Securities and Exchange Commission v. Femenia et al

Filing 78

ORDER granting 77 Motion for Limited Relief concerning Ameritrade Account. Signed by Senior Judge Graham Mullen on 3/18/2013. (eef)

UNITED STATES DISTRICT COURT
WESTERN DISTRICT OF NORTH CAROLINA
CHARLOTTE DIVISION
3:12-CV-803 (GCM)

SECURITIES AND EXCHANGE COMMISSION, )
)
Plaintiff,
)
)
v.
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)
JOHN W. FEMENIA, et al.,
)
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Defendants,
)
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and
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KRISTINE LACK and CHRISTINE MUSANTE, )
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Relief Defendants.
)
_________________________________________ )

ORDER

This matter is before the Court upon Defendant James Hayes’ Motion for Limited Relief
concerning his Ameritrade Account.
Defendant James Hayes seeks the entry of an Order allowing him to sell the securities in
his Ameritrade brokerage account that remains frozen in this case. These funds will remain
frozen in this account pending resolution of this case or further order of the Court. Based on the
reasoning set forth in the Defendant’s Motion, the Court finds that good cause supports the
granting of the Motion.
It is therefore ORDERED that Mr. Hayes is permitted to sell all securities maintained in
his Ameritrade Account (Account Number 757-796529). The proceeds of any stocks sales shall

remain frozen in the account until further Order of this Court.
It is so ORDERED.
Signed: March 18, 2013