Securities and Exchange Commission v. Femenia et al

Filing 127

ORDER on the courts own motion that the SECs motions for civil penalty as to these Defendants shall be filed no later than October 15, 2013. Defendants shall have three weeks thereafter to respond, plaintiff shall then have three weeks to file a reply. Signed by Senior Judge Graham Mullen on 9/25/2013. (eef)

IN THE UNITED STATES DISTRICT COURT
FOR THE WESTERN DISTRICT OF NORTH CAROLINA
CHARLOTTE DIVISION
3:12-CV-803-GCM
SECURITIES AND EXCHANGE
COMMISSION,
Plaintiff,
v.
JOHN W. FEMENIA, et al,
Defendant.

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ORDER

THIS MATTER IS BEFORE THE COURT ON ITS OWN MOTION. A conference on
the civil penalty phase for Defendants Frank M. Burgess and James A. Hayes was held on
September 25, 2013. Based upon discussions at this conference,
IT IS THEREFORE ORDERED that the SEC’s motions for civil penalty as to these
Defendants shall be filed no later than October 15, 2013. Defendants shall have three weeks
thereafter to respond and the SEC shall then have three weeks after the filing of a response to file
its reply. A hearing shall be scheduled by the Court thereafter.
Signed: September 25, 2013