Holmes v. Bank of America, N.A. et al

Filing 159

STIPULATED PROTECTIVE ORDER. Signed by Magistrate Judge David S. Cayer on 10/1/2013. (eef)

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IN THE UNITED STATES DISTRICT COURT FOR THE WESTERN DISTRICT OF NORTH CAROLINA CHARLOTTE DIVISION CIVIL NO. 12-CV-00487-MOC-DCK DAVID HOLMES, HERTA S. THEBERGE, MARGUERITE K. POTTER, and the MARGUERITE K. POTTER REVOCABLE TRUST, individually and on behalf of all others similarly situated, Plaintiffs, STIPULATED PROTECTIVE ORDER v. BANK OF AMERICA, N.A., in its own capacity and as successor by merger to BAC Home Loans Servicing, L.P., SEATTLE SPECIALTY INSURANCE SERVICES, INC., in its own capacity and as successor in interest to COUNTRYWIDE INSURANCE SERVICES, INC., ILLINOIS UNION INSURANCE COMPANY, and CERTAIN UNDERWRITERS AT LLOYD’S LONDON, including all underwriters who underwrote force-placed wind insurance policies for Bank of America, as the insured during the applicable limitations period and LLOYD’S UNDERWRITERS AT, LONDON, Defendants. STIPULATION This Stipulated Protective Order (“Protective Order”) is entered into by the parties to the above-captioned action (the “Action”), subject to the approval of the Court, and is intended to protect from disclosure documents and information the parties deem to be confidential. Nothing herein is intended to affect the relevance, discoverability, or admissibility into evidence of any documents or information produced during discovery in the Action. Pursuant to Rule 26(c) of 1 the Federal Rules of Civil Procedure, it is hereby stipulated and agreed by and between all parties to the Action, through their respective counsel and subject to the approval of this Court, that this Protective Order may be entered in this Action. Respectfully submitted, Dated: September 30, 2013 /s/Joseph C. Hashmall NICHOLS KASTER, PLLP E. Michelle Drake, MN Bar No. 0387366* Joseph C. Hashmall, MN Bar No. 0392610* *admitted pro hac vice 4600 IDS Center 80 South 8th Street Minneapolis, MN 55402 Telephone: (612) 256-3200 Fax: (612) 215-6870 E-mail: drake@nka.com jhashmall@nka.com BERGER & MONTAGUE, P.C. Shanon J. Carson* Patrick F. Madden* *admitted pro hac vice 1622 Locust Street Philadelphia, PA 19103 Telephone: (215) 875-4656 Fax: (215) 875-4604 Email: scarson@bm.net pmadden@bm.net TAUS, CEBULASH & LANDAU, LLP Brett Cebulash* *admitted pro hac vice 80 Maiden Lane, Suite 1204 New York, NY 10038 Telephone: (212) 931-0704 Fax: (212) 931-0703 Email: bcebulash@tcllaw.com STOLL STOLL BERNE LOKTING & SHLACHTER P.C. Scott A. Shorr** 2 Tim S. DeJong** **pro hac vice applications forthcoming 209 S.W. Oak Street, Fifth Floor Portland, Oregon 97204 Telephone: (503) 227-1600 Fax: (503) 227-6840 Email: sshorr@stollberne.com tdejong@stollberne.com WHITEFIELD BRYSON & MASON, LLP Daniel K. Bryson, NC Bar No. 15781 Karl Amelchenko, NC Bar No. 43387 900 W. Morgan Street Raleigh, NC 27603 Telephone: (919) 600-5000 Fax: (919) 600-5035 Email: dan@wbmllp.com karl@wbmllp.com KESSLER TOPAZ MELTZER & CHECK, LLP Peter A. Muhic* Edward W. Ciolko* Donna Siegel Moffa* Amanda Trask* *admitted pro hac vice 280 King of Prussia Road Radnor, PA 19087 Telephone: (610) 667-7706 Fax: (610) 667-7056 E-mail: pmuhic@ktmc.com eciolko@ktmc.com dmoffa@ktmc.com atrask@ktmc.com GROSSMAN ROTH, P.A. Seth E. Miles* *admitted pro hac vice 2525 Ponce de Leon Blvd., Suite 1150 Coral Gables, FL 33134 Telephone: (888) 296-1681 Fax: (305) 285-1668 Email: SEM@grossmanroth.com 3 SHAPIRO HABER & URMY LLP Adam M. Stewart* *admitted pro hac vice 53 State Street Boston, MA 02109 Telephone: (617) 439-3939 Fax: (617) 439-0134 Email: astewart@shulaw.com Attorneys for Plaintiffs and the Putative Classes Dated: September 30, 2013 /s/Brady A. Yntema______________________ David L. Brown, N.C. Bar No. 18942 Brady A. Yntema, N.C. Bar No. 25771 David G. Harris II, N.C. Bar No. 35327 NELSON LEVINE DE LUCAS & HAMILTON, LLC 800 Green Valley Rd, Suite 302 Greensboro, NC 27408 Telephone: 336.419.4900 Fax: 336.419.4950 Email: dbrown@nldhlaw.com byntema@nldhlaw.com dharris@nldhlaw.com DEBEVOISE & PLIMPTON, LLP Eric R. Dinallo (pro hac vice) Robert D. Goodman (pro hac vice) Miranda H. Turner (pro hac vice) 919 Third Avenue New York, NY 10022 Telephone: 212.909.6000 Fax: 212.909.6836 Email: edinallo@debevoise.com rdgoodman@debevoise.com mhturner@debevoise.com Attorneys for Defendant Illinois Union Insurance Company Dated: September 30, 2013 /s/Brian LaMacchia______________________ David L. Permut (pro hac vice) GOODWIN PROCTER LLP 901 New York Ave, NW Washington, D.C. 20001 4 Telephone: 202-346-4182 Fax: 202-346-4444 Email: dpermut@goodwinprocter.com GOODWIN PROCTER, LLP Matthew G. Lindenbaum (pro hac vice) Brian M. LaMacchia (pro hac vice) David S. Kantrowitz (pro hac vice) Exchange Place Boston, MA 02109 Telephone: 617-570-8318 Fax: 617-523-1231 Email: mlindenbaum@goodwinprocter.com blamacchia@goodwinprocter.com dkantrowitz@goodwinprocter.com McGUIRE WOODS LLP Bradley R. Kutrow, NC Bar No. 13851 Brian A. Kahn, NC Bar No. 29291 Steven N. Baker, NC Bar No. 36607 201 N. Tryon St, Suite 3000 Charlotte, NC 28202 Telephone: 704-343-2262 Fax: 704-353-6172 Email: bkutrow@mcguirewoods.com bkahn@mcguirewoods.com sbaker@mcguirewoods.com Attorneys for Defendant Bank of America, N.A. for itself and as successor by merger to BAC Home Loans Servicing, L.P. Dated: September 30, 2013 /s/Andrew R. Louis_____________________ Robert E. Harrington, NC Bar No. 26967 Nathan C. Chase, Jr., NC Bar No. 39314 ROBINSON BRADSHAW & HINSON, P.A. 101 North Tryon St, Suite 1900 Charlotte, NC 28246 Telephone: 704-377-2536 Fax: 704-378-4000 Email: rharrington@rbh.com nchase@rbh.com BUCKLEY SANDLER LLP Robyn C. Quattrone Andrew R. Louis 5 Katherine Halliday 1250 24th St NW, Suite 700 Washington, D.C. 20037 Telephone: 202-349-8000 Fax: 202-349-8080 Email: rquattrone@buckleysandler.com alouis@buckleysandler.com khalliday@buckleysandler.com Attorneys for Defendant Insurance Services, Inc. Dated: September 30, 2013 Seattle Specialty /s/Daina Bray________________________ Kevin M. O’Brien, NC Bar No. 43373 Daina Bray, NC Bar No. 44247 PHELPS DUNBAR LLP GlenLake One 4140 ParkLake Ave, Suite 100 Raleigh, NC 27612 Telephone: 919-789-5300 Fax: 919-789-5301 Email: obrienk@phelps.com brayd@phelps.com Attorneys for Defendants Named as “Certain Underwriters at Lloyd’s, London including all underwriters at Lloyd’s London who underwrote force-placed wind insurance policies for Bank of America as the insured during the applicable statute of limitations period” 6 PROTECTIVE ORDER STIPULATED, AGREED, AND ORDERED: 1. Any party in this Action or any third party to whom a subpoena is issued in this Action (“Producing Party”) shall have the right to designate any material (including, but not limited to, exhibits, documents and things produced by any party or witness, answers to interrogatories, responses to requests for admissions, responses to requests for production, declarations, affidavits, and deposition testimony or transcripts, including the information contained therein whether in note or summary form) as confidential if the material contains trade secret information, confidential business information, private personal information, or other information that qualifies for protection under Fed. R. Civ. P. 26(c) or applicable law, and the material is not otherwise in the public domain. As used herein, documents and other information so designated, including without limitation any extracts or summaries of such documents and other information, shall be referred to as “Confidential Information.” Any use of any such Confidential Information shall be covered by the provisions of this Protective Order. Information or material which is available to the public shall not be considered confidential. 2. Because proprietary, confidential and/or competitively sensitive documents or information may be the subject of discovery requests, any Producing Party shall have the right to designate any material as “Attorneys’ Eyes Only” if the material contains proprietary, confidential and/or competitively sensitive information the disclosure of which could cause competitive harm. As used herein, documents and other information so designated, including without limitation any extracts or summaries of such documents and other information, shall be referred to as “Attorneys’ Eyes Only Information.” Any use of any such Attorneys’ Eyes Only Information shall be covered by the provisions of this Protective Order. Information or material which is available to the public shall not be considered Attorneys’ Eyes Only Information. 