D.
W. Va. 3 June 2011))).
prior to 1 December 2015. Nonetheless, because none of the changes contained in the amendments affect resolution
of the motions, the court has applied the amended rules in resolving the motions. The discovery undertaken
pursuant to this Order shall also be subject to the rules of discovery as amended on 1 December 2015.
6
Rule 33 governs the service of interrogatories.
It provides that “[u]nless otherwise
stipulated or ordered by the court, a party may serve on any other party no more than 25 written
interrogatories, including all discrete subparts.” Fed. R. Civ. P. 33(a)(1). Rule 33 requires that a
party served with interrogatories answer each fully under oath to the extent that the party does
not object to the interrogatory. Fed. R. Civ. P. 33(b)(3). Objections not made timely are waived,
subject to excuse by the court for good cause. Fed. R. Civ. P. 33(b)(4).
Rule 34 governs requests for production of documents. A party asserting an objection to
a particular request “must specify the part [to which it objects] and permit inspection of the rest.”
Fed. R. Civ. P. 34(b)(2)(C). In addition, where the objection asserted is one of privilege, a party
must expressly assert it in response to the particular discovery request involved and serve with its
discovery responses a privilege log in conformance with Fed. R. Civ. P. 26(b)(5)(A).
Rule 30 provides for the taking of depositions, including depositions of organizations
pursuant to Rule 30(b)(6). The broad scope of discovery permitted under Rule 26(b)(1) applies
to Rule 30(b)(6) depositions. Coryn Group II, LLC v. O.C. Seacrets, Inc., 265 F.R.D. 235, 238
(D. Md. 2010) (“To the extent information sought in a Rule 30(b)(6) deposition is relevant to the
claims or defenses in the case and is known or reasonably available to the corporation, it must
provide a corporate designee or multiple designees prepared to provide that information.” (citing
Fed. R. Civ. P. 26(b)(1) & 30(b)(6))).
Rule 37 allows for the filing of a motion to compel discovery responses. See Fed. R. Civ.
P. 37(a)(3)(B)(iv). Rule 37 requires that a motion to compel discovery “include a certification
that the movant has in good faith conferred or attempted to confer with the person or party
failing to make disclosure or discovery in an effort to obtain it without court action.” Fed. R.
7
Civ. P. 37(a)(1). Similarly, Local Civil Rule 7.1(c)(2), E.D.N.C. requires that “[c]ounsel must
also certify that there has been a good faith effort to resolve discovery disputes prior to the filing
of any discovery motions.” Local Civ. R. 7.1(c)(2), E.D.N.C.; see Jones v. Broadwell, No. 5:10CT-3223-FL, 2013 WL 1909985, at *1 (E.D.N.C. 8 May 2013) (denying motion to compel
which did not state that party complied with Rule 37(a) or Local Civil Rule 7.1(c)); Cassell v.
Monroe, 5:10-CT-3023-BO, 2010 WL 5125339, at *2 (E.D.N.C. 7 Dec. 2010) (denying motions
to compel that failed to comply with Local Civil Rule 7.1 certification requirement).
In addition, Rule 37(a)(5)(A) requires that the moving party be awarded expenses when a
motion to compel discovery is granted, absent certain specified circumstances or other
circumstances that would make an award of expenses unjust. Fed. R. Civ. P. 37(a)(5)(A). The
rule states in relevant part:
If the motion is granted—or if the disclosure or requested discovery is provided
after the motion was filed—the court must, after giving an opportunity to be
heard, require the party or deponent whose conduct necessitated the motion, the
party or attorney advising that conduct, or both to pay the movant’s reasonable
expenses incurred in making the motion, including attorney’s fees.
Fed. R. Civ. P. 37(a)(5)(A).
Courts have held that an award of reasonable expenses is
appropriate where the moving party has acted in good faith and attempted to resolve the matter
without court intervention, but the nonmoving party has failed to comply with its obligations
under the Federal Rules of Civil Procedure. See, e.g., Gardner v. AMF Bowling Ctrs., Inc., 271
F. Supp. 2d 732, 733-34 (D. Md. 2003) (holding defendant entitled to discovery sanction and
attorney’s fees where plaintiff failed to respond to discovery requests by due date, defendant
advised plaintiff’s counsel in writing that responses were past due, and plaintiff did not respond
to defendant’s letters or to motion for sanctions).
