RODRIGUEZ v. ELON UNIVERSITY
Filing
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MEMORANDUM OPINION AND ORDER signed by JUDGE LORETTA C. BIGGS on 4/27/2018. Elon's Motion for Summary Judgment, (ECF No. 20 ), is GRANTED and this action is DISMISSED WITH PREJUDICE. FURTHER ORDERED that Defendant's Motion for Continuance of Trial, (ECF No. 26 ), is DENIED AS MOOT. (Daniel, J)
IN THE UNITED STATES DISTRICT COURT
FOR THE MIDDLE DISTRICT OF NORTH CAROLINA
MICHAEL RODRIGUEZ,
Plaintiff,
v.
ELON UNIVERSITY,
Defendant.
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1:17CV165
MEMORANDUM OPINION AND ORDER
LORETTA C. BIGGS, District Judge.
Plaintiff, Michael Rodriguez, initiated this action in state court on January 25, 2017,
against Defendant, Elon University (“Elon”), alleging employment discrimination based on
national origin in violation of 42 U.S.C. § 2000e et seq. (“Title VII”), and based on race in
violation of 42 U.S.C. § 1981 (“Section 1981”). (ECF No. 2.) On February 27, 2017, Elon
removed the case to this Court pursuant to 28 U.S.C. §§ 1331, 1441 and 1446. (ECF No. 1.)
Before the Court are Elon’s Motion for Summary Judgment pursuant to Rule 56 of the Federal
Rules of Civil Procedure, (ECF No. 20), and Defendant’s Motion for Continuance of Trial,
(ECF No. 26). For the reasons outlined herein Elon’s summary judgment motion is granted,
and the motion for continuance is denied as moot.
I.
BACKGROUND
Plaintiff was hired by Elon in August 2009 as an Assistant Professor of Marketing in
the Marketing and Entrepreneurship Department of the Love School of Business (“LSB”).
(ECF No. 20-1 at 1–2; ECF No. 23-5 ¶ 6.) Plaintiff, who is Hispanic and of Puerto Rican
descent, was the only Hispanic employee at the LSB during his employment at Elon. (ECF
No. 23-5 ¶¶ 4, 7.) In April 2012, Plaintiff was named Faculty Director of Elon’s Chandler
Family Professional Sales Center (“Sales Center”), and he “held the dual role of Faculty
Director and Assistant Professor.” (ECF No. 20-2 ¶ 4; ECF No. 23-5 ¶ 8.) As Faculty
Director, Plaintiff coached a Sales Team that competed in sales competitions on behalf of
Elon. (See ECF No. 20-1 at 6–7, 36–37; ECF No. 20-11 at 1.)
During the 2014–2015 academic year, Plaintiff sought a promotion and tenure at Elon,
(ECF No. 20-2 ¶ 11; ECF No. 23-5 ¶ 25), by submitting his portfolio for evaluation by the
Promotions and Tenure Committee (the “Committee”) and Raghuram Tadepalli, Dean of
LSB, (ECF No. 20-3 at 4; see ECF Nos. 20-6, 20-7, 20-8). The Committee was comprised of
eight faculty members, none of whom were known to Plaintiff. (ECF No. 20-1 at 42–43; ECF
No. 20-16.) Pursuant to Elon’s policy, Dean Tadepalli and the Committee each, separately,
considered Plaintiff’s portfolio, (see ECF No. 20-3 at 4), and each subsequently tendered
separate “no” recommendations to Elon’s Provost regarding Plaintiff’s application, (ECF No.
20-2 ¶ 12; ECF No. 20-9 ¶¶ 10–12; ECF No. 20-10; ECF No. 20-13 ¶ 17; ECF No. 20-14).
A joint meeting of the Provost, the Committee, and Dean Tadepalli was held during which
the Committee and the Dean shared with the Provost “the reasons for their decisions not to
recommend Rodriguez” for promotion and/or tenure. (ECF No. 20-2 ¶ 13; see ECF No. 203 at 4–5.) As a result, the Provost, who has “never recommended a candidate for promotion
and/or tenure who received ‘no’ recommendations from both the Committee and the
appropriate dean,” did not recommend to the President of Elon that Plaintiff be granted
promotion or tenure. (ECF No. 20-2 ¶¶ 9, 17; see ECF No. 20-3 at 5.) Based on the Provost’s
2
decision, the President, who likewise, “has never recommended anyone for promotion or
tenure when the [P]rovost has not recommended it,” declined to recommend that Plaintiff’s
request for promotion and/or tenure be granted by the Board of Trustees, the final decisionmakers. (ECF No. 20-2 ¶ 19.) Ultimately, the Board denied Plaintiff’s application for
promotion and/or tenure. (See ECF No. 23-5 ¶ 37.) In accordance with Elon’s policy, Plaintiff
“was offered a one-year terminal contract for the 2015–2016 academic year,” which he did not
accept. (ECF No. 20-2 ¶¶ 23–24.) Plaintiff’s contract with Elon expired on June 30, 2015.
