WILDS v. COLVIN
Filing
18
MEMORANDUM OPINION AND RECOMMENDATION OF UNITED STATES MAGISTRATE JUDGE signed by MAG/JUDGE JOE L. WEBSTER on 01/23/2015. After a careful consideration of the evidence of record, the Court finds that the Commissioner's decision is supp orted by substantial evidence. Accordingly, this Court RECOMMENDS that Plaintiff's Motion for Judgment on the Pleadings (Docket Entry 12 ) be DENIED, Defendant's Motion for Judgment on the Pleadings (Docket Entry 16 ) be GRANTED, and the final decision of the Commissioner be upheld.(Taylor, Abby)
IN THE UNITED STATES DISTRICT COURT
FOR THE MIDDLE DISTRICT OF NORTH CAROLINA
SHEILA WILDS,
)
)
)
)
)
)
)
)
)
)
)
)
Plaintiff,
v
CAROLYN W. COLVIN,
Acting Commissioner of Social
Security,
Defendant
tÍtcv318
MEMORANDUM OPINION AND RECOMMENDATION
OF UNITED STATES MAGISTRATE JUDGE
Plaintiff, Sheila !7ilds, btought this action pursuant to Sections 205(9) and 1631(c)(3)
of the Social Security Act (the "Âct'),
as amended (42 U.S.C. SS 405(9) and 1383(c)(3)), to
obtain review of a final decision of the Commissioner of Social Security denying her claims
for a Period of DisabiJity ("POD'), Disabiliry Insurance Benefits ("DIB'), and Supplemental
Secudty Income ("SSI") under Titles
II and XVI of the Act.
The Court has before
it
the
certified administrative record and ctoss-motions for judgment.
I. PROCEDURAL HISTORY
Plaintiff protectively filed applications for a POD, DIB, and SSI benefits in
December 2008 alleging a disability onset date of .,\pril 5, 2008.
Çr.
applications wete denied initially and upon reconsideraton. (Id.
requested a hearing befote an Administrative LawJudge
1m
' Transcript citations refer to the administrative record.
163,
161)t The
^t71-93.)
Plaintiff
("N-J'). (d. at29.) Present at the
November 201,0 heartng wete Plaintiff and het attorney, while a Vocational Expert ('1/E")
testified telephonically. (Id. at43-70.) The ALJ detetmined that Plaintiff was not disabled
under the
Act.
(Id. at33-40.) In -{ugust
20"1.0,
the Appeals Council denied Plaintjffs request
fot teview, making the ÂIJ's detetmination the Commissioner's fìnal decision fot purposes
of teview. (Id. at8-11.)
II. FACTUAL BACKGROUND
Plaintiff was 44 yeats old on the alleged disability onset date, had completed tenth
gtade, was able
to communicate in English, and had past relevant work as a housekeeper.
(Id. at 48,'1,63.)
III. STANDARD FOR REVIEW
The Commissioner held that Plaintiff was not under a disabiJity wrthin the meaning
of the Act. Under 42U.5.C. $ a05G), the scope of judiciat review of the Commissioner's
final decision is specific and narrow. Smhh u. Schweiker,795 tr.2d 343,345 (4th Cir. 1986).
This Court's teview of that decision is limited to determining whethet there is substantial
evidence in the tecord to support the Commissioner's decision. 42U.5.C. $ a05(g); Hunter
Sal|iuan,993F.2d31,34 (4th Cir. 1.992);Hay
Substantial evidence
adequate
Sølliuan,907 tr.2d1453,1456 (4thCir. 1990).
is "such televant evidence as a reasonable mind might
to support a conclusiorì."
U.S. 389, 401 (1971)).
u.
u.
accept
as
Hunter, 993 tr.2d at 34 (citing Ncltardson u. Perale¡, 402
It "consists of more thanamere scintilla" "but may be somewhat
thana pteponderaîce." Id. (quottngl-^aws
u.
Celebre3ry,368F.2d640,642 (4th Cir. '1966)).
2
less
The Commissioner must make findings of fact and tesolve conflicts in the evidence.
Hqt,907 tr.2d
^t'1.456
(citing King u. Calfano, 599 F.2d 597, 599 (4th Cir. '1979)). The
does not conduct a de novo teview
Schweiker,
795 F.2d
^t
of the
evidence
345. In reviewing for
Cour
not of the Commissioner's findings.
substantial evidence, the Court does not
undetake to te-weigh conflicting evidence, to make credibility determinations, or to
substitute its judgment for that of the Commissionet. Craigu. Chater,76tr.3d 585, 589 (4th
Ctr. 1996) (citing Ha1s,907 F.2d
^t
1456). *V7here conflicting evidence allows reasonable
minds to diffet as to whether a claimant is disabled, the responsibility for that decision falls
on the [Commissionet] (ot the [Commissioner's] designate, the ALJ)." C*tg,76 F.3d at 589
(quoting lf,/alker
revetsed only
if
detetmination.
u. Bowen,834
F.2d 635,640 (7th Cir. 1937). The denial of benefits will be
no reasorìable mind could accept the record as adequate to support the
See
Nchardson u. Perales,402 U.S. 389,401, (1971). The issue before the Court
is not whethet Plaintiff is disabled, but whethet the Commissionet's finding that Plaintiff is
not disabled is suppotted by substantial evidence and was reached based upon a coffect
application of the relevant law.
