Thomas v. Mahoning County Jail et al
Filing
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Opinion and Order: Plaintiff's motion for reconsideration is denied (Doc. No. 7 ), and defendants' motion to dismiss is granted, in part (Doc. No. 9 ), in that plaintiff's claim for verbal harassment is dismissed. Plaintiff 39;s motion to amend is granted, in part (Doc. No. 8 ), as set forth in this Order. Plaintiff shall have leave until 1/12/2015 to file an amended complaint that raises a claim against defendants Gideon, Denno, Lewis, Felton, Herman, Duncan, and Rojas. Judge Sara Lioi on 12/8/2014. (Related Docs. 12 , 13 , and 15 ) (S,He)
UNITED STATES DISTRICT COURT
NORTHERN DISTRICT OF OHIO
EASTERN DIVISION
SHAWN M. THOMAS,
PLAINTIFF,
vs.
MATTHEW NOVICKY, et al.,
DEFENDANTS.
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CASE NO. 4:13CV1469
JUDGE SARA LIOI
OPINION AND ORDER
Now pending before the Court in this civil rights action, brought under 42
U.S.C. § 1983, is defendants’ motion to dismiss the complaint (Doc. No. 9 [“MTD”]).
Plaintiff opposes the motion to dismiss (Doc. No. 12 [“Opp.”]), defendants have filed a
reply (Doc. No. 13 [“Reply”]), and plaintiff has filed an unauthorized sur-reply (Doc. No.
15 [“Sur-Reply”]). Plaintiff has also filed a motion to amend (Doc. No. 8), which stands
unopposed. Also unopposed is plaintiff’s filing styled “Motion to Object [to]
Memorandum Opinion and Order,” which the Court construes as a motion for
reconsideration (Doc. No. 7).
I. BACKGROUND
Pro se plaintiff Shawn Thomas (“plaintiff”) alleges that, on December 6,
2008, while he was being held in the Mahoning County Jail as a pre-trial detainee, he was
assaulted by numerous jail employees. (Doc. No. 1 [“Compl.”] ¶¶ 1, 12-18.) According to
the complaint, on the night in question, plaintiff returned to his cell after receiving a visit
from his parents to find that his dinner tray had been removed, his personal photographs
had been damaged, and his cell had been “ransacked.” (Id. ¶¶ 2-3.) When plaintiff’s
complaints about the condition of his cell went unanswered by jail staff, plaintiff
attempted to create a security breach first by placing a towel over his cell window and
later by “popping” the sprinkler system. (Id. ¶¶ 4-11.) Plaintiff alleges that when
correction officers came to investigate the source of the flooding in the general vicinity of
plaintiff’s cell, several officers entered plaintiff’s cell and physically assaulted and
verbally harassed him, causing physical and emotional injuries. (Id. ¶¶ 12-18 and U.)
This action is the second lawsuit plaintiff has initiated involving the events
of December 6, 2008. The first action was filed on December 2, 2010 and was randomly
assigned to the undersigned. (Thomas v. Denno, et al., Case No. 4:10CV2723, Doc. No.
1.) Plaintiff named as defendants in this prior action the following: the Mahoning County
Jail, Deputy John Denno, Deputy Matthew Novicky, and Deputy Jeff Schoolcraft. On
May 11, 2011, the Court issued a memorandum opinion and order dismissing the
Mahoning County Jail and Mahoning County—to the extent that it was the proper
municipal entity—as defendants. (Id., Doc. No. 7.)
The parties eventually consented to the jurisdiction of the magistrate
judge, and, on February 27, 2012, Magistrate Judge Limbert issued a memorandum
opinion and order dismissing the action against the remaining defendants without
prejudice for failure to exhaust administrative remedies. (Case No. 4:10CV2723, Doc.
No. 33.) Plaintiff attempted to re-open the prior action on December 18, 2012,
maintaining that he had successfully exhausted his administrative remedies. (Id., Doc.