(ECF No. 23-5 ¶ 43.)
Plaintiff alleges that Elon’s denial of his application for promotion and/or tenure was
based on his national origin in violation of Title VII, and based on his race in violation of
Section 1981. (ECF No. 2 ¶¶ 25–31.) Further, Plaintiff alleges a claim of constructive
discharge, (id. ¶¶ 27, 30), and in his response brief, for the first time, raises a Title VII retaliation
claim, (see ECF No. 24 at 7–9, 12–14). Elon has moved for summary judgment on all claims
arguing “that there is no genuine issue of material fact regarding Plaintiff’s claims.” (ECF No.
20 at 1.)
II.
STANDARD OF REVIEW
Summary judgment is appropriate when “there is no genuine dispute as to any material
fact and the movant is entitled to judgment as a matter of law.” Fed. R. Civ. P. 56(a). The
Court must view the evidence and “resolve all factual disputes and any competing, rational
inferences in the light most favorable” to the nonmoving party. Rossignol v. Voorhaar, 316 F.3d
516, 523 (4th Cir. 2003) (quoting Wightman v. Springfield Terminal Ry. Co., 100 F.3d 228, 230 (1st
Cir. 1996)). A genuine issue for trial exists only when “there is sufficient evidence favoring
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the nonmoving party for a jury to return a verdict for that party.” Anderson v. Liberty Lobby,
477 U.S. 242, 249 (1986). “If the evidence is merely colorable, or is not significantly probative,
summary judgment may be granted.” Id. at 249–50 (citations omitted).
In opposing a properly supported motion for summary judgment, the nonmoving party
cannot rest on “mere allegations or denials.” Id. at 248 (internal quotation marks omitted).
The adverse party must set forth specific facts showing there is a genuine issue for trial. Id. at
250. See Fed. R. Civ. P. 56(c)(1)(A) (stating that a party must “cit[e] to particular parts of . . .
the record, including depositions, documents, . . . affidavits or declarations, . . . admissions,
interrogatory answers, or other materials”). “The summary judgment inquiry thus scrutinizes
the plaintiff’s case to determine whether the plaintiff has proffered sufficient proof, in the
form of admissible evidence that could carry the burden of proof of his claim at trial.” Mitchell
v. Data Gen. Corp., 12 F.3d 1310, 1316 (4th Cir. 1993).
III.
DISCUSSION
A. Plaintiff’s Failure to Promote Claims
Plaintiff alleges that he was discriminated against based on his national origin in
violation of Title VII, and based on his race in violation of Section 1981, when Elon denied
his application for promotion and tenure. (ECF No. 2 ¶¶ 25–31.)
Under Title VII of the Civil Rights Act of 1964, it is unlawful for an employer “to fail
or refuse to hire or to discharge any individual, or otherwise to discriminate against any
individual with respect to his compensation, terms, conditions, or privileges of employment,
because of such individual’s race . . . or national origin.” 42 U.S.C. § 2000e-2(a)(1). Like Title
VII, Section 1981 provides “a federal remedy against discrimination in private employment on
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the basis of race,” Johnson v. Ry. Express Agency, Inc., 421 U.S. 454, 459–60 (1975). “In failureto-promote cases such as this, ‘the framework of proof for disparate treatment claims . . . is
the same for actions brought under Title VII, or § 1981, or both statutes.” Bryant v. Aiken Reg’l
Med. Centers Inc., 333 F.3d 536, 545 n.3 (4th Cir. 2003) (alteration in original) (quoting Mallory
v. Booth Refrigeration Supply Co., 882 F.2d 908, 910 (4th Cir. 1989)). See Williams v. Giant Food
Inc., 370 F.3d 423, 430 n.5 (4th Cir. 2004) (“The same elements are required for failure-topromote claims alleged under Title VII and § 1981, and the district court properly considered
these claims together.”). Accordingly, Plaintiff’s Title VII and Section 1981 claims, which rely
on the same factual allegations, will be analyzed together for the purposes of the instant
motion.
A plaintiff can establish discrimination under Title VII and Section 1981 by direct
evidence or by utilizing the McDonnell Douglas burden-shifting framework.1 Evans v. Techs.
Applications & Serv. Co., 80 F.3d 954, 959 (4th Cir. 1996). Because the Court finds that Plaintiff
has failed to bring forth direct evidence of discrimination,2 Plaintiff must, therefore, utilize the
McDonnell Douglas burden-shifting framework to establish his claim. This framework first
requires that Plaintiff establish a prima facie case of failure to promote based on national origin
or race, by showing that: (1) he is a member of a protected group; (2) he applied for the
position in question; (3) he was qualified for the position; and (4) Elon denied him the
promotion and/or tenure under circumstances giving rise to an inference of unlawful
1
See McDonnell Douglas Corp. v. Green, 411 U.S. 792, 802–05(1973).
