Sturgill vs. Saul
Filing
20
ORDER denying 14 Plaintiff's Motion for Summary Judgment; granting 18 Defendant's Motion for Summary Judgment. The Commissioner's determination is AFFIRMED. Signed by Magistrate Judge David Keesler on 7/28/22. (mga)
IN THE UNITED STATES DISTRICT COURT
FOR THE WESTERN DISTRICT OF NORTH CAROLINA
STATESVILLE DIVISION
CIVIL ACTION NO. 5:21-CV-064-DCK
ALLISON B. STURGILL,
Plaintiff,
v.
KILOLO KIJAKAZI1,
Acting Commissioner of Social Security,
Defendant.
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ORDER
THIS MATTER IS BEFORE THE COURT on Plaintiff’s “Motion For Summary
Judgment” (Document No. 14) and Defendant’s “Motion For Summary Judgment” (Document
No. 18). The parties have consented to Magistrate Judge jurisdiction pursuant to 28 U.S.C. §
636(c), and these motions are ripe for disposition. After careful consideration of the written
arguments, the administrative record, and applicable authority, the undersigned will direct that
Plaintiff’s “Motion For Summary Judgment” be denied; that Defendant’s “Motion For Summary
Judgment” be granted; and that the Commissioner’s decision be affirmed.
I.
BACKGROUND
Plaintiff Allison B. Sturgill (“Plaintiff”), through counsel, seeks judicial review of an
unfavorable administrative decision on her application for disability benefits. (Document No. 1).
On or about July 10, 2019, Plaintiff filed an application for a period of disability and disability
insurance benefits (“DIB”) under Title II of the Social Security Act, 42 U.S.C. § 405, alleging an
1
On July 9, 2021, Kilolo Kijakazi became the Acting Commissioner of Social Security. Accordingly,
pursuant to Rule 25(d) of the Federal Rules of Civil Procedure, Kilolo Kijakazi is hereby substituted for
Andrew M. Saul as Defendant in this action.
inability to work due to a disabling condition beginning November 15, 2016. (Transcript of the
Record of Proceedings (“Tr.”) 12, 190-94).
The Commissioner of Social Security (the
“Commissioner” or “Defendant”) denied Plaintiff’s application initially on January 31, 2020, and
again after reconsideration on May 6, 2020. (Tr. 12, 105, 115). In its “Notice of Reconsideration,”
the Social Security Administration (“SSA”) included the following explanation of its decision:
On your application you stated that you are disabled because of
interstitial cystitis.
The medical evidence shows that your condition is not severe
enough to be considered disabling. You are able to think, act in your
own interest, communicate, handle your own affairs, and adjust to
ordinary emotional stresses without significant difficulties.
We do not have sufficient vocational information to determine
whether you can perform any of your past relevant work. However,
based on the evidence in file, we have determined that you can adjust
to other work. It has been decided, therefore, that you are not
disabled according to the Social Security Act.
(Tr. 115).
Plaintiff filed a timely written request for a hearing on June 4, 2020. (Tr. 12, 123). On
December 1, 2020, Plaintiff appeared and testified at a hearing before Administrative Law Judge
Richard Jackson (the “ALJ”). (Tr. 12, 26-61). In addition, Julie A. Harvey, a vocational expert
(“VE”), and Daniel S. Johnson, Plaintiff’s attorney, appeared at the hearing. (Tr. 12, 26).
The ALJ issued an unfavorable decision on January 28, 2021, denying Plaintiff’s claim.
(Tr. 12-21). On February 10, 2021, Plaintiff filed a request for review of the ALJ’s decision, which
was denied by the Appeals Council on March 23, 2021. (Tr. 1, 184). The ALJ decision became
the final decision of the Commissioner when the Appeals Council denied Plaintiff’s review
request. (Tr. 1).
Plaintiff’s “Complaint” seeking a reversal of the ALJ’s determination was filed in this
Court on April 20, 2021. (Document No. 1). On June 8, 2021, the undersigned was assigned to
this case as the referral Magistrate Judge. The parties consented to Magistrate Judge jurisdiction
2
on August 18, 2021, and this case was reassigned to the undersigned as presiding judge.
(Document No. 11).
Plaintiff’s “Motion For Summary Judgment” (Document No. 14) and Plaintiff’s
“Memorandum In Support Of Motion For Summary Judgment” (Document No. 15) were filed
November 11, 2021; and Defendant’s “Motion For Summary Judgment” (Document No. 18) and
“Memorandum In Support Of Defendant’s Motion For Summary Judgment” (Document No. 19)
were filed February 10, 2022. Plaintiff declined to file a reply brief, and the time to do so has
lapsed. See Local Rule 7.2 (e).