3. A Producing Party may designate documents containing information deemed confidential by that party as Confidential Information or Attorneys’ Eyes Only Information by stamping or otherwise clearly marking the same as “CONFIDENTIAL,” or “ATTORNEYS’ 7 EYES ONLY” or by otherwise notifying the parties to the Action that materials are to be treated as Confidential Information or Attorneys’ Eyes Only Information in accordance with this Stipulated Protective Order. In the case of electronically stored discovery material, the designation of material as “CONFIDENTIAL” or “ATTORNEYS’ EYES ONLY” shall appear in the database field entitled “TREATMENT” that relates to each document. 4. A Producing Party may designate portions of deposition testimony as containing Confidential Information or Attorneys’ Eyes Only Information by so indicating on the record during such deposition, in which case the court reporter shall clearly mark such designated portion of the transcript as “CONFIDENTIAL” or “ATTORNEYS’ EYES ONLY” and shall clearly mark the front of the transcript with the designation “CONFIDENTIAL” or “ATTORNEYS’ EYES ONLY”. All deposition transcripts shall be treated as Confidential Information for up to and including thirty (30) days after receipt of the transcript, within which time counsel for any party may designate a portion or all of the transcript as Confidential Information in writing to all counsel. 5. Any person receiving Confidential Information or Attorneys’ Eyes Only Information (“Receiving Party”) shall use such Confidential Information or Attorneys’ Eyes Only Information only for the purposes of this Action, including any action consolidated with this Action, or in any other action jointly agreed to by the parties in writing. Additionally, the Producing Party may make use of its own Confidential Information or Attorneys’ Eyes Only Information in any way it deems fit. 6. Confidential Information shall not be disclosed to any person except: (i) the parties in this Action and their current and former officers, directors, in-house counsel and employees deemed necessary to aid counsel in the conduct of the above-captioned action; (ii) outside counsel of record for the parties to this Action, and employees and contractors of their respective firms; (iii) the Court and its support personnel; 8 (iv) a witness in preparation for deposition or trial or at deposition or trial; (v) copying or imaging services or court reporters associated with or retained by a party in connection with this action; (vi) litigation support vendors who are not employees of any party and who are expressly retained to assist counsel for the parties in the Action and the employees of such persons; (vii) any experts and their staff with whom counsel may deem it necessary to consult for the preparation for trial of this action, and who are retained solely for the purpose of assisting in the prosecution of this action (“Outside Experts”); (viii)any mediators and their staff who are engaged for the purpose of mediating this action who shall be advised of the confidentiality requirements of this Stipulated Protective Order in advance of being provided with any confidential information; and (ix) any other person agreed to in writing by the parties. 7. Attorneys’ Eyes Only Information shall not be disclosed to any person except: (i) outside counsel of record for the parties to this Action, and employees and contractors of their respective firms; (ii) the Court and its support personnel; (iii) a witness in preparation for deposition or trial or at deposition or trial; (iv) copying or imaging services or court reporters associated with or retained by a party in connection with this action; (v) litigation support vendors who are not employees of any party and who are expressly retained to assist counsel for the parties in the Action and the employees of such persons; (vi) any experts and their staff with whom counsel may deem