2
“Direct evidence is evidence from which no inference is required . . . [such as] a decisionmaker’s
statement that he did not promote a plaintiff due to his race.” Cherry v. Elizabeth City State Univ., 147
F. Supp. 3d 414, 421 (E.D.N.C. 2015).
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discrimination. Carter v. Ball, 33 F.3d 450, 458 (4th Cir. 1994). “Ultimately, the establishment
of a prima facie case of employment discrimination requires proof by a preponderance of the
evidence that the plaintiff was not promoted or dismissed under conditions which, more likely
than not, were based upon impermissible racial [or other] considerations.”
Gairola v.
Commonwealth of Va. Dep’t of Gen. Servs., 753 F.2d 1281, 1286 (4th Cir. 1985) (internal quotation
marks omitted). Once Plaintiff has established a prima facie case under McDonnell Douglas, the
employer bears the burden of advancing a legitimate, nondiscriminatory reason for its failure
to promote Plaintiff. See Dallas v. Giant Food, Inc., 187 F. Supp. 2d 505, 509 (D. Md. 2002)
(citing Texas Dep’t of Cmty. Affairs v. Burdine, 450 U.S. 248, 254 (1981)), aff’d, Skipper v. Giant
Food, Inc., 68 F. App’x 393 (4th Cir. 2003). If the employer proffers such a reason, the burden
then shifts back to Plaintiff to show, by a preponderance of the evidence, that the reason
provided by the employer was pretext for discrimination. Dennis v. Columbia Colleton Med. Ctr.,
Inc., 290 F.3d 639, 646 (4th Cir. 2002). Although Elon acknowledges that Plaintiff has met his
burden with respect to “establishing the first two elements of his prima facie case” of
discrimination, it argues that Plaintiff’s claim nonetheless fails because he cannot satisfy the
third and fourth elements—that he was qualified for the position, and that Elon’s denial of
promotion and/or tenure occurred under circumstances that give rise to an inference of
unlawful discrimination. (ECF No. 21 at 13, 14.)
1. Whether Plaintiff was qualified for promotion and/or tenure
Where, as in this case, Plaintiff’s claims arise out of decision-making in an academic
setting, this Court proceeds cautiously. The Fourth Circuit has recognized that “while Title
VII is available to aggrieved professors, we review professorial employment decisions with
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great trepidation.” Jiminez v. Mary Wash. Coll., 57 F.3d 369, 376 (4th Cir. 1995). In reviewing
such decisions, courts “do not sit as a super personnel council,” id. (internal quotation marks
omitted), and will not interfere with an academic institution’s decision to deny tenure in order
to impose their own judgment, see Smith v. Univ. of N.C., 632 F. 2d 316, 345 (4th Cir. 1980).
Thus, the Court’s review is narrow and limited to the question whether the appointment or
promotion was denied for discriminatory reasons. Id. at 346.
Plaintiff argues generally that he was highly qualified for promotion and tenure, (see
ECF No. 24 at 2–4), and offers the following in support: (1) the declaration of the former
Dean of the LSB who testified that, in her opinion, Plaintiff was highly qualified for promotion
and/or tenure, (ECF No. 23-9 ¶¶ 5, 16–32); (2) the declaration of a former student who
testified that Plaintiff was a strong teacher-scholar as compared to his peers and that Plaintiff’s
dedication to Elon, the Sales Center, and his students were strong as compared to his peers,
(ECF No. 23-7 ¶¶ 9–10); (3) the declaration of a former member of the Board of Advisors of
the Elon School of Business and the Sales Center who observed Plaintiff to be a strong
teacher-scholar “whose dedication to Elon, the Sales Center, his students and the Elon
community was strong as compared to his peers,” (ECF No. 23-8 ¶¶ 9–12); and (4) the
declaration of Plaintiff’s former colleague who testified that, based on his observations,
Plaintiff was “a strong teacher-scholar, as compared to his peers,” and Plaintiff “was highly
qualified for a promotion and tenure,” (ECF No. 23-13 ¶¶ 6, 10–15). In addition, although
there was considerable tension between Plaintiff and Coleman Rich, chair of LSB’s Marketing
and Entrepreneurship Department, Mr. Rich recommended that Plaintiff be granted
promotion to Associate Professor and tenure, stating that Plaintiff’s work was exceptional.
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(ECF No. 20-1 at 10; ECF No. 23-6 at 162–164.) Viewing this evidence in the light most
favorable to Plaintiff and giving all reasonable inferences to him, this Court concludes that
Plaintiff has made a sufficient showing on this element of his prima facie case. See Weaks v.