The pending motions are now ripe for review and disposition.
II.
STANDARD OF REVIEW
The Social Security Act, 42 U.S.C. § 405(g) and § 1383(c)(3), limits this Court’s review
of a final decision of the Commissioner to: (1) whether substantial evidence supports the
Commissioner’s decision; and (2) whether the Commissioner applied the correct legal standards.
Richardson v. Perales, 402 U.S. 389, 390 (1971); Hays v. Sullivan, 907 F.2d 1453, 1456 (4th Cir.
1990).
The Fourth Circuit has made clear that it is not for a reviewing court to re-weigh the
evidence or to substitute its judgment for that of the Commissioner – so long as that decision is
supported by substantial evidence. Hays, 907 F.2d at 1456 (4th Cir. 1990); see also, Smith v.
Schweiker, 795 F.2d 343, 345 (4th Cir. 1986); Hancock v. Astrue, 667 F.3d 470, 472 (4th Cir.
2012). “Substantial evidence has been defined as ‘more than a scintilla and [it] must do more than
create a suspicion of the existence of a fact to be established. It means such relevant evidence as
a reasonable mind might accept as adequate to support a conclusion.’” Smith v. Heckler, 782 F.2d
1176, 1179 (4th Cir. 1986) (quoting Perales, 402 U.S. at 401).
3
Ultimately, it is the duty of the Commissioner, not the courts, to make findings of fact and
to resolve conflicts in the evidence. Hays, 907 F.2d at 1456; King v. Califano, 599 F.2d 597, 599
(4th Cir. 1979) (“This court does not find facts or try the case de novo when reviewing disability
determinations.”); Seacrist v. Weinberger, 538 F.2d 1054, 1056-57 (4th Cir. 1976) (“We note that
it is the responsibility of the [Commissioner] and not the courts to reconcile inconsistences in the
medical evidence, and that it is the claimant who bears the risk of nonpersuasion.”). Indeed, so
long as the Commissioner’s decision is supported by substantial evidence, it must be affirmed even
if the reviewing court disagrees with the final outcome. Lester v. Schweiker, 683 F.2d 838, 841
(4th Cir. 1982).
III.
DISCUSSION
The question before the ALJ was whether Plaintiff was under a “disability” as that term of
art is defined for Social Security purposes, at any time between January 1, 20182, and the date of
the ALJ decision.3 (Tr. 13). To establish entitlement to benefits, Plaintiff has the burden of
proving disability within the meaning of the Social Security Act. Bowen v. Yuckert, 482 U.S.
137, 146 n.5 (1987).
The Social Security Administration has established a five-step sequential evaluation
process for determining if a person is disabled. 20 C.F.R. § 404.1520(a). The five steps are:
(1)
whether claimant is engaged in substantial gainful activity if yes, not disabled;
2
Plaintiff amended her alleged disability onset date from November 15, 2016, to January 1, 2018. (Tr.
13).
Under the Social Security Act, 42 U.S.C. § 301, the term “disability” is defined as an: inability to engage
in any substantial gainful activity by reason of any medically determinable physical or mental impairment
which can be expected to result in death or which has lasted or can be expected to last for a continuous
period of not less than 12 months. Pass v. Chater, 65 F.3d 1200, 1203 (4th Cir. 1995) (quoting 42 U.S.C.
§ 423(d)(1)(A)).
3
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(2)
whether claimant has a severe medically determinable
physical or mental impairment, or combination of
impairments that meet the duration requirement in §
404.1509 - if no, not disabled;
(3)
whether claimant has an impairment or combination of
impairments that meets or medically equals one of the
listings in appendix 1, and meets the duration requirement if yes, disabled;
(4)
whether claimant has the residual functional capacity
(“RFC”) to perform her/his past relevant work - if yes, not
disabled; and
(5)
whether considering claimant’s RFC, age, education, and
work experience he/she can make an adjustment to other
work - if yes, not disabled.
20 C.F.R. § 404.1520(a)(4)(i-v).
The burden of production and proof rests with the claimant during the first four steps; if
claimant is able to carry this burden, then the burden shifts to the Commissioner at the fifth step to
show that work the claimant could perform is available in the national economy. Pass, 65 F.3d at
1203. In this case, the ALJ determined at the fifth step that Plaintiff was not disabled. (Tr. 20).
First, the ALJ determined that Plaintiff had not engaged in any substantial gainful activity
since January 1, 2018, Plaintiff’s amended, alleged disability onset date. (Tr. 15). At the second
step, the ALJ found that interstitial cystitis was a severe impairment.4 (Tr. 15). At the third step,
the ALJ determined that Plaintiff did not have an impairment or combination of impairments that
met or medically equaled one of the impairments listed in 20 C.F.R. 404, Subpart P, Appendix 1.
