Wiertella v. Lake County, Ohio et al
Filing
77
Memorandum Opinion and Order: For the reasons stated herein, Dr. Raz's motion for summary judgment (Doc. No. 48 ) is GRANTED. The Lake County Defendants' motion for summary judgment (Doc. No. 57 ) is GRANTED IN PART and DENIED IN PART. IT IS SO ORDERED. Judge Bridget Meehan Brennan on 3/26/2024. (H,AR)
IN THE UNITED STATES DISTRICT COURT
FOR THE NORTHERN DISTRICT OF OHIO
EASTERN DIVISION
DENNIS WIERTELLA, as Administrator )
of the Estate of Randy Wiertella, Deceased, )
and Father of Randy Wiertella,
)
)
Plaintiff,
)
)
v.
)
)
LAKE COUNTY, OHIO et al.,
)
)
Defendants.
)
)
I.
CASE NO. 1:20-cv-2739
JUDGE BRIDGET MEEHAN BRENNAN
MEMORANDUM OPINION
AND ORDER
Introduction
Randy Wiertella (“Mr. Wiertella”) died while in the custody of the Lake County Adult
Detention Facility (the “Jail”). Dennis Wiertella (“Plaintiff”), as the administrator of Mr.
Wiertella’s estate, claims that Jail personnel failed to provide Mr. Wiertella with the medical
care, prescriptions, and equipment his serious medical conditions required. Plaintiff claims that
the Jail’s inadequate medical care resulted in Mr. Wiertella’s death.
Plaintiff brought this suit under 42 U.S.C. § 1983 against certain Jail employees and other
personnel alleging violation of Mr. Wiertella’s rights under the Eighth and Fourteenth
Amendments (Count One); a Monell claim against Lake County (Count Two); negligence
against Lake County and certain Jail employees (Count Three); a wrongful death claim against
Lake County and certain Jail employees (Count Four). Defendant Dr. Karim Razmjouei, M.D.
(“Dr. Raz”)1 and Defendants Lake County, Captain Cynthia Brooks, Lieutenant Benjamin
1
Both Plaintiff’s Complaint and Amended Complaint (Doc. Nos. 1, 7) use the name “Dr. Karim
Razmjouei.” Dr. Raz legally changed his last name from Razmjouei to Raz. (Doc. No. 70-5 at
3505.) The Court will refer to Dr. Raz by his legal name.
1
Longbons,2 Diane Snow, RN, and Christina Watson, RN (the “Lake County Defendants”) moved
for summary judgment on Plaintiff’s claims. (Doc. Nos. 48, 57.) These motions are fully
briefed. (See Doc. Nos. 71, 72, 73.) For the reasons below, Dr. Raz’s motion is GRANTED,
and the Lake County Defendants’ motion is GRANTED in part and DENIED in part.
II.
Factual Background
A. Mr. Wiertella’s Arrest
Early on Sunday, December 2, 2018, Mr. Wiertella, a resident of Wisconsin, was pulled
over for speeding on I-90 West in Willoughby Hills, Ohio. (Doc. No. 57-2 at 1095.)3 He was
found to be in possession of a loaded firearm and approximately one gram of cocaine. (Doc. No.
71-3 at 5595-96.)4 On December 5, 2018, Mr. Wiertella was arraigned on one charge of
possession of drugs and one charge of improper transport of a firearm. (Id. at 5597.) On that
same day, Mr. Wiertella was sentenced to 27 days at the Jail. (Id. at 5654.)
B. Medical Screening
On December 2, 2018, Mr. Wiertella was booked at the Jail as a pretrial detainee.
Lieutenant Longbons initiated the booking process. (Doc. No. 70-4 at 3378.) This process
required medical screening, which included a series of 58 questions listed on a particular
screening form. (Doc. No. 71-4 at 5662-63 (medical screening form listing questions).) Mr.
Wiertella’s form noted that he took medication for diabetes, heart disease, high blood pressure,
2
Since December 2018, Benjamin Longbons was promoted from Sergeant to Lieutenant. (Doc.
No. 70-4 at 3321.) The Court will refer to Lieutenant Longbons by his current title unless
quoting a supporting document.
3
For ease and consistency, record citations are to the electronically stamped CM/ECF document
and PageID# rather than any internal pagination.
4
Mr. Wiertella had a concealed carry permit. (See Doc. No. 71-3 at 5595.)
2
and psychiatric disorders. (Id.) It also noted that Mr. Wiertella was allergic to Lisinopril,
required a diabetic diet, suffered from sleep apnea, and had concerns about his immune system.
(Id. at 5663.) The form also reflected that Mr. Wiertella took medications that required
continuous administration. (Id. at 5662.)5 Though the form prompted Lieutenant Longbons to
document the names of Mr. Wiertella’s medications, the last time he took these medications, and
the timing of his next doses, these sections were left blank. (See id. at 5663.) Lieutenant
Longbons also filled out a separate form indicating that Mr. Wiertella did not have any
diagnosed food allergies. (Id. at 5664.)
After the medical screening, but within forty-eight hours of the inmate’s arraignment, the
Jail “classified” inmates into three groups: minimum security, medium security, or maximum
security. (Doc. No. 70-4 at 3399-3401.) The Jail used another form to aid in this process. (See
id.) On December 2, 2018, Lieutenant Longbons filled out the cover sheet of the Jail’s
classification form. (Doc. No. 71-3 at 5639 (showing Lieutenant Longbons’ signature).) Officer
Deanna Hill completed the remaining pages on the same day. (Id. at 5639-47; Doc. No. 70-4 at
3405.) After completing the booking process and initiating the classification paperwork,
Lieutenant Longbons had no further interaction with Mr. Wiertella.
The classification form included questions that are not covered by the medical screening
form, such as an inmate’s history of education, employment, and military service. (See Doc. No.
71-3 at 5645.) Some questions on the classification form overlapped with questions posed to the
5
On the medical screening form, question 17 is posed as a compound question: “Is the prisoner
carrying medications or does the prisoner report being on medication which should be
continuously administered or available.” (Doc. No. 71-4 at 5662.) Lieutenant Longbons circled
“yes” in response to this question and clarified in his deposition testimony that he understood
Mr. Wiertella to be on medications that should be continuously administered or available.
Lieutenant Longbons further testified that he believed that Mr. Wiertella “did not bring any
medications with him to our facility.” (Doc. No. 70-4 at 3381-82.)
3
inmate during medical screening. These included, “are you taking any psychiatric
medications?”; which psychiatric medications an inmate takes; and “did you bring in your
medication?” (Id. at 5642.) Unlike the medical screening form, this classification form noted
that Mr. Wiertella took Zoloft for depression. (Id.) It also indicated that Mr. Wiertella typically
received his medications through the Veterans Affairs Department (“VA”). (Id. at 5643.) Mr.
Wiertella was classified as minimum security. (Id. at 5647.)
Nurse Christina Watson reviewed Mr. Wiertella’s medical screening form on December
2, 2018, the day Mr. Wiertella was booked. (See Doc. No. 70-8 at 4021-22.) The classification
form that Lieutenant Longbons and Officer Hill completed was not part of Mr. Wiertella’s
medical file, and therefore was not sent to the Jail’s medical staff. (See id. at 4036-37; Doc. No.
70-6 at 3803.) Nurse Watson signed the medical screening form and testified that she was aware
that Mr. Wiertella was “on medications that needed to be continuously administered” for
diabetes, heart disease, high blood pressure, and psychiatric disorders. She was also aware that
he was booked without medications. (Doc. No. 70-8 at 4018-19, 4027; Doc. No. 70-14 at 4899.)
The Jail’s policies set out a procedure for inmates who are booked without medications.
Policy 254A identified certain examples of essential medications that included
“antihypertensives (BP); cardiac medications, seizure medications, diabetic medications, blood
thinners and antibiotics.” (Doc. No. 70-12 at 4701.) This policy further stated that:
If the inmate does not have any essential medications with him/her upon arrival,
but states to the staff that he/she is on medications, the medical staff will contact
the inmate’s physician or pharmacy to confirm the essential medications, and make
arrangements for its delivery to the facility.
(Id. at 4702.)6
6
Excerpts from the Jail’s policies retain the original headings, sections, subsections and
formatting.
4
If the inmate does not have medications, but states that he/she is on medications,
the inmate will be required to write down what the medication(s) are that they have
been prescribed, who (what doctor) prescribed them, what pharmacy the
medications were purchased from, and when was the last date and time they took
the prescribed medications. Officers will [e]nsure that they note on the form the
addresses and/or phone numbers associated with the doctor and pharmacy.
If the inmate cannot remember any of this information the inmate will be required
to write down specifically that they do not have any information regarding the
medications, and the statement will be witnessed by the officer.
If the medical staff is not on duty, and if there is no medical staff scheduled to be
on duty within the next 15 hour period of the receipt of any medications by arriving
inmates, then the medical staff will be contacted either at 0800 hrs or at 2200 hrs
(which ever time comes first that particular day ) to review medication provided by
inmates, during that particular shift, to make an evaluation concerning:
a. If any of those medications are essential medications
a. [sic] To make arrangements for the passing of any medications they
determine to be essential to the individual inmate when the inmate has the
medication present in the facility
b. To make arrangements with the on-call physician to order the essential
medications for delivery to the inmate
(Id.)
Nurse Watson and Nurse Diane Snow, the nursing coordinator, testified to the medical
staff’s practices when an inmate stated that he or she was on medications but did not have them
upon entering the Jail. The medical staff’s preference was that inmates ask their family or
friends to bring their medications to the Jail, where the medications could be screened and
administered. (Doc. No. 70-6 at 3721, 3766, 3770.)
If an inmate was unable to arrange a delivery, the medical staff’s practice was to issue a
prescription itself. (Id. at 3771.) The process of issuing a prescription depended on the
information the inmate could provide. If the inmate could provide contact information for his
doctor or pharmacy, the medical staff would obtain the necessary information to verify the
prescription from with the pharmacy or physician. (Id. at 3777.) If the medical staff could not
5
obtain information from the inmate’s pharmacy or physician, Nurse Snow testified that the
inmate would be scheduled for physician “sick call.” (Id. at 3793-94.)
According to Nurse Watson, if an inmate could not provide a physician or pharmacy for
the Jail to contact, the medical staff was not required to take further steps to identify and contact
pharmacies or physicians, but might do so anyway. (Doc. No. 70-8 at 4012.)
Lieutenant Longbons testified that if an inmate did not know information about his
medications or prescribing physicians, he was not required to have the inmate write down this
information. (Doc. No. 70-4 at 3376-77.)
Based on Mr. Wiertella’s in-custody communications, he was capable of writing down
his medications. (See Doc. No. 71-4 at 5665-66 (listing medications).) Mr. Wiertella also
identified the Wassau VA as the pharmacy he typically used. (See id. at 5665.) However, Mr.
Wiertella’s medical screening form did not contain this information. (See id. at 5662-63.)
Despite the lack of prescription details, Mr. Wiertella was not asked to write down the
information he had nor “write down specifically that [he did] not have any information regarding
the medications” while being “witnessed by the officer” pursuant to the Jail’s policies and
procedures. (Doc. No. 70-12 at 4702.) There is no evidence that a nurse or any member of the
medical staff attempted to verify Mr. Wiertella’s medications.