8
The court is also authorized to impose appropriate limitations on discovery. Rule 26
provides that the “court may, for good cause, issue an order to protect a party or person from
annoyance, embarrassment, oppression, or undue burden or expense.” Fed. R. Civ. P. 26(c)(1).
Such orders may prescribe, among other measures, “forbidding the disclosure or discovery” or
“forbidding inquiry into certain matters, or limiting the scope of disclosure or discovery to
certain matters.” Id. (c)(1)(A), (c)(1)(D). A party moving for a protective order has the burden
of making a particularized showing of why discovery should be denied, and conclusory or
generalized statements in the motion fail to meet this burden. Smith v. United Salt Co., No.
1:08CV00053, 2009 WL 2929343, at *5 (W.D. Va. 9 Sept. 2009). A motion for a protective
order is subject to a conferral certification requirement comparable to that for motions to compel
and the same provision on the award of expenses applicable to motions to compel. See Fed. R.
Civ. P. 26(c)(1), (3).
II.
PLAINTIFF’S MOTION TO COMPEL RESPONSES
CONSOLIDATION DISCOVERY REQUESTS
TO
HIS
POST-
The first set of interrogatories seeks information regarding defendant’s operation and
subsequent sale of plaintiff’s distributorship after termination of the agreement. Defendant
asserted general objections to the interrogatories based on privilege and various types of undue
burden and overbreadth. Its specific response to each interrogatory consisted solely of the
objection that “the Court has not issued a Case Management Order setting the number of
Interrogatories, which is a matter of dispute between the Parties, as set forth in the Parties’ Joint
Rule 26 (f) Report.” (Def.’s Resp. to Int. No. 1).
Five of the 12 production requests in the first set of production requests seek documents
relating to various interrogatories. (See Def.’s Resp. to 1st Set of Prod. Reqs., Reqs. Nos. 8-12).
9
Defendant’s response to these production requests consisted of the same objection it asserted as
to each interrogatory. Defendant objected to the remaining production requests in the first set on
grounds of overbreadth, vagueness, and ambiguity, and/or privilege, but indicated that it would
produce some of the documents requested. (Id., Reqs. Nos. 1-7). Defendant also asserted as to
the production requests the same general objections it asserted as to the interrogatories.
The three production requests in plaintiff’s second set of production requests seek
particular documents relating to defendant’s expenses in operating plaintiff’s route, including
checks, receipts, invoices, and other records. (See 2nd Set of Prod. Reqs.). Responses to the
second requests were not due prior to the filing of the instant motion. Defendant has served no
responses to the production requests.
In opposing plaintiff’s motion, defendant first argues that the motion was filed before the
parties were able to adequately confer regarding the second set of production requests. Although
plaintiff states in his motion that he made every reasonable effort to resolve the dispute without
court intervention, his filing the motion only a week after the second set of production requests
was served did deprive the parties of a meaningful opportunity to confer regarding it.
Nonetheless, defendant has not shown that, under the circumstances presented, it has been
prejudiced by plaintiff’s failure to confer adequately. Nor can the court say that its resources
have been wasted by being drawn into the dispute. Given the similarity between the first set of
production requests and the second set, and the parties’ inability to resolve the disputes regarding
the first set, it is reasonable to assume that proper conferral would not have resolved the disputes
regarding the second set.
10
Defendant further argues that plaintiff could not properly serve post-consolidation
discovery before the court entered an amended scheduling order resolving the parties’ disputes
over the scope of discovery. But defendant itself responded to plaintiff’s first set of postconsolidation discovery requests before the amended scheduling order had been entered.
Moreover, Rule 26 provides that discovery may begin once the Rule 26(f) conference is held,
which occurred before plaintiff served his post-consolidation discovery requests. See Fed. R.
Civ. P. 26(d)(1).
At this point, defendant’s contention regarding the amended scheduling order is moot in
the sense that the court has now entered an amended scheduling order. As noted, that order did
not specify the scope of discovery, but ruled that the scope was to be determined by motion
practice, as is being done via the instant motions. Nor are there any provisions in the amended
scheduling order that would render plaintiff’s post-consolidation discovery requests improper. In
particular, the amended scheduling order set a limit of 25 interrogatories per party, with which
the court deems plaintiff’s first set of interrogatories compliant, counting interrogatory no. 18 as
two interrogatories given the subparts it contains.