See
id.; Cofman
u. Bowen, 829
F.2d 514, 517 (4th Cir. 1987).
IV. THE AIJ'S DTSCUSSTON
The Social Security Regulations define "disability" for the purpose of obtaining
disability benefìts undet the Act as the "inability to do any substantial gainful activity by
reason
of
any medically determinable physical
or mental impafument2 which can be expected
2 A "physical or mental impairment" is impairment
an
resulting from"anatomical, physiological, or
psychological abnormalities which ate demonstrable by medically acceptable clinical and laboratory
diagnostic techniques." 42 U .S.C. $S 423 (dX3), 1382c(a)(3) (D).
-)
to tesult in death ot which has lasted or c n be expected to last for a continuous period of
not less than 12 monrhs." 20 C.F'.R. S 404.1505 (a); see also 42 U.S.C. $$ az(d)(l)(a),
1,382c(a)Q)(A). To meet this defìnition, a claimant must have a severe impairmenr which
makes
it impossible to do ptevious work or
^îy
other substantial gainful acnvity3 that exists
in the nattonal economy. 20 C.F.R. S 404.1505(a);
see
al¡o 42 U.S.C. $S 423(dX2XÐ,
1,382c(a)Q)@).
A.
The Five-Step Sequential Analysis
The Commissioner follows a five-step sequential analysis to ascertain whether the
claimant is disabled, which is set forth
Comm'r of Sm
Sec.
in 20 C.tr.R.
SS
404.1520, 416.920.
See
Albright
u.
Admin.,1.74F.3d 473,475 n.2 (4th Cir. 1999). The AIJ must determine in
sequence:
(1)
Whethet the claimant is engaged in substanial gainful activity (i.e., whether the
clatrnant is wotking).
Q)
If
so, the claimant is not disabled and the inquiry ends.
l7hethet the claimant has a severe impairment. If not, then the claimant is not
disabled and the inquiry ends.
(3)
Whether the impairment meets or equals to medical criteria of 20 C.F.R., Par
404, Subpan P, Âppendix 1, which sets
foth
a list of impairments that w^:.:ar-ft
a finding of disability without considedng vocational cntena.
zi disabled and the
If
so, the claimant
inquiry is halted.
3
"substantial gainful acllivrty" is work that (1) involves pedorming significant or producdve physical
ormentalduties, andQ) isdone (orintended) forpay orprofit. 20C.F.R. $S404.1510,476.910.
4
(4)
Whethet the impaitment prevents the claimant from perfotming past relevant
wotk. If not, the claimant is not disabled and the inquiry is halted.
(5)
lØhether the claimant is able to perfotm any othet wotk considering both het
tesidual functional capacitya and her vocational abilities.
If
so, the claimant is
not disabled.
20 c.F.R.
SS
404.1520,41,6.920.
Flere, the
AIJ
reached the fourth step of the sequence,
^twhich
point he determined
that Plaintiff was not disabled ftom ,A.pdl 5, 2008 through the date of the decision. (Tr. at
39.) The .,{IJ fìrst determined that Plaintiff had not engaged in substantial gainful
any time since het alleged onset date. (Id. at 35.) The ,{LJ next found
acld,vity at
in step two that
Plaintiff had severe impaitments: psotiasis, uterine fibroids, and anemia. (Id.) At step three,
the ,AIJ found that Plaintiff did not have an impairment or combination of impairments
listed in, ot medically equal to, one listed in .,{ppendix
concluded that Plaintiff could perform
housekeeping." (Id.
^t
1.
(Id. at 36.) .A.t step four, the
het past televant work "as a
A{
cleaner in
39.)
B. Residual Functional Capacity Determination
Ptiot to step fout, the ALJ determined PlaintifPs RtrC based on the ALJ's evaluation
of the evidence, including Plaintiffs testimony and the fìndings of treating and examining
a
"Residual functional capacily" is the most a claimant can do in a work setting despite the physical
and mental limitations of het impaitment and any related symptom Q.g., p"^). See 20 C.F.R. SS
404.1,545(a)(1), 416.945(^Xt); see also Hines a Barnhart,453 F.3d 559, 562 (4th Cir. 2006). The RFC
includes both a "physical exertional ot strength limitation" that assesses the claimant's "ability to do
sedentary, light, medium, heary, oÍ very heavy work," as well as "nonexertional limitations (mental,
sensory or skin impairments)." Ha// u. Harris,658 F.2d 260,265 (4th Cir. 19S1).
health cate providets. (Id. at36-39.) Based on the evidence as a whole, the ALJ determined
that Plaintiff retained the RFC to petfotm light wotk with no contact with the public. (Id. at
36.) In
teaching a conclusion about Plaintiffs RFC, the
AIJ
consideted the evidence,
including Plaintiffs testimony, and found that "the claimant's medically determinable
impairments could reasonably be expected to cause the alleged symptoms; however, the
claimant's statements concerning the intensity, petsistence and limiting effects
symptoms are not credible
to the extent they
are inconsistent
with the above
of
these
residual
functional capacity assessment." (Id. at 38.)
