Securities and Exchange Commission v. Femenia et al

Filing 324

JUDGMENT AND ORDER granting in part and denying in part 318 Motion for Disgorgement and Civil Penalties Against Defendant Kenneth M. Raby. Plaintiff's Motion for Disgorgement is Granted. Plaintiff's Motion for Civil Penalty is Denied. Plaintiff's Motion for Pre-Judgment Interest is denied. Signed by Senior Judge Graham Mullen on 3/21/2017. (eef)

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