Baker & Taylor, Inc. v. College Book Rental Company, LLC et al
Filing
67
AMENDED CONSENT CONFIDENTIALITY AGREEMENT AND PROTECTIVE ORDER. Signed by Magistrate Judge David Keesler on 9/24/2013. (eef)
IN THE UNITED STATES DISTRICT COURT
FOR THE WESTERN DISTRICT OF NORTH CAROLINA
CHARLOTTE DIVISION
CIVIL ACTION NO. 3:12-CV-00553-MOC-DSK
BAKER & TAYLOR, INC.,
Plaintiff,
v.
COLLEGE BOOK RENTAL COMPANY, LLC,
CHARLES JONES, and DAVID GRIFFIN,
Defendants.
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)
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AMENDED
) CONSENT CONFIDENTIALITY
)
AGREEMENT AND
)
PROTECTIVE ORDER
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The parties hereby stipulate and agree that this Consent Confidentiality Agreement and
Protective Order ("Order") is being entered pursuant to Rule 26(c) of the Federal Rules of Civil
Procedure:
1.
This Order shall govern all documents, the information contained therein, and all
other information produced or disclosed during the Action,1 including all copies, excerpts,
summaries, or compilations thereof, whether revealed in a document, deposition, other
testimony, discovery response, affidavits, declarations, or otherwise, by any party or third-party
to the Action (the “Supplying Party”) to any other party or parties to the Action (the “Receiving
Party”).
2.
This Order is binding upon the parties to the Action, including their respective
corporate parents, subsidiaries and affiliates and their respective attorneys, agents, experts,
consultants, representatives, officers, directors, joint venturers, and employees as set forth in this
Order. This Order is also binding on any party who obtains any documents or other Confidential
1
“Action” includes the consolidated actions pending before this Court, Case Nos. 3:12-CV-553
and 3:13-CV-107.
1
Information produced or disclosed in the Action pursuant to this Protective Order, including
those parties’ respective corporate parents, subsidiaries and affiliates and their respective
attorneys, agents, experts, consultants, representatives, officers, directors, joint venturers, and
employees as set forth in this Order.
3.
Third parties who so elect may avail themselves of, and agree to be bound by, the
terms and conditions of this Order and thereby become a Supplying Party for purposes of this
Order.
4.
The entry of this Order does not prevent any party from seeking a further order of
this Court pursuant to Federal Rule 26(c) or other applicable court rule, law, or legal principle.
5.
Nothing herein shall be construed to affect in any manner the admissibility at trial
or any other court proceeding of any document, testimony, or other evidence.
6.
The Receiving Party may not disclose to anyone any information or document
produced by any Supplying Party that constitutes confidential information as defined herein,
except as specifically set forth herein.
7.
The designation “Confidential Information” shall be made by either affixing on
the document or material containing such information words equivalent to the following:
“CONFIDENTIAL,” or by designating by written notice the materials sought to be protected as
confidential by this Order.
8.
In the event that a Supplying Party makes documents or materials available for
inspection, rather than delivering copies to another party, no marking or redactions need be made
in advance of the initial inspection. For purpose of initial inspection, all documents made
available for inspection shall be considered as marked “Confidential” with appropriate
redactions. Upon production of the inspected documents, the Supplying Party shall designate
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which of the produced or copied documents and materials are or contain Confidential
Information pursuant to Paragraph 7 of this Order.
9.
All Confidential materials obtained in the Action shall be used solely for the
purpose of the prosecution or defense of the claims within the Action, or preparation for the trial
thereof and shall not be disseminated outside the Action.
10.
The Parties shall limit access to and disclosure of Confidential materials to only
those entitled to access within the Action, provided that the Party first notifies such person or
entity of the confidential nature of the materials and such person or entity agrees to keep the
materials confidential in accordance with the terms of this Order. To the extent a Party seeks to
disclose Confidential materials to an individual or entity as provided in paragraphs 12(e), (f) and
(g) of this Order, the individual or entity receiving such Confidential materials shall execute the
form identified as Attachment A hereto and deliver a copy of the executed form to the Party
seeking to disclose the Confidential materials prior to disclosure of the Confidential materials.
That Party must keep a copy of the person’s or entity’s Attachment A, which will not be
discoverable absent good cause shown.
11.
No person or entity obtaining access to Confidential materials pursuant to this
Order shall divulge the contents thereof to anyone other than the persons or entities entitled to
access within the Action.