C. Past Relevant Work
The ALJ found in step four that Plaintiff could perform het past televant work "as
a
cleanet in housekeeping." (Id.)
V. ANALYSIS
Plaintiff raises five issues. Fi-tst, Plaintiff contends that the AIJ ered in tejecting the
medical opinion of PlaintifPs treating physician. (Docket E.rtry
argues that the
AtJ
1,3
at
3.)
failed to ptopedy evaluate her credibility. (Id. at
Second, Plaintiff
4.) Third, Plaintiff
contends the ALJ etred by detetmining Plaintiffs RFC prior to evaluating het credibility.
(Id. at
8.)
Foutth, Plaintiff contends the ALJ failed to make a "function-by-function
analysis." Qd. at 10.) Last, Plaintiff contends that the ALJ erred in faiJing to atttibute "great
weight" to Plaintiffs testjmony.
Qd. at
11.) As explained below, these arguments lack metit.
A. The ALJ Did Not Err in Addressing Dr. Acharya's Medical Opinion.
Plaintiff contends that the ALJ erred in rejecting the medical opinion of Plaintiffs
(-¡
úeating physician,
Dr
Acharya. (Docket Entty 13 at
number of times ln 2009 and 2010.
(See, e.g.,
3.) Dr.
Acharya met with Plaintiff
a
Tr. 235-39, 242, 253, 256, 321.) In July 2009
she wtote that Plaintiff "has some medical problems she can not work due
to her medical
condition" and "[a]bility to wotk: none." (Id. at 246.) The ALJ gave this opinion "litde
weight"
(It.
38) because "the doctot's
opinion[]is conttaty to and unsuppoted by her own
medical rìotes."5 (Id. at 38.) Plaintiff essentially contends that the ALJ (1) failed "to say how
much weight he gave to Dr. fAcharya's] opinion" and Q) failed to request a full medical
source statement from
Dt. Acharya. @ocket Etrtry 13 at3.) These arguments lack medt.
First, the AIJ's decision to attribute to attribute "little weight" to
medical opinion
Dt.
Acharya's
is supported by substantial evidence. The "ueating physician rule,"
20
C.F.R. S 404.1527 (c)(2) genetally ptovides mote werght to the opinion of a teating source,
because
it m^y "ptovide a
detailed, longitudinal picture
of [the claimant's]
medical
impairmentþ) [which] may bring a unique perspective to the medical evidence." 20 C.F.R.
SS
404.1527(.)Q), a16.927(c)Q).6 But not aL trcattng sources are created equal. An
A{
tefusing to accord controlling weight to the medical opinion of a ttealng physician must
s
For this reason, Plaintiffs argument that the ALJ failed to weigh, or simply disregarded, Dr.
Acharya's opinion fails. (Docket Entry 13 at3.)
u
962p ptovides that "Controlling weight may not be given to a treating source's medical
opinion unless the opinion is well-supported by medically acceptable clinical and labotatory
SSR
diagnostic techniques." SSR 96-2p, Giuing Controlling lØezght To TreaTing Source MedicaÌ Opinions.
However, where "a treat)ng source's medical opinion is well-supported and not inconsistent with the
other substantial evidence in the case tecord, it must be given controlling weight." Id. SSR 96-5p
provides futther that "tteaúng source opinions on issues reserved to the Commissiorrer
never
^re
entitled to conttolling weight ot special significance." SSR 96-5p, Medical Soarce Opinions on Issues
Resented to the Commissioner. However, "opinions ftom any medical source about issues resewed to
the Commissionet must never be þored, and . . . the notice of the determination or decision must
explain the considetation given to the treating source's opinion(s)." 1/.
7
consider various "factors" to determine how much weight to give
(6), 41,6.921(c)Q)-$). These factots include: (i) the frequency
it. //. SS a0a.1527 (c)Q)-
of examination and the length,
nature and extent of the treatment relationship; (ü) the evidence in suppot of the treating
physician's opinion; (üi) the consistency
of the opinion v¡ith the record
as a whole;
(Ð
whether the opinion is from a specialist; and (v) othet factots btought to the Social Secudty
Âdministration's attention that tend to support or contradict the oprnton. Id.
Significantly, as subsections (2) through (a)
of the de
describe
in great detul, a
treating soutce's opinion, like all medical opinions, must be both well-supported by medical
signs and laboratory findings as well as consistent with the othet substantial evidence in the
case
tecord. 1/.
SS 404.1,527(c)Q)-@,416.927(c)Q)-Ø).
suppotted by clinical evidence
"Flf
u physician's opinion is not
ot if it is inconsistent with othet substantial evidence, it
should be accotded signifìcantly less weight." Cmig 7 6 F.3d at 590;
accord
Mastro
u.
Apfe|270
at 178. Opinions by physicians tegarding the ultimate issue of whether a plainnff is disabled
within the meaning of the Âct nevet receive controlling weight because the decision on that
issue remains
fot the Commissionet alone. 20 C.F'.R. SS 404.1527 (d), 41.6.927
(d).
In light of this well-established law, the ,A,LJ was permitted to disregard Dr. Acharya's
conclusory assertion that Plaintiff was disabled. Âs explained, that
reserved
fot the A{.