No. 43.) In a memorandum opinion and order, dated February 12, 2013, the magistrate
2
judge denied the motion to re-open, explaining that, if plaintiff had indeed exhausted his
administrative remedies, his “option” was to file a new lawsuit. (Id., Doc. No. 46 at 3531
[quoting Gunther v. Ohio Dep’t of Corr., 198 F.3d 245, at *1 (6th Cir. Nov. 9, 1999)
(table decision)].)
On July 8, 2013, plaintiff filed the present action2 against the Mahoning
County Jail, Deputy Novicky, Deputy Denno, Deputy Schoolcraft, and various other
county employees.3 Though considerably richer in factual detail, the complaint contains
many of the same allegations as the complaint filed in the original action. Appended to
the present complaint is an “affidavit,” wherein plaintiff attests that he has now
“exhausted all of [his] administrative remedies with the Mahoning County Justice Center
‘Jail.’” (Compl. at 19.)
On March 28, 2014, the Court dismissed the Mahoning County Jail and
Mahoning County, pursuant to the doctrine of res judicata. (Doc. No. 5 at 38-40.) The
Court also dismissed all of the individual defendants—with the exception of Deputies
Novicky and Schoolcraft and Sergeant Bielecki—because the complaint failed to state a
cause of action against them. (Id. at 37.)
1
All page number references are to the page identification number generated by the Court’s electronic
docketing system.
2
The present action was originally assigned to the Honorable John R. Adams, but was transferred to this
Court, on July 8, 2013, as a related case.
3
In addition to Novicky, Denno, and Schoolcraft, the individual defendants included: Sheriff Randall A.
Wellington, Lieutenant Steve Szekley, Sergeant Gary Bielecki, Deputy Brian Gideon, Deputy Jeffrey
Lewis, Deputy Jeremiah Felton, Deputy Joseph Herman, Deputy Sherman Duncan, Deputy Marcio Rojas,
and Unknown John/Jane Does.
3
II. DEFENDANTS’ MOTION TO DISMISS
In their motion to dismiss, pursuant to Fed. R. Civ. P. 12(b)(6), the
remaining defendants contend all of plaintiff’s claims are time-barred. They further insist
that verbal harassment cannot form the basis for a constitutional claim, and that they are
entitled to statutory immunity for plaintiff’s state claims.
A.
Standard of Review
In reviewing a complaint in the context of a motion to dismiss under Rule
12(b)(6), the court must construe the complaint in the light most favorable to the plaintiff
and accept all well-pleaded material allegations in the complaint as true. Bell Atl. Corp. v.
Twombly, 550 U.S. 544, 555-56, 127 S. Ct. 1955, 167 L. Ed. 2d 929 (2007). Although a
complaint need not contain “detailed factual allegations,” it does require more than
“labels and conclusions” or “a formulaic recitation of the elements of a cause of
action[.]” Id. at 555. Thus, a complaint survives a motion to dismiss if it “contain[s]
sufficient factual matter, accepted as true, to state a claim to relief that is plausible on its
face.” Ashcroft v. Iqbal, 556 U.S. 662, 678, 129 S. Ct. 1937, 173 L. Ed. 2d 868 (2009)
(quotation marks and citation omitted). And, “‘[a] claim has facial plausibility when the
plaintiff pleads factual content that allows the court to draw the reasonable inference that
the defendant is liable for the misconduct alleged.’” Hensley Mfg. v. ProPride, Inc., 579
F.3d 603, 609 (6th Cir. 2009) (quoting Iqbal, 556 U.S. at 678.)
As a general rule, a court cannot consider matters outside the four corners
of the complaint when ruling on a motion to dismiss under Rule 12(b)(6). Weiner v. Klais
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and Co., Inc., 108 F.3d 86, 88-89 (6th Cir. 1997) (citing Hammond v. Baldwin, 866 F.2d
172, 175 (6th Cir. 1989)). If a party presents material outside the pleadings to the court
and the court does not exclude the material from consideration, the court must treat the
motion as a motion for summary judgment under Federal Rule of Civil Procedure 56 and
give all parties a reasonable opportunity to present all pertinent material. Fed. R. Civ. P.