C. Requests for Medications
On December 3, 2018, two of Mr. Wiertella’s friends, Kurt Anthony Anton and Anthony
Joseph Spatol, visited him at the Jail. (Doc. No. 71-3 at 5656.) Mr. Wiertella also made
recorded calls to friends, family, and his public defender. (See Doc. Nos. 57-3, 57-4, 57-5, 576.) In these recordings, Mr. Wiertella requested help contacting the VA for a list of his
6
prescriptions. (See Doc. Nos. 57-5, 57-3.) Specifically on December 5, 2018, Mr. Wiertella
asked an unidentified male
Can you get with Jess and have her call the VA and get a list of all my prescriptions,
because they’re still having a hard time doing that down here, and I haven’t been
on any meds now for like four days, blood pressure or diabetes, nothing. And
they’re saying it could be another week unless I get them that list, or get them sent
in to me.
(Doc. No. 57-3 at 1099.) Mr. Wiertella provided the unknown male with the name and contact
information for his public defender. (See id. at 1100.) The next day, Mr. Wiertella spoke with
an unidentified female and confirmed that the VA would have a list of his medications. (See
Doc. No. 57-6 at 1132-33.) He instructed her to coordinate with his public defender regarding
his medical needs. (See id.)
Between December 3 and December 5, Mr. Wiertella sent a series of inmate request
forms to Jail staff, colloquially referred to as “kites,” asking for medication. (See Doc. No. 7014 at 4903-05.)
According to its policies, the Jail
uses Inmate Request Forms for inmates to correspond, ask questions or make
request from various personnel in the detention facilities. These forms are available
by request from the Correction Officers assigned to your housing area. These forms
are to be used to make request or communicate with the medical staff, mental health
services, Jail Administrator, inmate programming, etc.
Once the Inmate Request Form is received by personnel it will be answered by the
proper authorities and returned to you with a reply. Please limit each Inmate
Request Form to having only one request. Profanity on Inmate Request Forms is
prohibited and will be subject to disciplinary action accordingly. Frivolous request
or those without your name will not be accepted.
(Doc. No. 70-12, at 4396.)
Policy 210C detailed a procedure for inmate request forms. The relevant portions are
excerpted below:
7
PROCEDURE:
1. Anytime an inmate requests an inmate request form, the officer will attempt to
provide the inmate with one in a reasonable amount of time.
2. The officer providing the inmate request form should ask the inmate what
his/her concern or request may be. This should be done to ensure the request is
not an emergency.
3. If the issue is an emergency the officer should assess the issue and contact the
appropriate personnel.
4. Non-emergency requests should be handled when the officer can reasonably
provide the inmate a form.
CONTROL:
1.
All inmate request forms given to officers by inmates should be handled as
quickly as possible.
2. The form provides an area for the name of inmate making the request, and
where the inmate is located.
3. The form provides an area for the officer handling the inmate request form to
sign the form
...
ROUTING:
1. Once the officer receives the completed Inmate request form, the officer will
sign the form, and will give the inmate the pink copy of the initial request.
...
3. Any personnel or department that receives a forwarded inmate request form
shall take the necessary steps to handle the request or issue and reply in the
space provided. The responding person will then sign and date their reply and
return the inmate request form to the appropriate floor and inmate.
...
TRACKING:
1. Completed inmate request forms will be taken to Central Control and filed
alphabetically in the records folder. These forms will then be forwarded to the
records department once per shift, unless otherwise requested, where they will
be placed into the inmates personnel file.
8
2. This is done to ensure the requests, issues and concerns of the inmates housed in the
facility are recorded, and a written document can be called upon to prove or explain
an action taken by corrections officers or other personnel of this facility.
(Id. at 4482-84.)
Policy 251 applied to kites raising an illness or injury:
1. Inmates with claims of an illness or injury will be provided with an Inmate
Request Form and will be advised to fill it out completely, including date and
range.
...
b. The correction officer will sign the form and add the inmate’s range and cell
number. The officer will review the form to ensure that the request is clear.
2. If the correction[s] officer receiving the medical complaint feels it is necessary,
medical staff should be notified immediately.
3. For non-emergencies, the forms will be provided to the medical staff and the
inmate scheduled to be examined.
a. The medical staff will execute the remainder of the form as it pertains to
diagnosis, initial treatment and on-going treatment.
All inmate medical Inmate Request Forms will be kept filed in the
inmate’s medical record and kept on file.
b. Medical forms will be reviewed daily. This will be done by the physician
or allied medical personnel in her absence.
...
6. The physician will report to the facility a minimum of four (4) days a week to
examine inmates who have medical complaints filed, to examine inmates who
are otherwise in need of medical care and to complete inmate physicals. The
nursing staff will run sick call an additional 2 days per week. This will provide
6 days of coverage for inmate medical sick call.
(Id. at 4688-90.)
According to Nurse Snow, corrections officers typically collected kites during their shift
work. The corrections officers then delivered them to any one of four places: the medical staff at
central booking, the medical staff’s mailbox, the sergeant’s office, or the clinic. (Doc. No. 70-6
at 3734, 3774.) She also recalled medical staff receiving kites directly from inmates. (Id. at
9
3735-36.) The nursing staff would check the sergeant’s office and mailbox four to five times a
shift. (Id. at 3769.) She also stated that the medical staff “really attempted to try and get a
response to those requests within 24 hours if at all possible.” (Id. at 3739.) Nurse Snow was
unaware of any Jail policy mandating that the medical staff review an inmate’s requests for
medical care daily. (Id. at 3738-39.)
On December 3, 2018, Mr. Wiertella sent his first kite. (Doc. No. 70-14 at 4905.) He
requested “diabetic and other meds” as well as an extra mattress. (Id.) That same day, though
not necessarily in response to Mr. Wiertella’s kite, Nurse Watson ordered a diabetic diet,
metformin, and daily glucose checks. (Id. (showing signatures for both the responder and the
officer giving reply to inmate); id. at 4899 (showing progress notes from medical staff); id. at
4907 (showing daily glucose checks from December 4-9, 2018); Doc. No. 70-8 at 4030-31.)
During a recorded call, Mr. Wiertella mentioned receiving extra mattresses from Jail staff. (Doc.
No. 57-5 at 1129.)
Nurse Watson did not order any other medications for Mr. Wiertella on December 3,
2018, or at any other point during Mr. Wiertella’s detention. Nurse Watson testified that she
treated Mr. Wiertella’s diabetes, but she did not treat his other medical conditions. (Doc No. 708 at 4025-26 (“I did what I was trained to do, was pulled out the [] most important which was []
him being a diabetic.”).) To her, she was trained to prioritize conditions like diabetes over other
conditions like heart disease. (Id.) In contrast, Nurse Snow testified that she did not train Nurse
Watson to treat diabetes to the exclusion of an inmate’s other medical needs. (Doc. No. 70-6 at
3815.) Nurse Snow also testified that the Jail had no such policy regarding prioritization of
medical conditions. (Id.)
10
Also on December 3, Mr. Wiertella made a second request for “Prilosec, Saralitralen
[sic], Lasics [sic], Efomefrion [sic] and, Simocoton [sic],” and indicated that the final three
prescriptions were for blood pressure. (Doc. No. 70-14 at 4904.) Dr. Raz testified that Sertraline
is an antidepressant like Zoloft and that Lasix is a diuretic used to treat high blood pressure.
(Doc. No. 70-5 at 3640-41.) The kite was collected, but Mr. Wiertella did not receive a
response. (See Doc. No. 70-14 at 4904 (showing signature “of person receiving the request” but
no signatures for responder or officer giving reply to inmate).)
On December 5, Mr. Wiertella made a third request, this time for an additional mattress
and medications. (Id. at 4903.) Mr. Wiertella listed “Metformin, Prilosec, Saralitolen,
Efomefrion, Lasices, Semecolon and water pills.” (Id.) He also wrote “call Wausau VA to get
full list of meds or my meds sheet.” (Id.) Again, this kite was collected, but Mr. Wiertella did
not receive a response. (See id. (showing signature “of person receiving the request” but no
signatures for responder or officer giving reply to inmate).) Nurse Watson testified that she did
not receive Mr. Wiertella’s last two kites and did not deliberately ignore them. (Doc. No. 70-8 at
4034.) According to Nurse Watson, the medical staff “answer[ed] as many [kites] as we are
capable of doing and sometimes, yes they do get backed up.” (Id.) There is no record evidence
that any member of the Jail’s medical staff received, reviewed, or responded to either of Mr.
Wiertella’s final two kites.
Nurse Snow testified that the Jail scheduled medical sick calls for inmates with medical
conditions or complaints. (Doc. No. 70-7 at 3850-51.) The medical staff operated two types of
sick calls: physician sick calls and nurse sick calls. (Id. at 3851.) Physician sick calls included
either Dr. Raz or the Jail’s physician’s assistant, who also had the authority to write
prescriptions. (See id. at 3929, 3954.) In general, the nurses who managed nurse sick calls could
11
not prescribe medications. (Doc. No. 70-6 at 3750; Doc. No. 70-5 at 3566 (explaining only
MDs, nurse practitioners, or physician assistants can prescribe medications).) Nurse sick calls
occurred every day of the week, while physician sick calls occurred Monday through Friday.
(Doc. No. 70-7 at 3852.) Mr. Wiertella was scheduled for a nurse sick call on December 10,
2018, for a blood pressure check. (Doc. No. 71-1 at 4960.)
D. Mr. Wiertella’s Death
On the evening of December 9, Mr. Wiertella played cards with other inmates. (Doc. No.
71-3 at 5569.) He spoke with several friends on the phone, stating that “everything is good.”
(Doc. No. 57-5 at 1116.) Mr. Wiertella appeared for 11:00 p.m. headcount. (Doc. No. 71-3 at
5567.) On December 10, around 2:00 a.m., a corrections officer observed Mr. Wiertella in his
bed. (Id. at 5558.) At 2:20 a.m., an inmate in a nearby cell reported hearing him use the
bathroom. (Id.) Around 2:43 a.m., another officer observed Mr. Wiertella lying on his back on
the floor, motionless. (See id. at 5566, 5573, 5574.) Corrections officers opened Mr. Wiertella’s
cell, checked for a pulse, and began chest compressions. (Id. at 5566.) At 2:55 a.m., paramedics
arrived and took over CPR. (Id.) Mr. Wiertella was pronounced dead at 3:12 a.m. on December
10, 2018. (Id.)
The county Medical Examiner concluded that “atherosclerotic and hypertensive
cardiovascular disease was the cause of Mr. Wiertella’s death.” (Doc. No. 70-1 at 3015; Doc.
No. 70-16 at 4912.) Plaintiff’s expert, Dr. Jonathan Arden, opined that atherosclerotic disease
was likely very mild, and that hypertensive disease was a more significant cause of death. (Doc.
No. 70-1 at 3015; Doc. No. 70-16 at 4912.) Specifically, Dr. Arden concluded that “[b]ut for the
12
failure to provide [Mr. Wiertella’s] medications and a CPAP machine, in my opinion, Mr.
Wiertella would not have died how and when he did.” (Doc. No. 70-16 at 4914.)7
E. Lake County’s Death Investigation
Sergeant John Kelley of the Lake County Sheriff’s Department was assigned to
investigate Mr. Wiertella’s manner of death. (Doc. No. 70-3 at 3207.)8 Sergeant Kelley
investigated whether there was evidence of criminal conduct and/or possible violations of the
Jail’s policies and procedures. (Id. at 3207, 3213-14.) Sergeant Kelley testified that “Captain
Brooks [the Jail Administrator] would be the one to look over any policy and procedure
violations.” (Id. at 3209.)