12.
The Parties and any party, person or entity receiving Confidential materials shall
limit access to and disclosure of Confidential materials to only the following persons or entities
provided that the one disclosing first notifies such persons or entities of the confidential nature of
the materials and such persons or entities agrees to keep the materials confidential in accordance
with the terms of this Order:
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a. the parties and any counsel representing the parties;
b. its employees, including stenographic and clerical personnel, whose
advice, consultation or assistance are being or will be used by such Party
in connection with the prosecution or defense of the Action, or its
preparation for trial;
c. the Court, and those employed by the Court, in which event the
Confidential materials shall be filed under seal consistent with this Order,
and kept under seal until further order of the Court;
d. court reporters who record depositions or other testimony in the Action;
e. outside experts, consultants, contractors, witnesses or potential witnesses,
including their stenographic and clerical personnel, whose advice,
consultation, services, or testimony are being or will be used by such party
in connection with the prosecution or defense of the Action, or their
preparation for trial;
f. a deponent and the deponent's counsel, but only during the course of the
deposition, or to the extent reasonably necessary in the preparation for
such deposition; and
g. any other person or entity upon order of the Court, or upon stipulation of
the parties.
13.
If any party objects to the designation of portions of the items of evidence as
Confidential materials, that Party shall state the objections and reasons therefore by letter to
counsel for all parties. Upon written notification that a Party disagrees with a document’s
confidentiality designation, that party’s counsel shall meet and confer with counsel for the other
4
parties in an effort to resolve the dispute without Court intervention. If the parties do not agree
to change the designation, then the party objecting to the designation may make a motion seeking
a Court order that such materials should be given a lesser degree of protection (or no protection)
under this Order. Until the Court rules on any such motion, and until any and all proceedings
and interlocutory appeals challenging such decision have been concluded, the Confidential
materials shall continue to be treated as Confidential materials under the terms of this Order.
14.
A producing party that inadvertently fails to mark Confidential materials as such
at the time of the production shall promptly notify each receiving party upon discovery of the
inadvertent production.
15.
The inadvertent, unintentional, or in camera disclosure of a confidential document
and information shall not be deemed a waiver, in whole or in part, of any Party’s claims of
confidentiality.
16.
In the case of depositions upon oral examination, if counsel for a party has a
reasonable and good faith belief that any question or answer contains or refers to Confidential
materials, counsel shall so state on the record, and shall request that all pages that include such
Confidential materials be marked as containing Confidential materials.
When testimony
designated as containing Confidential materials is elicited during a deposition, persons not
entitled to receive such information under the terms of this Order shall be excluded from the
deposition. Transcripts containing testimony or exhibits designated as containing Confidential
materials shall be marked by the court reporter, prior to transcript distribution, with the legend
“THIS TRANSCRIPT CONTAINS CONFIDENTIAL MATERIALS,” and shall be treated in
accordance with the provisions of this Order. In addition to designating during the deposition
any question or answer as containing Confidential materials, at any time within fifteen (15)
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business days of receiving the deposition transcript from the court reporter, counsel may
designate any portion of the deposition transcript as containing Confidential materials. Notice of
such designation shall be made in writing to the court reporter, with copies to all counsel in the
Action, specifying the portion(s) of the transcript and exhibits that constitute or contain
Confidential materials. Counsel receiving such a written designation shall be responsible for
exercising their best efforts to ensure the Confidential materials so designated are not disclosed
to persons not entitled to receive such information under the terms of this Order.
Until
expiration of the fifteen (15) business day period described above, all deposition transcripts shall
be considered and treated as though containing Confidential materials, unless otherwise agreed
on the record at the deposition.
17.
Nothing in this Order shall require production of document(s), information, or
other thing(s) that counsel for a Party or a non-party or third-party contend is protected from
disclosure by the attorney-client privilege, the attorney work-product doctrine, or any other
recognized privilege or protection. This shall not preclude any other Party from moving the
Court for an order directing the disclosure of such material.
18.
After final termination of the Action as to any Party, that Party, through its
counsel, shall return all Confidential materials, and any copies thereof, to counsel for each
respective producing party, or shall certify in writing to counsel for each respective producing
party the destruction of such Confidential materials. “Final termination” shall be construed as
the date sixty (60) days following the entry of a final, non-appealable order disposing of, or
clerical entry of a voluntary dismissal with prejudice of, the Action as to any terminated Party.