Additionally, the ALJ was also permitted
is a determination
to find Dr. ,\charya's
opinion was "contrziry to and unsuppoted by her own medical notes." (Tr.
38).
This is
because, as the ALJ furthet discussed, "[o]thet than noting fPlaintiffl appeared chtonically
ill
and would tequire a blood transfusion for her bleeding, [Dr. Acharya], found [that PlaintifPs]
8
examination was essentially norma,|."] (Id. at 37 citing
showed that Plaintiff expetienced little or no pain
(Ir.
Tr
252-53.) Dt. Acharya's notes
257, 254), that she was in no disttess
(d. at 255), that her back, neck, extremities and neurological system were grossly intact (d. at
252,255), and that she had
a grossly
intact musculoskeletal examination (Id. at 255).
The ALJ also opined that Dr. Acharya's "own reports fail to reveal the type of
significant clinical atdlaboratory abnotmalities one would expect if the claimant wete in fact
disabled, and the doctot did not specifically address this weakness."
(It. 38). Plaintiff calls
this "conclusory" and "boiletplate," but it is an accurate assessment of the recotd. (Docket
Etttty 13 at3.) Âs alluded to, Dr. Acharya's notes stated that Plaintiff was in little or no pain
and in no distress. (Id. at 251,253,254,255,256.)
Dr.
Acharya's notes also showed that
Plaintiffs exttemities were grossly intact. (Id. at 252,255).
It is also noteworthy that Plaintiff
seems
to
agree
with the conclusion that Dr.
Acharya's notes do not demonstrate that Plaintiff is disabled. (Docket E.ttty 1.3 at 3, "a
prudent
ÂIJ would not have
granted
þer] claim on the basis of Dt. [Acharya's] brief,
conclusory opinion.") Nevenheless, Plaintiff still maintains that the AIJ's decision should
be revetsed. Fitst, Plaintiff argues that the ALJ should have obtained a full medical source
statement ftom
Dr.
Acharya. Qd. at 3-4.) Howevet, as Defendant points oùt,
made for a full medical source statement
[t.
373) and, in fact,
Dt.
^
request was
Acharya's opinion states
t As Defendant correctly points out, appearing chronically ill and requiring a blood transfusion is a
considetable exception to an essentially normal examination. However, as Defendant is also coffect
to point out, several months after those findings, Plaintiff was tteated for a headache, yet otherwise
appeared well noudshed, in no acute distress, and appeared to be in only mild discomfort. [t 327).
,{. few months aftertl:rat, she was without headaches and "well appeanng and in no acute distress."
Qd. at31,2).
g
that she was "ptoviding additional infbrmatton rcgarding fPlaintitl's] medical condition at
your tequest." (d. at 246.) As such, any fallue in Dt. Acharya's records is not properþ
attdbutable to the ALJ in this case.
Plaintiff is perhaps futher contending that, given Dr. Acharya's opinion,
the,{{
was
obliged to recontact her until he fulfilled his statutory duty to obtain a full medical source
statement. Yet, the ,{IJ was only required to recontact Dr. Acharya
inadequate to make a disability determination.
See Scarbeny u. Chater,
238558, atx4 n. 1,3 (4th Cir. 1995) (unpublished); Hutchiruson
u.
if
the recotd was
No. 94-2000, 1995 WL
Astrue, No. 1:09-cv-57,201.2
WL 1267887, at x 6 O4.D.N.C. Apr. L6, 20'1.2); Parker u. Astrue, 792 F. Sopp. 2d 886, 895
(E.D.N.C. 2011). That is not the case here.8
Here, as Defend^ît
^ccvr^tely
points out, the record showed that Plaintiff was not
regulatþ taking any ptescription medication for her pain
(It.
202, 230); that she went years
without seeing a dermatologist despite suffedng from psoriasis all her life (id. at 230); that
she had a normal r^nge
of motion in her extremities (id. at 229); that she had 5/5
strength (id. at 232), despite claiming that she was unable to
lift
muscle
10 pounds (id. at 62); that she
was able to do heel and toe walking, squat, and dse (id. at 232); and that she was able to
petform dexterous hand movements with complaints of
pasn Qd.
at 232). Addrtionally, the
medical evidence revealed that Plaintiff denied anything more than mild pain, and also
denied stiffness, swelling, joint limitation, headaches (at times), weakness, change rn gait (id.
at 27 0, 298) , and sensory or motor defìcits (id. at 27 0, 299 , 325) . The record revealed
I
futher
At the administrative hearing, Plaintiffs attorney stated to the ALJ that the record in this câse was
up to date. (Tt. 45.)
10
that Plaintiffs movements were within normal limits (id. at 288) and that she had good
movements in all het extremittes (id.
^t
327). This is substantial evidence to determine that
Plaintiff was not disabled. The AIJ was not tequfued to recontact Dr. Acharya.e
B. The ALJ's Credibility Determination Is Supported by Substantial Evidence.
In Plaintiffls second and third claims, she contends that the ALJ erred in
het credibility. (Docket Entty
'1,3
assessing
at 4-1,0.) The Fourth Circuit Court of Appeals
has
adopted a two-step process by which the ALJ must evaluate a claimant's symptoms. The
fÍst
step tequires the ÂLJ to determine
if the plaintiffs
medically documented impafuments
could reasonably be expected to cause plaintiffs alleged symptoms. CraigT6 F.3d
The second step includes
a¡
evaluatton
of
SS
594.
subjective evidence, considedng claimant's
"statements about the intensity, petsistence, and limiting effects
Id. at 595 (citing 20 C.F.R.