it necessary to consult for the preparation for trial of this action, and who are retained solely for the purpose of assisting in the prosecution of this action (“Outside Experts”); (vii) any mediators and their staff who are engaged for the purpose of mediating this action who shall be advised of the confidentiality requirements of this Stipulated Protective Order in advance of being provided with any confidential information; and 9 (viii) 8. any other person agreed to in writing by the parties. Before any expert or vendor identified in paragraphs 6 (vii) or (viii) and 7 (vii) or (viii) may receive any Confidential Information or Attorneys’ Eyes Only Information, he or she must have read a copy of this Protective Order and signed an undertaking in the form attached as Exhibit A hereto, which shall be kept on file by Counsel for the Party that shares the Confidential Information or Attorneys’ Eyes Only Information with such person. 9. In the event that any Confidential Information or Attorneys’ Eyes Only Information is included with, or the contents thereof are in any way disclosed, in any pleading, motion, or other paper to be filed with the Clerk of this Court, the filing party shall move to file such pleading, motion, or other paper under seal pursuant to the terms and requirements of Local Rule 6.1. The clerk of this Court will maintain under seal all pleadings and other papers that contain Confidential Information, in whole or in part. Nothing in this Protective Order shall prevent the Court from disallowing the filing of designated Confidential Information or Attorneys’ Eyes Only Information under seal. If the Court so disallows, such Confidential Information or Attorneys’ Eyes Only Information shall be unsealed and placed in the case file. The ultimate disposition of Confidential Information or Attorneys’ Eyes Only Information filed under seal with the Court will be subject to a final order of the Court upon the completion of the Action. 10. A Receiving Party may not reveal or discuss Confidential Information or Attorneys’ Eyes Only Information to or with any person not entitled to receive such information under paragraphs 6 and 7, respectively, of this Protective Order. 11. A Receiving Party shall maintain all Confidential Information or Attorneys’ Eyes Only Information in a secure and safe area and shall exercise due and proper care with respect to the storage, custody and use of all Confidential Information or Attorneys’ Eyes Only Information. 10 12. In the event that a Receiving Party is served with a subpoena, court order, or any request from a third party that would compel disclosure of any Confidential Information or Attorneys’ Eyes Only Information, the Receiving Party must notify the Producing Party in writing within the earlier of five (5) business days of receipt of such subpoena, court order, or request or fourteen (14) days before a response to such subpoena, court order, or request is due. Such notification must include a copy of the subpoena, court order, or other form of request. The party receiving the subpoena, court order, or request must also immediately inform the third party who served the subpoena, court order, or request that the information sought is subject to this Protective Order, and shall cooperate with the Producing Party in order to give the Producing Party the opportunity to intervene and/or seek judicial protection from the enforcement of the subpoena and/or the entry of an appropriate protective order in the action in which the subpoena was issued. In addition, the Receiving Party shall not disclose any Confidential Information or Attorneys’ Eyes Only Information unless at least seven (7) days have elapsed since written notice was provided to the Producing Party or the Producing Party has consented in writing. 13. In the event Confidential Information or Attorneys’ Eyes Only Information is inadvertently disclosed to a third party other than those identified in paragraphs 6 and 7, respectively, of this Protective Order, such disclosure shall be reported in writing to the Producing Party within five (5) business days of the discovery of such disclosure. Counsel for the party who made the disclosure must make all reasonable efforts to retrieve the Confidential Information or Attorneys’ Eyes Only Information and/or to confirm that all copies of the Confidential Information or Attorneys’ Eyes Only Information in the third party’s possession have been destroyed. 