19.
All counsel for all Parties shall, at all times, keep secure all notes, abstractions, or
other work product derived from or containing Confidential materials; shall take reasonable
6
measures to keep secure and maintain the confidentiality of such work-product; and shall not
disclose the contents of said notes, abstractions or other work-product after the document(s),
information, or other thing(s), or portions thereof, have been returned or destroyed.
20.
If any person receiving documents covered by this Order (the “Receiver”) is
subpoenaed or receives other compulsory process in another action or proceeding or is served
with a litigation-related document demand, and such subpoena, process, or document demand
seeks material which was produced or designated as Confidential by someone other than the
Receiver, the Receiver shall (i) give written notice by e-mail, hand, or facsimile transmission
within three (3) business days of receipt of such subpoena, process, or document demand to
those who produced or designated the information Confidential and (ii) refrain from producing
any material that has been designated Confidential in response to such a subpoena, process, or
document demand until the earlier of (a) receipt of written notice from the Supplying Party that
such party does not object to production of the designated material, or (b) resolution of any
objection asserted by the Supplying Party either by agreement or by final order of the Court with
jurisdiction over the objection of the Supplying Party; provided, however, that the burden of
opposing the enforcement of the subpoena, process, or document demand shall fall solely upon
the party who produced or designated the Confidential information, and unless the party who
produced or designated the Confidential information submits a timely objection seeking an order
that the subpoena, process, or document demand not be complied with, and serves such objection
upon the Receiver prior to production pursuant to the subpoena, process, or document demand,
the Receiver shall be permitted without violating this Order to produce documents responsive to
the subpoena, process, or document demand on the response date. Compliance by the Receiver
with any order directing production pursuant to the subpoena, process, or document demand of
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any Confidential information shall not constitute a violation of this Order. Nothing herein shall
be construed as requiring the Receiver or anyone else covered by this Order to challenge or
appeal any order directing production of Confidential information covered by this Order, or to
subject himself or itself to any penalties for non-compliance with a legal process or order, or to
seek any relief from this Court.
21.
This Order may be signed in counterparts, and such counterpart signature pages
shall be given full force and effect.
22.
This Order shall survive the final termination of the Action and shall continue in
full force and effect until such time as the Parties formally agree in writing to the contrary.
23.
This Order shall be binding upon all future Parties to the Action and each such
new Party shall execute a copy of this Order. Any such new Party shall fully bear the burdens
and enjoy the benefits of this Order.
24.
Any terminated Party, and its counsel, shall remain bound by this Order and shall
continue to enjoy every protection afforded by it.
25.
Any notice required by this Order shall be provided by mailing notice to the
attorney of record in this Action for the Party to whom notice is directed. Unless otherwise
expressly provided herein, the Federal Rules of Civil Procedure shall govern the service by any
Party to this Order of any notice required herein.
26.
Any Party may petition the Court for a modification of the terms of this Order.
The Court shall have continuing jurisdiction to modify, amend, enforce, interpret, or rescind any
or all provisions of this Order, notwithstanding the final termination or conclusion of this action.
27.
All rights available at law are reserved for any violation of this Order.
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Non-Waiver and Clawback
28.
The production of any privileged or otherwise protected information shall not be
deemed a waiver or an impairment of any claim of privilege or protection, including, but not
limited to, the attorney-client privilege and the attorney work product doctrine (“Protected
Information”), for that document or for the subject matter of the disclosed document.
The
producing party shall not be required to prove that the production was inadvertent, that it took
reasonable steps to prevent disclosure, that it took reasonable steps to rectify the error, or that it
acted promptly to provide notice of or otherwise rectify the disclosure. Moreover, the mere
production of Protected Information without further use of that Protected Information in
testimony, at trial, or on any motion other than a motion to compel shall not be deemed
“intentional” pursuant to Federal Rule of Evidence 502(a)(1).
29.
A party may seek the return and/or destruction of any document, including
summaries or copies thereof, produced in this action that the party later claims in good faith
should have been withheld on the grounds of privilege or the work product doctrine by
identifying the document within ten (10) business days of discovery of the production (“Notice
of Recall”). Mere production of documents protected by the attorney-client privilege or work
product protection is insufficient “notice” of production by the producing party and does not
trigger a Notice of Recall. The Notice of Recall should provide at least the same information
about the document being recalled as would appear on a privilege log.
30.
