Toland v. Trans Union LLC

Filing 20

STIPULATED PROTECTIVE ORDER - Signed by US Magistrate Judge Kimberly A. Swank on 5/14/2018. (Briggeman, N.)

Download PDF
IN THE UNITED STATES DISTRICT COURT FOR THE EASTERN DISTRICT OF NORTH CAROLINA WESTERN DIVISION No. 5:18-cv-14-D RONALD TOLAND, JR., ) Plaintiff, ) ) vs. ) ) TRANS UNION LLC, ) Defendant. ) ____________________________________ ) STIPULATED PROTECTIVE ORDER The Parties having agreed to the following, and for good cause shown, IT IS HEREBY ORDERED as follows: 1. PURPOSES AND LIMITATIONS Disclosure and discovery activity in this action may involve production of confidential, proprietary, or private personal identifying information such as Social Security or taxpayer-identification numbers, dates of birth, names of minor children, financial account numbers, home addresses, sensitive information involving personal financial, medical, matrimonial, or family matters, employment records of individuals, trade secrets, and other confidential research, development, or commercial information, for which special protection from public disclosure and from use for any purpose other than prosecuting and defending this litigation may be warranted. The parties acknowledge that this Order does not confer blanket protections on all disclosures or responses to discovery and that the protection it affords extends only to the limited information or items that are entitled, under the applicable legal principles, to treatment as confidential. Nothing in this Order shall preclude any person or entity from disclosing or using, in any manner or for any purpose, any information or document if that information or document is lawfully obtained from a third party without confidentiality restrictions. By approving this Order and accepting the Parties’ stipulation, the Court is not ruling on whether any document or information is, in fact, entitled to protection under Rule 26(c). Rather, the Court approves this Stipulated Protective Order in order to minimize discovery problems and to promote and expedite unrestricted discovery without Court intervention. 2. DEFINITIONS 2.1 Confidential Information: Social Security or taxpayeridentification numbers; dates of birth; names of minor children; financial account numbers; where appropriate, home addresses; sensitive information involving personal financial, medical, matrimonial, or family matters; employment records of individuals whether parties or non-parties; or trade secrets and other confidential research, development, or commercial information (regardless of how generated, stored or maintained). 2.2 Counsel (without qualifier): Outside Counsel and House Counsel (as well as their support staffs). 2.3 Designating Party: a Party or Non-party that designates information or items that it produces in disclosures or in responses to discovery as Protected Material. The Party or Nonparty designating information or items as Protected Material bears the burden of establishing good cause for the confidentiality of all such information or items. 2.4 Disclosure or Discovery Material: all items or information, regardless of the medium or manner generated, stored, or maintained (including, among other things, testimony, transcripts, or tangible things) that are produced or generated in disclosures or responses to discovery in this matter. 2.5 Expert: a person with specialized knowledge or experience in a matter pertinent to the litigation who has been retained by a Party or its/her/his counsel to serve as an expert witness or as a consultant in this action and who is not: (a) a past or a current employee of a Party; (b) a past or a current employee of a competitor of a Party; or (c) at the time of retention, anticipated to become an employee of a Party or a competitor of a Party. This definition includes a professional jury or trial consultant retained in connection with this litigation. 2.6 House Counsel: attorneys who are employees of a Party. 2.7 Outside Counsel: attorneys who are not employees of a Party but who are retained to represent or advise a Party in this action. 2.8 Non-party: any individual, corporation, association, or other natural person or entity other than a party. 2.9 Party: any party to this action, including all of its officers, directors, consultants, retained experts, and outside counsel (and their support staff). 2.10 Producing Party: a Party or Non-party that produces Disclosure or Discovery Material in this action. 2.11 Professional Vendors: persons or entities that provide litigation support services (e.g., photocopying; videotaping; translating; preparing exhibits or demonstrations; organizing, storing, retrieving data in any form or medium; etc.) and their employees and subcontractors. 2.12 Protected Material: any Disclosure or Discovery Material that is designated by a Party or Non-party as “CONFIDENTIAL” or “CONFIDENTIAL – ATTORNEYS EYES ONLY” according to paragraph 5, unless the Receiving Party challenges the confidentiality designation, and (a) the Court decides such material is not entitled to protection as confidential; (b) the Designating Party fails to apply to the Court for an order designating the material “CONFIDENTIAL” or “CONFIDENTIAL – ATTORNEYS EYES ONLY” within the time period specified below; or (c) the Designating Party withdraws its confidentiality designation in writing. 