N.C. Dep’t of Transp., 761 F. Supp. 2d 289, 298 (M.D.N.C. 2011) (“The burden to establish a
prima facie case of disparate treatment is not onerous.” (quoting Burdine, 450 U.S. at 253)).
2. Whether Plaintiff was denied promotion and tenure under circumstances giving rise to an
inference of unlawful discrimination
Assuming, for the sake of argument, that Plaintiff has satisfied the first two elements
of his prima facie case (which are uncontested by Elon), and having concluded above that
Plaintiff has satisfied the third element, Defendant is nonetheless entitled to summary
judgment based on Plaintiff’s failure to provide sufficient evidence to satisfy the fourth
element of his prima facie case of discrimination.
“[T]he ultimate burden of persuading the court that [a plaintiff] has been the victim of
intentional discrimination rests with [the plaintiff].” Jiminez, 57 F.3d at 377. Here, in Plaintiff’s
opposition brief, he relies almost exclusively on his own declaration to support his claims of
discrimination. (ECF No. 24 at 4–7.) Such self-serving declarations have little to no value
when considering a motion for summary judgment. See, e.g., Riley v. Honeywell Tech. Sols., Inc.,
323 F. App’x 276, 278 n.2 (4th Cir. 2009) (stating that plaintiff’s self-serving contentions that
he was treated unfairly “were properly discounted by the district court as having no viable
evidentiary support”); Nat’l Enters., Inc. v. Barnes, 201 F. 3d 331, 335 (4th Cir. 2000) (finding
that a non-moving party’s self-serving affidavit was insufficient to withstand summary
judgment). Plaintiff offers the following to support his contention that he was under constant
scrutiny and harassment as compared to his non-Hispanic peers:
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(a) “Upon acceptance of the additional responsibilities
[as] Faculty Director [of the Sales Center], [he] did not
receive a raise or similar salary and compensation
compared to the former white faculty director or his
peers at comparable academies.” (ECF No. 24 at 4
(citing ECF No. 23-5 ¶ 9).)
(b) At some time during Plaintiff’s tenure at Elon, he
chaired a subcommittee for the Diversity Committee,
and in doing so, “[h]e observed that the faculty was
not racially diverse and widely held prejudices against
non-Caucasians. When he made his observations
known to the committee chair, he was told that his
contributions were not welcome.” (Id. (citing ECF
No. 23-5 ¶¶ 10–11).)
(c) “He was . . . the subject of insensitive comments by
faculty peers about being Puerto Rican, and their
erroneous inquiries about whether his family
possessed ‘green cards’ to live and work in the United
States.” (Id. (citing ECF No. 23-5 ¶ 11).)
(d) He “was falsely accused by white administrators of
mishandling white sales team members and harassing
white female administrators while assisting them and
seeking their support for his work on the sales team.”
(Id. (citing ECF No. 23-5 ¶ 13).)
(e) His department chair, Mr. Rich, a white male, “had
spoken disparagingly to an African-American student
about playing basketball, [and] he spoke up against
[Mr. Rich] for the student.” (Id. (citing ECF No. 23-5
¶ 13).)
(f) He stood up for a Hispanic student against Mr. Rich
when the student’s research project “was inexplicably
canceled.” (Id. (citing ECF No. 23-5 ¶ 14).)
(g) When Mr. Rich “conducted a secret investigation into
a student’s health treatment during a sales
competition, [Plaintiff] complained that the
investigation and handling of the matter was unfair as
compared to similar conduct by non-Hispanic
faculty.” (Id. (citing ECF No. 23-5 ¶ 15).)
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(h) Elon administrators, including Mr. Rich, contacted a
white faculty candidate “to replace [Plaintiff] on the
faculty and at the Sales Center. (Id. (citing ECF No.
23-5 ¶ 16).)
Even if true, the above statements in Plaintiff’s declaration bear no connection to the
factors considered by the Committee and Dean Tadepalli with respect to their decision to deny
Plaintiff’s application for promotion and/or tenure. See Harris v. Mayor & City Council of
Baltimore, No. SKG-06-2415, 2009 WL 10677049, at *3–5 (D. Md. Mar. 24, 2009) (finding that
evidence of derogatory remarks made to plaintiff, as well as demeaning tasks assigned to
plaintiff, which were unrelated to plaintiff’s failure to be promoted, were “insufficient to create
an inference of discrimination in the failure to promote under Title VII”). Moreover, these
assertions—which, in general, lack corroboration, lack dates, and, in part, refer to unnamed
individuals—amount to little more than allegations. Thus, Plaintiff has failed to show, by a
preponderance of evidence, that the circumstances surrounding Elon’s denial of his
application for promotion and/or tenure give rise to an inference of discrimination.