(Tr. 16).
The determination at the second step as to whether an impairment is “severe” under the regulations is a
de minimis test, intended to weed out clearly unmeritorious claims at an early stage. See Bowen v. Yuckert,
482 U.S. 137 (1987).
4
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Next, the ALJ assessed Plaintiff’s RFC and found that she retained the capacity to perform
light work activity, with the following limitations:
stand or walk for six hours of an eight-hour workday; sit up to 60
minutes at one time and then stand or walk for five minutes, for a
total of two hours in total of an eight-hour workday; lift or carry up
to 20 pounds occasionally and ten pounds or less frequently; cannot
climb ladders, ropes, or scaffolds; can frequent stoop or kneel; can
occasionally crouch, crawl, and climb ramps or stairs; and would
require four extra restroom breaks during the workday of five
minutes’ duration.
(Tr. 17). In making this finding, the ALJ specifically stated that he “considered all symptoms and
the extent to which these symptoms can reasonably be accepted as consistent with the objective
medical evidence and other evidence, based on the requirements of 20 C.F.R 404.1529 and SSR
16-3p.” Id.
At the fourth step, the ALJ held that Plaintiff could not perform her past relevant work as
a medical transcriptionist. (Tr. 19). The ALJ opined that Plaintiff “cannot tolerate the amount of
sitting required of her past relevant work.” Id. At the fifth and final step, the ALJ concluded based
on the testimony of the VE and “considering the claimant’s age, education, work experience, and
residual functional capacity” that jobs existed in significant numbers in the national economy that
Plaintiff could perform. (Tr. 20). Specifically, the VE testified that according to the factors given
by the ALJ, occupations claimant could perform included a general clerk, a medical record clerk,
and an order detailer. (Tr. 20). The ALJ concluded that Plaintiff “has not been under a disability,
as defined by the Social Security Act, from November 15, 2016, through the date of this decision,”
January 28, 2021. (Tr. 20-21).
Plaintiff on appeal to this Court makes the following assignments of error: (1) the ALJ’s
findings regarding the medical opinion evidence were not supported by substantial evidence; and
(2) the ALJ erred in finding the Plaintiff capable of light-duty work. (Document No. 15, pp. 1-2).
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In response, Defendant argues that “the evidence supporting the ALJ’s decision far exceeds
the [evidentiary] threshold to survive this Court’s deferential review.” (Document No. 19, p. 6)
(internal quotation omitted). Defendant asserts that not only does Plaintiff fail to establish a basis
for her claim, “but rather invites this Court to impermissibly reweigh the evidence and craft a
different RFC merely because she disagrees with the ALJ’s decision.” Id. (citing Hays, 907 F.2d
at 1456; Schweiker, 795 F.2d at 345; Blalock v. Richardson, 483 F.2d 773, 775 (4th Cir. 1972)).
The undersigned will discuss each of these contentions in turn.
A.
Medical Opinions
In the first assignment of error, Plaintiff argues that the ALJ erred by “using the opinion of
a one-time consultative examiner to deny [Plaintiff’s] claim over the opinions of [her] primary
care physician and her urologist.” (Document No. 15, p. 5). According to Plaintiff, urologist Dr.
Catherine Ann Matthews, diagnosed her interstitial cystitis5, a condition which causes Plaintiff to
have “vaginal pain and… urinate ten or more times per day.” Id. at p. 3. Plaintiff summarizes Dr.
Matthews’ June 20, 2019, medical source statement regarding Plaintiff’s condition as follows:
[Dr. Matthews] had three appointments with [Plaintiff] during the
preceding six-months; [Plaintiff] has interstitial cystitis which
causes her to experience urinary frequency, anxiety, bladder/pelvic
pain, and pain with sitting; [Plaintiff’s] clinical findings included
suprapubic tenderness on physical examination and high tone pelvic
floor dysfunction; [Plaintiff] urinates ten or more times per day;
[Plaintiff] would require unscheduled restroom breaks during a
working day, ten times per day more than five minutes per break;
[Plaintiff] would be absent from work for more than four days per
month.
(Document No. 15, p. 3) (citing Tr. 402-05).