12(d).
B.
Timeliness of Plaintiff’s Claims
Defendants insist that plaintiff’s clams are time-barred by the applicable
statutes of limitations. Because § 1983 does not contain its own statute of limitations,
courts must look to state law to determine the relevant limitations period. Roberson v.
Tenn., 399 F.3d 792, 794 (6th Cir. 2005) (citation omitted). The Sixth Circuit has held
that “the appropriate statute of limitations for 42 U.S.C. § 1983 civil rights actions arising
in Ohio is contained in Ohio Rev. Code Ann. § 2305.10, which requires that actions for
bodily injury be filed within two years after their accrual.” Browning v. Pendleton, 869
F.2d 989, 992 (6th Cir. 1989) (en banc); see Holson v. Good, No. 13-4134, 2014 WL
4235759, at *2 (6th Cir. Aug. 27, 2014) (“In Ohio, the statute of limitations for a § 1983
claim is two years and runs from ‘when the plaintiff knows or has reason to know of the
injury which is the basis’ of the claim.”) (quoting Trzebuckowski v. City of Cleveland,
319 F.3d 853, 856 (6th Cir. 2003)). Also under Ohio law, the statute of limitations period
for assault claims is one year, see Ohio Rev. Code Ann. § 2305.111(B), and the
limitations period for intentional infliction of emotional distress is four years. See Ohio
5
Rev. Code Ann. § 2305.09; Yeager v. Local Union 20, 453 N.E.2d 666, 672 (Ohio 1983),
abrogated on other grounds by Welling v. Weinfeld, 866 N.E.2d 1051, 1054 (Ohio 2007).
In response to defendants’ statute of limitations argument, plaintiff
highlights the fact that he first raised his claims in his 2010 complaint in the prior action
and that the claims contained in the present complaint should relate back to the original
filing. According to Ohio’s savings statute, where a plaintiff’s action is dismissed other
than on the merits, and the statute of limitations has expired by the time of dismissal, the
plaintiff is afforded an extra year in which to re-file. Ohio Rev. Code Ann. § 2305.19(A).
Defendants insist that the savings statute cannot rescue plaintiff’s
constitutional claims. They argue that when plaintiff’s prior action was dismissed without
prejudice on February 27, 2012, the statute of limitations on his constitutional and assault
claims had expired. Consequently, plaintiff had one year under the savings statute—until
February 27, 2013—to refile his complaint. Plaintiff did not file the present case until
July 8, 2013, rendering plaintiff’s constitutional and assault claims, in defendants’
estimation, “simply time-barred.” (MTD Reply at 85.)
Although this argument has some logical appeal, it fails to account for the
time period during which plaintiff was attempting to exhaust his administrative remedies
through the jail’s grievance process. The Prison Litigation Reform Act (“PLRA”)
requires that prisoners present their claims through an administrative grievance process
prior to seeking redress in federal court. 42 U.S.C. § 1997e(a). In accordance with the
PLRA, prisoners must comply with exhaustion requirements with respect to any claim
that arises in the prison setting, regardless of the type of clam asserted, or the relief
6
sought. See Booth v. Churner, 532 U.S. 731, 741 n.6, 121 S. Ct. 1819, 149 L. Ed. 2d 958
(2001) (“[A]n inmate must exhaust irrespective of the forms of relief sought and offered
through administrative avenues.”) “Prisoners are therefore prevented from bringing suit
in federal court for the period of time required to exhaust such administrative remedies as
are available.” Brown v. Morgan, 209 F.3d 595, 596 (6th Cir. 2000) (citing 42 U.S.C. §
1997e(a)). “For this reason, the statute of limitations which applie[s] to [a plaintiff’s
claims is] tolled for the period during which his available state remedies were being
exhausted.” Id. (citations omitted); see Waters v. Evans, 105 F. App’x 827, 829 (6th Cir.