Plaintiff also argues that he satisfies the fourth element of his prima facie case because
after his rejection, “[a] non-minority candidate was sought to replace him at the Sales Center”
and “[a] tenure position remained open, while a less-qualified non-minority professor[ ] was
promoted.” (ECF No. 24 at 11.) Indeed, a minority plaintiff may establish the fourth element
by presenting evidence that the position sought was filled by a non-minority. See Carter, 33
F.3d at 458 (stating that “[t]o satisfy the fourth prong, [the African-American plaintiff] need
only show that the position was filled by a white applicant”); Isaac v. Hous. Auth. of Baltimore
City, No. GLR-16-327, 2016 WL 5146416, at *4 (D. Md. Sept. 21, 2016) (“There is an inference
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of unlawful discrimination where an employer fills a position with an applicant outside the
plaintiff’s protected class.). However, the fact that Mr. Rich, who had recommended that
Plaintiff be granted promotion and tenure,3 subsequently discussed Plaintiff’s former position
with a former white faculty member, (see ECF No. 23-5 ¶ 16; ECF No. 23-13 ¶¶ 3, 6, 10, 16–
18), does not strengthen Plaintiff’s case. Moreover, according to the record, “[o]f the twentyseven candidates for promotion and/or tenure in the 2014–2015 academic year, six candidates,
including [Plaintiff], were not recommended.” (ECF No. 20-2 ¶ 25.) Excluding Plaintiff, four
of the five candidates who were not recommended were Caucasian, and the fifth candidate
not recommended was American Indian. (Id.) Additionally, “[o]ne of the candidates for
promotion to associate professor at the law school was Hispanic in the 2014–2015 academic
year,” and he received the Provost’s recommendation and was promoted. (Id.) “[C]ourts have
held that a plaintiff did not satisfy the fourth prong of the test for failure to promote where
applicants of the same race . . . as the plaintiff filled the positions for which he had applied.”
Sonpon v. Grafton Sch., Inc., 181 F. Supp. 2d 494, 500 (D. Md. 2002). Thus, Plaintiff has failed
to establish, by a preponderance of the evidence, that Elon failed to grant his application for
promotion and/or tenure under circumstances giving rise to an inference of unlawful
discrimination.
Assuming, however, that Plaintiff had established a prima facie case of discrimination,
the Court finds that Elon has articulated several legitimate, non-discriminatory reasons for
declining to promote or extend an offer of tenure to Plaintiff. Elon’s “evaluation system for
teaching faculty applying for tenure and/or promotion involves six stages” during which
3
(See ECF No. 23-6 at 162–164.)
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recommendations are made by the respective deans, the Committee, the Provost, the
President, and ultimately, by the Board of Trustees. (ECF No. 20-3 at 4–5.) The Committee,
which was comprised of eight individuals with whom Plaintiff was not familiar, (ECF No. 201 at 42–43; ECF No. 20-16), based its promotion and tenure decisions “exclusively upon the
portfolios compiled and submitted” by each candidate, and did not consult individuals or
materials outside of the candidate’s portfolio, (ECF No. 20-13 ¶ 4). Further, the Dean and
the Committee conducted their respective evaluations of each candidate’s portfolio separately.
(ECF No. 20-9 ¶¶ 5, 13; ECF No. 20-13 ¶¶ 7–11, 22.)
The record reflects that, in
recommending denial of Plaintiff’s application for promotion and/or tenure, both the
Committee and the Dean expressed similar concerns about Plaintiff with respect to each of
the three criteria for evaluation of tenure-track faculty, namely: (1) Teaching; (2) Contributions
to the Life of the University (Service); and (3) Professional Activity (Scholarship). (ECF No.
20-2 ¶ 14; see ECF No. 20-3 at 6–8.) Specifically, both the Committee and the Dean: (1)
expressed concerns about Plaintiff’s teaching in that Plaintiff favored certain students, namely,
the sales team students; that he was unresponsive and unavailable outside of class; that he
mistreated students; and that he had failed to meet teaching and advising expectations
necessary for tenure and promotion; (2) expressed concerns that Plaintiff did not meet the
published standards for service and contributions to the life of the University community, in
that he relied on his paid position as Faculty Director of the Sales Center to satisfy his service
component instead of participating in volunteer activities; that there was “breadth but not
depth” of service; and that “[h]is relationship with staff members [was] ‘abominable’”; and (3)
expressed concerns that, although Plaintiff listed fourteen publications in his portfolio, more
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information was needed regarding the quality and purpose of Plaintiff’s scholarship. (ECF
No. 20-2 ¶¶ 14–15; ECF No. 20-4 at 1–2; ECF No. 20-13 ¶¶ 14–16; ECF No. 23-6 at 300.)