2.13 Receiving Party: a Party that receives Disclosure or Discovery Material from a Producing Party. 3. SCOPE The protections conferred by this Order cover not only Protected Material (as defined above), but also expert reports, deposition testimony, conversations, or presentations by parties or counsel to or in court or in other settings that reveal Protected Material. 4. DURATION Even after the termination of this litigation, the confidentiality obligations imposed by this Order shall remain in effect until a Designating Party agrees otherwise in writing or a court order otherwise directs. 5. DESIGNATING PROTECTED MATERIAL 5.1 Designating Disclosure or Discovery Material as Confidential. Parties and non-parties may designate any Confidential Information supplied in any form, or any portion thereof, as Protected Material for purposes of these proceedings. Such designation shall constitute a representation to the Court that counsel believes in good faith that the information (1) constitutes Confidential Information and (2) that there is good cause for the Confidential Information to be protected from public disclosure. The parties and non-parties shall make a good faith effort to designate information so as to provide the greatest level of disclosure possible, but still preserve confidentiality as appropriate. 5.2 Designating Disclosure or Discovery Material as Confidential – Attorneys Eyes Only. If a Producing Party believes in good faith that, despite the provisions of this Order, the Producing Party will suffer identifiable harm if particular documents it designates as “CONFIDENTIAL” are disclosed to all other Parties or non-parties to this action, the Producing Party may designate those particular documents as “CONFIDENTIAL – ATTORNEYS’ EYES ONLY.” 5.3 Exercise of Restraint and Care in Designating Material for Protection. Each Party or Non-party that designates information or items for protection under this Order must use good faith efforts to limit any such designation to specific material that qualifies as Confidential Information. A Designating Party must use good faith efforts to designate for protection only those parts of material, documents, items, or oral or written communications that qualify as Confidential Information, so that other portions of the material, documents, items, or communications for which protection is not warranted are not swept unjustifiably within the ambit of this Order. Mass, indiscriminate, or routine designations are strictly prohibited. Designations that are shown to be clearly unjustified, or that have been made for an improper purpose (e.g., to unnecessarily encumber or retard the case development process, or to impose unnecessary expenses and burdens on other parties), may subject the Designating Party to sanctions upon appropriate motion to the Court. If it comes to a Party’s or a Non-party’s attention that information or items that it designated for protection do not qualify for protection, that Party or Non-party must promptly notify all other parties that it is withdrawing the mistaken designation. All documents, transcripts, or other materials subject to this Order, and all information derived therefrom (including, but not limited to, all testimony, deposition, or otherwise, that refers, reflects or otherwise discusses any information designated Confidential hereunder), shall not be used, directly or indirectly, by any person for any business, commercial or competitive purposes or for any purpose whatsoever other than solely for the preparation and trial of this action in accordance with the provisions of this Order. 5.4 Manner and Timing of Designations. Except as otherwise provided in this Order (see, e.g., Section 5.4.1(b), below), or as otherwise stipulated or ordered, material that qualifies for protection under this Order must be clearly so designated before the material is disclosed or produced. Designation in conformity with this Order requires: 5.4.1. For information in documentary form (apart from transcripts of depositions): (a) The Producing Party must affix the legend “CONFIDENTIAL” or “CONFIDENTIAL – ATTORNEYS’ EYES ONLY” at the bottom of each page that contains protected material. If only a portion or portions of the material on a page qualifies for protection, the Producing Party also must clearly identify the protected portion(s) (e.g., by making appropriate markings in the margins, but not over text). (b) A Party or Non-party that makes original documents or materials available for inspection need not designate them for protection until after the inspecting Party has indicated which material it would like copied and produced. During the inspection and before the designation, all of the material made available for inspection shall be deemed Protected Material. After the inspecting Party has identified the documents it wants copied and produced, the Producing Party must determine which documents, or portions thereof, qualify for protection under this Order, then, before producing the specified documents, the Producing Party must affix the legend “CONFIDENTIAL” or “CONFIDENTIAL – ATTORNEYS’ EYES ONLY” at the bottom of each page that contains Protected Material. If only a portion of the material on a page qualifies for protection, the Producing Party also must clearly identify the protected portion(s) (e.g., by making appropriate markings in the margins, but not over text). 