Sergeant Kelley did not interview the Jail’s corrections officers but instead relied on their
written reports. (Id. at 3211; see Doc. No. 71-3 at 5566-87.) Sergeant Kelley did not interview
the Jail’s nurses or members of the medical staff. (Doc. No. 70-3 at 3278.)9 Sergeant Kelley
interviewed inmates who observed Mr. Wiertella on the night of his death. (Id. at 3211.)10 He
7
Defendants do not cite expert testimony in their motions for summary judgment or replies.
Plaintiff cited and attached the deposition testimony of Dr. Ilan S. Wittstein in his opposition to
Defendants’ motions for summary judgment. (See Doc. No. 71 at 4938-39; see also Doc. No.
71-13.) This opposition also challenges Dr. Wittstein’s credentials as an expert. (Doc. No. 71 at
4939.) However, Plaintiff did not file a Daubert motion to disqualify Dr. Wittstein.
8
Sergeant Kelley testified that Captain Walters assigned him to investigate Mr. Wiertella’s
death. (Doc. No. 70-3 at 3207.) Plaintiff alleged Captain Brooks assigned Sergeant Kelley to
this investigation. (Doc No. 71 at 4940.)
9
Nurse Snow testified that she believed she was on vacation around December 9, 2018, and
heard about Mr. Wiertella’s death upon her return to the Jail. (Doc. No. 70-6 at 3796.) She
further testified that she did not have formal discussions with Detective Kelley or Captain
Brooks. (Id.)
10
Sergeant Kelley testified that one of the inmates he interviewed, Kevin Cole, informed
Sergeant Kelley that he “heard Mr. Wiertella’s blood pressure being checked two days before”
Mr. Wiertella’s death. (Doc. No. 70-3 at 3251.) Sergeant Kelley testified that Mr. Cole told him
Mr. Wiertella’s blood pressure was “through the roof.” (Id.) However, Sergeant Kelley testified
13
had access to Mr. Wiertella’s medical file. (Id. at 3245-47.) But Sergeant Kelley did not review
certain pages of Mr. Wiertella’s medical file from the Jail, including the second and third kites.
(Id.) According to Sergeant Kelley, the fact that these kites were “received by a corrections
officer, but nobody ever responded to them” was “problematic.” (Id. at 3250.)
On February 21, 2019, Sergeant Kelley issued his report. He concluded “based on the
evidence and coroner’s report, Mr. Wiertella was found to have die[d] from natural causes” and
recommended the matter be closed. (Doc. No. 71-3 at 5571.) The report did not state any
conclusions of violations of the Jail’s or Sheriff’s policies, and Sergeant Kelley did not deliver
his report to Captain Brooks directly. (See id.; Doc. No. 70-3 at 3251.)
F. Captain Brooks
Captain Brooks worked for the Lake County Sheriff’s Office for nearly forty years.
(Doc. No. 70-2 at 3108.) Since 2011, Captain Brooks served as the Jail Administrator for the
Jail. (Id. at 3108-09.) The Jail Administrator’s responsibilities included hiring, training,
overseeing the daily duties of the Jail’s staff and conducting inspections. (Id. at 3110.)
Another function of the Jail Administrator was to ensure that the Jail’s policies are up to
date. (Id.) Captain Brooks, along with a team of officers and supervisors, conducted an annual
that he felt Mr. Cole had conflated blood pressure and blood sugar and noted that Mr. Cole could
not tell him who took Mr. Wiertella’s blood pressure or where that check took place. (Id. at
3267-68.) After receiving this information from Mr. Cole, Sergeant Kelley did not conduct
further investigation into Mr. Wiertella’s blood pressure because he reasoned that considering
Mr. Wiertella’s daily glucose checks, “if he did have real high blood pressure, then it should
have been annotated in his chart . . . .” (Id. at 3269.)
Plaintiff cites this testimony only in relation to the Lake County Sherriff Department’s allegedly
deficient investigation into Mr. Wiertella’s death. (See Doc. No. 71 at 4941). Plaintiff does not
rely on this testimony to support his claims of deliberate indifference to a serious medical need.
Accordingly, the Court will not consider this testimony for anything beyond the facts it is cited
to support, nor examine whether Mr. Cole’s statement would be admissible.
14
review of the Jail’s policies. (Id. at 3120-21.) Additionally, every employee was asked to read
and review the Jail’s policies. (Id. at 3121.) For the Jail’s medical policies, the Jail Physician,
Dr. Raz, was tasked with reviewing these policies and, when necessary, suggesting revisions.
(Id. at 3119-20.)
Captain Brooks testified that the Jail had a standard policy of conducting investigations
when inmates passed away while in custody. (Id. at 3134.) To Captain Brooks, the purpose of
Sergeant Kelley’s investigation was to determine whether Mr. Wiertella’s death was “natural or
suicide or some other suspicious reason that needed further investigation.” (Id. at 3135.) There
was no specific investigation into the medications Mr. Wiertella received, the communications
between the nursing staff and Dr. Raz, or the medical care Mr. Wiertella received while at the
Jail, though she believed Sergeant Kelley’s investigation may have touched on these issues. (Id.
at 3139-42.)
G. Dr. Raz
Dr. Raz worked as a full-time physician at University Hospitals. (Doc. No. 70-5 at
3507.) Starting in 2017 or 2018, Dr. Raz also assumed the position of Jail Physician. (Doc. No.
71 at 4948; Doc. No. 70-5 at 3520; Doc. No. 70-2 at 3118.) Dr. Raz stated that his duties as Jail
Physician included seeing patients two times a week for four hours each and answering nurses’
calls. (Doc. No. 70-5 at 3521, 3602.) Dr. Raz further explained that while he did not create the
Jail’s policies and procedures, he did “look at it every year.” (Id. at 3524.) During his
deposition, he did not recall reviewing some of the Jail’s policies presented to him. (Id. at 3531.)
Dr. Raz thought the Jail nurses and/or a nursing coordinator, were in charge of medical
care. (Id. at 3535.) To his understanding, the nurses identified which patients he would see
when he was present at the Jail. (Id. at 3537.) Dr. Raz relied on the information the nurses
15
relayed to him. (Id. at 3538; 3544; see also Doc. No. 70-6 at 3787.) Dr. Raz could ask to see
any patient about whom he had questions. (Doc. No. 70-5 at 3537.) He did not review medical
screening forms or order sheets unless prompted by the nurses. (Id. at 3538-40.) Dr. Raz
testified that if he reviewed an order sheet for a medication and nothing seemed out of the
ordinary, it was not his practice to review the inmate’s entire medical file. (Id. at 3553.)
Dr. Raz was not responsible for training the Jail’s medical staff. (Id. at 3605-06.) At
most, Dr. Raz showed the medical staff certain procedures so that they could work alongside him
comfortably. (Id. at 3606.)
At no point during Mr. Wiertella’s time at the Jail did Dr. Raz treat, see, or meet Mr.
Wiertella. (Id. at 3517.) Instead, Dr. Raz had only indirect contact with Mr. Wiertella when he
countersigned an order to fill a prescription for metformin for Mr. Wiertella on December 4,
2018. (Id. at 3552; Doc. No. 70-14 at 4899 (showing Dr. Raz’s signature on order for
metformin).) Dr. Raz likewise did not review Mr. Wiertella’s medical screening form, the kites
Mr. Wiertella sent, or any other documentation relating to Mr. Wiertella. (Doc. No. 70-5 at
3617, 3605, 3549.)
III.
Procedural Background
On December 9, 2020, Plaintiff filed this lawsuit naming Lake County Ohio, Sheriff Dan
Dunlap, Captain Cynthia Brooks, Lieutenant Michelle Prather, Lieutenant Benjamin Longbons,
Lieutenant Scott Simpson, Lieutenant Mark Soeder, Lieutenant Eric Vanjo, Sergeant Martin
Bontrager, Sergeant Matthew Darone, Sergeant Diana Marino, Sergeant Michael Nohorniak,
Sergeant Matthew Paul, Sergeant Terry Tarone, Dr. Karim Razmouei [sic], Nurse Diana [sic]
Snow, Nurse Erin Boyle, Nurse Patty Hammers, Nurse Sabrina Watson, Nurse Christina Watson
and various Doe Defendants. (Doc. No. 1.)
16
On February 10, 2021, Plaintiff filed an Amended Complaint and a joint motion to
dismiss Defendant Erin Boyle. (Doc. No. 7.) On February 11, 2021, the Court granted the joint
motion to dismiss. (Doc. No. 9.) That same day, Defendants Bontrager, Brooks, Darone,
Dunlap, Hammers, Longbons, Marino, Mahorniak, Paul, Prather, Simpson, Snow, Soeder,
Tarone, Vanjo, Christina Watson, and Sabrina Watson answered. (Doc. No. 11.) Dr. Raz
answered on March 17, 2021. (Doc. No. 16.) Following a case management conference on
April 20, 2021 (Doc. No. 23), the parties engaged in discovery.
On April 4, 2022, Dr. Raz filed a motion for summary judgment. (Doc. No. 48.) On
June 13, 2022, Plaintiff moved to dismiss Defendants Dunlap, Prather, Simpson, Soeder, Vanjo,
Bontrager, Darone, Tarone, Marino, Nahorniak, Paul, Hammers, Sabrina Watson, and the Doe
Defendants, which the Court granted on June 15, 2022. (Doc. No. 56.) On June 14, 2022, the
remaining Lake County Defendants (Lake County, Captain Brooks, Lieutenant Longbons, Nurse
Snow, and Nurse Watson) moved for summary judgment. (Doc. No. 57.) Plaintiff filed a
consolidated opposition on July 14, 2022 (Doc. No. 71), and Defendants replied on July 28,
2022. (Doc. Nos. 72, 73.)
IV.
Standard of Review
“A party may move for summary judgment, identifying each claim or defense – or the
part of each claim or defense – on which summary judgment is sought.” Fed. R. Civ. P. 56(a).
“Summary judgment is appropriate only if the pleadings, depositions, answers to interrogatories,
and affidavits show there is no genuine issue as to any material fact and the moving party is
entitled to judgment as a matter of law. The moving party bears the burden of showing that no
genuine issues of material fact exist.” Williams v. Maurer, 9 F.4th 416, 430 (6th Cir. 2021)
(citations and quotations omitted); see also Celotex Corp. v. Catrett, 477 U.S. 317, 323 (1986).
17
A “material” fact is one that “might affect the outcome of the suit under the governing
law.” Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 248 (1986). And a genuine dispute of
material fact exists if the evidence is such that a reasonable jury could return a verdict for the
non-moving party. Abu-Joudeh v. Schneider, 954 F.3d 842, 849-50 (6th Cir. 2020) (additional
citations and quotations omitted).
“Once the moving party satisfies its burden, the burden shifts to the nonmoving party to
set forth specific facts showing a triable issue of material fact.” Queen v. City of Bowling Green,
Ky., 956 F.3d 893, 898 (6th Cir. 2020) (quotation and citations omitted). “[O]n summary
judgment the inferences to be drawn from the underlying facts . . . must be viewed in the light
most favorable to the party opposing the motion.” United States v. Diebold, 369 U.S. 654, 655
(1962); see also Kalamazoo Acquisitions, L.L.C. v. Westfield Ins. Co., 395 F.3d 338, 342 (6th
Cir. 2005).
A party asserting (or disputing) a fact must cite evidence in the record or show that the
record establishes the absence or the presence of a genuine dispute. See Fed. R. Civ. P. 56(c)
and (e). Rule 56 further provides that “[t]he court need consider only” the materials cited in the
parties’ briefs. Fed. R. Civ. P. 56(c)(2); see also Street v. J.C. Bradford & Co., 886 F.2d 1472,
1479-80 (6th Cir. 1989) (“The trial court no longer has the duty to search the entire record to
establish that it is bereft of a genuine issue of material fact.”).