Upon receiving the Notice of Recall, a receiving party shall return all such
information, including all copies, to the supplying party within five (5) business days. Electronic
copies of recalled documents shall be removed from the receiving party’s electronic systems or
review databases, to the extent reasonably possible. The receiving party also shall be responsible
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for obtaining all copies of recalled documents, including those disseminated to others (within and
outside the party’s organization, if applicable), and certify in writing to the producing party that
all copies and portions thereof have been returned to the party. In the event that the producing
party requests destruction of recalled documents, the receiving party shall provide written
certification of compliance within thirty (30) days of such written request. The receiving party’s
compliance with the Notice of Recall shall not be deemed to as the receiving party’s agreement
that the recalled documents are subject to any applicable privilege, nor as waiver of the receiving
party’s right to move to compel the production of the recalled documents consistent with this
Order and the Rules of Civil Procedure.
31.
Notwithstanding the foregoing, nothing in this Order shall prevent any party from
challenging a privilege claim with respect to any materials designated as privileged by any other
party. In the event that the receiving party disputes the producing party’s claim as to the
protected nature of the disclosed material, a requesting party may seek Court determination of
the issue. The producing party retains the burden of establishing the privileged or protected
nature of the produced Protected Information.
32.
Where a party who received Protected Information becomes aware of such, the
party shall promptly notify the producing party of such production and shall take reasonable
steps to avoid further disclosure of Protected Information. A party shall be entitled to rely on
these non-waiver provisions regardless of when the disclosure is discovered and regardless of
who discovers the disclosure.
33.
This Order shall not be used to require a producing party to disclose Protected
Information without the opportunity to review such information prior to production.
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CONSENTED TO BY:
TROUTMAN SANDERS, LLP
/s/ D. Martin Warf
D. Martin Warf
P.O. Drawer 1389
Raleigh, NC 27602
Telephone: (919) 835-4117
Facsimile: (919) 829-8714
martin.warf@troutmansanders.com
-andStephen G. Rinehart
Troutman Sanders, LLP
405 Lexington Ave.
New York, NY 10174
Telephone: (212) 704-6305
Facsimile: (212) 704-5957
stephen.rinehart@troutmansanders.com
Attorneys for Plaintiff
THE CHAGARIS LAW FIRM, PA
/s/ Christopher G. Chagaris
Christopher G. Chagaris
PO Box 1408
Davidson, NC 28036
Telephone: 704-894-9672
chris.chagaris@att.net
Attorney for Defendant Charles Jones
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RAYBURN COOPER & DURHAM, P.A.
/s/ James B. Gatehouse
James B. Gatehouse
N.C. State Bar No. 22811
Ross R. Fulton
N.C. State Bar No. 31538
227 West Trade Street, Suite 1200
Charlotte, NC 28202
Telephone: (704) 334-0891
Facsimile: (704) 377-1897
jgatehouse@rcdlaw.net
rfulton@rcdlaw.net
-andWilliam L. Campbell, Jr.
Joseph A. Kelly
FROST BROWN TODD
150 3rd Avenue South, Suite 1900
Nashville, TN 37201
Attorneys for Defendant David Griffin
ORDERED BY:
Signed: September 24,
2013
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ATTACHMENT A
IN THE UNITED STATES DISTRICT COURT
FOR THE WESTERN DISTRICT OF NORTH CAROLINA
CHARLOTTE DIVISION
CIVIL ACTION NO. 3:12-CV-00553-MOC-DSK
BAKER & TAYLOR, INC.,
Plaintiff,
v.
COLLEGE BOOK RENTAL COMPANY, LLC,
CHARLES JONES, and DAVID GRIFFIN,
Defendants.
)
)
)
) ACKNOWLEDGMENT AND
) AGREEMENT TO BE BOUND
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The undersigned hereby acknowledges that he or she has read the Confidentiality Order
in the above captioned action, understands the terms thereof, and agrees to be bound by such
terms. The undersigned submits to the jurisdiction of the United States District Court for the
Western District of North Carolina in matters relating to the Confidentiality Order and
understands that the terms of said Order obligate him/her to use discovery materials designated
CONFIDENTIAL solely for the purposes of the above-captioned action, and not to disclose any
such confidential information to any other person, firm or concern.
The undersigned acknowledges that violation of the Confidentiality Order may result in
penalties for contempt of court.
Name:
Job Title:
Employer:
Business
Address:
Date:
____________________________________
Signature
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