Boston v. Davis et al
Filing
23
ORDER denying without prejudice 10 Motion to Dismiss and 11 Motion to Dismiss for Failure to State a Claim; terminating 16 Memorandum and Recommendations; denying 18 Motion to Amend without prejudice. Signed by District Judge Max O. Cogburn, Jr on 3/8/2012. (Pro se litigant served by US Mail.)(bsw)
IN THE UNITED STATES DISTRICT COURT
FOR THE WESTERN DISTRICT OF NORTH CAROLINA
CHARLOTTE DIVISION
3:11cv450
SHIRLEY BOSTON,
)
)
)
)
)
)
)
)
)
)
Plaintiff,
Vs.
PETE DAVIS, et al.,
Defendants.
_______________________________
ORDER
THIS MATTER is before the court on review of the Memorandum and
Recommendation (#16) issued by Honorable David S. Cayer, United States Magistrate
Judge, recommending that this action be dismissed with prejudice in accordance with Rule
12(b)(6). Within the time allowed for filing objections, plaintiff (proceeding pro se) filed the
following: Sur-reply to Motion to Dismiss” (#17); plaintiff’s Motion to Amend Complaint (#18);
and Objection to Memorandum and Recommendation (#19). In the Surreply (c.f. L.Cv.R. 7.1),
plaintiff makes no objection to the M&R, but instead addresses her arguments to the reply of
Defendant Davis.1 In the Motion to Amend Complaint, plaintiff seeks to amend her Complaint to
allege additional facts and name additional defendants, all of which appear to be based on pleading
deficiencies discussed by Judge Cayer.
In the Objection to the Memorandum and Recommendation, plaintiff does not specifically
identify any error of Judge Cayer, but argues that certain cited decisions were law when the alleged
unconstitutional acts occurred and that she did not receive a copy of the Motion to Dismiss filed by
Defendants Bernard and Williams.2 Plaintiff further argues the merits of her Motion to Amend in
1
Such document has been mis-linked as a response to the Motion to Dismiss of
Defendants Bernard and Williams (#11).
2
Candi Bernard and Jeanna Williams included a certificate of service with their
motion, indicating that they mailed a copy of their motion and brief to plaintiff at her given
-1-
her objections. In none of these pleadings, however, has plaintiff provided the court with any
specific objection to the recommendation of Judge Cayer.
After conducting an initial review of the objections, the court entered an Order on
December 29, 2011 (Amended Order #21) raising concerns this court had with plaintiff’s
standing to bring this action. Before considering dismissal under Rule 12(b)(6), this court
has a duty to consider its subject-matter jurisdiction under Rule 12(b)(1), and such
requirement is absolute:
[n]o party need assert [a lack of subject matter jurisdiction]. No party can
waive the defect, or consent to jurisdiction. No court can ignore the defect;
rather a court, noticing the defect, must raise the matter on its own.
Wisconsin Dept. of Corrections v. Schacht, 524 U.S. 381, 389 (1998) (internal citations
omitted). Such concerns were raised based on this court’s review of plaintiff’s Motion to
Amend, wherein she attempted to address and cure Judge Cayer’s Rule 12(b)(6) concerns
through amendment of the Complaint.
After reviewing federal and state law, federal law looks to state law to determine who
may bring a claim and “[f]ederal courts are to apply state law in deciding who may bring a
§ 1983 action on a decedent's behalf.” Williams v. Bradshaw, 459 F.3d 846, 848 (8 th Cir.
2006)(citations omitted). In turn, North Carolina law provides that it is the duly appointed
administrator of the decedent’s estate who can bring claims on behalf of the beneficiaries of
the estate. N.C.Gen.Stat. § 28A-18-2(a). To have standing to bring this Section 1983 action,
which is in the nature of a wrongful death action, plaintiff must first be qualified and
appointed under North Carolina law as the administratrix of the estate of the deceased and
then must bring the action in her capacity as administratrix of the estate rather than in her
address. See Docket Entry 11, at p. 2. Plaintiff has not filed an affidavit that would call into
question the certificate of service.
-2-
individual capacity. North Carolina law, provides as follows:
An action for wrongful death is a creature of statute and only can be
brought by the personal representative or collector of the decedent.
N.C.Gen.Stat. § 28A-18-2(a) (1991); Graves v. Welborn, 260 N.C. 688, 133
S.E.2d 761 (1963). The plaintiff must both allege and prove that he has the
capacity to sue. Journigan v. Little River Ice Co., 233 N.C. 180, 63 S.E.2d 183
(1951). Moreover, the action must be instituted by the personal representative
within two years after the death of the decedent. N.C.Gen.Stat. § 1-53(4)
(1983).
Westinghouse v. Hair, 107 N.C.App. 106, 107 (1992).