^t
of [claimant's] symptoms."
416.929(c)(4) and a0a.1529(c)@.) "The ALJ must consider
the following: (1) a clatma¡t's testimony and other statements concerning pain or other
subjective complaints; (2) claimant's medical history and laboratory findings;
(3)
any
objective medical evidence of pain; and (4) any other evidence relevant to the severity of the
impaitment." Crubbl
u.
Astrwe,
No. 1 :09cv364,
2010
ì7L
5553677 , at x3 (citing Cmig I 6 F .3d
at595;20 C.F.R. $ a0a.1529(c).) "Othet evidence" tefers to factots such as claimant's daily
9
.,\dditionrlly, an
consultant teviewed the recotd and concluded that Plaintiff was capable of
^gency
petfotming medium work, Çr. 272-279) and the ,ALJ was permitted to give "some" weight to this
opinion because it was consistent with the pteviously mentioned evidence. Gt. 38); see also Gordon a.
Schweiker,725 F.2d 231,,235 (4th Cir. 1984) ('the testimony of a non-examining physician can be
telied upon when it is consistent with the record"). Consequently, in light of this, and in light of the
analysis set forth in the remaindet of this Recommendadon, Plaintiffs claim that the ALJ rejected all
opinion evidence and made up his own is without merit. (Docket Ertry 73 at 70.) Here, the ÂLJ
ptoperþ did what he was tasked with doing.
f,
activities, duration and frequency of pain, teatment other than medication teceived fot telief
of symptoms, and any othet measures used to relieve claimant's alleged pain. Id. Moreover,
SSR 96-8p requires that:
The adjudicator must considet al, allegattons of physical and
mental limitations or resffictions and make every reasonable
effott to ensure that the file contains sufficient evidence to
assess RFC. Careful consideration must be given to any
avatlable information about symptoms because subjective
descriptions may indicate more severe limitations or resttictions
than can be shown by objective medical evidence alone.
SSR 96-8p, Assessing Reliidaal Functional Caþacifl
in Initial
Claims, 1.996
WL
3741,84, *5.
Similarly, in detetmining the credibility of a clatmanq SSR 96-7p, Axessing the Credibiliry of an
Indiuidaal's Statements, instructs the ,{.LJ
credibility detetmination
to
suppoted by the evidence
to "consider the entire case record" and tequires
"contain specifìc reasons
in the case record[.]"
a
fot the finding on credibility,
SSR 96-7p, 1996 \XlL 374'1.86, at *4.
Importantly, an AIJ's credibility determination is also entitled to "substantial deference."
Salre u. Cltater,
Saþerc u. Chater,
NO. 95-3080,1,997 WL 232305, atxL (4th Cit. May 8, 1,997) (unpublished);
No. 96-2030,1,997 WL71704, atxL (4th Cir. Feb. 20,
Here, substantial evidence supports the ,{.LJ's assessment
1,991) (unpublished).ro
of Plaintifls
credibility,
including allegations of pain. In his Decision, the ALJ concluded that:
to Pluintiff contends that, as m^tter of law, the ALJ should have treated her tesdmony as
^
"reasonably likely" to be true because he found at step one that she had a medical condition
reasonably likely to produce the pain alleged. (Docket Entty 1,3 at 5.) This is not the law and
arguments such as this are toutinely rejected. See, 0.!., NoJ ,. Colrin, No. 4:13-CV-30-FL, 2014U/L
4097604, *6 (E.D.N.C. Aug. 20,2074);Yoangu. Astrue, No. 1:09-cv-1008, 2013WL474787,at* 11
(X4.D.N.C. Feb 7, 2013).
12
Âftet cateful consideration of the evidence, the undersigned
finds that the claimant's medically determinable impairments
could teasonably be expected to cause the alleged symptoms;
however, the claimant's statemerits concetning the intensity,
petsistence and limiting effects of these symptoms ate îot
ctedible to the extent they ate inconsistent with the above
tesidual functional capacity assessment.
,\lthough the claimant has described daily activities, which
are fattly limited, two factors weigh against considering these
allegations to be strong evidence in favor of fìnding the
claimant disabled. First, allegedly limited daily activities cannot
be objectively verified with any reasonable degtee of certainty.
Second, even if the claimant's daily activities are truly as limited
as alleged, it is difficult to atttibute that degtee of limitation to
the claimant's medical condition, as opposed to other reasons,
in view of the telatively weak medical evidence and other
factors discussed in this decision. Overall, the claimant's
teported limited daily activities are consideted to be outweighed
by the othet factots discussed in this decision.
The claimant has not generally teceived the type of medical
treatment one would expect for a totally disabled individual.
.,{.lthough the claimant has received some treatrnent fot the
allegedly disabling impaitments, that treatment has been
essentially toutine and conservatjve in natute. The claimant's
use of medications does not suggest the presence of [ ]
impaitments, which ate more limiting than found in this
decision.