14. Upon demand by the Producing Party, within sixty (60) days after conclusion of this action and any appeal thereof, any Confidential Information or Attorneys’ Eyes Only Information or documents containing Confidential Information or Attorneys’ Eyes Only Information shall be destroyed and counsel for any Receiving Party shall confirm the destruction of the Confidential or Attorneys’ Eyes Only documents and information in writing to the 11 Producing Party. Notwithstanding the above, counsel for all parties may maintain in its files copies of each pleading and litigation document filed with the Court, and each written discovery request and written response thereto. Further, nothing in this paragraph shall require any party to destroy attorney work product or attorney-client communications that contain or reflect Confidential Information or Attorneys’ Eyes Only Information, and nothing in this paragraph shall require any party to search for and destroy any electronic mail that contains or reflects Confidential Information or Attorneys’ Eyes Only Information, including as attachments, provided that the party has taken precautions to protect the confidentiality and security of its electronic mail system. As far as the provisions of this or any other Protective Orders entered in this Action restrict the use of Confidential Information or Attorneys’ Eyes Only Information, such Protective Orders shall continue to be binding after the conclusion of this action. 15. The inadvertent failure to designate Confidential Information as “CONFIDENTIAL” or Attorneys’ Eyes Only Information as “ATTORNEYS’ EYES ONLY” in accordance with this Protective Order prior to or at the time of disclosure shall not operate as a waiver of the Producing Party's right to thereafter designate such information as confidential or attorneys’ eyes only prior to trial. The Producing Party shall make such designation within fourteen (14) days upon having such actual knowledge of an inadvertent failure to designate a document, testimony, or other information as Confidential Information or Attorneys’ Eyes Only Information. In the event that the Producing Party designates Confidential Information as “CONFIDENTIAL” or Attorneys’ Eyes Only Information as “ATTORNEYS’ EYES ONLY” after disclosure but before trial, all Receiving Parties shall employ reasonable efforts to ensure that all inadvertently disclosed information is subsequently treated as such pursuant to the terms of this Protective Order. 16. This Protective Order shall be without prejudice to the right of any party to oppose production of any information for any reason other than confidentiality, or to seek to modify the limits on disclosure or protection of Confidential Information or Attorneys’ Eyes Only Information beyond those provided by the terms of this Protective Order. 12 17. Nothing in this Order constitutes a finding or admission that any of the Confidential Information or Attorneys’ Eyes Only Information hereafter claimed by any party to be confidential is in fact confidential or attorneys’ eyes only and this Protective Order shall be without prejudice to any party challenging the designation of certain documents and information as Confidential Information or Attorneys’ Eyes Only Information. If such a dispute arises, the party challenging the designation shall serve written notice of the challenge upon the Producing Party, specifying the Confidential Information or Attorneys’ Eyes Only Information being challenged and the reasons supporting the challenge. The Producing Party will have fourteen (14) days to respond in writing. The parties shall meet and confer before filing any motion with the Court. Pending resolution by the parties or by the Court regarding a dispute over a confidentiality designation, the Confidential Information or Attorneys’ Eyes Only Information will continue to be treated as such. 18. If a party