5
According to the Mayo Clinic, interstitial cystitis is defined as a chronic condition causing bladder
pressure, bladder pain, and sometimes pelvic pain.
Mayo Clinic, Diseases & Conditions,
https://www.mayoclinic.org/diseases-conditions/interstitial-cystitis/symptoms-causes/syc-20354357 (last
visited July 19, 2022).
7
Separately, Plaintiff asserts that Dr. Leonard “has been [Plaintiff’s] primary care physician
at all times relevant to this case.” Id. According to Plaintiff, Dr. Leonard reported that Plaintiff
could not work due to her interstitial cystitis as it “limits her ability to sit or stand for prolonged
periods.” Id. (citing Tr. 428). Plaintiff summarizes Dr. Leonard’s June 25, 2019, medical source
statement regarding Plaintiff’s limitations as a result of her condition as follows:
[Dr. Leonard] had eight visits with [Plaintiff] since January 2018;
[Dr. Leonard] had known [Plaintiff] since 1994; [Plaintiff’s]
symptoms include urinary frequency, bladder and pelvic pain;
[Plaintiff] would require unscheduled work breaks, at least every
hour, due to urinary frequency and bladder pressure; [Plaintiff]
would be “off-task” for more than 25% of a workday; [Plaintiff]
would miss more than four days of work per month.
(Document No. 15, p. 4) (citing Tr. 406-09).
In contrast, Plaintiff argues, Dr. Burgess, the state examiner, “did not examine [Plaintiff]
in regard to her complaints of interstitial cystitis.” (Document No. 15, p. 4). Instead, Plaintiff
asserts, “he completed a basic physical exam” without having “any background in urology” or
“review[ing] any information from [Plaintiff’s] treating physicians before submitting his report.”
Id. (citing Tr. 455-65). “Dr. Burgess opined that ‘the claimant continues to suffer with chronic
pain in a way that does not prevent persistence of activity for any prolonged period of time, either
standing, sitting, or even with a combination.’” Id. (citing Tr. 458). Plaintiff further notes that Dr.
Burgess opined “Plaintiff has ‘frequency and urgency which prevent her from staying at station
for long periods and prevents her from being able to stay without adequate warning.’” Id. (internal
quotations omitted) (citing Tr. 458).
Plaintiff notes that under the regulations medical opinions must be weighed pursuant to the
following factors: (1) supportability; (2) consistency; (3) the medical source’s relationship with
the claimant; (4) the medical source’s specialization; and (5) other factors such as the medical
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source’s familiarity with the other evidence in the claim. Id. (citing 20 C.F.R. 404.1520c(c)(1)(5)). Plaintiff argues that proper evaluation of these factors “shows that the ALJ’s decision to deny
[Plaintiff’s] claim was not supported by substantial evidence and constituted legal error.” Id. at p.
5.
First, Plaintiff argues that the findings of Dr. Matthews and Dr. Leonard were both “fully
supported” by their ongoing treatment of Plaintiff and “consistent with one another and
[Plaintiff’s] complaints of pain and urinary frequency.” (Document No. 15, p. 5). Plaintiff notes
that Dr. Matthews has (1) performed physical evaluations and tests of Plaintiff to diagnose her
interstitial cystitis, (2) conducted specialized pelvic floor examinations, (3) ordered physical
therapy for Plaintiff and instructed her on exercises to alleviate symptoms, and (4) prescribed
medication for Plaintiff. Id. at p. 6 (citing Tr. 367-68, 371, 373). Plaintiff notes that Dr. Leonard
has “reported throughout 2018 and into 2019 that [Plaintiff] was suffering from urinary frequency,
urgency, and suprapubic pain,” and “consistently noted [Plaintiff’s] complaints and referred her
for urological evaluation.” Id. (citing Tr. 324-27). Plaintiff argues that the “opinions submitted
by Dr. Matthews and Dr. Leonard meet the requirement for supportability and consistency under
the regulations,” however “the same cannot be said for the opinion of the disability examiner.” Id.
Plaintiff also argues that the third factor of the regulations requires the ALJ to “consider
the length of the treatment relationship, the frequency of examinations, the purpose of the
treatment relationship, the extent of the treatment relationship, and the examining relationship.”
(Document No. 15, p. 6) (citing 20 C.F.R. 404.1520c(c)(3)(i)-(v)). According to Plaintiff, these
factors “clearly weigh in favor of the opinions of Dr. Matthews and Dr. Leonard,” as they had
“established treating relationships with [Plaintiff].” Id. In contrast, “the state disability examiner
had no treating relationship with the Plaintiff.” Id.
