Frank et al. v. Bockenstette et al

Filing 8

ORDER adopting Report and Recommendation re 7 Petitioners motion for an order confirming the stipulated award of the Arbitration Panel is GRANTED. The Stipulated FINRA Arbitration Award is CONFIRMED and all references to the underlying arbitration proceedings be EXPUNGED from the petitioners registration records, as maintained by the Central Registration Depository. Signed by Judge Sandra S Beckwith on 3/6/13. (mb)

UNITED STATES DISTRICT COURT
SOUTHERN DISTRICT OF OHIO
WESTERN DIVISION
Steven L. Frank, et al.,
Petitioners
v.

Case No. 1:12-cv-812

Mark Bockenstette, et al.,
Respondents

ORDER
This matter is before the Court on the Magistrate Judge’s Report and
Recommendation filed February 13, 2013 (Doc. 7).
Proper notice has been given to the parties under 28 U.S.C. § 636(b)(1)(C),
including notice that the parties would waive further appeal if they failed to file
objections to the Report and Recommendation in a timely manner. See United States
v. Walters, 638 F.2d 947 (6th Cir. 1981). As of the date of this Order, no objections
to the Magistrate Judge’s Report and Recommendation have been filed.
Having reviewed this matter de novo pursuant to 28 U.S.C. § 636, we find the
Magistrate Judge’s Report and Recommendation correct.
Accordingly, it is ORDERED that the Report and Recommendation of the
Magistrate Judge is hereby ADOPTED . Petitioners’ motion for an order confirming
the stipulated award of the Arbitration Panel in the matter of the Arbitration between
Mark and Mary Kay Bockenstette v. Steven Louis Frank, Michael A. Curley, Sr.,
Andrew J. Moro and Wells Fargo Advisors, LLC, f/k/a Wachovia Securities, LLC,
FINRA Case No. 10-05647 is GRANTED. The Stipulated FINRA Arbitration
Award is CONFIRMED and all references to the underlying arbitration proceedings
be EXPUNGED from the petitioners’ registration records, as maintained by the
Central Registration Depository.
Date: March 6, 2013

s/Sandra S. Beckwith
Sandra S. Beckwith, Senior Judge
United States District Court