Defendant also contends that plaintiff is improperly using the second lawsuit to
circumvent the discovery deadline in the first lawsuit. Specifically, defendant contends that
plaintiff had ample time and opportunity in the first lawsuit to conduct discovery relating to
defendant’s operation and sale of the distributorship and may not reopen discovery merely by
filing a second lawsuit. Filing a second and wholly duplicative lawsuit in order to reopen
discovery would arguably be improper. But that is not the situation here. The gravamen of the
claims in the first lawsuit is alleged improper conduct by defendant through termination of the
11
agreement and the gravamen of the claims in the second lawsuit is alleged improper conduct by
defendant after termination.
Moreover, the court previously ruled in its order on plaintiff’s motion for continuance
that additional time for discovery regarding the claims raised in the second complaint was
justified, stating, “[w]hile [defendant] is correct that some evidence already generated in
discovery applies to plaintiff's later-filed claims, [plaintiff] may need to conduct additional
discovery on those claims.” (5 May 15 Order 2). Obviously, if the second lawsuit were wholly
duplicative, no such further discovery would be justifiable. (See also 24 Apr. 2015 Consol.
Order 4-5, 14 (ruling that dismissal of the second lawsuit as duplicative was unwarranted and
that consolidation would cure any risk of duplication)).
Defendant additionally argues that the information and documents plaintiff seeks
regarding the expense incurred in defendant’s operation of plaintiff’s route are cumulative of
information and documents it has already produced or agreed to produce. The court disagrees.
While defendant has produced or agreed to produce substantial information and documents on
this topic, including a summary of charges, settlement statements, and spreadsheets, and Mr.
Vickers has also provided testimony on this topic, the additional discovery plaintiff seeks
regarding the expenses relates largely to information and documents underlying the information
and documents that defendant has already produced and Mr. Vickers testified about. Documents
setting out summaries or prepared estimates of costs are not a substitute for the more detailed
information and documents plaintiff seeks that may underlie such summaries and estimates.
Defendant’s incursion of expenses in operating plaintiff’s route and the amount of such expenses
are clearly relevant to his remaining claims of breach of contract and violation of UDTPA.
12
Defendant has failed to demonstrate that production of the information and documents
sought by plaintiff would be unduly burdensome, that plaintiff’s discovery requests are vague or
ambiguous, or that the discovery requests are otherwise improper. The court will accordingly
allow plaintiff’s motion to compel.
Defendant, though, may withhold from production
information and documents for which it claims privilege or work product protection, subject to
its production of a privilege log in accordance with Rule 26(b)(5)(A).
III.
DEFENDANT’S MOTION FOR PROTECTIVE ORDER AS TO PLAINTIFF’S
RULE 30(b)(6) DEPOSITION NOTICE
By its motion for a protective order, defendant seeks to prevent plaintiff from taking the
Rule 30(b)(6) deposition of it noticed by plaintiff after consolidation. Plaintiff did not notice a
Rule 30(b)(6) deposition of defendant prior to consolidation. The topics identified in plaintiff’s
notice are: (1) “All information related to sales, income, profits, margins, costs, fees, expenses,
charges, and payments associated with the operation of Plaintiff’s route after the termination of
his contract”; (2) “All information related to the valuation, marketing, negotiation, and sale of
Plaintiff’s route”; and (3) “All information relating to the identities, job titles, and locations of
any and all individuals who were involved in or knowledgeable about the operation and sale of
Plaintiff’s route.” (Rule 30(b)(6) Dep. Not., Ex. A (D.E. 73-1 at 5)).
Defendant states that if the deposition is permitted, its corporate representative would be
Mr. Vickers, who, as indicated, has already been deposed twice in his individual capacity. It
contends that permitting Mr. Vickers to be deposed again as its corporate representative would
be duplicative and unnecessary. The court disagrees.
A deposition of a deponent in his individual capacity differs from that of a deponent as a
corporate representative. “A Rule 30(b)(6) designee speaks as the corporation and testifies
13
regarding the knowledge, perceptions, and opinions of the corporation. However, when the same
deponent testifies in his individual capacity, he provides only his personal knowledge,
perceptions, and opinions.” In re C.R. Bard, Inc. Pelvic Repair Sys. Prod. Liab. Litig., No. 2:10CV-01224, 2013 WL 1722998, at *1 (S.D.W. Va. 22 Apr. 2013).
