Hamilton v. Local Union No. 1347 of The International Brotherhood of Electrical Workers, AFL-CIO et al
Filing
72
MEMORANDUM OPINION AND ORDER granting 54 Defendant Local Union No. 1347 of The International Brotherhood of Electrical Workers, AFL-CIO's Motion for Summary Judgment; granting 55 Defendant Duke Energy Ohio, Inc.'s Motion for Judgment as a Matter of Law. Judgment is rendered in favor of both Defendants as a matter of law, and this case is closed. Signed by Magistrate Judge Stephanie K. Bowman on 8/8/2014. (km1)
UNITED STATES DISTRICT COURT
SOUTHERN DISTRICT OF OHIO
WESTERN DIVISION
MYRON HAMILTON,
Case No. 1:13-cv-124
Plaintiff,
Bowman, M.J.
v.
LOCAL UNION NO. 1347 OF THE
INTENATIONAL BROTHERHOOD OF
ELECTRICAL WORKERS, AFL-CIO, et al.,
Defendants.
MEMORANDUM OPINION AND ORDER
On February 15, 2013, Plaintiff Myron Hamilton (“Hamilton”) filed suit against
Defendants under the Labor Management Relations Act, 29 U.S.C. § 185. Plaintiff is a
former employee of Defendant Duke Energy Ohio, Inc. (“Duke”) as well as a member of
Defendant Local Union No. 1347 of the International Brotherhood of Electrical Workers,
AFL-CIO (“the Union”). Plaintiff’s complaint alleges that Duke violated the Collective
Bargaining Agreement (“CBA”) that exists between Duke and the Union when Duke
terminated Plaintiff’s employment. Plaintiff further alleges that the Union violated its
duty to fairly represent him in its efforts to have him reinstated to his former
employment.
The Union and Duke filed separate motions for summary judgment, to which
Plaintiff filed a combined response. (Docs. 54, 55, 62). Both the Union and Duke filed
reply memoranda. (Docs. 70, 71). The parties have consented to disposition of this
case by the undersigned magistrate judge. See 28 U.S.C. §636(c) and Doc. 13. For
the reasons that follow, the Court concludes that both Defendants are entitled to
judgment as a matter of law.
I. Background
Defendants have filed Proposed Undisputed Facts, to which Plaintiff has
responded. (Docs. 54, 55). The Court adopts those facts expressly admitted by Plaintiff.
(Docs. 67, 68). To the extent that any material facts have been disputed, they have
been construed in favor of the Plaintiff.
Hamilton began his employment with Duke in January 1989 at a time when the
company was called The Cincinnati Gas & Electric Company. Over the years, Hamilton
held various positions with Duke, but eventually became a Lineman. He continued to
work for Duke until Duke terminated his employment on June 27, 2012. At the time of
his termination, Hamilton worked as a Senior Lineman at the Miamitown location, with 7
to 8 employees working under his direction.
Hamilton and his crew were assigned to replace an electrical pole on State Street
by Steve Laub, a scheduling specialist who provided instructions describing what the
job entailed and how they were to do it. Paul Greve was Hamilton’s direct supervisor.
Hamilton and his crew were directed to remove an existing 40 foot pole, erect a new
pole, remove the old transformer, transfer conductors to the new pole, and install a new
transformer.
On May 9, 2012, Myron Hamilton and a crew began work on the State Street job.
On May 14, 2012, Hamilton returned to the site to continue the work, along with three
others. Following completion of the installation of the new pole, Plaintiff continued work
on the new conductor. On Tuesday, May 15, 2012, Plaintiff and a crew returned and
finished their work at State Street prior to traveling to Bond Road to complete their next
2
job.
When they left State Street, they left the old and new transformers banked
together. No one instructed them to do so.
Banking transformers is a process used to temporarily attach (bank) two
transformers together on an electric pole to avoid a temporary disruption in power
during construction jobs. Hamilton does not dispute that after completion of
construction, the transformers are to be unbanked and one transformer should be
removed. A written work standard used by Cinergy, a predecessor to Duke for which
Hamilton also worked, requires transformers to be unbanked.