While the claimants treating physician did opine the claimant
is disabled, the doctor's own report fails to teveal the type of
significant clinical and laboratory abnotmalities one would
expect if the claimant were in fact disabled, and the doctot did
not specifically addtess this weakness. Opinions on the ultimate
issue of disability
never entitled to controlling weight.
^re
Futther, while the doctot does have a treattng telationship with
the claimant, the treatment history is quite brief. In addition,
the residual functional capacity conclusions teached by the
physicians employed by the State Disability Determination
Services also supported a finding of 'not disabled.' Although
those physicians were non-examining, and thetefote thei-t
1,3
opinions do not as a general matter medt as much weight as
those of examining or treating physicians, those opinions do
deserve some weight.
As for the opinion evidence, the undersigned has considered
the state agency's tesidual f-unctional assessments and fìnds they
gsve fur, but not sufficient consideration to the claimant's
impaitments and limitations arising there from. The
undetsigned gives such assessments some, but not gteat weight.
In sum, the above residual functional capacity assessment is
supported by the evidence of recotd as a whole. I have
considered the combined effect of the above-listed severe
impaitments as well as the other non-severe medically
determinable conditions in detetmining the claimant's residual
functional capacity
Furthet I have weighed all of the
medical evidence and medical opinions submitted . . . . The
evidence of recotd supports a finding of a residual functional
capacity as listed above.
(Ir.38-3e.)
As noted, the ALJ "cateful[y] consider[ed]" the evidence and found that Plaintifls
impafuments "could teasonably be expected
Thus, the
to cause the
alleged symptoms." (Id. at 38.)
AIJ perfotmed the fìrst step of the Craig analysis. Next, the ALJ performed
two of the
analysis, concluding
petsistence and limiting effects
that Plaintiffs "statements concetning the
step
intensity,
of these symptoms are not credible to the extent they are
inconsistent" with the RFC.11 (Id.) In suppott of this conclusion, the ALJ cottectly pointed
tt Pluintiff contends that the ALJ ered
by using this "boilerplate" statement because it implied that
he detetmined her RFC befote he assessed her credibility. (Docket Ertry 1.3 at8-9.) In rejecting an
identical argument, the Eastetn District of North Carohna explained that:
the Bjornson couÍt's critique of the template language as poorþ
worded was not the basis upon which it tequired remand. The
Bjornson court remânded because it held that "the administrative law
judge's opinion failed to build a bddge between the medical evidence
"14
out that the record contained "relatively weak medical evidence" of disabiJity.
(It.
38.)
Next, the ALJ corectly pointed out further that Plaintiffs treâtment was generally
routine and conservative and that she had generally not teceived the medical treatment one
would expect fot a disabled petson. (Id.) As mentioned, Plaintiff went yeats without seeing
a doctor. (Id. at 55,
189,230). She presented herself
as
beingin considetable pain. (Id. at60-
62.) Plaintiff, howevet, was not recelvtng treatment for pain when she applied fot benefits
(id. at 201) and was not taking medication for pain aside from Tylenol and
(See
Advil (id. at 202)
a/s0Tr.270,298 (denies pain); id. at301. þain 0 out of 10).)
Also, at the time of the administrative headng, Plaintiff was teceiving conservative
tJeatment for her athritis and her doctors were not "giving
see
also
þerl anything fot it."
Qd.
at 56;
id. at 57 (acknowledging that her arthritis treatment consisted of het "go[ing] and . .
.
reportling] that [she had] some pain in þet] hands").) As fot het anemia, Plaintiffs doctots
discussed the possibility of hysterectomy
see also
fot het "symptomatic utedne fìbroids." (Id. at347;
id. at 252 (assessing Plaintiff with "artemia due to menoffhagia due to uterine
fìbroids").) Yet, at her hearing, Plaintiffs attorney informed the -AIJ that Plaintiff had not
(along wíth Bjornsozt testimony, which seems to have been fully
with that evidence) and the conclusion that she is able to
wotk full time in a sedentary occupation ptovided that she can
alternate sitting and standing." Thus the AIJ's use of this language is
not an effoi. ..
consistent
No. 2:1 1-cv-65-FL, 201,3 WL 3321.577 , at x 3 (E.D.N.C. July 1,, 201,3) (citing Bjornson
u. Astrae, 677 F.3d 640 (7th Cu. 2012)); see also Kamann u. Coluin,721 F.3d 945, 957 (8th Cir. 2013)
(tejecting an identical argument as "semantics and nothing more"). Furthermote, as the Seventh
Citcuit explained-and as Plaintiff acknowledges (Docket Ertry 1,3 at 9)-"the inclusion of this
language can be harmless . . . tqf the AIJ has otherwise explained his conclusion adequately." Filus
u. Astrue,694F.3d 863,868 (7th Cir. 2012). As discussed above, the A.LJ adequately explained the
Masdo u. Coluin,
credibility determination.
15
teceived a hystetectomy. (Id.
at 45; see al¡o id. at 230 @laintiff "h^s history of
^
heavy
mensttuation, but she has not checked with the gynecologisC').)
Additionally, as noted,
Dr.
Acharya concluded that Plaintiff could
not
u/ork.