Thus, there is nothing
improper about plaintiff noticing a Rule 30(b)(6) deposition even though Mr. Vickers was
previously deposed. LendingTree, Inc. v. LowerMyBills, Inc., No. 3:05CV153-C, 2006 WL
2443685, at *3 (W.D.N.C. 22 Aug. 2006) (holding that party’s attempt to notice Rule 30(b)(6)
deposition of witness who already testified in individual capacity was proper); see also In re
Motor Fuel Temperature Sales Practices Litig., No. 07–MD–1840–KHV, 2009 WL 5064441, at
*2 (D. Kan. 16 Dec. 2009) (“[C]ourts have consistently held that the fact that a company’s
employee was deposed under Rule 30(b)(1) does not insulate the company from producing the
same—or another—individual as a corporate representative to give a Rule 30(b)(6) deposition.”).
Permitting the Rule 30(b)(6) deposition to go forward is particularly appropriate here,
where during the prior depositions of Mr. Vickers in his individual capacity, there were topics of
examinations upon which he did not have personal knowledge and as to which defense counsel
stated that Mr. Vickers could not or would not testify regarding defendant’s knowledge. (See,
e.g., 7 July 2015 Vickers Dep. Excerpts (D.E. 76-3) (objections to questioning on grounds that
Mr. Vickers was not a corporate designee at 24:1-3; 39:4-7; 53:4-6)). While such objections
were appropriate for an individual deposition, it is, of course, defendant’s obligation at a Rule
30(b)(6) deposition to prepare Mr. Vickers, or whomever it designates as its corporate
representative, to testify on those topics.
14
The court concludes that defendant has not otherwise established that the Rule 30(b)(6)
deposition plaintiff noticed would subject it to annoyance, embarrassment, oppression, undue
burden or expense, or would otherwise warrant entry of a protective order. Defendant’s motion
for a protective order will accordingly be denied.
CONCLUSION
For the foregoing reasons, IT IS ORDERED as follows:
1.
Plaintiff’s motion to compel (D.E. 71) is ALLOWED and defendant’s motion for
a protective order (D.E. 73) is DENIED.
2.
Defendant shall serve on plaintiff no later than 15 March 2016: (a) complete
answers to the first set of interrogatories along with a verification for them; (b) to the extent not
already produced, the documents sought in plaintiff’s first set of production requests along with a
duly signed supplemental response to the requests identifying the documents being produced; (c)
to the extent not already produced, the documents sought in plaintiff’s second set of production
requests along with a duly signed response to the requests identifying the documents being
produced; and (d) a privilege log in conformance with Rule 26(b)(5)(A) identifying any
information or documents withheld on the grounds of privilege or work product protection.
3.
Plaintiff may take a Rule 30(b)(6) deposition of defendant on the topics identified
in his Rule 30(b)(6) deposition notice ((D.E. 73-1 at 5) no later than 15 March 2016.
4.
Each party shall bear its own costs incurred on the motions, the court finding that
the award of expenses would be unjust. See Fed. R. Civ. P. 26(c)(3), 37(a)(5)(A)(iii).
5.
The amended scheduling order (D.E. 79) is modified as follows:
15
a.
Reports from retained experts, which shall be limited to the subject matter
of the breach of contract and UDTPA claims in the second lawsuit, shall be due from plaintiff by
15 April 2016 and from defendant by 16 May 2016. Plaintiff shall make his experts available for
deposition by 5 May 2016, and defendant shall make its experts available for deposition by 3
June 2016.
b.
Any potentially dispositive motions shall be filed by 1 July 2016.
c.
The deadline for submission of a pretrial order and the date of the final
pretrial conference will be set by separate order.
d.
The trial in this action will be held before the presiding district judge at his
26 September 2016 civil term in Raleigh, North Carolina.
e.
Except as modified herein, the terms of the amended scheduling order
remain in full force and effect.
SO ORDERED, this 17th day of February 2016.
_________________________
James E. Gates
United States Magistrate Judge
16
Disclaimer: Justia Dockets & Filings provides public litigation records from the federal appellate and district courts. These filings and docket sheets should not be considered findings of fact or liability, nor do they necessarily reflect the view of Justia.
Why Is My Information Online?