“Where the record taken as a whole could not lead a rational trier of fact to find for the
non-moving party, there is no genuine issue for trial.” Matsushita Elec. Indus. Co. v. Zenith
Radio Corp., 475 U.S. 574, 587 (1986). However, the Court’s role is not to make credibility
determinations or ‘weigh’ conflicting evidence. Payne v. Novartis Pharms. Corp., 767 F.3d 526,
530 (6th Cir. 2014); Arban v. W. Pub. Corp., 345 F.3d 390, 400 (6th Cir. 2003). “The ultimate
18
question is whether the evidence presents a sufficient factual disagreement to require submission
of the case to the jury, or whether the evidence is so one-sided that the moving parties should
prevail as a matter of law.” Payne, 767 F.3d at 530.
V.
Analysis
A. Count One
1. Overview of Claim
Plaintiff alleged he is entitled to relief against all individual Defendants under 42 U.S.C.
§ 1983. (Doc. No. 7 at 136.)11 “To state a claim under § 1983, a plaintiff must allege the
violation of a right secured by the Constitution and laws of the United States and must show that
the alleged deprivation was committed by a person acting under the color of state law.” West v.
Atkins, 487 U.S. 42, 48 (1988). Here, there is no dispute that Defendants were acting under color
of state law.
The right at issue in Count One is the state’s “constitutional obligation to provide medical
care to those whom it detains.” Griffith v. Franklin Cnty., Ky., 975 F.3d 554, 566 (6th Cir.
2020). The constitutional right to adequate medical care is rooted in the Fourteenth Amendment
for pretrial detainees and the Eighth Amendment for convicted prisoners. Johnson v. Karnes,
398 F.3d 868, 873 (6th Cir. 2005) (“The right to adequate medical care is guaranteed to
convicted federal prisoners by the Cruel and Unusual Punishment Clause of the Eighth
Amendment, and is made applicable to convicted state prisoners and to pretrial detainees (both
11
Plaintiff alleged Count One “[a]gainst [a]ll Defendants.” (Doc. No. 7 at 135.) Yet, Plaintiff
only discussed Lake County in the context of his Monell claim (Count Two). (See Doc. No. 71
at 4953.) This makes sense because claims against local governing bodies are governed by
Monell. See Johnson v. Hardin Cnty., Ky., 908 F.2d 1280, 1285 (6th Cir. 1990). In line with
Plaintiff’s opposition brief, the Court therefore construes Count One as against all Defendants
besides Lake County.
19
federal and state) by the Due Process Clause of the Fourteenth Amendment.”). It is undisputed
that the Eighth and Fourteenth Amendments are implicated here because Mr. Wiertella was a
pretrial detainee and a convicted prisoner during his time at the Jail. (Doc. No. 48 at 340; Doc.
No. 57-1 at 1079; Doc. No. 71 at 4929.)
Defendants raised the defense of qualified immunity. (See Doc. No. 48 at 339-342; Doc.
No. 57-1 at 1086-87.) “Qualified immunity protects state officers against section 1983 claims
unless (1) they violated a federal statutory or constitutional right, and (2) the unlawfulness of
their conduct was clearly established at the time of the offense. And the burden lies with the
plaintiff to show each prong.” Novak v. City of Parma, Ohio, 33 F.4th 296, 303 (6th Cir. 2022)
(quotations and citations omitted), cert. denied, 143 S. Ct. 773 (2023). Courts are permitted to
“exercise their sound discretion in deciding which of the two prongs of the qualified immunity
analysis should be addressed first in light of the circumstances in the particular case at hand.”
Pearson v. Callahan, 555 U.S. 223, 236 (2009).
Lawler v. Hardeman County, Tennessee, 93 F.4th 919 (6th Cir. 2024) instructs district
courts to start with the second qualified immunity prong. In Lawler, the court recognized that
the Sixth Circuit clarified that Fourteenth Amendment and Eighth Amendment claims
concerning the adequacy of medical care are governed by different standards. Id. at 927-28. But
the court noted that this change did not occur until 2021, at the earliest. Id. at 927. Before 2021,
both Eighth and Fourteenth Amendment claims were governed by Farmer v. Brennan, 511 U.S.
825, 834 (1994). Because the challenged conduct in Lawler occurred in 2018, the court held
that, under the second prong qualified immunity prong, Farmer’s standard governed the
Fourteenth Amendment claims. Id. at 927-28. The court reasoned that qualified immunity
“seeks to give officials ‘fair notice’ about when their actions will subject them to liability[,] [a]nd
20
officers will obviously lack notice of future rules that a court has yet to adopt.” Id. at 926
(citations omitted).
Count One alleged that Defendants’ 2018 conduct violated Mr. Wiertella’s constitutional
right to adequate medical care. (Doc. No. 7 at 129-30, 135-36.) Thus, under Lawler, Farmer
governs Count One’s Eighth and Fourteenth Amendment components. Lawler, 93 F.4th at 92728. In Farmer, the Supreme Court held that “a prison official violates the Eighth Amendment
only when two requirements are met.” 511 U.S. at 834. First, “the deprivation alleged must be,
objectively, sufficiently serious,” which requires that an inmate show “he is incarcerated under
conditions posing a substantial risk of serious harm.” Id. (internal citations and quotations
omitted). Second, an inmate must show that a prison official had a “sufficiently culpable state of
mind.” Id. Specifically, this state of mind must be “‘deliberate indifference’ to inmate health or
safety.” Id.
The first Farmer prong, the objective component, requires the plaintiff to demonstrate
that the inmate had an “objectively serious medical need.” Grote v. Kenton Cnty., Ky., 85 F.4th
397, 405 (6th Cir. 2023). An objectively serious medical need includes “conditions that have
been diagnosed by a physician as mandating treatment” or are “so obvious that even a lay person
would easily recognize the necessity for a doctor’s attention.” Harrison v. Ash, 539 F.3d 510,
518 (6th Cir. 2008) (quoting Blackmore v. Kalamazoo Cnty., 390 F.3d 890, 897 (6th Cir. 2004)).
The second Farmer prong, the subjective component, mandates the plaintiff “prove that
an officer knew of the facts creating the substantial risk of serious harm” and “that the officer
believed that this substantial risk existed.” Lawler, 93 F.4th at 929 (citing Farmer, 511 U.S. at
837.) Moreover, “even if the officer knows of a substantial risk, the inmate must lastly show that
the officer ‘responded’ to the risk in an unreasonable way.” Id. (citing Farmer, 511 U.S. at 844
21
and Beck v. Hamblen Cnty., 969 F.3d 592, 601-02 (6th Cir. 2020)). Because the Court “cannot
‘impute knowledge from one defendant to another,’” the Court “must ‘evaluate each defendant
individually.’” Greene v. Crawford Cnty., Mich., 22 F.4th 593, 607 (6th Cir. 2022) (quoting
Speers v. Cnty. of Berrien, 196 F. App’x 390, 394 (6th Cir. 2006)).
As a final point, Plaintiff must do more than simply apply Farmer to overcome the
second prong of qualified immunity:
Clearly established law may not be defined at such a high level of generality. It
must be more particularized than that. The Supreme Court recently reminded us
that a plaintiff must identify a case with a similar fact pattern that would have given
fair and clear warning to officers about what the law requires. Immunity protects
all but the plainly incompetent or those who knowingly violate the law. The
dispositive inquiry is whether it would be clear to a reasonable officer that his
conduct was unlawful in the situation he confronted.
Arrington-Bey v. City of Bedford Heights, 858 F.3d 988, 992-93 (6th Cir. 2017). In other words,
Plaintiff must identify a case that provided notice to Defendants that their conduct would not
pass muster under Farmer. See id.
2. Objective Component
There is no dispute here that Plaintiff established the objective component for all
Defendants. The Lake County Defendants did not dispute that Mr. Wiertella had an objectively
serious medical need. (Doc. No. 57-1 at 1079.) Dr. Raz likewise did not dispute that Mr.
Wiertella had an objectively serious medical need. (See Doc. No. 48 at 341-45 (challenging the
subjective component of Plaintiff’s claim, but not the objective component).)
At the time of his death, Mr. Wiertella had several conditions that had been diagnosed by
a physician as mandating treatment, including type 2 diabetes mellitus, hypertension,
hyperlipidemia, obstructive sleep apnea, morbid obesity, orthopedic issues, chronic pain
22
syndrome, anxiety, depression, attention deficit disorder and post-traumatic stress disorder.
(Doc. No. 70-16 at 4911; see Doc. No. 70-18.)
Accordingly, the Court finds that it was clearly established that Mr. Wiertella’s medical
conditions were objectively serious. Next, the Court considers whether there is a triable issue of
fact on the subjective component for each Defendant. See Greene, 22 F.4th at 607.
3. Captain Brooks and Dr. Raz
Plaintiff’s Section 1983 claims against Captain Brooks and Dr. Raz fail because there is
no evidence that they were subjectively aware that Mr. Wiertella’s serious medical needs went
untreated. See, e.g., North v. Cuyahoga Cnty., 754 F. App’x 380, 388-89 (6th Cir. 2018);
Rouster v. Cnty. of Saginaw, 749 F.3d 437, 453 (6th Cir. 2014); Cesal v. Moats, 851 F.3d 714,
723 (7th Cir. 2017).
Captain Brooks testified that she “supervised” the Jail’s medical staff and ensured the
medical policies were updated. (Doc. No. 70-2 at 3112.) She stated that she was not privy to
any conversations concerning Mr. Wiertella’s medical needs. (Id. at 3141.) Plaintiff did not
dispute this testimony. (See Doc. No. 71 at 4951-52.) In short, there is no evidence that Captain
Brooks was aware of Mr. Wiertella’s medical conditions – let alone that these conditions were
serious and not being treated.
Dr. Raz testified that he had a single instance of indirect contact with Mr. Wiertella: he
reviewed and countersigned an order for a prescription for metformin and ordered a diabetic diet
and daily glucose checks on December 4, 2018. (See Doc. No. 70-14 at 4899.) Dr. Raz did not
review any inmate medical screening forms and was, therefore, unaware that Mr. Wiertella had
any conditions besides diabetes. (See Doc. No. 70-5 at 3552.) Again, Plaintiff did not dispute
this testimony. (See Doc. No. 71 at 4948-51.) Dr. Raz’s testimony is also corroborated by Nurse
23
Snow’s testimony that she did not give Dr. Raz medical screening forms. (Doc. No. 70-6 at
3787.)
To the extent that Plaintiff seeks to hold Captain Brooks or Dr. Raz liable under a theory
of supervisory liability, he must show that they “either encouraged the specific incident of
misconduct or in some other way directly participated in it.” Heyerman v. Cnty. of Calhoun, 680
F.3d 642, 647 (6th Cir. 2012) (quotation marks omitted). He may also prevail if he shows that
Defendants “abandon[ed] the specific duties of his position in the face of actual knowledge of a
breakdown in the proper workings of the department.” Winkler v. Madison Cnty., 893 F.3d 877,
898 (6th Cir. 2018) (cleaned up). As shown above, Plaintiff has not established that either
Captain Brooks or Dr. Raz had sufficient involvement with Mr. Wiertella to “encourage” or
“directly participate” with his medical treatment. Heyerman, 680 F.3d at 647. Nor has Plaintiff
established that these Defendants had “actual knowledge of a breakdown in the proper workings
of the [medical] department” to sustain an abandonment claim. Winkler, 893 F.3d at 898.
Accordingly, Count One is dismissed against Captain Brooks and Dr. Raz.