Duke did not either
formally adopt or repudiate that work standard after it assumed operations but
continued the same or similar customs and practices, to the extent that transformers
were occasionally banked under certain conditions.
When questioned about Duke’s written standards, Hamilton initially suggested, “I
think I have seen” a work standard that said to leave transformers banked. He then
contradicted that testimony by testifying that he had not seen a written standard “that I
can recall,” before finally testifying that he “can’t recall that I have or haven’t” ever seen
such a work standard. (Hamilton Depo., Doc. 53 at 162-163). 1 Notwithstanding this
equivocal testimony, Hamilton does not dispute the temporary nature of any conditions
that would warrant banking.
On Wednesday, May 16, the day after completion of the State Street work, Laub
drove by and noticed that the transformers were still banked together, and called Greve
to notify him of that fact. Greve immediately asked Hamilton why the transformers were
1
Hamilton’s entire deposition was filed under seal, but the limited portions of testimony quoted herein are
not within a category of information requiring protection from disclosure in the public record.
3
left banked, and instructed Hamilton to go unbank them.
Because Hamilton was
concerned he would miss a meeting if he traveled to State Street, he asked Mark Lewis
and John Hoskins, who were working nearby, to go unbank the transformers. Witness
accounts vary concerning whether Lewis and Hoskins committed to the task or merely
agreed to “try.” Hamilton testified that even though Lewis and Hoskins indicated they
would have trouble getting to the task, Lewis ultimately reassured him, “We’ll get it,
Buddy. Go on. Quit freaking out.” (Hamilton Depo. at 127:15-21). Regardless, Lewis
and Haskins forgot and did not unbank the transformers. Lewis testified that Hamilton
never followed up with them to see if they completed the task. 2
On May 31, 2012, Grady Hamilton (Plaintiff’s brother) and Marc Lewis completed
the State Street job.
After returning from that job, Grady notified Greve that the
transformers had been left and were still banked upon their arrival, and that when they
pulled up there was a loud buzzing sound.
On June 4, 2012, Hamilton learned that the transformers had not been unbanked
when Greve called a meeting to discuss why Plaintiff had left the transformers banked,
and had failed to correct the problem as instructed. Hamilton responded by saying that
they must have forgotten to unbank the transformers and that it wasn’t a big deal. In
response to the query why he did not go unbank them as instructed on May 16th,
Hamilton said he had to stop and get fuel, and had a long drive, so he asked someone
else to do it for him.
2
Hamilton disputes Lewis’s account only to the extent that Hamilton testified he couldn’t recall whether he
followed up. This is not a material factual dispute in light of Hamilton’s concession that he remained
unaware that Lewis and Hoskins hadn’t unbanked the transformers until he was told on June 4.
4
About 30 minutes later, Greve and Laub were in the office when they heard
yelling outside. They discovered Plaintiff and his brother Grady arguing loudly, standing
face to face. Greve instructed them to return to work, and notified his supervisor, Susan
Mearns, about the incident. Duke conducted a Fact Finding Conference on June 6,
2012 concerning the banked transformer and the subsequent argument between
Plaintiff and his brother.
On June 5, 2012, Hamilton prepared a written statement. Billy Byrd, the Union
Steward, notified Don Reilly, the Business Manager for the Union. Reilly instructed
Byrd to attend with Hamilton and take notes.
On June 6, 2012, Duke conducted its Fact Finding Conference, interviewing
various Duke employees. Mearns and Greve took notes which were combined and
typed up. Witnesses Pat Becknell and Chuck Gundrum said that Plaintiff called Grady
“a chump,” “a piece of shit,” and that Plaintiff was in Grady’s face.
They further
indicated that Plaintiff threatened Grady and said we will solve it at 3:31 in the parking
lot, while pointing his fingers and overbearing Grady. They stated that Grady tried to
explain and remained calm. Roger Heck similarly testified that he heard Hamilton call
his brother a chump, and say, “I will meet you in the parking lot after work,” implying a
physical altercation. He said that Grady walked away but that Plaintiff kept following
him, telling him he was a “‘suckass’ and not half the lineman I am.”