2004) (citation omitted).
The complaint plaintiff filed in the prior action was dismissed for a failure
to exhaust remedies. Plaintiff now alleges that, in the interim between the dismissal of his
first action and the filing of the second, he exhausted his administrative remedies. He is,
therefore, entitled to a tolling of the applicable statute of limitations periods for the time
during which he was pursuing his administrative remedies. See Brown, 209 F.3d at 596.
The pleadings do not offer insight as to when plaintiff was pursuing his administrative
remedies, making it impossible on a Rule 12(b)(6) motion for the Court to determine the
correct tolling period and, ultimately, to determine whether plaintiff’s claims are time-
7
barred.4 Accordingly, defendants are not entitled to a Rule 12(b)(6) dismissal on the
pleadings of plaintiff’s claims as untimely.
C.
Plaintiff’s Harassment Claim is not Cognizable Under Federal Law
Defendants also posit that plaintiff cannot maintain a claim under § 1983
for verbal harassment. The Court agrees. “An inmate has no constitutionally protected
right to be free from verbal abuse.” Scott v. Kilchermann, 230 F.3d 1359, at *2 (6th Cir.
Sept. 18, 2000) (table decision); see Ellis v. Ficano, 73 F.3d 361, at *14 (6th Cir. Dec. 27,
1995) (table decision) (“[I]solated threats and verbal abuse are not violations of
constitutional magnitude. Fear from spoken words is not an infringement of a
constitutional right.”) (citing Emmons v. McLaughlin, 874 F.2d 351 (6th Cir. 1989);
Macko v. Byron, 760 F.2d 95, 97 (6th Cir. 1985)). Thus, to the extent that plaintiff is
attempting to assert a stand-alone constitutional claim for verbal harassment, see Compl.
at 4, such claim is dismissed.
4
In fact, it is unclear whether plaintiff has exhausted his administrative remedies. While the complaint
would indicate that exhaustion is complete, plaintiff represents in his sur-reply that he is still attempting to
exhaust, suggesting that he filed a grievance to which he has received no response from jail officials. (SurReply at 92-93.) In support, plaintiff has attached his undated grievance and letters he has sent to various
jail officials inquiring into the status of his grievance. (Doc. No. 15-1.) However, confined to the pleadings,
as it is on a Rule 12(b)(6) motion, the Court cannot determine whether plaintiff has “properly exhausted”
his administrative remedies. See Woodford v. Ngo, 548 U.S. 81, 90, 126 S. Ct. 2378, 165 L. Ed. 2d 368
(2006) (“Proper exhaustion demands compliance with an agency’s deadlines and other critical procedural
rules . . . .”); but see Boyd v. Corr. Corp. of Am., 380 F.3d 989, 996 (6th Cir. 2004) (“administrative
remedies are exhausted when prison officials fail to timely respond to a properly filed grievance”). It may
be that, after the record is developed during discovery, defendants will be able to meet their burden of
demonstrating that plaintiff still has not exhausted his remedies, in which case dismissal would be
appropriate. See Surles v. Andison, 678 F.3d 452, 455 (6th Cir. 2012) (“A prisoner’s failure to exhaust his
intra-prison administrative remedies prior to filing suit ‘is an affirmative defense under the PLRA[.] . . .
[I]nmates are not required to specifically plead or demonstrate exhaustion in their complaints.’ Instead, the
failure to exhaust ‘must be established by defendants.’”) (quoting Jones v. Bock, 549 U.S. 199, 216, 127 S.
Ct. 910, 166 L. Ed. 2d 798 (2007); and Napier v. Laurel Cnty., Ky., 636 F.3d 218, 225 (6th Cir. 2011)).
Defendants may also be able to demonstrate that, notwithstanding a tolling, the claims are still time barred.