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Plaintiff further asserts that under the fourth factor, “the medical opinion… of a medical
source who has received advanced education and training to become a specialist may be more
persuasive about medical issues related to his or her area of specialty than a medical opinion… of
a medical source who is not a specialist.”
(Document No. 15, p. 7) (citing 20 C.F.R.
404.1520c(c)(4)). Plaintiff argues that “this factor obviously weighs in favor of Dr. Matthews’
opinions rather than those of the disability examiner” since she is a “urologist with advanced
training and education” and “there is no indication that the disability examiner had any specialty.”
Id.
Next, Plaintiff asserts that “other factors that tend to either support or contradict a medical
opinion” including “whether there is evidence showing a medical source has familiarity with other
evidence in the claim” must also be considered. (Document No. 15, p. 7) (citing 20 C.F.R.
404,1520c(c)(5)). Plaintiff argues that this factor “also weighs in favor of the opinions of
[Plaintiff’s] treating physicians over the state disability examiner” because “there is no evidence
that the state doctor reviewed any of the medical evidence in [Plaintiff’s] claim before rendering
his opinion. Id. On the other hand, Plaintiff continues, “it is clear that Dr. Matthews and Dr.
Leonard were familiar with [Plaintiff’s] history of treatment for interstitial cystitis.” Id.
Plaintiff contends that the “ALJ erred in finding the opinion of a one-time state disability
examiner to be persuasive over the opinions of [Plaintiff’s] treating physician and urologist under
the guidelines set out in 20 C.F.R 1520c.” (Document No. 15, p. 7). According to Plaintiff, all of
these factors “weigh in favor of the opinions of [Plaintiff’s] providers” and none “support the
opinion of the disability examiner.” Id. Therefore, Plaintiff concludes, “[t]he ALJ’s decision to
credit the disability examiner over Dr. Leonard and Dr. Matthews was not supported by substantial
evidence.” Id. at pp. 7-8.
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In response, Defendant argues that “[t]he ALJ properly evaluated the persuasiveness of the
opinion evidence and explained the supportability and consistency of the opinions based on the
entire evidentiary record.” (Document No. 19, p. 13). Defendant asserts that Plaintiff’s “treatment
response [was] inconsistent with disabling limitations,” and thus the ALJ observed that the
“allegations lacked the evidentiary support to prove disability.” Id.
Defendant contends that “the agency will not defer or give any specific weight, including
controlling weight, to any medical opinion(s) or prior administrative medical finding(s), including
those from the claimant’s own medical sources.” (Document No. 19, p. 15) (citing 20 C.F.R. §
404.1520c(a)(2017)). Instead, Defendant continues, “the ALJ focuses on the persuasiveness of
the medical opinion(s) or prior administrative medical finding(s) while considering [the] five
regulatory factors” as listed above. Id. (citing 20 C.F.R 404.1520c(a)-(c)(2017)).
Defendant argues that Plaintiff’s assertion that Drs. Leonard’s and Matthews’ status as her
treating physicians requires the ALJ’s deference to their medical opinions “is not legally
supported.” (Document No. 19, p. 15). Defendant asserts that “[w]hile the ALJ must articulate
how he considered the medical opinions, there are no particularized procedures that the ALJ must
follow
when
considering opinions
from
treating sources.”
Id.
(citing 20
C.F.R.
404.1527(c)(2)(2016); 20 C.F.R. 404.1527(c)(2)(2017); 20 C.F.R. 404.1520c(b)(2017)).
Defendant further contends that the ALJ appropriately found “Drs. Leonard’s and
Matthews’s opinions were not persuasive because they were not entirely consistent with other
medical evidence of record and Plaintiff’s testimony.” Id. at p. 16. Specifically, Defendant
asserts, “the treatment records document Plaintiff’s improved symptoms with treatment and
lifestyle changes that directly contradict the need for excessive restroom breaks, chronic
absenteeism, and time off task beyond customary allowances to account for Plaintiff’s pain and
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related symptoms as indicated in Drs. Leonard and Matthews’s opinions.”
Id. Defendant
continues, “Plaintiff testified that she could sustain standing and sitting more than what her treating
sources provided for in their opinions.” Id. (citing Tr. 38, 40, 46). According to Defendant, it
appears that Plaintiff’s treating sources “based their functional assessments primarily on Plaintiff’s
subjective complaints at onset, minimally considering the effect of treatment and lifestyle changes
that occurred afterward.” Id.
