Buchanan v. Price et al
Filing
48
Memorandum Opinion and Order. For the reasons stated in this order, all defendants are entitled to summary judgment in their favor as to all claims asserted. Therefore, the motion for summary judgment is granted. (Related doc # 44 ). Accordingly, the pro se prisoner civil rights action by John A. Buchanan is dismissed with prejudice. Signed by Magistrate Judge William H. Baughman, Jr on 8/21/18. (H,D)
IN THE UNITED STATES DISTRICT COURT
NORTHERN DISTRICT OF OHIO
EASTERN DIVISION
JOHN A. BUCHANAN,
Plaintiff,
v.
RILLA PRICE et al.,
Defendants.
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CASE NO. 1:16 CV 2005
MAGISTRATE JUDGE
WILLIAM H. BAUGHMAN, JR.
MEMORANDUM OPINION &
ORDER
Introduction
Before me1 in the matter of John A. Buchanan’s pro se prisoner civil rights action
against defendants Rilla Price, Richard Rodick, and Margaret Bradshaw2 is a motion for
summary judgment by all defendants.3 Buchanan has not responded to that motion.4 For
the reasons that follow, the motion for summary judgment will be granted and Buchanan’s
complaint dismissed with prejudice.
Facts
Buchanan, who was incarcerated at the Richland Correctional Institution upon
conviction of aggravated assault and having a weapon under disability, asserts that the
1
Upon consent of the parties to my exercise of jurisdiction, this matter was transferred to
me by United States District Judge James S. Gwin. ECF No. 39.
2
ECF No. 1.
3
ECF No. 44.
4
See ECF No. 47. A copy of my order directing Buchanan to respond by May 7, 2018, was
returned to the clerk as undelivered.
defendants conspired together to raise his prison security level in retaliation for his
complaining about prison conditions. 5 The Ohio Department of Rehabilitation and
Correction assesses each inmate under a five-level security classification system based on
objective factors such as age, criminal history, education, and behavioral record. 6 An
inmate with a lower security classification receives greater privileges than does one with a
higher classification. 7 Inmates receive an annual review to determine the appropriate
security classification.8
Buchanan received such an annual review in August 2015, with defendants Price
and Rodick serving as the classification committee9 in this case.10 At the time, Buchanan
was a Level One inmate.11 The committee, however, noted that in January 2015 Buchanan
had been found guilty of three infractions of prison rules.12 Because a Level One status
confers the highest level of privilege in prison, prisoners at that level are expected to be
5
ECF No. 1.
6
ECF No. 44 at 3 (citing Price Declaration).
7
Id.
8
Id.
9
Defendant Bradshaw is the prison warden and did not serve on the committee. See id. at
10.
10
Id. at 3.
11
Id. at 4.
12
Id.
2
fully compliant with prison rules. 13 The committee, therefore, increased Buchanan’s
security classification to Level Two.14
Analysis
A.
Applicable law
The court should grant summary judgment if satisfied “that there is no genuine issue
as to any material fact and that the moving party is entitled to a judgment as a matter of
law.”15 The moving party bears the burden of showing the absence of any such “genuine
issue”:
[A] party seeking summary judgment always bears the initial
responsibility of informing the district court of the basis for its motion,
and identifying those portions of “the pleadings, depositions answers to
interrogatories, and admissions on file, together with affidavits, if any,”
which it believes demonstrates the absence of a genuine issue of material
fact.16
A fact is “material” only if its resolution will affect the outcome of the lawsuit. 17
Determination of whether a factual issue is “genuine” requires consideration of the
13
Id.
14
Id.
15
Fed. R. Civ. P. 56(c).
16
Celotex Corp. v. Catrett, 477 U.S. 317, 323 (1986) (citing Fed. R. Civ. P. 56(c)).
17
Anderson v. Liberty Lobby, 477 U.S. 242, 248 (1986).