During the Fact Finding Conference, Mearns suspended Plaintiff indefinitely.
Byrd shared his notes with Reilly via facsimile on June 7, 2012; Reilly reviewed those
notes as well as Hamilton’s written statement.
5
Later in June 2012, Ken Toebbe, who was Mearns’ direct supervisor, Lisa
Gregory, Director of Labor Relations, Jerri Garmon of Human Resources, and Mearns
all met to discuss the disciplinary action to be taken against Plaintiff. All four decided to
terminate Hamilton’s employment. They testified that they made their decision in part
based on Hamilton’s prior disciplinary record, which included other instances of unsafe
work practices and hostile work environment, as well as based on the information
gathered during the Fact Finding Conference. Plaintiff partially disputes the extent of
his disciplinary record, but concedes that he previously was referred for conflict
resolution counseling after a prior altercation. On or about June 20, 2012, Lisa Gregory
called Reilly to notify him of the termination decision.
A 2009-2014 CBA between Duke and the Union governed Plaintiff’s employment
and termination. Under the CBA, the right to impose discipline including termination for
“proper and legitimate reasons” was reserved to Duke. (Hamilton Depo., Ex. 1 at 11,
Article I, §9(a)). Duke also retained the ability to “adopt or revise any work methods and
procedures.” Among the policies and procedures adopted by Duke were a Code of
Business Ethics, Harassment Policy Work Place Security Procedure, and a Threats and
Violence in the Workplace Policy.
The CBA contains a three-step grievance process leading up to arbitration. In
termination cases, the parties may elect to proceed directly to the Third Step, consisting
of a meeting between the parties, with management, the Union’s grievance committee,
and the grievant. On June 27, 2012, Ken Toebbe met with Reilly and Hamilton, among
others, and informed them of the termination decision.
During the meeting, with
Hamilton’s agreement, Reilly articulated a verbal grievance and requested to advance
6
to a Third Step meeting in order to obtain a quicker resolution. Reilly also requested a
written termination letter as required by the CBA, as well as a list of witnesses that Duke
had interviewed.
Hamilton provided Reilly with a written statement outlining his position
immediately after the termination meeting. (Doc. 37-5). On July 2, 2012, Reilly sent a
letter to Lisa Gregory, again requesting a copy of the June 29 termination letter and a
list of the witnesses that Duke had interviewed. In response, Duke sent Hamilton a
termination letter dated June 29, 2012. The letter states: “Based on the totality of
evidence and prior corrective action you have received, the Company has concluded
that you violated Company Policy, engaged in unsafe work practices, and failed to
follow your supervisor's instructions.” (Doc. 37-6). Reilly next prepared and submitted a
written Third Step grievance dated July 9, 2012, in which he asserted that Hamilton had
been unjustly terminated and requested reinstatement and lost wages and benefits.
(Doc. 37-8).
On August 1, 2012, Reilly attended a Third Step Grievance meeting with
Hamilton and a grievance committee. At that time, Lisa Gregory stated Plaintiff was
being terminated for violating company policy, threatening employees, engaging in
unsafe work practice (leaving the transformers banked), creating a hostile work
environment, and failing to follow the supervisor’s instructions (to unbank the
transformers).
Danny Amshoff, as part of the Union’s grievance committee, also
attended and took notes. During the meeting Reilly offered Hamilton the opportunity to
ask any additional questions or to make comments. On the same date, Reilly
interviewed a list of witnesses that Hamilton provided to him, including Pat Becknell,
7
Ray Edwards, John Hoskins, Chuck Gundrum, and Mike Weiss. Reilly also spoke with
Grady Hamilton by telephone. While Reilly chose not to interview every person who
worked in the district, the only witness identified by Plaintiff and not interviewed by Reilly
was Marc Lewis. Reilly believed that the witnesses he interviewed confirmed Duke’s
account of the reasons for termination; Becknell and Gundrum both told him that
Plaintiff pursued and threatened his brother. (Reilly Depo., Doc. 37 at 72).