The record is devoid of any credible evidence showing that Plaintiff’s race or national origin
played any role in Elon’s decision to deny Plaintiff’s application for promotion and/or tenure.
Nor has Plaintiff demonstrated that the above-referenced concerns were false, or that
they were a mere pretext for discrimination. A plaintiff’s burden of demonstrating pretext
“merge[s] with the ultimate burden of persuading the court that [the plaintiff] has been the
victim of intentional discrimination.” Holland v. Wash. Homes, 487 F.3d 208, 214 (4th Cir. 2007)
(quoting Burdine, 450 U.S. at 256). “When evaluating pretext, it is not within [the Court’s]
purview to question whether the employer’s proffered basis for the disputed action ‘was wise,
fair, or even correct, . . . so long as it truly was the reason for’ the action.” Ousley v. McDonald,
648 F. App’x 346, 349 (4th Cir. 2016) (quoting Laing v. Fed. Express Corp., 703 F.3d 713, 722
(4th Cir. 2013)). Thus, “[i]n order to succeed at this stage, the plaintiff must ‘show both that
the reason advanced was a sham and that the true reason was an impermissible one under the
law.’” Id. at 349 (quoting Russell v. Microdyne Corp., 65 F.3d 1229, 1235 (4th Cir. 1995). “An
employer is entitled to summary judgment on the issue of pretext if the employee ‘create[s]
only a weak issue of fact as to whether the employer’s reason [is] untrue and there [is] abundant
and uncontroverted independent evidence that no discrimination had occurred.’” Howard v.
Coll. of the Albermarle, 262 F. Supp. 3d 322, 332 (E.D.N.C. 2017) (alterations in original)
(quoting Reeves v. Sanderson Plumbing Prods., Inc., 530 U.S. 133, 148 (2000)), aff’d, 697 F. App’x
257 (4th Cir. 2017).
13
In arguing that Elon’s reasons for denial were pretextual, Plaintiff asserts that “there is
lots of evidence that Elon’s stated reasons for rejecting [him] for promotion is nothing more
than a thinly veiled cover-up for an unlawful reason.” (ECF No. 24 at 14.) However, rather
than citing to materials in the record to support this assertion, Plaintiff merely characterizes
what he deems to be evidence showing pretext. (See ECF No. 24 at 14–17.) Yet, such
characterization of the purported evidence, without citations to the record, does not set forth
a genuine issue of material fact. See Fed. R. Civ. P. 56(c)(1) (“A party asserting that a fact
cannot be or is genuinely disputed must support the assertion by . . . citing to particular parts
of materials in the record.”); see also United States v. 5443 Suffield Terrace, 607 F.3d 504, 510 (7th
Cir. 2010) (“[S]aying so doesn’t make it so; summary judgment may only be defeated by
pointing to admissible evidence in the summary judgment record that creates a genuine issue
of material fact, and it [is] not the district court’s job to sift through the record and make [the
appellant’s] case for him.”).
Further, Plaintiff appears to contend, in part, that Dean Tadepalli and Bill Burpitt, a
faculty member who played no role in Elon’s promotion and tenure evaluation process, (see
ECF No. 20-1 at 21; ECF No. 20-16), conspired to prevent Plaintiff from achieving promotion
and/or tenure, (ECF No. 24 at 14–15). It also appears that, in support of this theory, Plaintiff
relies on an email exchange between Dean Tadepalli and Mr. Burpitt. (See ECF No. 23-6 at
294–296.) To the extent Plaintiff so relies, the Court’s review of the email shows that, while
Dean Tadepalli expressed frustration over Plaintiff’s unwillingness to resolve his differences
with his department chair, Mr. Rich, there is no suggestion that the Dean’s decision not to
recommend Plaintiff for promotion and tenure was based on Plaintiff’s race or national origin.
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Thus, there is no credible evidence before the Court to show that Elon’s proffered reasons
for its denial of Plaintiff’s application for promotion and/or tenure were false and motivated
by unlawful discrimination.
Rather, the evidence before the Court reflects that references to Plaintiff’s race and
national origin were injected by Plaintiff himself. (See, e.g., ECF No. 20-5 at 2 (upon learning
that he had not received promotion or tenure during a meeting with the Provost, Plaintiff
“indicated that he could not believe that this institution had turned down a young Latino
male”); ECF No. 23-2 at 3 (in an email response to Dean Tadepalli, Plaintiff writes that “being
a Puerto Rican in an all-white high school, college, Wall Street, and being the only Latino at
the LSB, I know and have experienced harassment”); ECF No. 23-5 ¶ 36 (Plaintiff testified
that Dean Tadepalli “misrepresented” facts about his encounter with a colleague to allege that
Plaintiff “harassed staff inferring that I was a hot-headed Latino”).)