5.4.2. For testimony given in deposition: (a) The Party or Non-party offering or sponsoring the testimony must identify on the record, before the close of the deposition, all protected testimony. (b) The Party or Non-party that sponsors, offers, or gives the testimony may invoke on the record (before the deposition is concluded) a right to have up to 30 days following preparation and delivery of the preliminary transcript to identify the specific portions of the testimony as to which protection is sought. (c) Only those portions of the testimony that are appropriately designated for protection within the 30 days following preparation and delivery of the preliminary transcript shall be covered by the provisions of this Stipulated Protective Order. (d) Nothing in this Order shall prevent a party from disclosing the preliminary transcript as detailed in Section 7.2, provided that, where applicable under Section 7.2, the individual to whom the preliminary transcript is disclosed has signed the “Acknowledgment and Agreement to Be Bound by Protective Order” (Exhibit A). (e) The court reporter must mark those portions of the deposition that are designated as “CONFIDENTIAL” or “CONFIDENTIAL – ATTORNEYS’ EYES ONLY” . If only a portion of the material on a page qualifies for protection, the Producing Party must clearly identify to the court reporter the protected portion(s) (e.g., by making appropriate markings in the margins, but not over text). 5.4.3. For information produced in some form other than documentary, and for any other tangible items: (a) Producing Party must affix in a prominent place on the exterior of the container or containers in which the information or item is stored the legend “CONFIDENTIAL” or “CONFIDENTIAL – ATTORNEYS’ EYES ONLY.” (b) If only portions of the information or item warrant protection, the Producing Party, to the extent practicable, shall also identify the protected portions in such a way that does not interfere with the viewing of the evidence. Nothing in this Order shall prevent a Party from using at trial any information or materials designated “CONFIDENTIAL” or “CONFIDENTIAL – ATTORNEYS’ EYES ONLY.” 5.5 Inadvertent Failures to Designate. If timely corrected, an inadvertent failure to designate qualified information or items as “CONFIDENTIAL” or “CONFIDENTIAL – ATTORNEYS’ EYES ONLY” does not, standing alone, waive the Designating Party’s right to secure protection under this Order for such material. If material is appropriately designated as “CONFIDENTIAL” or “CONFIDENTIAL – ATTORNEYS’ EYES ONLY” after the material was initially produced, the Receiving Party, on timely notification of the designation, must make reasonable efforts to assure that the material is treated in accordance with the provisions of this Order. 5.6 Inadvertent Production of Privileged Information. If a party, through inadvertence, produces or provides material that it believes is subject to a claim or attorney-client privilege, work product immunity, or any other privilege or immunity, the Producing Party may give written notice to the Receiving Party that the material is subject to a specific privilege or immunity and request that the material be returned to the Producing Party. The Receiving Party shall return the material immediately, or, if circumstances prevent immediate return, at such specific time as agreed upon between the Producing and Receiving Parties. Return of the material shall not constitute an admission or concession, or permit any inference that the returned material is, in fact, properly subject to a claim of any privilege or immunity, nor shall it foreclose any party from moving the Court for an order that such document or thing has been improperly designated or should be producible for any reason, including a waiver caused by the inadvertent production. 6. CHALLENGING CONFIDENTIALITY DESIGNATIONS 6.1 Timing of Challenges. Unless a prompt challenge to a Designating Party’s confidentiality designation is necessary to avoid foreseeable substantial unfairness, unnecessary economic burdens, or a later significant disruption or delay of the litigation, a Party does not waive its right to challenge a confidentiality designation by electing not to mount a challenge promptly after the original designation is disclosed. 