4. Lieutenant Longbons, Nurse Watson, and Nurse Snow
Unlike the other individual Defendants, Lieutenant Longbons, Nurse Watson, and Nurse
Snow knew of Mr. Wiertella’s serious medical needs.
To start, it is undisputed that Lieutenant Longbons completed Mr. Wiertella’s medical
screening form. (Doc. No. 70-4 at 3378.) Lieutenant Longbons, therefore, understood that Mr.
Wiertella was taking medications for heart disease, high blood pressure, and psychiatric
disorders. (See Doc. No. 71-4 at 5662-63.)
It is also undisputed that Nurse Watson reviewed and signed Mr. Wiertella’s medical
screening form on December 2, 2018. (Doc. No. 70-8 at 4018-19, 4027; Doc. No. 70-14 at
24
4899.) Nurse Watson knew that Mr. Wiertella was booked without the medications discussed on
the screening form. (Doc. No. 70-8 at 4027; Doc. No. 70-14 at 4899.) A jury could reasonably
find that Nurse Watson reviewed Mr. Wiertella’s first kite. (Doc. No. 70-14 at 4899, 4905; Doc.
No. 70-8 at 4031.) Thus, for summary judgment purposes, not only was Nurse Watson aware
that Mr. Wiertella was booked without his heart disease, high blood pressure, and psychiatric
disorder medications, but she was also aware of his explicit request for “diabetic and other
meds.” (Doc. No. 70-14 at 4905.)
A jury could find that Nurse Snow also reviewed Mr. Wiertella’s medical screening form.
Plaintiff cites Nurse Watson’s testimony that the nursing staff would review and sign medical
screening forms and place them on a shelf “for Diane [Snow] to review when she came in.”
(Doc. No. 70-8 at 3965.) The Lake County Defendants respond that Nurse Watson only stated
that Nurse Snow reviewed some of the medical screening forms. (Doc. No. 73 at 5945.) But
they did not provide any evidence that Mr. Weirtella’s file was not placed on Nurse Snow’s shelf
for review. (See id.) Absent such evidence, the Court must draw the reasonable inference that
Mr. Wiertella’s form was one of the forms placed on the shelf for Nurse Snow’s review. See
Richmond v. Huq, 885 F.3d 928, 942-43 (6th Cir. 2018) (concluding, for summary judgment
purposes, a doctor reviewed the inmate’s medical history even though it was “not clear from the
record whether [the doctor] actually reviewed that particular document”).12 Consequently, for
summary judgment purposes, Nurse Snow was subjectively aware that Mr. Wiertella was booked
12
A reasonable reading of Nurse Watson’s testimony is that she placed screening forms on the
shelf to determine whether an inmate needed a physical. (See Doc. No. 70-8 at 3965-68.) Based
on this testimony and the length of Mr. Wiertella’s detention, Mr. Wiertella would have needed a
physical. (Id. at 3967.)
25
without medications that needed to be continuously administered to treat his serious medical
needs.
Being aware of a serious medical need is not enough, though. Plaintiff must also show
that these Defendants “responded in an unreasonable way” after learning of Mr. Wiertella’s
medical conditions. Lawler, 93 F.4th at 929.
To be sure, Lieutenant Longbons did not provide the medical staff with the names of Mr.
Wiertella’s medications. (Doc. No. 71-4 at 5662-63.) This question was listed on the medical
screening form and was also required by the Jail’s policies and procedures. (Id.; Doc. No. 70-12
at 4702.) But the Sixth Circuit has already recognized that Lieutenant Longbons’ conduct was
not constitutionally unreasonable. See Brawner v. Scott Cnty., Tennessee, 14 F.4th 585, 600 (6th
Cir. 2021) (holding that “to the extent the booking officer incorrectly recorded answers or failed
to contact the medical staff, that at most reflects negligent conduct”) ; see also Graham ex rel.
Estate of Graham v. Cnty. of Washtenaw, 358 F.3d 377, 384 (6th Cir. 2004) (holding it is not
“unconstitutional for municipalities and their employees to rely on medical judgments made by
medical professionals responsible for prisoner care” (quotations omitted)).13 Here, Lieutenant
Longbons was reasonable in his expectation that medical personnel would follow up. At most,
his conduct was negligent. (Doc. No. 70-4 at 3371-73.) Accordingly, Count One is dismissed
against Lieutenant Longbons.
13
Brawner was decided in 2021, several years after the events in this case. However, in
Brawner, the Sixth Circuit applied the Fourteenth Amendment’s “reckless disregard” standard
for the officer’s subjective intent. See 14 F.4th at 596-97. Because the Sixth Circuit has held
that a booking officer’s failure to accurately record answers or contact medical staff is merely
negligent, these actions cannot meet the higher standard for deliberate indifference applicable to
this case.
26
Given their specialized training and knowledge of Mr. Wiertella’s medical needs,
Plaintiff asserted that Nurse Watson and Nurse Snow unreasonably failed to ensure Mr. Wiertella
obtained medications other than metformin. (See Doc. No. 71 at 4944-46.) Defendants
countered that Plaintiff cannot prevail because there is not “a single case inside or outside the
Sixth Circuit in which a defendant was found liable for being deliberately indifferent to an
inmate who did not first exhibit or complain of symptoms.” (Doc. No. 57-1 at 1082.) Thus, to
Defendants, because Nurse Watson and Nurse Snow neither met Mr. Wiertella nor heard him
complain of physical symptoms, Plaintiff cannot show that they violated a clearly established
right. (See id. at 1082, 1086-87.)14
Richmond v. Huq, 885 F.3d 928 (6th Cir. 2018) – which was cited in Plaintiff’s
opposition brief – provides that a jury could find that Nurse Watson’s and Nurse Snow’s failure
to take steps to obtain Mr. Wiertella’s medications violated Mr. Wiertella’s constitutional right to
adequate medical care under Farmer. (Doc. No. 71 at 4943.) And, as explained below,
Richmond is a “similar fact pattern that would have given [Nurse Watson and Nurse Snow] a fair
and clear warning” that they had to do more to ensure that Mr. Wiertella obtained the essential
medications that they knew Mr. Wiertella was taking. Arrington-Bey, 858 F.3d at 993. Thus, a
jury could find that Nurse Watson and Nurse Snow violated Mr. Wiertella’s clearly established
rights. See id.15
14
Defendants assert that Nurse Snow is not liable in her supervisory capacity. (Doc. No. 57-1 at
1083-84.) Because this Court has determined that there are material issues of fact surrounding
Nurse Snow’s knowledge of Mr. Wiertella’s medical needs and that these fact issues preclude a
grant of summary judgment on Count One as it relates to Nurse Snow, the Court declines to
consider the viability of the supervisory liability aspect of Count One against Nurse Snow.
15
The Richmond defendants’ motion for rehearing en banc was denied on May 17, 2018.
Richmond was stablished law before the events that gave rise to this action.
27
The plaintiff in Richmond was arrested on December 25, 2012, but was immediately
taken to the hospital for a self-inflicted burn wound. 885 F.3d at 934. On December 26, 2012,
the plaintiff arrived at the jail. Id. One of the defendant nurses noted that the plaintiff was on
Prozac and Xanax and that her last dose of these medications was on December 25, 2012. Id. at
934-35, 941. The plaintiff informed the nurse that she was being treated at a mental health
facility. Id. at 946. The nurse recommended that a psychiatric social worker meet with the
plaintiff. Id. On December 28, 2012, one of the doctor defendants saw the plaintiff. Id. at 935.
The doctor treated her burn and scheduled a follow-up appointment on January 10, 2013. Id. at
935, 942. Also on December 28, 2012, a social worker defendant spoke with the plaintiff. Id. at
935. During this appointment, the social worker learned about the plaintiff’s “prior history of
bipolar disorder and her then-current medications[,] which included Prozac and Xanax.” Id. The
social worker scheduled the plaintiff to see a psychiatrist on January 11, 2013. Id. The social
worker also determined that the plaintiff was stable enough to be without her psychiatric
medications until her appointment. Id.
The plaintiff did not receive psychiatric medication until January 14, 2013, twenty days
after her confinement began. Id. at 943. Because of this delay, the court held that the nurse’s,
the doctor’s, and the social worker’s conduct constituted deliberate indifference under Farmer.
Id. at 937-38, 941-43, 946.
Regarding the nurse, the court held that simply recommending that the plaintiff meet with
a psychiatric social worker was insufficient. Id. at 946. Instead, she should have attempted to
verify the plaintiff’s statements about her medications and mental health treatment by contacting
the pharmacy or the mental health facility. Id. The court rejected the nurse’s assertion that these
facilities might have been closed when she met with the plaintiff because the nurse did not
28
contact one of these places when they were open or recommend that another nurse reach out to
them later. Id.
As to the doctor, the court held that because the plaintiff’s medical file indicated that she
was taking psychiatric medications, the doctor had an affirmative duty “to ensure that [the
plaintiff] received her medication, such as prescribing them herself or even simply requesting
that a nurse check with [the plaintiff’s] outside doctor or pharmacy to verify her prior
prescriptions.” Id. at 942. Because the doctor’s appointment with the plaintiff was on December
28, 2022, simply waiting for the plaintiff to have her psychiatric mediations addressed at the
January 11, 2013 psychiatrist appointment was not enough. See id. at 935, 941-42.
Lastly, the court found that the social worker’s determination that the plaintiff was stable
enough to be without medications was constitutionally unreasonable. Id. at 942. In support of
this finding, the court noted that the social worker testified that if a person taking the plaintiff’s
medications suddenly stopped taking them, they would place themselves at immediate risk of
experiencing depression and mood oscillations. Id. With this testimony, the court held that on
December 28, 2012, the social worker had to do more than schedule the plaintiff to see a
psychiatrist on January 11, 2013. Id. at 943.
All in all, Richmond provided notice that when a medical employee at a jail becomes
aware that an inmate is on medication for a serious medical condition, a defendant violates the
constitution if she fails to promptly take steps to ensure that the inmate’s medication is obtained.
See id. at 935-44. Notably, the court in Richmond determined that the doctor had sufficient
awareness of the plaintiff’s medications because she had access to the plaintiff’s medical records
and an opportunity to review them. Id. at 935, 941-42. The Richmond opinion does not state
29
that the plaintiff alerted the doctor of her need for medications or exhibited symptoms. See id.
Instead, the appointment only concerned the plaintiff’s burn wound. See id. at 935.
Moreover, the only defendants the court found were not deliberately indifferent to the
plaintiff’s need for medications were those who acted immediately or knew that immediate
action would be taken. Specifically, one defendant social worker who heard the plaintiff’s
complaints about not receiving her medications referred the plaintiff for a mental health
screening, which seemingly occurred on the same day. Id. at 935, 943-44. The court also found
that another doctor who met with the plaintiff on the day of her psychiatric appointment was not
deliberately indifferent because there was no evidence he could have provided the plaintiff with
medication any sooner than the facility’s psychiatrist. Id. at 941.
The Court compares Nurse Watson’s and Nurse Snow’s conduct to that of the Richmond
defendants.
Nurse Watson. On December 2, 2018, after reviewing Mr. Wiertella’s medical screening
form, Nurse Watson became aware that Mr. Wiertella was booked without his heart disease, high
blood pressure, and psychiatric disorder medications and that these medicines “needed to be
continuously administered.” (Doc. No. 70-8 at 4018-19, 4027; Doc. No. 70-14 at 4899.) There
is no evidence that Nurse Watson did anything to obtain these medications that day. On
December 3, 2018, Nurse Watson learned that Mr. Wiertella requested “diabetic and other
meds.” (Doc. No. 70-14 at 4899, 4905; Doc. No. 70-8 at 4031.) The only action Nurse Watson
took on this day was to order Mr. Wiertella a diabetic diet, the diabetes medication metformin,
and daily glucose checks. (Doc. No. 70-8 at 4031.) Otherwise, she took no steps to obtain the
heart disease, blood pressure, or psychiatric medications stated on the medical screening form.