Defendant argues that Plaintiff’s assertion that “Dr. Matthews’s diagnosis of interstitial
cystitis is enough to support opinions indicating disability” is incorrect. (Document No. 19, p. 17).
Instead, Defendant argues that “[a] mere diagnosis of a condition is not enough to prove disability;”
“[t]here must be a showing of functional loss.” Id. (citing Gross v. Heckler, 785 F.2d 1163, 1165
(4th Cir. 1986).
Regarding the ALJ’s consideration of the state examiner’s opinion, Defendant argues that
the ALJ “fully considered Drs. Broman-Fulks and Burgess’s medical impressions following their
one-time examinations when evaluating their opinions.” Id. (citing Tr. 19). This is appropriate,
Defendant contends, because the ALJ must consider “administrative medical findings” in
accordance with the regulations and “Federal or State agency medical or psychological consultants
are highly qualified and experts in Social Security disability evaluation.” Id. at pp. 17-18 (citing
20 C.F.R. § 404.1513a(b)(1)(2017)) (internal citations omitted).
Though the ALJ found the consultive examiners’ opinion most persuasive, Defendant
asserts that “there is no requirement that an ALJ base his RFC finding… on a medical opinion.”
(Document No. 19, p. 18) (citing Wykle v. Saul, No. 1:19-CV-155-MOC, 2020 WL 697445, at *6
(W.D.N.C. Feb. 11, 2020); 20 C.F.R. §404.1527(a)-(c); Felton-Miller v. Astrue, 459 Fed. App’x.
226, 2301-31 (4th Cir. 2011); Jackson v. Comm’r Soc. Sec., 2014 WL 1669105, at *2 (D. Md.
12
Apr. 24, 2014)). In fact, Defendant continues, “determining [Plaintiff’s] RFC is solely within the
province of the ALJ who considers all of the relevant medical and other evidence when making a
finding.” Id. at p. 19 (citing 20 C.F.R. § 404.1545(a)(3); § 404.1527(e); § 404.1546) (internal
quotations omitted). Ultimately, Defendant concludes, “the ALJ appropriately evaluated the
opinion evidence and provided sufficient rationale in the written decision to explain his assessment
of the supportability and consistency of the aforementioned opinions.” Id. (citing Tr. 15-19).
The undersigned finds that the ALJ properly considered the medical sources’ opinions and
that substantial evidence supported his RFC finding.
When determining whether an opinion is persuasive, “[t]he ALJ is not required to explain
how she considered each of the relevant factors;” rather “the ALJ need only explain how she
considered the most important factors” of “supportability” and “consistency.” Corbin v. Kijakazi,
2022 WL 990487, at *2 (E.D.N.C. Mar. 31, 2022) (citing 20 C.F.R. § 404.1520c(b)(2)-(3)). The
regulations “plainly impos[e] an articulation requirement,” however they do not require the ALJ
to use “any particular language or adhere to any particular format” in his decision. Id.; Tina B. v.
Kijakazi, 2022 WL 2057739, at *7 (E.D.Va. May 6, 2022).
The court in Tina B found that “the ALJ properly considered the supportability of [the
medical source’s] opinion.” Tina B., 2022 WL 2057739, at *7. The fact that the ALJ did not use
the words “supportability” “bears no relevance” in the court’s review of the ALJ’s satisfactory
analysis. Id. Rather, the ALJ’s summation and evaluation of the medical and other evidence noted
multiple examples where the medical source’s opinion lacked support based on other medical
examinations, medical evidence, and the claimant’s own testimony regarding her medications. Id.
at *8. Therefore, the ALJ in Tina B. complied with the “articulation standard” which “enable[d]
[the] reviewing court to trace the path of an adjudicator’s reasoning.” Id. at *7.
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Here, the ALJ is not required to “explain how [he] considered each of the relevant factors,”
but must explain his consideration of “the most important factor[s].” See Corbin, 2022 WL
990487, at *2
In his opinion, the ALJ articulates his consideration of the “consistency”
requirement explicitly by noting: (1) Plaintiff’s “testimony is inconsistent with her reports to the
various treating and examining providers in the record;” (2) the opinions of Dr. Matthews and Dr.
Leonard were not fully persuasive “as they are not entirely consistent with the other medical
evidence of record and the claimant’s testimony;”
and (3) Dr. Broman-Fulks’ opinion is
persuasive “as it is consistent with other medical evidence of record (Tr. 18-19) (citing Tr. 456,
458, 324, 449, 402-09, 448-53).