Nonetheless, the Court leaves the issues of exhaustion, tolling, and timeliness for summary judgment.
8
D.
Availability of Immunity for State Claims
Finally, with respect to plaintiff’s state law tort claims, defendants assert
that they are entitled to immunity under Ohio Rev. Code Ann. § 2744.03, which provides
that employees of a political subdivision are immune from liability in a civil action for
injury, death, or loss to person or property so long as their conduct does not fit within one
of four enumerated exceptions. Ohio Rev. Code Ann. § 2744.03(A)(6). Pertinent to the
Court’s analysis is the exception that “[t]he employee’s acts or omissions were with
malicious purpose, in bad faith, or in a wanton or reckless manner[.]Ӥ 2744.03(A)(6)(b).
For purposes of § 2744.03(A)(6)(b), wanton misconduct “is the failure to exercise any
care toward those to whom a duty of care is owed in circumstances in which there is great
probability that harm will result.” Anderson v. Massillon, 983 N.E.2d 266, 273 (Ohio
2012) (citations omitted). “Reckless conduct is characterized by the conscious disregard
of or indifference to a known or obvious risk of harm to another that is unreasonable
under the circumstances and is substantially greater than negligent conduct.” Id. (citations
omitted). “The Ohio Supreme Court has held that ‘the issue of wanton misconduct is
normally a jury question.’” Harris v. City of Circleville, 583 F.3d 356, 370 (6th Cir.
2009) (quoting Fabrey v. McDonald Vill. Police Dep’t, 639 N.E.2d 31, 35 (Ohio 1994)).
In his complaint, plaintiff alleges that Deputy Novicky struck plaintiff in
the face with a walkie talkie, threw plaintiff to the ground, and then chocked him.
(Compl. ¶ 17.) He further alleges that the other defendants continued to beat plaintiff
after he was taken to the ground, handcuffed, and subdued. (Id. ¶ 18.) These allegations,
assuming they are true, would be sufficient to establish that defendants acted recklessly
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or with wanton misconduct. See, e.g., Harris, 583 F.3d at 366 (evidence that officers
struck prisoner on the ground, after he was handcuffed, disregarded his cries for help, and
kicked him in the ribs was sufficient for a reasonable juror to conclude that the officers’
behavior was reckless and wanton). Defendants’ request for dismissal of the state tort
claims under Ohio Rev. Code Ann. § 2744.03 is denied.
III. PLAINTIFF’S MOTION FOR RECONSIDERATION
By way of an “objection,” plaintiff appears to seek reconsideration of the
Court’s March 28, 2014 memorandum opinion and order dismissing various defendants
from this action. (Doc. No. 7.) While the Federal Rules of Civil Procedure do not provide
for reconsideration, courts have treated such requests as seeking relief under Rule 59(e).
See McDowell v. Dynamics Corp. of Am., 931 F.2d 380, 382 (6th Cir. 1991) (citing Smith
v. Hudson, 600 F.2d 60, 62 (6th Cir. 1979)). A party may seek to alter or amend a
judgment under Rule 59(e) by filing a motion “no later than 28 days after the entry of the
judgment.” Fed. R. Civ. P. 59(e). A Rule 59(e) motion is rarely granted “because it
contradicts notions of finality and repose.” Mitchell v. Citizens Bank, No. 3:10-00569,
2011 WL 247421, at *1 (M.D. Tenn. Jan. 26, 2011) (quotation marks and citation
omitted). While the rule permits the reconsideration of rulings, it does not permit parties
to effectively “‘re-argue a case.’” Howard v. United States, 533 F.3d 472, 475 (6th Cir.
2008) (quoting Sault Ste. Marie Tribe of Chippewa Indians v. Engler, 146 F.3d 367, 374
(6th Cir. 1998)). Rule 59(e) motions are “not designed to give an unhappy litigant an
opportunity to relitigate matters already decided[.]” Davison v. Roadway Express, Inc.,
562 F. Supp. 2d 971, 984 (N.D. Ohio 2008). Instead, the moving party “must either
10
clearly establish a manifest error of law or must present newly discovered evidence.”