She did not attempt by to locate Mr. Wiertella’s outside doctor or pharmacy to verify his prior
30
prescriptions. Nor did she attempt to determine what “other meds” referred to in Mr. Wiertella’s
first kite. Finally, there is no evidence that Nurse Watson was ever aware that Mr. Wiertella was
scheduled for a sick call and blood pressure check on December 10, 2018 – let alone that she was
the employee who scheduled him for this appointment. (See Doc. No. 71-1 at 4960; Doc. No.
70-7 at 3865.)
Nurse Watson’s conduct was clearly insufficient under Richmond. To start, Nurse
Watson became aware that Mr. Wiertella’s need for medications in the same manner as the
doctor in Richmond: from a medical file. (Doc. No. 70-14 at 4901.) But, unlike the Richmond
doctor, Nurse Watson was reminded again that Mr. Wiertella was on medications after she
reviewed his first kite. (Doc. No. 70-14 at 4899, 4905,4907; Doc. No. 70-8 at 4031.) Further,
like the social worker in Richmond, Nurse Watson cannot claim that she was unaware that going
without medications for blood pressure and heart disease would put Mr. Wiertella at risk, as she
testified that she knew that they were essential medications. (Doc. No. 70-8 at 4008-09; see also
id. at 4041-42 (stating it concerned her that inmates were not obtaining blood pressure
promptly).)16 She also understood these medications to be essential medications from her review
of the Jail’s policies. (Id. at 3987; Doc. No. 70-12 at 4701.) Despite this knowledge, Nurse
Watson failed to take any steps to ensure that Mr. Wiertella obtained these medications. The
failure to take any action regarding Mr. Wiertella’s medications – without knowing that Mr.
Wiertella would eventually see a medical professional – is more severe than the nurse’s doctor’s,
and social worker’s unconstitutional conduct in Richmond. See 885 F.3d at 935-44.
16
More to the point, Defendants conceded that the medical conditions that Plaintiff claims
caused Mr. Wiertella’s death, i.e., his hypertension, was an objectively serious medical need.
(Doc. No. 57-1 at 1079.)
31
Nurse Snow. For summary judgment purposes, Nurse Snow became aware that Mr.
Wiertella was booked without medications as early as December 2, 2018. (Doc. No. 70-14 at
4901.) Nurse Snow, like Nurse Watson, knew that Mr. Wiertella’s medications were essential
under the Jail’s policies. (Doc. No. 70-6 at 3728.) In fact, Nurse Snow testified that Nurse
Watson was incorrect to prioritize Mr. Wiertella’s diabetes medication over those for heart
disease and blood pressure. (Id. at 3815.) Yet, the record indicates she did nothing to secure Mr.
Wiertella’s non-diabetes medications. Thus, under Richmond, a jury could thus find her liable.
As a final point, even if the Court assumed that either Nurse Snow or Nurse Watson
scheduled Mr. Wiertella for the nurse sick call or that they were aware of this appointment, a
jury could still find their actions deliberately indifferent. As an initial matter, this appointment
was scheduled eight days after Mr. Wiertella was booked without his medications. A jury could
find that this appointment was not the prompt response required by Richmond. Moreover, a jury
could scrutinize the decision to schedule Mr. Wiertella for a nurse sick call rather than a
physician sick call, which could have occurred as early as December 3, 2018. (See Doc. No. 707 at 3852-53.) According to the record, determinations regarding the types of medications an
inmate would receive could only occur at physician sick calls. (Doc. No. 70-6 at 3750; Doc. No.
70-5 at 3566.) Thus, it is unclear that Mr. Wiertella would have obtained his medications at his
sick call on December 10, 2018. Notably, Nurse Snow testified that when an inmate could not
provide the names of his medications or pharmacy, that inmate should be for a physician sick
call, not a nurse sick call. (Doc. No. 70-6 at 3793-94; see also Doc. No. 70-12 at 4702.)
For these reasons, a jury could reasonably conclude that Nurse Watson’s and Nurse
Snow’s conduct constituted deliberate indifference. Summary judgment on Count One as it
relates to Nurse Watson and Nurse Snow is denied.
32
5. Causation
The Lake County Defendants challenge Plaintiff’s ability to establish the causation
component of a Section 1983 claim. (E.g., Doc. No. 73 at 5941-42.) As stated above, the Court
has determined that a jury could find that Nurse Watson and Nurse Snow violated Mr.
Wiertella’s constitutional right to adequate medical care by failing to take steps to secure his
continued access to necessary medications. The Court must now determine whether a jury could
reasonably conclude that this failure caused Mr. Wiertella’s death.
To succeed on a Section 1983 claim, a “plaintiff must establish that the defendant’s
constitutional violation was the proximate cause of his injury.” Hickerson v. Koepp, 107 F.3d 11
(Table), 1997 WL 56591, at *3 (6th Cir. Feb. 10, 1997); see Horn by Parks v. Madison Cnty
Fiscal Court, 22 F.3d 653, 659 (6th Cir. 1994) (“[P]roximate cause is an essential element of a §
1983 claim for damages.”) (citing Doe v. Sullivan Cnty, Tenn., 956 F.2d 545, 550 (6th Cir.
1992), cert denied, 506 US. 864 (1992)); see also Deaton v. Montgomery Cnty, Ohio, 989 F.2d
885, 889 (6th Cir. 1993) (“Congress did not intend § 1983 liability to attach where causation is
absent.”).
“[T]o establish causation in the § 1983 context, a plaintiff ‘need only demonstrate a link
between each defendant’s misconduct and [the plaintiff’s] injury.’” Roberts v. Coffee Cnty.,
Tenn., 826 F. App’x 549, 554 (6th Cir. 2020) (quoting Clark Murphy v. Foreback, 439 F.3d 280,
292-93 (6th Cir. 2006)). Thus, courts in this circuit have “framed ‘the §1983 proximate-cause
question as a matter of foreseeability, asking whether it was reasonably foreseeable that the
complained of harm would befall the 1983 plaintiff as a result of the defendant’s conduct.’” Id.
(quoting Powers v. Hamilton Cnty. Pub. Def. Comm’n, 501 F.3d 592, 609 (6th Cir. 2017)).
“[P]roximate causation, or the lack of it, is generally a question of fact to be decided by a jury,
33
unless the evidence is such that a reasonable person could reach only one conclusion.” Id.
(alterations and internal citations omitted) (citing Toth v. Yoder Co., 749 F.2d 1190, 1996 (6th
Cir. 1984) and Pierce v. United States, 718 F.2d 825, 829 (6th Cir. 1983)).
Here, Plaintiff introduced expert testimony from Dr. Arden regarding Mr. Wiertella’s
cause of death. (See Doc. No. 70-16.) Dr. Arden opined that because Mr. Wiertella did not
receive medications to treat his blood pressure, psychological conditions, chronic pain,
obstructive sleep apnea, or hypertension, “his blood pressure would have increased” and “he
would have experienced multiple events of decreased or absent breathing, with lowered oxygen
saturation, during sleep.” (Id. at 4913.) Dr. Arden opined that “[i]ncreased blood pressure and
diminished oxygenation increase the risk of having a sudden cardiac event, including sudden
death.” (Id.) In sum, Dr. Arden concluded that “but for the failure to provide those medications
and a CPAP machine, in my opinion, Mr. Wiertella would not have died how and when he did.”
(Id.)
The Lake County Defendants assert that Dr. Arden’s report is insufficient to establish
causation for two reasons.
First, the Lake County Defendants argue, without evidence, that Plaintiff has not shown
that Mr. Wiertella was taking his medications prior to his incarceration. The them, that renders
Dr. Arden’s opinions regarding discontinuation of medication “speculative and inadmissible.”
(Doc. No. 57-1 at 1077.) But evidence of Mr. Wiertella’s pre-detention reliance on medications
was provided. Plaintiff directs the Court to the medical screening form. As the summary
judgment movant, the Lake County Defendants have not met their burden.
Second, the Lake County Defendants assert that Dr. Arden’s report does not state that
“Defendants’ acts and omissions were a proximate cause of [Mr.] Wiertella’s death.” (Id.
34
(emphasis in original).) Not so. If a jury accepted Dr. Arden’s opinion that not having his
essential medications led to increased blood pressure and decreased oxygen levels, which in turn
increased the likelihood of a cardiac event and sudden death, a jury could reasonably conclude
there is a sufficient “link between each defendant’s misconduct and [the plaintiff’s] injury.”
Roberts, 826 F. App’x at 554. (Doc. No. 70-16 at 4913.)
At this stage, Plaintiff has met his burden of establishing a fact question as to whether
Nurse Watson’s and Nurse Snow’s conduct proximately caused Mr. Wiertella’s death.
B. Count Two
Claims against Lake County, along with the claims against Defendants in their official
capacities, are analyzed under Monell v. New York City Department of Social Services, 436 U.S.
658 (1978). Kentucky v. Graham, 473 U.S. 159, 166 (1985) (“As long as the government entity
receives notice and an opportunity to respond, an official-capacity suit is, in all respects other
than name, to be treated as a suit against the entity.”).
Monell provides that a county can be liable for a constitutional violation under Section
1983 in limited circumstances. 436 U.S. at 690-91. A county is only liable when its policy or
custom caused the plaintiff’s injury. Id. at 694. “A plaintiff . . . must identify the policy, connect
the policy to the County itself and show that the particular injury ‘was incurred because of the
execution of that policy.’” Graham ex rel. Est. of Graham, 358 F.3d at 382 (quoting Garner v.
Memphis Police Dep’t, 8 F.3d 358, 364 (6th Cir. 1993)) (brackets removed). There are four
primary paths to establish Monell liability: “(1) the existence of an illegal official policy or
legislative enactment; (2) that an official with final decision making authority ratified illegal
actions; (3) the existence of a policy of inadequate training or supervision; or (4) the existence of
35
a custom of tolerance [of] or acquiescence [to] federal rights violations.” D’Ambrosio v. Marino,
747 F.3d 378, 386 (6th Cir. 2014).
Plaintiff presents four theories of Monell liability in opposition to summary judgment.
(See Doc. No. 71 at 4953-57.) The Court addresses each theory.
1. Inadequate Training and Supervision
A county’s “culpability for a deprivation of rights is at its most tenuous where a claim
turns on a failure to supervise or train.” Connick v. Thompson, 563 U.S. 51, 61 (2011). To meet
this demanding standard, the plaintiff must establish either: “(1) a pattern of similar
constitutional violations by untrained employees or (2) a single violation of federal rights,
accompanied by a showing that [the county] has failed to train its employees to handle recurring
situations presenting an obvious potential for a constitutional violation.” Helphenstine v. Lewis
Cnty. Ky., 60 F.4th 305, 323 (6th Cir. 2023) (quotations omitted).