The ALJ does not explicitly use the word “supportability” in his examination of the medical
sources’ opinions, however that “bears no relevance” to the undersigned’s review of the ALJ
decision. Instead, in finding Dr. Matthews’ and Dr. Leonard’s opinions not “fully persuasive,” the
ALJ considers the supportability of each opinion by evaluating medical and other evidence as it
relates to the opinions and Plaintiff’s overall condition such as: (1) both doctors’ treatment notes
regarding Plaintiff’s condition; (2) the medicine each doctor prescribed and how Plaintiff used it;
(3) the testimony provided by Plaintiff; and (4) the opinions provided by the other examiners. (Tr.
16-18) (citing Tr. 319-63, 364-401, 402-05, 406-08, 422-47, 454-59). This adequately satisfies
the “articulation standard” required by the regulations and allows the undersigned “to trace the
path of [the ALJ’s] reasoning” in determining Plaintiff’s RFC. See Tina B., 2022 WL 2057739,
at *7. Like the court in Tina B., the undersigned finds “the ALJ properly considered the
supportability of [the medical source’s] opinion.” Id.
It appears to the undersigned that although the ALJ did not find the treating physicians’
opinions to be “fully persuasive,” he certainly accepted their diagnosis of IC and included
14
limitations in the RFC that reflect their opinions. In the end, he disagreed that her condition is
disabling – a decision reserved to the Commissioner. Notably, the ALJ was also not “fully”
persuaded by the State Agency consultants who found Plaintiff capable of medium work, while
the ALJ limited Plaintiff to light work. (Tr. 17, 19).
In short, although the undersigned may have weighed the medical opinions differently than
the ALJ, it appears that the ALJ appropriately considered the medical opinions pursuant to the
regulations’ requirements and that substantial evidence supports the ALJ’s decision.
B. RFC Determination
Next, Plaintiff argues that “[t]he ALJ erred in finding [Plaintiff] capable of light-duty
work.” (Document No. 15, p. 8). According to Plaintiff, because Dr. Matthews and Dr. Leonard
opined that Plaintiff “would require excessive breaks” and “[t]he vocational expert testified that a
claimant with such limitations/restrictions would not be able to maintain competitive work,” the
ALJ’s finding of her RFC is “not supported by substantial evidence.” Id.
Further, Plaintiff argues that her “limited activities” such as light household chores, grocery
shopping, and attending church, “do not translate into the ability to perform substantial, gainful
work activity.” (Document No. 15, p. 9). By “attempting to equate such activities to the ability to
work,” Plaintiff argues that the ALJ erred in determining that Plaintiff can perform light-work
because “these activities simply do not translate to work activity on a full-time basis as required
by Social Security regulation.” Id.
In response, Defendant argues that “[t]he ALJ provided the requisite analysis and support
when evaluating Plaintiff’s symptoms and the opinion evidence to determine the RFC.”
(Document No. 19, p. 7). Defendant contends “the ALJ carefully examined the evidence and
accounted for limitations he found to be supported by such evidence.” Id. (citing Tr. 15-19); Craig
15
v. Chater, 76 F.3d 585, 595 (4th Cir. 1996)). In making the determination that Plaintiff could
perform light-work, Defendant asserts that the ALJ considered: (1) “Dr. Leonard’s records
documenting her treatment in 2018 and 2019” (Tr. 15-19, 319-63, 422-47); (2) “Dr. Matthews’s
treatment records from 2019 and 2020” (Tr. 15-19, 448-59); and (3) mental and physical
consultative examinations where Plaintiff reported that “she experiences infrequent flares of
symptoms” (Tr. 17, 18, 448). Id. at pp. 8-10. Defendant contends that these records show that
Plaintiff’s symptoms can be “reasonably controlled by medication or treatment” and thus are not
disabling. Id. at p. 10.
Defendant argues that the RFC finding is consistent with Plaintiff’s testimony that she must
limit sitting, she stands a lot to relieve bladder pressure, she does not have problems standing, she
stays up during the day and only lies down at night, she spends five minutes or less in the bathroom,
and she can go two sometimes three hours without using the restroom on a good day. (Document
No. 19, p. 11) (citing Tr. 38, 40, 46). Additionally, Defendant asserts that the vocational expert
testified that “brief five-minute restroom breaks would not preclude competitive work as it
comports with customary work breaks and permissible time off task.” Id. (citing Tr. 56).