inadvertently produces or provides discovery that it believes is protected from discovery by any privilege or immunity, the Producing Party may give written notice to the Receiving Party or Parties that the material is privileged or immune from discovery, stating the grounds for such privilege or immunity, and request that the material be returned to the Producing Party. Immediately upon receiving such notice, the Receiving Party or Parties shall make no further use of the alleged privileged documents, and shall immediately segregate them in a manner that will prevent further disclosure or dissemination or their contents. Within five (5) business days of receiving such notice, the Receiving Party shall destroy or return to the Producing Party such material and all copies thereof, provided that the Receiving Party may follow the procedures set forth in Fed. R. Civ. P. 26(b)(5)(B) and may thereafter move the Court for an order that the material in question is not protected from discovery by the asserted privilege or immunity, in which case the Receiving Party may keep a segregated copy of such material to present to the Court for in camera review. The inadvertent disclosure of any documents or information protected by any privilege or immunity is not and will not be construed as a general or specific waiver of any such privilege or immunity. 13 19. This Order shall be binding on upon any future parties to the litigation. 20. This Order may be modified by the Court at any time, on its own initiative or upon motion by any party. SO ORDERED. Signed: October 1, 2013 14 UNITED STATES DISTRICT COURT WESTERN DISTRICT OF NORTH CAROLINA CHARLOTTE DIVISION CIVIL NO. 12-CV-00487-MOC-DCK DAVID HOLMES, HERTA S. THEBERGE, MARGUERITE K. POTTER, and the MARGUERITE K. POTTER REVOCABLE TRUST, individually and on behalf of all others similarly situated, Plaintiffs, EXHIBIT A TO STIPULATED PROTECTIVE ORDER v. BANK OF AMERICA, N.A., in its own capacity and as successor by merger to BAC Home Loans Servicing, L.P., SEATTLE SPECIALTY INSURANCE SERVICES, INC., in its own capacity and as successor in interest to COUNTRYWIDE INSURANCE SERVICES, INC., ILLINOIS UNION INSURANCE COMPANY, and CERTAIN UNDERWRITERS AT LLOYD’S LONDON, including all underwriters who underwrote force-placed wind insurance policies for Bank of America, as the insured during the applicable limitations period and LLOYD’S UNDERWRITERS AT, LONDON, Defendants. UNDERTAKING AND CONSENT TO BE BOUND BY PROTECTIVE ORDER I, the undersigned, do depose and state as follows: My address is __________________________________. My current employer is ___________________________. My current occupation is ______________________. I have received a copy of the Stipulated Protective Order (“Protective Order”) in the abovecaptioned action, and I have carefully read and understand the provisions of the Protective Order. 17 I will comply with all the provisions of the Protective Order. I will hold any information designated “CONFIDENTIAL” or “ATTORNEYS’ EYES ONLY” in confidence, I will not disclose such information to anyone not qualified under paragraphs 6 and 7, respectively, of the Protective Order, and I will use such information for the purposes of this action only unless otherwise authorized by paragraph 45 of the Protective Order. Promptly upon termination of this action, I will return all “CONFIDENTIAL” or “ATTORNEYS’ EYES ONLY” documents and information to counsel for the party by whom I am employed or retained. I hereby submit to the jurisdiction of this Court for the purpose of enforcement of the Protective Order in this action. Signed under the pains and penalties of perjury, this ___day of ___________, 20__. _______________________ Signature _______________________ Printed Name 17 CERTIFICATE OF SERVICE I, Joseph C. Hashmall, certify that this document filed through the ECF system will be sent electronically to the registered participants as identified on the Notice of Electronic Filing (NEF) and paper copies will be sent to those indicated as non-registered participants on September 30, 2013. Dated: September 30, 2013 /s/ Joseph C. Hashmall 17

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