Here, Plaintiff did not attempt to prove a pattern of similar constitutional violations by
untrained Lake County employees. (See Doc. No. 71 at 4955.) He must therefore establish that
this case fits within the “narrow range of circumstances[] where a federal rights violation” is “a
highly predictable consequence of a failure to equip [employees] with specific tools to handle
recurring situations.” Bd. of Cnty. Comm’rs of Bryan Cnty., Okl. v. Brown, 520 U.S. 397, 409
(1997). In Arrington-Bey, the court made clear that this burden can only be met if the plaintiff
can show that it was “clearly established” that the county’s training and supervision was
constitutionally inadequate when the alleged violation occurred. 858 F.3d at 994-95. This is so
because the plaintiff’s burden is to show that the county was deliberately indifferent to his
constitutional right, and a county cannot “deliberately shirk a constitutional duty unless that duty
is clear.” Id. at 995 (emphasis in original).
36
The clearly established inquiry requires the Court to consider whether a previouslydecided case provided Lake County with a “clear and fair warning” that its training and
supervision created an obvious potential for Mr. Wiertella to experience a deprivation of a
constitutional right. Id. at 993 (quoting White v. Pauly, 580 U.S. 73, 79 (2017)). Thus, the Court
considers Sixth Circuit cases finding a Monell defendant’s training and supervision at a jail was
patently inadequate, subjecting it to liability without a pattern of similar constitutional violations.
Shadrick v. Hopkins County, Kentucky, 805 F.3d 724 (6th Cir. 2015) explains the
minimum medical training and supervision a county must provide to ensure inmates’
constitutional rights are protected. In Shadrick, the court held that numerous employees’ failures
to treat an inmate’s MRSA infection, ultimately causing the inmate’s death, created a triable
issue as to whether the corporation operating the jail was liable under Monell. Id. at 728-29.
The court highlighted three inadequate areas in the jail’s operations, which, considered
collectively, a jury could find amounted to deliberate indifference to inmates’ serious medical
needs. See id. at 740-41.
First, the jail’s medical staff consisted of LPNs with minimal medical training and limited
medical skills. Id. at 740. The plaintiff’s expert testified that “LPN nurses lack[ed] any
authority to diagnose medical conditions.”17 Id. The only other medical professionals remotely
associated with the jail were a doctor and an RN. Id. at 733-35. Despite serving as the jail’s
“Medical Director,” the doctor “denied any responsibility for training or supervising” the LPNs
and “characterized himself as a consultant.” Id. at 733. The RN visited the jail “once every two
17
Plaintiff’s expert report offered no opinion on the training and supervision of the medical
employees at the Jail. (See Doc. No. 48-9.) The Sixth Circuit has suggested that expert
testimony may be necessary to sustain a failure to train and supervise claim. Griffith v. Franklin
Cnty., Ky., 975 F.3d 554, 580 (6th Cir. 2020); Russo v. City of Cincinnati, 953 F.2d 1036, 1047
(6th Cir. 1992).
37
to three months for four hours or less and sometimes conducted audits.” Id. at 734. She did not
“ordinarily” train nurses and was unfamiliar with the jail’s policies and procedures. Id.
Second, the LPNs received virtually no on-the-job training. Id. at 740. The court found
that there was “no proof of a training program that was designed to guide LPN nurses in
assessing and documenting medical conditions of inmates, obtaining physician orders, providing
ordered treatments to inmates, monitoring patient progress, or providing necessary emergency
care to inmates within the jail environment in order to avoid constitutional violations.” Id. The
only training the LPNs received was “some limited on-the-job training when beginning their
employment, such as learning where supplies were kept . . . .” Id.
Third, the LPNs were unaware of and did not follow the jail’s policies and procedures.
“The nurses professed ignorance of written medical treatment protocols and policies purportedly
drafted by [the Monell defendant] to guide their conduct.” Id. Nor did the LPNs receive
supervision or feedback on whether their conduct comported with the jail’s policies. Id. In fact,
the LPNs “followed an undocumented policy and custom of providing medical assistance only if
an inmate asked for it, despite the existence of written policies, procedures, and treatment
protocols mandating that nurses take particular actions at particular times.” Id. at 741.
Building off Shadrick, the Sixth Circuit recently found that there was a triable failure to
train and supervise Monell claim against a county despite the plaintiff not providing other
instances of similar constitutional violations. Helphenstine, 60 F.4th at 326. The jail in
Helphenstine had no medical staff present besides a doctor who, at most, visited the jail once a
week. Id. at 312. Viewed in a light favorable to the plaintiff, the court found that jail employees
had no medical training beyond first aid and CPR. Id. Despite this lack of training, the county
“effectively asked the [employees] to make determinations about what constituted a medical
38
emergency.” Id. at 325. And the only medical professional involved with the jail was unaware
of any of the jail’s policies and procedures, including policies ensuring that jail staff tended to
the inmate’s medical emergencies. Id.
Neither Shadrick nor Helphenstine clearly establish that Lake County’s training and
supervision was so “obviously” inadequate in 2018 as to amount to deliberate indifference. See
Arrington-Bey, 858 F.3d at 995.
Start with the Jail’s staffing. The medical team consisted of multiple RNs and LPNs who
attended to inmates’ medical needs seven days a week. (Doc. No. 70-8 at 3926, 3934; Doc. No.
70-6 at 3749-50.) Five days a week, the jail would also have a doctor or a physician assistant
present. (Doc. No. 70-7 at 3852-53.) The Jail did not lack medically trained personnel like in
Shadrick and Helphenstine.
Looking next at the Jail’s training of medical staff, Nurse Snow testified that it was her
responsibility to train new nurses. (Doc. No. 70-6 at 3779-80.) Nurse Watson testified that she
trained with Nurse Snow for several weeks when she began working at the Jail. (Doc. No. 70-8
at 3985.) This training included setting up and performing inmate sick calls, ordering
medications, attending medical calls, and inspecting and processing medications. (Id. at 398586.) Again, this undisputed testimony does not establish that the Jail’s medical staff was
essentially untrained as in Shadrick and Helphenstine. See Winkler, 893 F.3d at 904-05 (finding
that a jail’s initial one-on-one training of medical staff and group training sessions several times
a year was significantly more substantial than the training the LPNs received in Shadrick).
Finally, consider the Jail’s policies and procedures. Nurse Watson testified that she
received a copy of the Jail’s policies when she began working. (Doc. No. 70-8 at 3987.) Nurse
Watson was aware of changes to the Jail’s policies and procedures. (Id. at 3988-98.) Nurse
39
Snow testified that all nurses were expected to understand the Jail’s policies and procedures.
(Doc. No. 70-6 at 3780-81.) Lieutenant Longbons testified that corrections officers and
supervisors were expected to understand and follow the Jail’s policies and procedures. (Doc.
No. 70-4 at 3344.) He also stated that employees were periodically required to review the
policies and answer questions to test their comprehension. (Id. at 3339-40.) Although the record
does not establish that Dr. Raz reviewed all the Jail’s medical policies and procedures, it does
indicate they were reviewed by other medical professionals. (See, e.g., Doc. No. 70-5 at 3531;
Doc. No. 70-2 at 3112.) Nurse Snow also testified that she would suggest changes to the Jail’s
medical policies and procedures to Captain Brooks. (Doc. No. 70-6 at 3731-32.) Put simply,
unlike Shadrick and Helphenstine, there is undisputed record evidence that the Jail’s employees
were aware of and expected to follow the Jail’s governing policies and that medical professional
reviewed the medical policies.
The Court finds that Lake County’s training and supervision was not so insufficient in
December 2018 as to constitute deliberate indifference. But this finding should not be read as an
endorsement of Lake County’s training and supervision. Troublingly, Lake County appeared to
have policies and procedures in place that, if followed, might have saved Mr. Wiertella’s life.
Had a Jail employee made arrangements with the physician to review Mr. Wiertella’s need for
medications, he would have had an opportunity to obtain his medications well before he passed
away. (See Doc. No. 70-6 at 3793-94; see also Doc. No. 70-12 at 4702.) The same is true if Mr.
Wiertella’s last two kites had been promptly delivered to and reviewed by a medical
professional.18 (See Doc. No. 70-12 at 4688-90.) Finally, had Nurse Watson and Nurse Snow
18
Notably, Ohio Admin. Code § 5120:1-8-09(H)(4) demands that medical kites be “[r]eviewed
daily by qualified health care personnel . . . .”
40
treated Mr. Wiertella’s blood pressure medicine as an essential medication, as required by the
Jail’s policies, these medications might have been delivered promptly with his diabetes
medication. (See id. at 4701.) These actions were unfortunately not taken. This case has
elucidated a clear need for additional training on and review of the Jail’s policies and procedures
– especially as they relate to essential medications.19 All the Court has found is that the training,
supervision, and policies in 2018 were not so insufficient as to “present[] an obvious potential for
a constitutional violation.” See Helphenstine, 60 F.4th at 323 (quotations omitted).
2. Final Policymaking Authority
Plaintiff argues that Nurse Snow and Nurse Watson had final policymaking authority
over the Jail’s medical policies, subjecting Lake County to liability for their actions. (Doc. No.
71 at 4954.) Regarding Nurse Watson, Plaintiff asserts that her decision not to order all Mr.
Wiertella’s medications and timely schedule him for an appointment with a physician constitutes
official municipal policy. (Id.) Plaintiff also asserts that Nurse Snow’s direction to Nurse
Watson to prioritize Mr. Wiertella’s diabetes over his other illnesses (including his high blood
pressure) can also be attributed to Lake County. (See id. at 4954-55.)
A county is generally not liable under Section 1983 for the decisions of its officers. See
Pembaur v. City of Cincinnati, 475 U.S. 469, 478 (1986). But when an allegedly
unconstitutional decision is made by an official with “final policy making authority,” the county
may be held liable for that official’s decision if the decision was made by “the official or
19
Dr. Raz’s acknowledged failure to review all the Jail’s medical policies and procedures may
have violated Ohio law. See Ohio Admin. Code § 5120:1-8-09(A)(1)-(5). Dr. Raz’s failure to
determine the appropriateness of clinical care and ascertain whether corrective action in the Jail’s
policies, procedures, or practices is warranted in light of Mr. Wiertella’s death may have also
violated Ohio law. See Ohio Admin. Code § 5120:1-8-09(AA).
41
officials responsible under state law for making policy in that area of the [county’s] business.”
City of St. Louis v. Praprotnik, 485 U.S. 112, 123 (1988) (emphasis in original).
“Although it is true that final policymaking authority may be delegated, it is equally true
that ‘mere authority to exercise discretion while performing particular functions does not make a
municipal employee a final policymaker unless the official’s decisions are final and
unreviewable and are not constrained by the official policies of superior officials.’” Miller v.
Calhoun Cnty., 408 F.3d 803, 814 (6th Cir. 2005) (quoting Feliciano v. City of Cleveland, 988
F.2d 649, 655 (6th Cir. 1993)) (citation omitted). In other words, for a county to be liable for an
employee’s actions under Monell, the employee must have been delegated with the
unconstrained ability to make unreviewable decisions regarding a subject matter. See, e.g.,
Perrino v. City of Newton Falls, 972 F.2d 348 (Table), 1992 WL 197328, at *5 (6th Cir. Aug. 14,
1992). This means that a county is not liable for its employee’s actions if the employee only has
discretion to make decisions within the confines of a superior’s policies or supervision. See, e.g.,
id.