In light of Plaintiff’s failure to establish a prima facie case of failure to promote based
on race and national origin, as well as Plaintiff’s failure to demonstrate that Elon’s evidence of
its non-discriminatory reasons for denial of Plaintiff’s application were pretextual, the Court
concludes that there is no genuine dispute for trial. Elon is, therefore, entitled to judgment as
a matter of law on Plaintiff’s failure to promote claim under Title VII and Section 1981.
B. Constructive Discharge
Plaintiff next argues that he was constructively discharged by Elon when he was denied
promotion and tenure and, instead, offered a one year terminal contract with Elon. (ECF No.
24 at 17; see ECF No. 2 ¶¶ 27, 30.)
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“An employee is entitled to relief absent a formal discharge, ‘if an employer deliberately
makes the working conditions intolerable in an effort to induce the employee to quit.’” Honor
v. Booz-Allen & Hamilton, Inc., 383 F. 3d 180, 186 (4th Cir. 2004) (quoting Martin v. Cavalier
Hotel Corp., 48 F.3d 1343, 1353–54 (4th Cir. 1995). The analysis for constructive discharge is
the same whether the claim is brought pursuant to Section 1981 or Title VII. Dunlap v. TM
Trucking of the Carolinas, LLC, 288 F. Supp. 3d 654, 667–68 (D.S.C. 2017). A plaintiff alleging
constructive discharge must prove the following: (1) deliberateness of the employer’s action;
and (2) intolerability of the working conditions. Honor, 383 F.3d at 186–87. “Constructive
discharge claims are held to a high standard, and even truly awful working conditions may not
rise to the level of constructive discharge.” Tawwaab v. Va. Linen Serv., Inc., 729 F. Supp. 2d
757, 783 (D. Md. 2010) (internal quotation marks and citation omitted).
To prove deliberateness, the plaintiff must show that the employer specifically intended
its actions “as an effort to force the employee to quit.” Martin, 48 F.3d at 1354 (internal
quotation marks omitted). The plaintiff can demonstrate deliberateness by presenting actual
evidence of the employer’s intent “to drive the employee from the job,” or circumstantial
evidence of such intent, “including a series of actions that single out a plaintiff for differential
treatment.” Johnson v. Shalala, 991 F.2d 126, 131 (4th Cir. 1993). To prove intolerability, the
plaintiff must show that, objectively, a reasonable person in his position “would have felt
compelled to resign.” Munday v. Waste Mgmt. of N. Am., 126 F.3d 239, 244 (4th Cir. 1997). It
is insufficient to show “merely that a reasonable person, confronted with the same choices as
the employee, would have viewed resignation as the wisest or best decision, or even that the
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employee subjectively felt compelled to resign.” Blistein v. St. John’s Coll., 74 F.3d 1459, 1468
(4th Cir. 1996), overruled on other grounds by Oubre v. Entergy Operations, Inc., 522 U.S. 422 (1998).
Here, Plaintiff declined to accept Elon’s offer of a one year terminal contract for the
2015–2016 academic year, following the June 30, 2015 expiration of his contract. (ECF No.
20-2 ¶¶ 23–24; ECF No. 23-5 ¶ 43; see ECF No. 25-1 at 1.) While it may be foreseeable that
a person denied promotion and tenure would resign, Plaintiff has not set forth evidence that
Elon’s failure to approve his application for promotion and/or tenure was deliberately done
for that purpose. In fact, the evidence shows just the opposite. On at least one prior occasion
when Plaintiff attempted to resign as Faculty Director, Dean Tadepalli refused Plaintiff’s
resignation. (See ECF No. 20-1 at 9, 13–14, 38–40.) Further, Plaintiff falls woefully short of
demonstrating that the conditions of his employment at Elon were intolerable such that a
reasonable person would feel compelled to resign. See Amirmokri v. Baltimore Gas & Elec. Co.,
60 F.3d 1126, 1132 (4th Cir. 1995) (holding that a reasonable trier of fact could find plaintiff’s
working conditions intolerable where plaintiff’s supervisor “and other co-workers subjected
[plaintiff] to epithets about his Iranian origin almost daily and tried to embarrass him in
public,” causing plaintiff “constant stress” that led to plaintiff having developed an ulcer and
eventually having to resign); Gonzalez v. Smith Int’l, Inc., 899 F. Supp. 2d 622, 641 (S.D. Tex.
2010) (finding that a jury might conclude that a reasonable person would feel compelled to
resign where plaintiff was subjected to “constant racial epithets” and was told that “there
would be more work if ‘they’ would go back, implying that Hispanics should leave the job so
there would be more work for non-Hispanics”). See also Alcala v. Whirlpool Corp., 675 F. Supp.