3
applicable evidentiary standards.18 The court will view the summary judgment motion “in
the light most favorable to the party opposing the motion.”19
The court should grant summary judgment if a party who bears the burden of proof
at trial establishes each essential element of his case.20 Accordingly, “[t]he mere existence
of a scintilla of evidence in support of the plaintiff’s position will be insufficient; there
must be evidence on which the jury could reasonably find for the plaintiff.”21
Once the moving party has satisfied its burden of proof, the burden then shifts to the
non-mover. 22 The non-moving party may not simply rely on its pleadings but must
“produce evidence that results in a conflict of material fact to be solved by a jury.” 23
Moreover, if the non-movant presents evidence “merely colorable” or not “significantly
probative,” the court may decide the legal issue and grant summary judgment.24 “In other
words, the movant can challenge the opposing party to >put up or shut up= on a critical
issue.”25
18
Id. at 252.
19
U.S. v. Diebold, Inc., 369 U.S. 654, 655 (1962).
20
McDonald v. Petree, 409 F.3d 724, 727 (6th Cir. 2005) (citing Celotex, 477 U.S. at 322).
21
Leadbetter v. Gilley, 385 F.3d 683, 690 (6th Cir. 2004) (quoting Anderson, 477 U.S. at
248-49) (internal quotations omitted).
22
Id. at 256.
23
Cox v. Ky. Dept. of Transp., 53 F.3d 146, 150 (6th Cir. 1995).
24
Anderson, 477 U.S. at 249-50 (citation omitted).
25
BDT Prods. v. Lexmark Int’l, 124 F. App’x 329, 331 (6th Cir. 2005) (internal quotations
omitted).
4
In sum, proper summary judgment analysis entails the threshold inquiry of
determining whether there is the need for a trial B whether, in other words, there are any
genuine factual issues that properly can be resolved only by a finder of fact because they
reasonably may be resolved in favor of either party.26
B.
Application of applicable law
The defendants are not entitled to summary judgment simply because Buchanan has
not contested the motion. While the court when reviewing an unopposed motion for
summary judgment may take as uncontested all the evidence presented with the motion,27
the motion must still be analyzed in accordance with the applicable standards of Rule 56.28
That said, in most instances the failure of a party to oppose a motion for summary judgment
is fatal to its case. 29 Accordingly, I will consider the individual assertions made by
Buchanan.
1.
Retaliation
A plaintiff must establish all three elements of a retaliation claim in order to prevail:
(1) that he engaged in protected conduct; (2) that an adverse action was taken against him
that would deter a person of ordinary firmness from continuing to engage in that conduct;
26
Anderson, 477 U.S. at 250.
27
Perez-Cordero v. Walmart Puerto Rico, 440 F.3d 531, 533-34 (1st Cir. 2006).
28
Id.
29
Id. at 534.
5
and (3) that there is a causal connection between the protected conduct and the adverse
action.30 Here, Buchanan’s claim fails on the first and third elements.
As to the first element, Buchanan maintains that he engaged in protected conduct
by sending a “kite,” or internal complaint, to Warden Bradshaw contending that: (1) there
were insufficient complaint forms available for use by prisoners; and (2) that the forms
which were available were photocopies – a form that was inadmissible as evidence in court,
should that become necessary.31
But as the defendants point out, Buchanan’s submission of the kites at issue shows
that forms were available.32 Further, he then also submitted four additional kites, plus one
informal complaint, two grievances, and two appeals.33 From this undisputed history, it is
virtually impossible to conclude that there was any lack of forms for inmates to use in
making complaints, or that the nature of the forms themselves posed a barrier to their use.
Thus, Buchanan’s complaint at the core of the kites was frivolous. Where an inmate
cannot show any evidence that his complaints to prison officials had legitimacy, his use of
the prison grievance system for such frivolous complaints is not protected conduct.34
30
Herron v. Harrison, 203 F.3d 410, 415 (6th Cir. 2000).
31
ECF No. 44 at 7 (quoting record).
32
Id. (citing record).
33
Id.
34
Hill v. Lappin, 630 F.3d 468, 472 (6th Cir. 2010).