Roger Miller Music, Inc. v. Sony/ATV Publ’g, LLC, 477 F.3d 383, 395 (6th Cir. 2007)
(quotation marks and citation omitted).
Although the Sixth Circuit has not precisely defined the term “manifest
error” in the context of Rule 59(e) motions, definitions from other courts demonstrate that
a high standard applies. The Seventh Circuit defines “manifest error” as the “wholesale
disregard, misapplication, or failure to recognize controlling precedent.” Oto v. Metro.
Life Ins. Co., 224 F.3d 601, 606 (7th Cir. 2000) (also noting that the “[a] ‘manifest error’
is not demonstrated by the disappointment of the losing party”) (quotation marks and
citation omitted). In like fashion, the Northern District of Texas cautions courts to
possess a “clear conviction of error” before finding the presence of manifest error. H & A
Land Corp. v. City of Kennedale, Tex., Civil Action Nos. 4:02-CV-458-Y, 4:02-CV-471Y, 2005 WL 6803499, at *2 (N.D. Tex. Oct. 24, 2005) (quotation marks and citation
omitted).
Plaintiff takes issue with the Court’s dismissal of various individual
defendants. He complains that his complaint states that the dismissed individuals “had the
involvement of beating on the [p]laintiff during a cell extraction . . . .” (Doc. No. 7 at 49.)
He also represents that his complaint states that these individual defendants “were beating
on the [p]laintiff, after he was already subdued and handcuffed behind his back at the
same time these [d]efendants were additionally punching, elbowing, kneeing, hitting and
striking the [p]laintiff with their hands, fists and feet.” (Id.) Finally, plaintiff points to his
unsworn “affidavit,” appended to his complaint that provides that, “All named
11
individuals within this complaint had some sort of involvement pertaining to the violent
attack against me on December 6, 2008 and did nothing to prevent it.” (Id. at 50 [quoting
Compl. Aff. at 19].)
A review of the complaint allegations, however, demonstrates that the
only defendants to whom specific acts of violence toward plaintiff are attributed are
Novicky and Schoolcraft. The complaint also alleges that Bielecki and “unknown
John/Jane Does” may have been present during the alleged physical assault. Moreover,
plaintiff’s vague and conclusory statement that all of the named defendants “had some
sort of involvement pertaining to the violent attack” fails to set forth facts “upon which a
court could find a violation of the Civil Rights Acts. . . .” Yusuf v. Vassar Coll., 35 F.3d
709, 713 (2d Cir. 1994) (quotation marks and citation omitted); see Wells v. Brown, 891
F.2d 591, 594 (6th Cir. 1989) (the court is not required to “guess at the nature of the
claims asserted”), abrogated on other grounds by Moore v. City of Harriman, 272 F.3d
769, 772 (6th Cir. 2001)) (en banc). Without factual allegations that would reasonably
suggest that the other named defendants participated in the assault, plaintiff fails to state a
claim upon which relief may be granted against them. See Ky. v. Graham, 473 U.S. 159,
166, 105 S. Ct. 3099, 87 L. Ed. 2d 114 (1985) (In order to hold individual defendants
liable in their individual capacities under § 1983, the plaintiff must show that they were
personally involved in the alleged constitutional deprivations). Plaintiff’s request for
reconsideration, therefore, is denied.
12
IV. PLAINTIFF’S MOTION TO AMEND
In the alternative, plaintiff seeks leave to amend his complaint in three
specific ways. First, he wishes to add that the individual defendants, both those
previously dismissed by the Court and those remaining in this action, are sued in their
official capacities, as well as their individual capacities. Second, he intends to allege that
certain supervisory employees failed to stop the attack or ensure plaintiff’s safety. Third,
plaintiff desires to assert factual allegations that certain previously dismissed individual
defendants participated in the alleged violent assault.
