U.S. Securities and Exchange Commission v. Moore et al

Filing 14

ORDER that Defendant fill out a financial affidavit and return it to the Court on or before October 3, 2016. SEC to disclose to the Court any factual information in its possession regarding Defendant's current financial condition. Signed by Senior Judge Graham Mullen on 9/16/2016. (Defendant George Moore served by US Mail at 1821 Hillandale Road Box 1B-279, Durham NC 27705 and 7003 Old Trail Dr, Durham, NC 27712) (tmg)

IN THE UNITED STATES DISTRICT COURT
FOR THE WESTERN DISTRICT OF NORTH CAROLINA
CHARLOTTE DIVISION
CIVIL ACTION NO. 3:16-CV-00208-GCM
U.S SECURITIES AND EXCHANGE
COMMISSION,
Plaintiff,
v.
GEORGE A. MOORE,
Defendant.

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ORDER

THIS MATTER is before the Court on its own motion. On May 3, 2016 the U.S.
Securities and Exchange Commission (“SEC”) filed a complaint against Defendant George A.
Moore. (Doc. No. 1) The SEC also filed a settlement agreement by which Defendant consented
to the entry of partial judgment against him. (Doc. No. 2) Accordingly, partial judgment was
issued on May 12, 2016. On August 4, 2016, the SEC filed a Motion for Entry of Judgment under
Rule 54(b), seeking the imposition of a $75,000 fine. (Doc. No. 9) Defendant, proceeding pro se,
responded by letter. (Doc. No. 13) In his letter, Defendant claims to live in a rented home on a
fixed income of $3,000 per month. (Id.) He further claims to have filed a financial document with
the SEC detailing his income and bank statements, as well as the fact that he owns no property or
stocks. (Id.) It appears to the Court that supporting factual information is necessary to make the
determination of final judgment in this matter.
IT IS THEREFORE ORDERED that Defendant fill out a financial affidavit and return
it to the Court on or before October 3, 2016. Failure to file a timely financial affidavit may
lead to the entry of judgment against this Defendant without further notice.

It is further ordered that the SEC disclose to the Court any factual information in its
possession regarding Defendant’s current financial condition by the same date.
The Clerk of Court is directed to send a copy of this Order, and a financial affidavit, to the
last two addresses that Defendant provided to the SEC:
1821 Hillandale Road
Box 1B-279
Durham, NC 27705

7003 Old Trail Dr.
Durham, NC 27712-8961
SO ORDERED.
Signed: September 16, 2016