On August 20, 2012, Gregory sent Reilly a formal written response, denying the
Third Step grievance and confirming the termination. (Doc. 37-13). The Union has the
right to request arbitration within 30 work days of receipt of the Third Step response. As
Business Manager, Reilly makes the determination of whether to pursue arbitration. In
order to preserve Plaintiff’s rights, Reilly had provided initial notice that the Union would
pursue Hamilton’s grievance to arbitration.
On August 24, 2012, Reilly formally requested additional information concerning
the termination. Reilly met with Gregory to review the Fact Finding conference notes
and policies that Duke claimed Hamilton had violated. On August 30, 2012, Reilly wrote
Gregory to confirm receipt of the information that he had requested.
On August 31, 2012, after consulting with the President and the Executive Board
of the Union as well as the current and former Union International Representative, Reilly
decided not to pursue Plaintiff’s grievance to arbitration and notified Duke and Hamilton
of that decision. (Doc. 37-16). Reilly’s letter explained that the witness statements
conflicted with Hamilton’s statements, and gave Hamilton 10 days to respond. Plaintiff
spoke with Reilly but chose not to file any formal response. In a final letter dated
8
October 2, 2012, Reilly notified Duke and Hamilton that the Union was dropping the
grievance. (Doc. 37-17).
II. Analysis
A. Standard of Review
On summary judgment, a court must determine whether there is any genuine
issue as to any material fact in dispute. See Rule 56(c), Fed. R. Civ. P. In a motion for
summary judgment, a court “must view the facts and any inferences that can be drawn
from those facts ... in the light most favorable to the nonmoving party.” Keweenaw Bay
Indian Comm. v. Rising, 477 F.3d 881, 886 (6th Cir. 2007) (internal quotation marks
omitted).
“Summary judgment is only appropriate ‘if the pleadings, depositions,
answers to interrogatories, and admissions on file, together with the affidavits, if any,
show that there is no genuine issue as to any material fact and that the moving party is
entitled to a judgment as a matter of law.’” Id. (quoting Fed.R.Civ.P. 56(c)) (internal
quotation
marks
omitted).
“Weighing
of
the
evidence
or
making
credibility
determinations are prohibited at summary judgment-rather, all facts must be viewed in
the light most favorable to the non-moving party.” Id. In this case, summary judgment
should be granted to the Plaintiffs based upon the uncontested evidence filed in support
of their motion.
B. Duke’s and the Union’s Motions
Plaintiff’s claims fall under §301 of the Labor Management Relations Act
(“LMRA”), which authorizes employees to bring hybrid suits against their employers and
labor organizations. An employee like Plaintiff who is subject to a CBA may not sue his
employer unless he first exhausts any grievance or arbitration remedies set forth in the
9
CBA, and judicial review of that process is narrow.
DelCostello v. Int’l Bhd. Of
Teamsters, 462 U.S. 151, 163-164 (1983). However, when the Union representing the
employee acts “in such a discriminatory, dishonest, arbitrary, or perfunctory fashion as
to breach its duty of fair representation,” then the employee can file a type of hybrid suit
against both his employer and his union, “notwithstanding the outcome or finality of the
grievance or arbitration proceeding.” Id. To prevail under §301, a plaintiff must prove
both that his discharge was contrary to the CBA and that the union breached its duty of
fair representation. See Williams v. United Steelworkers of America, 2011 WL 2135179
(S.D. Ohio, May 27, 2011)(granting summary judgment where plaintiff failed to prove
either prong).
Duke and the Union argue persuasively that Hamilton cannot prove
either element of his claim in this case.
1. Breach of Fair Representation
In order to establish that the Union has breached its duty of fair representation,
Plaintiff must prove that the Union acted arbitrarily, capriciously, or in bad faith. Unless
the Union has breached its duty, both the Union and the employer are entitled to a
judgment of dismissal. Vaca v. Sipes, 386 U.S. 171, 186 (1967)(establishing the right of
an employee to file suit where the plaintiff has been prevented from exhausting his
rights under the CBA by the union’s breach of its duty of fair representation). The steep
burden faced by would-be plaintiffs in §301 cases was aptly described in Garrison v.