Plaintiff has not shown that a jury could reasonably find that Nurse Watson and Nurse
Snow had final policymaking authority. Specifically, Captain Brooks testified that her role was
to review the Jail’s policies. (Doc. No. 70-2 at 3110.) Concerning the Jail’s medical policies,
Captain Brooks stated that she would only establish or alter existing medical policies with
approval from Dr. Raz and the Sheriff. (Id. at 3126.) To the extent that this testimony
established Captain Brooks had final policymaking authority over the Jail’s medical policies,
there is no evidence that she delegated this authority to Nurse Snow or Nurse Watson.20 Nurse
20
Although the Court need not decide this issue because Plaintiff has not alleged that Captain
Brooks’ actions directly caused any injury, the Court is doubtful that Captain Brooks had final
decision-making authority. Her testimony indicates that the Sheriff had to approve all changes to
42
Snow testified that she made “suggestions” regarding the Jail’s policies and procedures, which
either Dr. Raz or Captain Brooks considered. (Doc. No. 70-6 at 3730-31.) Nurse Snow did not
testify, however, that she had final authority over the Jail’s medical policies or that her adherence
to them was optional. (See id.) Nothing in Nurse Watson’s testimony established that she had
final policymaking authority. In fact, her discretionary authority was cabined by Nurse Snow’s
orders. (Doc. No. 70-8 at 4029.)
At most, Plaintiff has established that Nurse Watson and Nurse Snow had considerable
discretion to make initial determinations on the type of care inmates received, such as when
inmates’ conditions warranted a physician sick call. (E.g., Doc. No. 70-8 at 3995; Doc. No. 70-6
at 3782.) But granting employees the ability to exercise this type of professional discretion was
not a delegation of final policymaking authority over the Jail’s medical policies. See, e.g.,
Miller, 408 F.3d at 818 (holding that a doctor’s actions could not be attributed to the
municipality because the doctor merely possessed discretionary power to make decisions
concerning specific inmates’ medical needs); Jorg v. City of Cincinnati, 145 F. App’x 143, 147
(6th Cir. 2005) (coroner’s authority to make determinations on causes of death was not final
policymaking authority).
3. Inaction
Plaintiff also attempts to establish Monell liability based on Dr. Raz’s and Captain
Brooks’ inaction. (Doc. No. 71 at 4954.) Specifically, he faults both for
fail[ing] or refus[ing] to develop and enforce multiple policies, including those to
(1) identify serious medical issues and needs with the Jail; (2) adequately and timely
communicate information related to serious medical needs; (3) objectively
the Jail’s existing policies and procedures. (Doc. No. 70-2 at 3126.) This suggests that her
authority to set and review the Jail’s policies was not “unreviewable” and unconstrained by
superior officials. Adair v. Charter Cnty. of Wayne, 452 F.3d 482, 493 (6th Cir. 2006) (quoting
Waters v. City of Morristown, 242 F.3d 353, 362 (6th Cir. 2001)).
43
investigate incidents of in-custody death; (4) comply with the statutory guidelines
for protecting individuals in Jail custody; (5) respond to health complaints on a
timely basis as required by law.
(Doc. No. 71 at 4954.)
To establish Monell liability for inaction, the plaintiff must show:
(1) a “clear and persistent” pattern of unconstitutional conduct by municipal
employees; (2) the municipality’s “notice or constructive notice” of the
unconstitutional conduct; (3) the municipality’s “tacit approval of the
unconstitutional conduct, such that [its] deliberate indifference in [its] failure
to act can be said to amount to an official policy of inaction”; and (4) that the
policy of inaction was the “moving force” of the constitutional deprivation,
such that the plaintiff’s constitutional injury was directly caused by the conduct
of the municipality rather than simply by the conduct of the municipal
employee.
D’Ambrosio, 747 F.3d at 387-88 (quoting Doe v. Claiborne Cnty., 103 F.3d 495, 508 (6th Cir.
1996)); see also Stewart v. City of Memphis, Tenn., 788 F. App’x 341, 349-47 (6th Cir. 2019).
Here, Plaintiff has not met his burden. He has put forth no evidence establishing the first
element, namely that there was a “clear and persistent” pattern of unconstitutional conduct by
Jail employees. (See Doc. No. 71 at 4955 (plaintiff choosing not to prove his failure to train and
supervise claim based on the occurrence of other constitutional violations in the Jail).) As such,
Lake County cannot be held liable for its inaction. See Stewart, 788 F. App’x at 347 (noting that
failing to prove one element causes an inaction Monell claim to fail).
4. Custom
Plaintiff did not identify any illegal policy that caused Mr. Wiertella’s death. (See Doc.
No. 71 at 4953-56.) He does, however, suggest that there are customs that can be imputed to
Lake County, such as the failure to properly address medical kites and the prioritization of
diabetes medications. (See Doc. No. 71 at 4953 (asserting that Lake County’s “Customs
44
Deprived Wiertella of His Constitutional Rights”); id. at 4955 (arguing that the Jail ignored Mr.
Wiertella’s kites for blood pressure medication and, in doing so, violated the Ohio Rev. Code).)21
Under Section 1983, a custom “is a legal institution that is permanent and established[]
but is not authorized by written law.” Feliciano, 988 F.2d at 655. For a custom to give rise to
Monell liability, the custom “must ‘be so permanent and well settled as to constitute a custom or
usage with the force of law.’” Miller, 408 F.3d at 815 (quoting Claiborne Cnty., 103 F.3d at
507).
Here, Plaintiff has not established the existence of any unwritten Jail practice or policy
that is “so permanent and well settled as to constitute a custom or usage with the force of law.”
Id. (quotations omitted). Accordingly, Plaintiff’s final theory of Monell liability fails. See
Gregory v. Shelby Cnty., Tenn., 220 F.3d 433, 442 (6th Cir. 2000) (rejecting a Monell illegal
custom claim because the plaintiff did not provide evidence that the practice frequently occurred
outside of the events giving rise to his claim).
C. Counts Three and Four
Plaintiff also brought state law claims for negligence and wrongful death against
Defendants Lake County, Capitan Brooks, and Lieutenant Longbons. (Doc. No. 7 at 141, ¶¶ 56-
21
Plaintiff also seems to suggest that the Jail’s policy of not providing inmates with CPAP
machines can be imputed to Lake County. (See Doc. No. 71 at 4936-37, 4956-57.) It is
undisputed that Mr. Wiertella did not receive a CPAP machine while he was at the Jail. (See
Doc. No. 70-8 at 3955 (testifying the Jail typically did not issue CPAP machines); see also Doc.
No. 57-6 at 1134 (December 6, 2018 Transcript of call between Mr. Wiertella and unknown
female stating “I do not have my CPAP machines”).) However, Plaintiff has not introduced
evidence showing that Mr. Wiertella requested a CPAP machine from the Jail or anyone else.
(See Doc. No. 57-6 at 1334 (discussing CPAP machines and stating “I’m not going to go there”);
see also Doc. No. 70-14 at 4903-05 (not requesting CPAP machines).) Nor has Plaintiff argued
that refusing to provide a CPAP machine – absent an explicit request – is a facially illegal policy
or custom. For that reason, the Court will not analyze whether Lake County’s policy or custom
towards CPAP machines gives rise to a Monell policy or custom claim.
45
67.) In their motion for summary judgment, the Lake County Defendants moved for summary
judgment solely on state law statutory immunity grounds. (Doc. No. 57-1 at 1089-91.) In his
opposition, Plaintiff did not contest that Lake County and Captain Brooks are statutorily
immune. (Doc. No. 71 at 4957 n.8.) As such, summary judgment is warranted on Counts Three
and Four of the Amended Complaint with respect to Lake County and Captain Brooks.
Consequently, the only remaining contested issue is whether Lieutenant Longbons is
entitled to statutory immunity under Ohio law for the state tort claims brought against him.
Plaintiff argues that for the same reasons a jury could conclude that Lieutenant Longbons was
deliberately indifferent, “a jury could reasonably conclude that [Lieutenant] Longbons acted
recklessly in failing to record essential medication information for [Mr.] Wiertella.” (Id. at
4957-58.) Plaintiff argues that because Lieutenant Longbons knew that Mr. Wiertella’s health
conditions constituted serious medical conditions under the Jail’s policies and procedures and
that serious medical harm or death could occur if Mr. Wiertella’s medications were not
administered, Lieutenant Longbons’ mental state “meets the definitions of wanton and reckless
conduct under Ohio law and immunity should not apply.” (Id. at 4958.)
On the other hand, the Lake County Defendants argue that “[f]or the same reasons
[Lieutenant] Longbons was not deliberately indifferent to [Mr.] Wiertella’s serious medical
need,” he is statutorily immune from liability under Ohio Rev. Code § 2744.03(A)(6). (Doc. No.
73 at 5950.) The Lake County Defendants emphasize that Lieutenant Longbons “did not act or
fail to act with malicious purpose, in bad faith, or in a wanton or reckless manner.” (Id. (quoting
Est. of Overbey v. Licking Cnty., Ohio, No. 2:13-cv-0671, 2015 WL 1611163, at *12 (S.D. Ohio
Apr. 10, 2015).) The Lake County Defendants also cite case law suggesting that even if the
Court were to find Lieutenant Longbons liable for deliberate indifference, he would still be
46
entitled to statutory immunity for these claims because “the threshold for liability appears to be
slightly higher under Ohio law than the deliberate indifference threshold for liability under §
1983.” (Id.)
Ohio law immunizes the conduct of an employee of a political subdivision unless that
conduct is “outside the scope of [their] employment or official responsibilities” or “[with]
malicious purpose, in bad faith, or in a wanton or reckless manner.” Ohio Rev. Code §
2744.03(A)(6).22
Here, the Court has already determined that Lieutenant Longbons’ failure to completely
fill out Mr. Wiertella’s medical intake form and alert medical staff to his conditions, knowing the
form would be reviewed by a nurse, was, “at most[,] negligent conduct.” Brawner, 14 F.4th at
600; Graham ex rel. Est. of Graham, 358 F.3d at 384. Accordingly, Plaintiff has offered no
argument that Lieutenant Longbons’ acts or omissions rise to the level of “malicious purpose, in
bad faith or in a wanton or reckless manner.” Ohio Rev. Code § 2744.03(A)(6). Cf. Stefan v.
Olson, 497 F. App’x 568, 580-81 (6th Cir. 2012) (noting similarities between the Eighth
Amendment “deliberate indifference” standard and Ohio’s “wanton or reckless manner”
standard). Nor has Plaintiff contended that Lieutenant Longbons was acting “outside the scope
of [his] employment or official responsibilities.” Ohio Rev. Code § 2744.03(A)(6).
22
“Malice” is the “willful and intentional design to injure or harm another, usually seriously,
through conduct that is unlawful or unjustified.” Otero v. Wood, 316 F. Supp. 2d 612, 629 (S.D.
Ohio 2004) (quotations and citations omitted). “Bad Faith includes a dishonest purpose,
conscious wrongdoing, or breach of a known duty through some ulterior motive.” Id.
(quotations and citations omitted). “[R]ecklessness is conduct characterized by the conscious
disregard of or indifference to a known or obvious risk of harm to another that is unreasonable
under the circumstances and is substantially greater than negligent conduct.” Hopper v. Phil
Plummer, 887 F.3d 744, 759 (6th Cir. 2018) (quotations and citations omitted). “Wanton
misconduct is the failure to exercise any care toward those to who a duty of care is owed in
circumstances in which there is great probability that harm will result.” Anderson v. Massillon,
983 N.E.2d 266, 273 (Ohio 2012).
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Accordingly, summary judgment in favor of the Lake County Defendants on the state law
claims for negligence and wrongful death is warranted.
VI.
Conclusion
For the reasons stated above, Dr. Raz’s motion for summary judgment (Doc. No. 48) is
GRANTED. The Lake County Defendants’ motion for summary judgment (Doc. No. 57) is
GRANTED IN PART and DENIED IN PART.
IT IS SO ORDERED.
Date: March 26, 2024
__________________________________
BRIDGET MEEHAN BRENNAN
UNITED STATES DISTRICT JUDGE
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