McNemar v. Commissioner of Social Security Administration
Filing
21
Memorandum Opinion and Order adopting the re 16 Report and Recommendation of the Magistrate Judge; The judgment of the Commissioner is reversed and the matter remanded for further proceedsing. Judge John R. Adams on 11/15/11. (K,C)
UNITED STATES DISTRICT COURT
NORTHERN DISTRICT OF OHIO
EASTERN DIVISION
KAREN J. McNEMAR,
Plaintiff,
COMMISSIONER OF SOCIAL
SECURITY,
Defendant.
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CASE NO.: 1:10CV2079
JUDGE JOHN ADAMS
ORDER AND DECISION
This matter comes before the Court on objections filed by Plaintiff Karen McNemar and
Defendant Commissioner of Social Security (“the Commissioner”) to the Report and
Recommendation (“R&R”) of the Magistrate Judge. This action was referred to the Magistrate
Judge for a R&R on McNemar’s Appeal of the Social Security Administration’s decision to deny
her request for disability insurance benefits and supplemental security income. On August 29,
2011, Magistrate Judge McHargh issued his R&R recommending that the Commissioner’s
decision be reversed and the matter be remanded for a new hearing. Both parties filed timely
objections.
For the reasons stated below, the objections are overruled. The R&R is adopted and the
findings of the Commissioner are REVERSED and the matter REMANDED for a new hearing.
I.
Standard of Review
District courts conduct de novo review of those portions of a magistrate judge’s R & R to
which specific objections are made. 28 U.S.C. § 636(b)(1). However, in social security cases,
judicial review of a decision by the Commissioner is limited to determining whether the decision is
supported by substantial evidence based upon the record as a whole. Longworth v. Comm’r of Soc.
Sec., 402 F.3d 591, 595 (6th Cir. 2005). The substantial evidence standard is met if “a reasonable
mind might accept the relevant evidence as adequate to support a conclusion.” Warner v. Comm’r
of Soc. Sec., 375 F.3d 387, 390 (6th Cir. 2004). If substantial evidence supports the
Commissioner’s decision, this Court will defer to that finding “even if there is substantial evidence
in the record that would have supported an opposite conclusion.” Id.
II.
Commissioner’s Objections
In his first objection, the Commissioner contends that the Magistrate Judge erred when he
found that that the ALJ’s questioning of the vocational expert failed to properly take into account
all of McNemar’s impairments. This Court finds no error in the R&R.
In his opinion, the ALJ found that “[w]ith regard to concentration, persistence or pace, the
claimant has moderate difficulties.” Utilizing McNemar’s other impairments, the ALJ posed the
following hypothetical to the vocational expert:
I would like you to consider the following hypothetical worker. This person, as of
the alleged onset date, is 38 years old and has a 12th grade Special Education. …
This person would have the following exertional and non-exertional limitations.
They could lift and carry up to 20 pounds occasionally. They could lift and carry
ten pounds frequently. They could stand and walk for two hours out of the
eight-hour day. They could sit for at least six hours out of the eight-hour day, and
they could push or pull up to 20 pounds occasionally and they could push or pull 10
pounds frequently.
Finally, this person would be limited to simple, routine work.
The Commissioner contends that this final sentence adequately reflects McNemar’s moderate
limitations regarding concentration and persistence or pace. The Court acknowledges that this is
a close call, but precedent from the Sixth Circuit and persuasive authority from other district courts
strongly support the R&R.
In Smith v. Halter, 307 F.3d 377 (6th Cir. 2001), the Sixth Circuit noted as follows on this
topic:
Specifically, Smith argues that the ALJ should have added the instruction that the
claimant “often” suffers deficiencies in concentration, persistence, or pace
resulting in failure to complete tasks in a timely manner, as the ALJ indicated in the
PRT. Under cross examination by Smith’s attorney, the vocational expert admitted
that such an additional stipulation would affect the claimant’s work performance at
the four identified jobs and might render it impossible for him to perform one or
more of them.
We disagree. The ALJ’s “finding” Smith relies on here - that Smith “often” has
problems concentrating that preclude him from completing tasks on time-was a
single box the ALJ checked in a 1-5 rating scale on a standard psychiatric
assessment form. But the ALJ went beyond this simple frequency assessment to
develop a complete and accurate assessment of Smith’s mental impairment, as
Varley requires. In particular, the ALJ relied on the testimony of four physicians
who characterized Smith’s concentration problems as minimal or negligible. The
ALJ then translated Smith’s condition into the only concrete restrictions available
to him - examining psychiatrist Schweid’s recommended restrictions against
quotas, complexity, stress, etc. - and duly incorporated them into his hypothetical to
the vocational expert.
Id. at 379. In other words, “an ALJ’s failure to include in a hypothetical question a PRTF finding
that a claimant ‘often’ has difficulty concentrating is not a basis for remand when the hypothetical
question adequately describes that claimant’s limitations arising from a mental impairment.”
Edwards v. Barnhart, 383 F.Supp.2d 920 (E.D.Mich. 2005) (citing Smith, 307 F.3d at 379). The
Commissioner contends that the ALJ in this matter proceeded precisely as the ALJ in Smith did
and that therefore the R&R is incorrect. The Court disagrees.
Unlike the ALJ in Smith, this ALJ did not incorporate any restrictions regarding
concentration, persistence, or pace. The ALJ did not use a quote restriction to remedy the issue
with pace, nor make even a suggestion about it. In that manner, the Court finds the matter more
closely aligned with Edwards.