6.2 Meet and Confer. A Party that elects to initiate a challenge to a Designating Party’s confidentiality designation must do so in good faith and must begin the process by conferring directly with counsel for the Designating Party. In conferring, the Challenging Party must explain the basis for its belief that the confidentiality designation was not proper. The Designating Party must respond within ten (10) days by informing the Challenging Party in writing if it will remove the confidentiality designation, and if not, the basis for not doing so. 6.3 Formal Challenge to Designation. If, within ten (10) days after the Meet and Confer the Designating Party has not removed, or agreed to remove, the confidentiality designation, the Challenging Party may at any time thereafter give written notice by way of a reasoned, formal letter to the Designating Party stating its objection to the confidentiality designation. Within fifteen (15) days after receipt of the reasoned, formal letter, the Designating Party shall apply to the Court for an order specifically designating the Disclosure or Discovery Material at issue as “Protected Material.” The Party seeking such an order has the burden of establishing good cause for the Disclosure or Discovery Material to be treated as “Protected Material.” 6.4 Treatment of Information While Challenge is Pending. Notwithstanding any challenge to the designation of Disclosure or Discovery Material as Protected Material, all materials designated as such must be treated as such and subject to this order until one of the following occurs: (a) the Designating Party withdraws its confidentiality designation in writing; (b) the Designating Party fails to apply to the Court for an order designating the material Protected Material within the time period specified above after receipt of a written challenge to such designation; or (c) the Court decides the material at issue is not subject to protection as Protected Material. 7. ACCESS TO AND USE OF PROTECTED MATERIAL 7.1 Basic Principles. A Receiving Party may use Protected Material that is disclosed or produced by another Party or by a Non-party in connection with this case only for prosecuting, defending, or attempting to settle this litigation. Such Protected Material may be disclosed only to the categories of persons and under the conditions as are described herein. When the litigation has been terminated, a Receiving Party must comply with the provisions of Section 11, below (FINAL DISPOSITION). Protected Material must be stored and maintained by a Receiving Party at a location and in a secure manner that ensures that access is limited to the persons authorized under this Order. 7.2 Disclosure of Protected Material. 7.2.1. Unless otherwise ordered by the Court or permitted in writing by the Designating Party, a Receiving Party may disclose any information or item designated CONFIDENTIAL only to: (a) Outside Counsel of any Party in this action, including associated personnel necessary to assist Outside Counsel in these proceedings, such as litigation assistants, paralegals, and secretarial and other clerical personnel; (b) Parties to this litigation and their officers, directors, and employees (including House Counsel) to whom disclosure is reasonably necessary for this litigation; (c) Experts (as defined in this Order) of the Receiving Party, including associated personnel necessary to assist Experts in these proceedings, such as litigation assistants, paralegals, and secretarial and other clerical personnel, so long as such Expert has signed the “Acknowledgment and Agreement to Be Bound by Stipulated Protective Order” (Exhibit A); (d) the Court, including associated personnel necessary to assist the Court in its functions, and the jury; (e) litigation support services, including outside copying services, court reporters, stenographers, videographers, or companies engaged in the business of supporting computerized or electronic litigation discovery or trial preparation, retained by a Party or its counsel for the purpose of assisting that Party in these proceedings; (f) other professional vendors to whom disclosure is reasonably necessary for this litigation; (g) any actual or potential witness in the action who has signed the “Acknowledgment and Agreement to Be Bound by Stipulated Protective Order” (Exhibit A), provided that counsel believes, in good faith, that such disclosure is reasonably necessary for the prosecution or defense of these proceedings. Pages of transcribed deposition testimony or exhibits to depositions that reveal Protected Material must be separately bound by the court reporter and may not be disclosed to anyone except as permitted herein; (h) the author of the document or the original source of the information; (i) counsel for issuers of insurance policies under which any issuer may be liable to satisfy part or all of a judgment that may be entered in these proceedings or to indemnify or reimburse payments or costs associated with these proceedings and who has signed the “Acknowledgment and Agreement to Be Bound by Stipulated Protective Order” (Exhibit A); (j) any mediator or arbitrator appointed by the Court or selected by mutual agreement of the parties and the mediator or arbitrator's secretarial and clerical personnel, provided that a company representative for the mediator or arbitrator has signed the “Acknowledgment and Agreement to Be Bound by Stipulated Protective Order” (Exhibit A); and (k) any other person as to whom the Producing Party has consented to disclosure in advance and in writing, on notice to each Party hereto. 