2d 765, 769 (N.D. Ohio 2009) (explaining that “an employer’s failure to promote an employee
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‘to what [the employee] perceives as [his] rightful position’ does not create an ‘intolerable’
working environment for purposes of constructive discharge” (second alteration in original)
(quoting In re Rodriguez, 487 F.3d 1001, 1011 (6th Cir. 2007))).
Plaintiff argues that “Elon’s decision not to promote [him] was tantamount to his actual
termination.” (ECF No. 24 at 17.) Also, in his EEOC Charge, Plaintiff states that when he
was not given tenure “he chose to constructively discharge” from his position of Assistant
Professor of Marketing at Elon. (ECF No. 25-1.) However, Plaintiff’s decision to leave his
employment because of displeasure with Elon’s decision does not rise to the level necessary
to establish an intolerable condition. See Carter, 33 F.3d at 459 (explaining that mere
“[d]issatisfaction with work assignments, a feeling of being unfairly criticized, or difficult or
unpleasant working conditions are not so intolerable as to compel a reasonable person to
resign”); see also Melendez v. Bd. of Educ. for Montgomery Cty., 711 F. App’x 685, 688 (4th Cir. 2017)
(finding that plaintiff’s “displeasure with her work assignments and her disagreement with her
negative performance evaluations do not suffice to support a constructive discharge claim”).
Based on the above, the Court concludes that no reasonable juror could conclude that
Elon constructively discharged Plaintiff when they denied his application for promotion
and/or tenure, and offered him a one year contract. The Court will, therefore, grant Elon’s
motion for summary judgment as to Plaintiff’s claim of constructive discharge under Title VII
and Section 1981.
C. Retaliation
Plaintiff raises a Title VII retaliation claim, for the first time, in his memorandum in
opposition to Defendant’s motion. (ECF No. 24 at 7–9, 12.) There is no claim for retaliation
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in Plaintiff’s Complaint. (See ECF No. 2.) “It is well-established that parties cannot amend
their complaints through briefing . . . .” S. Walk at Broadlands Homeowner’s Ass’n, Inc. v. OpenBand
at Broadlands, LLC, 713 F. 3d 175, 184 (4th Cir. 2013). Moreover, even if Plaintiff had properly
alleged such a claim, this Court lacks subject matter jurisdiction to entertain it. “[A] failure by
the plaintiff to exhaust administrative remedies concerning a Title VII claim deprives the
federal courts of subject matter jurisdiction over the claim.” Jones v. Calvert Grp., Ltd., 551 F.
3d 297, 300 (4th Cir. 2009). The “EEOC [C]harge defines the scope of [a plaintiff’s]
subsequent right to institute a civil suit” in federal court. Smith v. First Union Nat’l Bank, 202
F.3d 234, 247 (4th Cir. 2000). Further, the claims in a plaintiff’s federal court complaint must
be “reasonably related to [the] EEOC [C]harge and can be expected to follow from a
reasonable administrative investigation.” Id. Here, on Plaintiff’s EEOC Charge, he selects
only “National Origin” as the basis for his discrimination claims against Elon. (ECF No. 251 at 1.) Plaintiff does not select “Retaliation” which is also listed as an option on the EEOC
Charge form. (Id.) In addition, Plaintiff fails to outline any particulars in his EEOC Charge
to demonstrate that he was subjected to discrimination based on retaliation, nor does he make
any reference to retaliation in the EEOC Charge. (See id.) Therefore, because Plaintiff’s Title
VII retaliation claim exceeds the scope of the EEOC Charge, he has failed to exhaust his
administrative remedies with respect to this claim. See Miles v. Dell, Inc., 429 F.3d 480, 491–92
(4th Cir. 2005) (affirming lower court finding of failure to exhaust administrative remedies of
Title VII retaliation claim where the plaintiff failed to check the retaliation box on the EEOC
Charge form, and failed to mention retaliation in the narrative explaining the charge).
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Accordingly, this Court lacks jurisdiction to entertain Plaintiff’s Title VII retaliation claim and
this claim must be dismissed.
IV.
CONCLUSION
The Court concludes that Plaintiff has failed to establish a prima facie case that Elon
failed to promote him based on his race or national origin. Plaintiff has likewise failed to
establish that he was constructively discharged from his employment at Elon. Finally, because
Plaintiff’s Title VII retaliation claim exceeds the scope of his EEOC Complaint, the Court
lacks subject matter jurisdiction over this claim.
For the reasons stated herein, the Court enters the following:
ORDER
IT IS THEREFORE ORDERED that Elon’s Motion for Summary Judgment, (ECF
No. 20), is GRANTED and this action is DISMISSED WITH PREJUDICE.
IT IS FURTHER ORDERED that Defendant’s Motion for Continuance of Trial,
(ECF No. 26), is DENIED AS MOOT.
This, the 27th day of April, 2018.
/s/ Loretta C. Biggs
United States District Judge
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