First, this Court notes that the manner in which Edwards
distinguished itself from Smith is equally applicable here.
Unlike the Smith case, the present case does not include “the testimony of four
physicians who characterized [the Plaintiff’s] concentration problems as minimal
or negligible.” Indeed, Plaintiff’s most recent GAF of 50-55 by Dr. Bogdanovic
shows “moderate difficulty in ... occupational functioning.”
In Smith, the ALJ in addition to noting the four physicians who characterized the
Smith’s concentration problems as minimal or negligible also incorporated into his
hypothetical question “restrictions against quotas, complexity, stress, etc.” Here,
the ALJ had less weighty counter evidence concerning concentration than in Smith,
and he limited the hypothetical worker’s dealing with coworkers and supervisors,
and the public and precluded all but simple, routine, unskilled work. (R. 248).
Edwards, 383 F.Supp.2d at 930. In finding that the ALJ’s inquiry was insufficient, Edwards
concluded:
Plaintiff may be unable to meet quotas, stay alert, or work at a consistent pace, even
at a simple, unskilled, routine job. The current hypothetical question is not adequate
on the issue of moderate limitations of concentration, persistence and pace for this
Court to have any idea as to the number of the assembly, packing, and sorting or
security guard jobs identified by the VE that would be excluded if quotas or other
aspects related to moderate concentration limitations were added to the
hypothetical question. Each of these jobs seems to require a degree of sustained
concentration, persistence and pace.
Id. at 930-31. Precisely like the issue in Edwards, this Court cannot determine the number
cashier, food and beverage order clerk, dowel inspector, and office helper jobs that would be
excluded if McNemar’s mental impairments had been included in the hypothetical posed to the
vocational expert.
Similarly, White v. Commissioner, 572 F.3d 272 (6th Cir. 2009) does not aid the
Commissioner’s argument. The White Court noted that “the hypothetical posed to the VE during
White’s hearing expressly included the condition that the claimant had a “moderate limitation in
[the claimant's] ability to maintain attention and concentration due to mental impairment.” Id. at
288. As this limitation was expressly included White and not included herein, White does not
support a claim of error in the R&R.
Accordingly, the Commissioner’s sole objection is
overruled.
McNemar also objects to the R&R. Specifically, McNemar contends that the R&R
improperly concludes that part-time jobs are relevant in Step Five of the disability analysis. The
Court finds no merit in this objection.
In reaching his conclusion, the magistrate judge relied upon Liskowitz v. Astrue, 559 F.3d
736 (7th Cir. 2009) as persuasive authority. This Court similarly finds Liskowitz persuasive.
Like the claimant in Liskowitz, McNemar’s objection is premised upon Social Security
Ruling 96-8p which provides as follows: “[o]rdinarily, RFC [residual functional capacity] is an
assessment of an individual’s ability to do sustained work-related physical and mental activities in
a work setting on a regular and continuing basis. A ‘regular and continuing basis’ means 8 hours a
day, for 5 days a week, or an equivalent work schedule.” In rejecting the assertion that this ruling
is dispositive of the issue, the Liskowitz Court noted:
Ruling 96-8p does not say, nor do we interpret it to imply, that a VE may
permissibly testify only as to the availability of full-time jobs. On the contrary, to
say that the ALJ may deny benefits only if she finds the claimant capable of some
form of full-time work is quite different from saying that only full-time jobs can
constitute significant work in the national economy. To return to our previous
example, a person who is functionally capable of running professionally should not
be deemed disabled simply because some of the jobs that are available for
professional runners are part-time jobs.
…
Liskowitz’s interpretation of Ruling 96-8p also has significant practical problems.
Once again, the VE testified that she had “no way of knowing” how many of the
jobs that she had identified were part-time jobs. In the colloquy that immediately
preceded this remark, the VE made it clear that the reason she had no way of
knowing was that this information was not contained in the data sources on which
she based her testimony. Indeed, Liskowitz’s counsel conceded at oral argument
that no government data source contains this information. Surely, this is a sign that
Liskowitz expects too much.
We decline Liskowitz’s invitation to impose impossible burdens on the VE. We
hold instead that a VE may, consistent with Ruling 96-8p, testify as to the numbers
of jobs that a claimant can perform without specifically identifying the percentage
of those jobs that are part-time. The claimant, of course, may respond to the VE’s
testimony by offering evidence of her own that the jobs the VE identified do not
constitute “substantial gainful work” within the meaning of Section 423(d)(2)(A).
There may even be circumstances in which a claimant can accomplish this by
showing that a substantial percentage of the jobs that the VE has identified are
part-time jobs. However, Liskowitz made no effort to rebut the VE’s testimony in
this case.
Liskowitz, 559 F.3d at 745. As this matter is already set to be remanded, the Court finds no reason
to go into great detail in rejecting McNemar’s objection on this issue. The rationale in Liskowitz
is persuasive and on the exact point raised herein. Despite his attempts, McNemar is unable to
convince this Court of any error or logic flaw in Liskowitz. Accordingly, the Court adopts the
reasoning contained in that persuasive authority. McNemar’s objection is overruled.
The Magistrate Judge’s Report and Recommendation is ADOPTED IN WHOLE. The
judgment of the Commissioner is REVERSED and the matter is REMANDED for further
proceedings consistent with this opinion.
IT IS SO ORDERED.
Dated: November 15, 2011
/s/ John R. Adams
JUDGE JOHN R. ADAMS
UNITED STATES DISTRICT JUDGE
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