Flowever, the ALJ correctly concluded that opinions by physicians regarding the ultimate
issue
of whethet a plainld:ff is disabled within the meaning of the Act
never teceive
contolling weight because the decision on that issue temains fot the Commissioner alone.
20 C.F.R. S 404.1527(d). And, as explained eadier, Dt. ,A.charya's opinion was propetly
A{.
discounted by the
For all these reasons, the -,{IJ's credibility analysis is suppotted by
substantial evidence.
Plaintiffs arguments to the contrary-v/hich largely tely on unpublished, out-ofcitcuit case law, much of which is factually distinct ftom this case-do not demonstrate
otherwise. Plaintiff points to the ALJ's discussion of het activities of daily living. (Docket
Etttry 13 at 5 citing Tr. 38.) The ALJ acknowledged that Plaintiff testified that they were
limited (Tt. 38 referencing 63-67), but concluded that her statements did not support her
disabiJity claim because her daily activities could
reasonable degtee
(Docket E.,tty
1,3
not "be objectively verified with
any
of cettainty." CIt. 38.) Plaintiff contends that this was inappropdate
at 5-7), and Defendant concedes "she is ptobably ttght" but that the "AIJ
teached the right result by the wrong route" @ocket Entry 17 at 1.3.) Flowever, even
assuming error ori the part
of the ALJ, as discussed above, the
A{
still presented
several
other valid teasons fìrmly grounded in the record by ample evidence fot fìnding Plaintiffs
16
subjective complaints par:J;ally inctedible. Âny
eror hete was at most harmless.l2
C. The ALJ Did Not Err in Assessing PlaintifPs \Work Related Limitations.
Plaintiff next challenges the RFC assessment by contending that the ,A,LJ ered by
fathng to make a function-by-function analysis
of Plaintiffs abilities
96-8p. pocket E.rtry 13 at 10-11.) This argument is
Secutity Ruling
"Plaintiff appears to be arguing that the Ruling tequires
assessment
of a claimant's ability in
each
distinction between what the AIJ must
Jo1æ u. Astrue,
as tequired by Social
No.
1.:06CY27, 2009
an
unpersuasive
N,J to aticulate in his opinion an
of the functional categories, but there is a
consider
IØL
and what he must articølate in the decision."
313345,
^t
x14 (À4.D.N.C. treb. 5, 2009)
(unpublished). ,\n ALJ is not tequired to discuss all of a clatrnant's abilities on a functionby-function basis but, rather, only to describe the maximum amount of each wotk-telated
activity the individual can perform based on the evidence avallable in the case record. Id.
(citation omitted);
see
also Brubaker u. Astrae,
No. 3:12-cv-423-REP,2012WL 6493606, atx9
@,.D. Va. Nov. 21, 2012) (unpublished) adopted þt 2012
201,2); Meadows u. Astrue,
A{
6541094 @,.D. Ya. Dec. 12,
No. 5:11cv00063, 20L2 WL 3542536, at x8
201,2) (unpublished) (same) adopted fu 201.2
Flete, the
ìfL
Cü7.D.
Va. Aug. 15,
$fL 4005455 CX/.D. Va. Sept. 12,2012)
adequately explained his RFC detetmination
in
narta:úve form in
compliance with SSR 96-8p. The ALJ evaluated Plaintiffs tteatment history, het (imited)
12
See, e.g., Mickles u. Sbalala,29 F.3d 91,8,927 (4th Cir. 1,994); Frank a. Barnhart, 326 F.3d 618, 627-22
(5th Cir. 2003); Ulman a. Comm'r of Soc. Sec., 693 F.3d 709, 714 (6th Ctt. 201,2); Carmickle !.,. Clmm'r,
Soc. Sec. Admin.,533 F.3d 1,1,55, 1,1,63 (gth Cir. 2008); Keles-Zachary u. Astrae,695 F.3d 7756, 7761
(1Oth Cir. 201,2); Blac,þwell u. Coluin, No. 1:14-cv-00085-MOC, 2074 WL 7339132, *6 CIø.D.N.C.
Dec.23,2014);Tomassettia.Astrue,No. T:11-CV-88-D,2072WL4321646,at*1.1 (E.D.N.C.22Aug.
2012) adoþred @ 201,2WL 4321632 (E.D.N.C. Sep 20, 2012); Hosel u. Astrue, No. 2:11--cv42,2012
WL 66781.3, at*7 CIø.D.N. C. Feb. 6,2012) adopted b.1t2012 \øL 665098 (|J.D.W.Va. Feb 28, 2012).
17
medications and treatment, her credibility, and the opinion evidence.
(Ir.
37-38.) This fully
satisfìed the requirements of SSR 96-8p. The ÂLJ then limited Plaintiff to light work and no
contact with the public secondary to her psoriasis. Qd. at 36.)
Additionally, Plaintiff has failed
assuming the ALJ
ered in his
to
demonstrate any likelihood
analysis, because Plaintiff fails
of ptejudice, even
to point to any specific
evidence that the ALJ failed to consider and which might have established the ptesence
an additional limitation.
201.1,
See, e.g., IYeaaer u.
Astrae, Civil No. 3:10-CV-00568-GCM-DCK,
WL 45961,22, *11 CX/.D.N.C. Arg. 1.0, 201.1) (unpublished)
4596449 (Sept. 30,201.1). Instead, Plaintiff contends that
himself does not know whether the claimant can
nothing on the subject . . .