Courts are encouraged to freely grant leave to amend “when justice so
requires.” Fed. R. Civ. P. 15(a)(2). A motion to amend should be denied, however, “if the
amendment is brought in bad faith, for dilatory purposes, results in undue delay or
prejudice to the opposing party, or would be futile.” Crawford v. Roane, 53 F.3d 750, 753
(6th Cir. 1995) (citation omitted); see Carson v. U.S. Office of Special Counsel, 633 F.3d
487, 495 (6th Cir. 2011); Perkins v. Am. Elec. Power Fuel Supply, Inc., 246 F.3d 593,
605 (6th Cir. 2001) (citation omitted). “Amendment of a complaint is futile when the
proposed amendment would not permit the complaint to survive a motion to dismiss.”
Miller v. Calhoun Cnty., 408 F.3d 803, 817 (6th Cir. 2005) (citing Neighborhood Dev.
Corp. v. Advisory Council on Historic Pres., 632 F.2d 21, 23 (6th Cir. 1980)).
Although this Court construes plaintiff’s pro se motion liberally, it finds
that it would be futile for plaintiff to amend to add that the individual defendants are sued
in their official capacities. “In an official capacity action, the plaintiff seeks damages not
13
from the individual officer, but from the entity for which the officer is an agent.” Pusey v.
City of Youngstown, 11 F.3d 652, 657 (6th Cir. 1993). Thus, an action against an
individual officer in his official capacity is the functional equivalence of an action against
the municipality in which he serves. See Will v. Mich. Dep’t of State Police, 491 U.S. 58,
71, 109 S. Ct. 2304, 105 L. Ed. 2d 45 (1989); Graham, 473 U.S. at 165 (official capacity
suits “‘generally represent only another way of pleading an action against an entity of
which the officer is an agent’”) (quoting Monell v. Dep’t of Soc. Servs., 436 U.S. 658,
690, n.55, 98 S. Ct. 2018, 56 L. Ed. 2d 611 (1978)). Because the Court has already
dismissed Mahoning County from this litigation, suing the individual defendants in their
official capacities as county employees would be futile.
Plaintiff also seeks to hold two supervisory employees responsible for the
alleged assault. He claims that Sheriff Wellington “failed to train these deputy sheriff’s
[sic] properly and failed to discipline them for their actions in this matter. He also failed
to maintain a safe environment . . . .” (Doc. No. 8 at 64.) He further alleges that
Lieutenant Steve Szekley is “responsible for maintaining the standards of employee
conduct and providing the detainees with a safe environment . . . [and that he] failed to
control [the] officers working under his supervision.” (Id. at 63, 64.)
Section 1983 does not permit a defendant to be held liable merely based
upon a failure to supervise. Shehee v. Luttrell, 199 F.3d 295, 300 (6th Cir. 1999); see
McQueen v. Beecher Cmty. Schs., 433 F.3d 460, 470 (6th Cir. 2006) (“Nor can the
liability of supervisors be based solely on the right to control employees, or simple
awareness of employees’ misconduct.”) (quotation marks and internal citation omitted).
14
To establish liability of a supervisor, a plaintiff must show, at a minimum, “that the
official at least implicitly authorized, approved, or knowingly acquiesced in the
unconstitutional conduct of the offending officers.” Id. (citation omitted); Loy v. Sexton,
132 F. App’x 624, 626 (6th Cir. 2005) (“In order for supervisory liability to attach, a
plaintiff must prove that the official did more than play a passive role in the alleged
violation or showed mere tacit approval of the goings on.”) (quotation marks and citation
omitted); McCurtis v. Wood, 76 F. App’x 632, 634 (6th Cir. 2003) (“A supervisor’s
awareness of allegations of unconstitutional conduct and failure to act are not a basis for
liability.”) (citation omitted). Supervisory liability cannot be based upon the failure to act,
or simply because a supervisor denied a grievance or failed to act based upon information
contained in a grievance. See Shehee, 199 F.3d at 300. In other words, “liability under §
1983 must be based on active unconstitutional behavior.” Id.