Regarding the ALJ’s consideration of Plaintiff’s daily activities, Defendant argues that
“Plaintiff’s daily activities were not the only factor the ALJ relied upon.” Id. Defendant asserts
that the ALJ also considered “the location, duration, frequency, and intensity of her pain and other
symptoms, precipitating and aggravating factors, the effectiveness of medication and other
treatment, and other measures Plaintiff used to alleviate her pain.” Id. at pp. 11-12 (citing Tr. 1519; 20 C.F.R. 404. 1250(c)(3)(ii)-(vii)). From these facts, Defendant argues, the ALJ may draw
meaningful inferences when evaluating Plaintiff’s symptoms and specific limitations in the RFC.
Id. at p. 12.
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Lastly, Defendant contends that the ALJ’s second hypothetical was sufficient because it
“fairly set out all of Plaintiff’s impairments” and it “adequately reflect[ed] the RFC for which the
ALJ had sufficient evidence.” Id. (citing Tr. 17, 53-33; Walker v. Bowen, 889 F.2d 47, 50 (4th
Cir. 1989); Cole v. Berryhill, 1:17-CV-057-GCM, 2018 WL 893769, at *5-*6 (W.D.N.C. Feb.
14, 2018)).
The undersigned finds the ALJ relied on substantial evidence to support the RFC finding
and the ALJ was entitled to use Plaintiff’s daily activities as one of a variety of factors when
determining her RFC.
When determining the extent to which a claimant’s symptoms limit the capacity for work,
the regulations note that in addition to objective medical evidence, “other evidence” will be
considered “[b]ecause symptoms sometimes suggest a greater severity of impairment than can be
shown by objective medical evidence alone.” 20 C.F.R. § 404.1529(c)(2)-(3).
The “other
evidence” considered may include “daily activities” as one of a variety of factors since they are
“an important indicator of the intensity and persistence of your symptoms.” See id. §
404.1529(c)(3)(i). In addition to “daily activities,” the ALJ may consider factors such as (1)
“location, duration, frequency, and intensity of [Plaintiff’s] pain or other symptoms;”
(2)
“precipitating and aggravating factors;” (3) “the type dosage, effectiveness, and side effects of
any medication [Plaintiff] take[s] or ha[s] taken to alleviate [Plaintiff’s] pain or other symptoms;”
(4) “treatment other than medication;”
(5) “any measures [Plaintiff] use[s]… to relieve
[Plaintiff’s] pain;” and (6) “other factors concerning [Plaintiff’s] functional limitations and
restrictions due to pain.” 20 C.F.R § 404. 1529(3)(ii)-(vii).
Here, the ALJ relied on Plaintiff’s testimony and medical source opinion to support the
RFC finding. (Tr. 18-19). This serves as “relevant evidence as a reasonable mind might accept
17
as adequate to support a conclusion,” and thus, the Court should defer to the ALJ’s RFC finding.
Smith, 782 F.2d at 1179; Bird v. Comm’r of Soc. Sec. Admin, 699 F.3d 337, 340 (4th Cir. 2012).
Further, the ALJ properly considered Plaintiff’s “daily activities” as one of a variety of
factors when determining her RFC. See (Tr. 18-19). In addition to Plaintiff’s “daily activities,”
the ALJ also considers (1) the location, duration, frequency, and intensity of Plaintiff’s pain and
symptoms;
(2) precipitating and aggravating factors such as Plaintiff’s diet and certain
medications; (3) the effect of medications on Plaintiff’s condition; and (4) measures taken by
Plaintiff to relieve her pain and symptoms such as “sitting with her left leg over the side of a chair,
“gingerly climbing stairs,” and “lying down with pillows between her legs.” (Tr. 18).
The undersigned also notes that Defendant’s briefing in this case was particularly thorough
and persuasive, and as noted above, Plaintiff declined the opportunity to rebut Defendant’s
compelling arguments.
Based on the foregoing, the undersigned is not convinced the ALJ erred in finding Plaintiff
capable of “light-duty work.”
IV.
CONCLUSION
The undersigned finds that there is “such relevant evidence as a reasonable mind might
accept as adequate to support a conclusion,” and thus substantial evidence supports the
Commissioner’s decision. Richardson v. Perales, 402 U.S. 389, 401 (1971); Johnson v. Barnhart,
434 F.3d 650, 653 (4th Cir. 2005). As such, the undersigned will direct that the Commissioner’s
decision be affirmed.
IT IS, THEREFORE, ORDERED that: Plaintiff’s “Motion For Summary Judgment”
(Document No. 14) is DENIED; the Defendant’s “Motion For Summary Judgment” (Document
No. 18) is GRANTED; and the Commissioner’s determination is AFFIRMED.
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SO ORDERED.
Signed: July 28, 2022
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