While this action was brought within two years of the death of plaintiff’s
granddaughter, it was not brought within two years by a person having standing to bring the
action as plaintiff does not allege that she was qualified and appointed as the administratrix
of her granddaughter’s estate. While such would ordinarily suggest that the action should
be dismissed outright, review of North Carolina law reveals a savings provision which may
well be applicable to this case. In Estate of Tallman ex rel. Tallman v. City of Gastonia, 200
N.C.App. 13 (2009), the North Carolina Court of Appeals held, as follows:
Ms. Tallman originally brought this action in the capacity of Executrix
of the Estate of Brian Gilbert Tallman. She subsequently obtained letters of
administration and seeks to proceed in her capacity as administratrix of the
estate of Brian Gilbert Tallman and as the real party in interest under Rule
17(a). The Supreme Court held in Burcl that the relevant inquiry under these
circumstances is whether “[d]efendants had full notice of the transactions and
occurrences upon which this wrongful death claim [was] based when the claim
was originally filed within the period of limitations by plaintiff....” 306 N.C.
at 230, 293 S.E.2d at 95.
***
Our courts have held that the real party in interest can, under Rule 17,
ratify the commencement of a lawsuit in several ways: (1) by filing a formal
notification with the court, Reeves v. Jurney, 29 N.C.App. 739, 741, 225
S.E.2d 615, 616 (holding that filing of signed document by real parties in
interest stating they authorized plaintiff to proceed and agreed to be bound as
if they were original plaintiffs was sufficient ratification), disc. review denied,
290 N.C. 663, 228 S.E.2d 454 (1976); (2) by stipulation, Lawrence v.
Wetherington, 108 N.C.App. 543, 547, 423 S.E.2d 829, 831 (1993) (holding
that real party in interest could stipulate to court that it would be bound by any
-3-
decision in case); and (3) by participating in the legal proceedings, Long v.
Coble, 11 N.C.App. 624, 629, 182 S.E.2d 234, 238 (holding that participation
by counsel for real party in interest in legal proceedings was sufficient
ratification), cert. denied, 279 N.C. 395, 183 S.E.2d 246 (1971). Here, Ms.
Tallman's participation in the lawsuit once she had become administratrix was
sufficient under Long to ratify the filing of the summons and application for
extension of time. That ratification, under Rule 17(a), relates back to the filing
of the summons, rendering the wrongful death action timely.
Id., at 22-23. Because this relationship back could conceivably be applicable to the
circumstances presented in this case, in an abundance of caution the court afforded plaintiff
60 days within which to qualify as the administrator and notify the court. Specifically, the
court allowed any duly appointed administrator of the estate of decedent to, through counsel,
move under Rule 17(a) to be substituted as the real party in interest and, if so allowed, to
ratify the Complaint and/or move to amend the Complaint. Such time period expired on or
about February 27, 2012.
On the last day of the period, plaintiff filed with court a request for additional time.
In that pleading, she represents that she has signed an agreement with a Charlotte probate
attorney, Ms. Sabrina Winters, to commence estate proceedings, and that she is in the final
stages of working out an agreement with an attorney at Ward & Smith to pursue this § 1983
action.
Under the reasoning of Estate of Tallman ex rel. Tallman v. City of Gastonia, 200
N.C.App. 13 (2009), the court will extend such deadline by an additional 60 days. Plaintiff
is advised that the court fully expects the next motion filed to be by counsel.
***
Finally, such extension leaves hanging the excellent recommendation of Judge Cayer
under Rule 12(b)(6). Based on the discussion in the earlier Order, this case is now headed
in one of two directions: first, plaintiff is successful in having the estate administered and
-4-
counsel appears herein, likely moving to amend the pro se Complaint; or second, plaintiff is
unsuccessful in her attempts, and this case is dismissed under Rule 12(b)(1). Under neither
scenario is it possible that the action will be dismissed under the original Rule 12(b)(6)
motion, as lack of subject-matter jurisdiction would prohibit the court from reaching that
motion. Thus, the defendants’ Motion to Dismiss under Rule 12(b)(6) will be denied without
prejudice.
ORDER
IT IS, THEREFORE, ORDERED that
1.
The duly appointed administrator of the estate of decedent is ALLOWED up
to and inclusive of May 30, 2012, through counsel, to move under Rule 17(a)
to be substituted as the real party in interest and, if so allowed, to ratify the
Complaint and/or move to amend the Complaint;
2.
Plaintiff’s Objection (#19) is OVERRULED, defendants’ Motions to Dismiss
(#s 10 & 11) are DENIED without prejudice, and the Memorandum and
Recommendation is TERMINATED without further action; and
3.
Plaintiff’s Motion to Amend (#18) is DENIED without prejudice.
Plaintiff is advised to provide a copy of this Order and the previous Order of this court
to any attorney she may be engaging so that they can be aware of the deadlines imposed by
the court.
Signed: March 8, 2012
-5-
Disclaimer: Justia Dockets & Filings provides public litigation records from the federal appellate and district courts. These filings and docket sheets should not be considered findings of fact or liability, nor do they necessarily reflect the view of Justia.
Why Is My Information Online?