."
(Docket Er,try
1,3
adopted
fu
201,1
\)fL
"[flor all the court knows, the ALJ
lift 5 pounds or 50, because he has said
at 1,1,.) This is false. ,\s noted, the
,A.LJ
considered all the evidence of tecotd and found that Plaintiff could perform "light work
defined tn 20 C.F.R. 404.1,567þ) and 41,6.967þ);'
Gt.36.) Light work, in pettinent
defìned as lifting no more than 20 pounds at a tkne with frequently lifting
objects weighing up to 10 pounds. 20 C.F.R.
of
SS
or
as
pârt, is
carrying
of
404.1567þ),41,6.967þ).
Moreover, the ALJ gave weight to the opinion of the non-examining state agency
physician (Tt. 38), who assessed Plaintiffs wotk related limitations on a function by function
basis (Id.
Und
u.
^t
273-19). The AIJ was not required to repeat these findings verbatim.
See, e.!.,
Astrae,370 Fed. Âpp'" 814, 817 (9th Cir. 2010).13 Fot all these reasons, Plaintiffs
t' Moreover, even assuming effor here, aîy ertoï is harmless fot an additional reason. "Failure to
articulate a function-by-function analysis is harmless etror where the -A.LJ's ultimate finding is
supported by substantial evidence in the lecord." Broussard u. Coluin, No. 5:21-CV-398-FL, 2013WL
18
afgument fails.
D.
The ALJ Corects Assessed PlaintifPs Testimony.
Last, in a ftnal contention ovedapping Plaintiffs second and thi-td allegations of ertor,
Plaintiff claims that the ,{IJ was requfued to give "great weight" to her testimony
because
there was "more than a scintilla of evidence" in support of her allegations. Qocket Entry 13
at 1.1-1,2.) In suppott, Plaintiff crtes Snith
u.
Astrue, No. 11-1,574, 457 tr.
App'* 326 (4th Ck.
201,1). (Id.) However, arguments such âs this have been toutinely rejected. For example, in
Lask
u.
Astrue, the United States District Court for the Western District of
Noth
Caroltna
reasoned that:
The Plaintiff nevettheless argues that his subjective complaints
entided to "great weighC' at the second step of the
^re
ctedibility assessment because there is objective evidence in the
tecotd to support a positive finding at step one of the Craig
[analysis]. In support of this argument, the Plaintiff cites to the
Fourth Circuit's recent holdings tn Smith u. Astrue,457 F. App'"
326 (4th Cft. 2011), and Felton-Miller u. Astrae, 459 F. App'x 226
(4th Cr.2011). PlaintifPs argument, however, is misplaced. The
Fourth Circuit has affirmatively rejected the idea that Craig
creates any kind of "gteatweight" rule. See Smith,457 F. App'*
at 329 ("Craig does not create or recognize gte t weight rule
^
affording the claimant a presumption of credibility at step two
of the pain analysis based on a successful showing at step
one.'); accord Felton-Miller, 459 F. Âpp'x 229 n. 1. In short,
^t
thete is simply no legal support for Plaintiffs argument that the
AIJ ened in failing to afford great weight to his subjective
complaints when assessing his credibility.
5370592, at *3 (E.D.N.C. Sept.24, 2013) (quoting Mascio u. Coluin, No. 2:11-CV-65-FL, 2013 WL
3321.577, at *3 (E.D.N.C. July 1,2013)). As explained herein, the ÂLJ's RFC determination is
supported by substantial evidence.
19
No. 1:11-cv-00196-MR,2013 WL 498797, at* 7 CX/.D.N.C. Feb 11,201.3).1a .,\s explained
in detail above, the ÂLJ's ctedibility
analysis is supported by
substantial-in fact, ample-
evidence. The .,{fJ complied with both steps of Craig articulated reasons grounded in the
tecord for fìnding that Plaintiffls allegations were not entirely ctedible, and set
foth
a
ctedibility analysis susceptible to judicial teview. Consequently, this argument also fails.
VI. CONCLUSION
,{ftet a carcful consideration of the evidence of record, the Court finds that
Commissionet's decision
the
is supported by substantial evidence. Accordingly, this Court
RECOMMENDS that PlaintifPs Motion fot Judgment on the Pleadings (DocketBntry
1,2)
be DENIED, Defendant's Motion fot Judgment on the Pleadings (Docket Entry 16) be
GRANTED, and the final decision of the Commissioner be upheld.
'S7ebs
Durham,
Noth
January
1a
tef
United States Magistrate Judge
Carohna
201,5
See, e.g.,Young2073WL474787,at+ 71.;Relnolds u.Astrue,No. 3-17-cv-49,2012WL748668,at*
6-7 (\Ø.D.N.C. Mat. 8,201.2); Marshall u. Astrue, No. 5:10-cv-00255-D, 2012WL707067, at* 70-1.2
(E.D.N.C. Jan. 31,, 2012).
20
Disclaimer: Justia Dockets & Filings provides public litigation records from the federal appellate and district courts. These filings and docket sheets should not be considered findings of fact or liability, nor do they necessarily reflect the view of Justia.
Why Is My Information Online?