7.2.2. Unless otherwise ordered by the Court or permitted in writing by the Designating Party, a Receiving Party may disclose any information or item designated “CONFIDENTIAL – ATTORNEYS’ EYES ONLY” only to: (a) Plaintiff (b) The Receiving Party’s Outside Counsel in this action, including associated personnel reasonably necessary to assist Outside Counsel in these proceedings, and who have signed the “Acknowledgement and Agreement to Be Bound by Stipulated Protective Order” (Exhibit A); (c) Experts (as defined in this Order) of the Receiving Party, including associated personnel reasonably necessary to assist Experts in these proceedings, and who have signed the “Acknowledgment and Agreement to Be Bound by Stipulated Protective Order” (Exhibit A); (d) the Court, including associated personnel necessary to assist the Court in its functions, and the jury; (e) court reporters, their staffs, and other professional vendors to whom disclosure is reasonably necessary for this litigation and for whom a company representative has signed the “Acknowledgment and Agreement to Be Bound by Stipulated Protective Order” (Exhibit A); (f) the author of the document or the original source of the information; and (g) any other person as to whom the Producing Party has consented to disclosure in advance and in writing, on notice to each Party hereto. 8. PROTECTED MATERIAL SUBPOENAED OR ORDERED PRODUCED IN OTHER LITIGATION If a Receiving Party is served with a subpoena or an order issued in other litigation that would compel disclosure of any information or items designated in this action as “CONFIDENTIAL” or “CONFIDENTIAL – ATTORNEYS’ EYES ONLY,” the Receiving Party must so notify the Designating Party, in writing (by e-mail or fax, if possible) within three (3) court days after receiving the subpoena or order. Such notification must include a copy of the subpoena or court order. 9. UNAUTHORIZED DISCLOSURE OF PROTECTED MATERIAL If a Receiving Party learns that, by inadvertence or otherwise, it has disclosed Protected Material to any person or in any circumstance not authorized under this Stipulated Protective Order, the Receiving Party must immediately (a) notify in writing the Designating Party of the unauthorized disclosures, (b) use its best efforts to retrieve all copies of the Protected Material, (c) inform the person or persons to whom unauthorized disclosures were made of all the terms of this Order, and (d) request such person or persons to execute the “Acknowledgment and Agreement to Be Bound by Stipulated Protective Order” that is attached hereto as Exhibit A. 10. FILING PROTECTED MATERIAL OR USING PROTECTED MATERIAL AT A HEARING OR TRIAL 10.1 Basic Principles. Without written permission from the Designating Party or a court order secured after appropriate notice to all interested persons, a Party may not file in the public record in this action any Protected Material in support of discovery-related motions. A Party must seek to file any Protected Material used in support of a discovery-related motion or a dispositive motion under seal. In seeking to file Protected Material under seal, a Party must comply with applicable law and the procedure outlined in subparagraph 10.2. The fact that Discovery Material has been designated as “CONFIDENTIAL” or “CONFIDENTIAL – ATTORNEYS’ EYES ONLY” shall not be admissible as evidence that the Material in fact contains Confidential Information entitled to protection from disclosure under the law. 10.2 Procedure for Filing Protected Material Under Seal. Before filing any information that has been designated "CONFIDENTIAL INFORMATION" with the Court, or any pleadings, motions or other papers that disclose any such information, counsel shall confer with counsel for the party that produced the information so designated about how it should be filed. If the party that produced the information so designated desires that the materials be filed under seal, then the filing party shall file the materials in accordance with Local Civil Rule 79.2, EDNC, with notice served upon the producing party. The filing of the materials under seal shall not be binding on the Court, however. Within 10 days of service of such notice, the party desiring that the materials be maintained under seal shall file with the Court a Motion to Seal and supporting memorandum of law specifying the interests which would be served by restricting public access to the information. The party that initially filed the materials need not file any such Motion to Seal or otherwise defend another party's desire that the materials remain sealed. The Court will grant the Motion to Seal only after providing adequate notice to the public and opportunity for interested parties to object, after carefully weighing the interests advanced by the movant and those interests favoring public access to judicial documents and records, and upon finding that the interests advanced by the movant override any common law or constitutional right of public access which may attach to the information. Documents submitted under seal in accordance with this paragraph will remain under seal pending the Court's ruling. If the party desiring that the information be maintained under seal does not timely file a Motion to Seal, then the materials will be deemed unsealed, without need for order of the Court. 