6
Under the third element, the subjective motivation of the defendant is at issue. The
plaintiff must show that the protected conduct was a substantial or motivating factor in the
defendants taking the adverse action.35 In particular, the plaintiff must point to specific,
non-conclusory evidence reasonably linking his conduct to the adverse action. 36 If a
plaintiff can meet this burden, then the burden shifts to the defendant to show that he would
have taken the same action in the absence of the protected conduct.37
In this instance, Buchanan has not met his initial burden of establishing a reasonable
link between his use of the prison kite system and the increase in his security level. Rather,
the uncontradicted evidence is that the increase in his security level was based on the
objective evidence in the record that showed Buchanan had been found guilty of multiple
infractions of prison regulations, which was inconsistent with retaining his lower level
security status. Moreover, even if Buchanan’s mere accusations to the contrary would be
seen as evidence of a reasonable link between his conduct and that reclassification, the
defendants have shown that they would have taken the same action in the absence of any
use by Buchanan of the kite system.
Accordingly, based on the applicable law and the uncontroverted Rule 56 facts in
this record, the defendants are entitled to summary judgment on the claim that they
retaliated against Buchanan for his use of the kite system.
35
Rodgers v. Banks, 344 F.3d 587, 602 (6th Cir. 2003).
36
Id.
37
Thaddeus-X v. Blatter, 175 F.3d 378, 399 (6th Cir. 1999).
7
2.
Equal protection
In order for any action of a prison official to rise to the level of a violation of the
Equal Protection Clause, a prisoner must show that he was intentionally treated differently
from others similarly situated and that there was no rational basis for the different
treatment.38
In his complaint, Buchanan’s equal protection claim entirely involves his situation
as an inmate of a different Ohio prison – the Pickaway Correctional Institution.39 As such,
it does not involve any of the named defendants who all are employed at the Richland
Correctional Institution.
Accordingly, the defendants are entitled to summary judgment on the claim that
they denied Buchanan equal protection of the law.
3.
Conspiracy
It is plain that in the absence of any constitutional violation, a plaintiff cannot
succeed on a conspiracy claim. 40 As noted above, no constitutional violation has been
established as to the retaliation claim or the due process claim. Thus, the defendants are
entitled to summary judgment on the claim of conspiracy.
38
Village of Willowbrook v. Olech, 528 U.S. 562, 564 (2000).
39
ECF No. 1 at 4-8.
40
Anderson v. County of Hamilton, 780 F. Supp. 2d 635, 652 (S.D. Ohio 2011).
8
4.
Respondeat superior/Eleventh Amendment
In addition to the substantive claims discussed above, Buchanan has named Warden
Bradshaw as a defendant, alleging that she is liable for the actions of her subordinates.41
He also seeks monetary damages of $41,400 from the defendants.42
As to Warden Bradshaw, “[h]aving the right to control the offending employee is
not enough [to establish supervisor liability under ' 1983], simply being aware of
misconduct is not enough, and even administrative approval of an action later found to be
retaliatory, without more, is not enough.” 43 Thus, Buchanan’s allegation that Warden
Bradshaw failed to disapprove the decision of Price and Rodick to increase Buchanan’s
security level is insufficient to create liability on the part of Warden Bradshaw. Of course,
as noted, the decision itself was not a constitutional violation.
As to monetary damages, there is no constitutional violation that would give rise to
damages. Further, the Eleventh Amendment bars claims against state officials sued in their
official capacities unless the state has consented to such suits.44 Ohio has not waived its
41
ECF No. 1 at 30.
42
Id. at 3, 30-31.
43
King v. Zamiara, 680 F.3d 686, 696 (6th Cir. 2012).
44
Grinter v. Knight, 532 F. 3d 567, 572 (6th Cir. 2008) (citation omitted).
9
sovereign immunity or consented to be sued in federal court.45 Further, ' 1983 does not
itself abrogate that immunity.46
Accordingly, Warden Bradshaw is entitled to summary judgment on the retaliation
and conspiracy claims. In addition, all defendants are entitled to summary judgment on the
monetary damages claim.
Conclusion
For the reasons stated, all defendants are entitled to summary judgment in their favor
as to all claims asserted. Therefore, the motion for summary judgment 47 is granted.
Accordingly, the pro se prisoner civil rights action by John A. Buchanan48 is dismissed
with prejudice.
Dated: August 21, 2018
s/ William H. Baughman, Jr.
United States Magistrate Judge
45
Mixon v. State of Ohio, 193 F. 3d 389, 397 (6th Cir. 1999).
46
Quern v. Jordan, 440 U.S. 332, 341 (1979).
47
ECF No. 44.
48
ECF No. 1.
10
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