Plaintiff does not maintain that defendants Wellington and Szekley were
present during the alleged assault, and he offers no proposed factual allegation that
Wellington or Szekley “directly participated, encouraged, authorized or acquiesced” in
any of the events that took place on December 8, 2006. See Shehee, 199 F.3d at 300.
Because plaintiff has failed to point to any facts that defendants Szekley5 and
5
The only possible active involvement by Szekley plaintiff sets forth in his motion is his belief that
Szekley “tampered with evidence as he altered the DVD that was recorded for the date of this incident . . .
.” (Doc. No. 8 at 64.) The only factual allegation plaintiff offers in support of this conclusory statement is
the fact that Szekley “stated in his incident report that the DVD was recorded in three separate sections due
to technical difficulties." (Id.) Such a fact, alone, would be insufficient, on its face, to allow the fact-finder
to “draw the reasonable inference that the defendant is liable for the misconduct alleged.” Hensley Mfg, 579
F.3d at 609 (citation omitted); see Twombly, 550 U.S. at 557 (Where a complaint pleads facts that are
“merely consistent with” a defendant’s liability, it “stops short of the line between possibility and
plausibility of entitlement to relief.”) (citation omitted). Without more, plaintiff’s conclusion fails to “raise
a right to relief above the speculative level[.]” (Id. at 555) (citation omitted).
15
Wellington6 engaged in active unconstitutional behavior, he cannot maintain a claim
against them under § 1983.
It would not, however, be futile for plaintiff to amend his complaint to
allege that the non-supervisory defendants who were previously dismissed from this
action personally participated in the alleged physical attack of plaintiff. In his motion to
amend, plaintiff maintains that, in addition to Novicky and Schoolcraft, Deputies Gideon,
Denno, Lewis, Felton, Herman, Duncan, and Rojas “were personally involved in the
excessive force used against the [p]laintiff leaving him personally injured . . . .” (Doc.
No. 8 at 64.) He further asserts that these deputies “beat on the [p]laintiff[.]” (Id.) Such
allegations, if believed by a jury, would be sufficient to establish that these individuals
violated plaintiff’s constitutional right to be free from excessive force. Plaintiff, therefore,
will be permitted to amend his complaint to assert that Deputies Gideon, Denno, Lewis,
Felton, Herman, Duncan, and Rojas directly participated in the alleged assault on
December 6, 2008. This limited grant of leave should not be interpreted by plaintiff as an
opportunity to add additional claims or to otherwise change the nature of the claims
asserted in the complaint.
V. CONCLUSION
For all of the foregoing reasons, plaintiff’s motion for reconsideration is
denied, and defendants’ motion to dismiss is granted, in part, in that plaintiff’s claim for
6
Plaintiff also alleges simply that Wellington “failed to train” the officers involved in the cell extraction.
“Where, as here, the constitutional violation was not alleged to be part of a pattern of past misconduct, a
supervisory official or municipality may be held liable only where there is essentially a complete failure to
train the police force, or training that is so reckless or grossly negligent that future police misconduct is
almost inevitable[.]” Hays v. Jefferson Cnty., Ky., 668 F.2d 869, 874 (6th Cir. 1982). Plaintiff’s passing
reference to training falls woefully short of setting forth a constitutional violation.
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verbal harassment is dismissed. Plaintiff’s motion to amend is granted, in part, as set
forth above. Plaintiff shall have leave until January 12, 2015 to file an amended
complaint that raises a claim against defendants Gideon, Denno, Lewis, Felton, Herman,
Duncan, and Rojas.
IT IS SO ORDERED.
Dated: December 8, 2014
HONORABLE SARA LIOI
UNITED STATES DISTRICT JUDGE
17
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