10.3 Procedure for Sealing Protected Material Introduced During a Hearing, Trial, or Other Court Proceeding. To the extent that any Party would seek to seal or otherwise restrict access to an exhibit or other document introduced during a hearing, trial, or other court proceedings, the Party must make a separate motion in that regard for consideration by the court conducting the proceedings, supported by sufficient justification therefor. Likewise, to the extent any Party would seek to seal any portion of a transcript of a court proceeding, the party must file a separate motion to seal for consideration by the court that conducted such proceeding. 10.4 Procedure for Sealing Protected Material Before Any Other Court, Including Appeal. To the extent the Parties may later proceed before any other court, including in any appeals in the present case, the Parties must follow the rules of that court with respect to any issues of sealing or restricting access to documents. 11. FINAL DISPOSITION The terms of this Protective Order shall survive and remain in full force and effect after the termination of this litigation. Within sixty (60) days after final conclusion of all aspects of this litigation, including any appeal by any party, all Protected Material and all copies of the same (other than those filed with the Court) shall be returned to the Designating Party or, at the option of the Designating Party, destroyed; provided, however, that counsel for the parties shall be entitled to retain documents to the extent reasonably necessary to preserve a file on this litigation for purposes of compliance with applicable state bar rules of professional conduct and counsel’s malpractice carrier requirements . Any such archival copies that contain or constitute Protected Material remain subject to this Protective Order as set forth in Section 4 (DURATION), above. 12. MISCELLANEOUS 12.1 Right to Party’s Own Documents. Nothing herein shall affect or restrict the rights of any party with respect to its own documents or to the information obtained or developed independently of documents, transcripts and materials afforded confidential treatment pursuant to this Order. 12.2 Right to Further Relief. Nothing in this Order abridges the right of any person to seek its modification by the Court in the future. 12.3 Right to Assert Other Objections. By stipulating to the entry of this Protective Order no Party waives any right it otherwise would have to object to disclosing or producing any information or item on any ground not addressed in this Stipulated Protective Order. Similarly, no Party waives any right to object on any ground to use in evidence of any of the material covered by this Protective Order. SO ORDERED, this 14th day of May 2018. ___________________________________________ KIMBERLY A. SWANK United States Magistrate Judge CONSENTED TO: /s/ Suzanne Begnoche SUZANNE BEGNOCHE Suzanne Begnoche, Attorney at Law NCSB # 35158 P.O. Box 2035 Chapel Hill, NC 27515 Telephone: (919) 960-6108 Fax: (919) 500-5289 suzanne.begnoche@begnochelaw.com Attorney for Plaintiff /s/ Robert C. deRosset Robert C. deRosset N.C. Bar No. 27656 Young Moore & Henderson, P.A. 3101 Glenwood Avenue, Suite 200 P.O. Box 31627 Raleigh, NC 27622 (919) 782-6860 (919) 782-6753 Fax bob.derosset@youngmoorelaw.com Attorney for Defendant EXHIBIT A IN THE UNITED STATES DISTRICT COURT FOR THE EASTERN DISTRICT OF NORTH CAROLINA C.A. No. 5:18-cv-00014-D RONALD TOLAND, JR., ) ACKNOWLEDGMENT AND Plaintiff, ) AGREEMENT TO BE ) BOUND BY CONSENT vs. ) MOTION FOR ENTRY OF ) PROTECTIVE ORDER AND TRANS UNION LLC, ) PROSPECTIVE SEALING ) ORDER Defendant. ) ____________________________________ ) I acknowledge that I have read and understand the Stipulated Protective Order entered in this action on ________________________________, 20___, and agree to abide by its terms and conditions. Because it is necessary for me in the performance of my duties to have access to Confidential Matter and information contained therein that are the subject of said Stipulated Protective Order, I understand and agree that I am personally bound by and subject to all of the terms and provisions of said Order. I subject myself to the jurisdiction and venue of the United States District Court for the Eastern District of North Carolina for purposes of enforcement of this Agreement and Order. Witness my signature this ______ day of _______________________, 20____. _______________________________________________________ Signature Address:________________________________________________ Telephone:______________________________________________ NAI-1502142820v1 DMSLIBRARY01\29472268.v1

Disclaimer: Justia Dockets & Filings provides public litigation records from the federal appellate and district courts. These filings and docket sheets should not be considered findings of fact or liability, nor do they necessarily reflect the view of Justia.


Why Is My Information Online?