Cassens Transport Co., 334 F.3d 528 (6th Cir. 2003):
There is no requirement….that the grievance process be “error-free.”
Hines v. Anchor Motor Freight, Inc., 424 U.S. 554, 571, 96 S.Ct. 1048, 47
L.Ed.2d 231 (1976).
With regard to the arbitrary prong, “a union's actions are arbitrary only if, in
light of the factual and legal landscape at the time of the union's actions,
10
the union's behavior is so far outside a ‘wide range of reasonableness' as
to be irrational.” O'Neill, 499 U.S. at 67, 111 S.Ct. 1127 (citation omitted).
Mere negligence on the part of a union does not satisfy this requirement.
United Steelworkers of Am. v. Rawson, 495 U.S. 362, 372–73, 376, 110
S.Ct. 1904, 109 L.Ed.2d 362 (1990). Moreover, ordinary mistakes, errors,
or flaws in judgment also will not suffice. See Walk v. P*I*E* Nationwide,
Inc., 958 F.2d 1323, 1326 (6th Cir.1992) (citations omitted). That is, “an
unwise or even an unconsidered decision by the union is not necessarily
an irrational decision.” Id. In essence then, to prevail, a plaintiff has the
difficult task of showing that the union's actions were “wholly irrational.”
O'Neill, 499 U.S. at 78, 111 S.Ct. 1127. The “wholly irrational” standard is
described in terms of “extreme arbitrariness.” Black, 15 F.3d at 585 (“[T]he
relevant issue in assessing a Union's judgment is not whether it acted
incorrectly, but whether it acted in bad faith, or extremely arbitrarily, or
discriminatorily.”) (internal quotation marks and citation omitted).
Id., 334 F.3d at 538-39.
Both Duke and the Union argue that Hamilton cannot prove that the Union
breached its duty. “[A] union does not breach its duty of fair representation merely
because it determines that a grievance lacked merit, regardless of whether a judge or
jury ultimately agrees.” Vaca v. Sipes, 386 U.S. at 192-193. To establish bad faith by
the union, a plaintiff must provide “substantial evidence of fraud, deceitful action or
dishonest conduct.”
Amalgamated Ass’n of St., Elec. Ry. & Motor Coach Emp. of
America v. Lockridge, 403 U.S. 274, 279 (1971).
But even proof of bad faith may not
be sufficient, unless the grievance process was “seriously” affected, to the detriment of
the employee.
Once a plaintiff proves that the Union acted in bad faith or in an arbitrary
or discriminatory manner, however, the plaintiff must also prove that the
Union's actions tainted the grievance procedure such that the outcome
was more than likely affected by the Union's breach. Black, 15 F.3d at
585. Moreover, the impact of the Union's breach on the outcome of the
grievance proceeding must have been substantial:
to establish a breach of fair representation, the plaintiff must meet
the onerous burden of proving that the grievance process was
“seriously flawed by the union's breach of its duty to represent
11
employees honestly and in good faith and without invidious
discrimination or arbitrary conduct.
Id. (citation omitted).
Dushaw v. Roadway Exp., Inc., 66 F.3d 129, 132 (6th Cir. 1995). Thus, Plaintiff must
prove that the Union’s failure to pursue his claim in arbitration “more than likely affected
the outcome of the grievance procedure.” Id.
On the record presented, Hamilton falls far short of his high burden of proving
that the Union breached its duty of fair representation to him. Hamilton admits that the
Union filed a grievance on his behalf, but argues that it “failed to conduct any
meaningful investigation.” (Doc. 1 at ¶13). A failure to conduct any investigation might
constitute a breach of fair representation (assuming that the lack of investigation
affected the outcome), but that is not what happened here.
Rather, the record shows that Reilly (1) conducted an investigation and
participated in a termination meeting in which Toebbe explained the grounds for
termination; (2) reviewed Billy Byrd’s Fact Finding Conference notes; (3) reviewed
Hamilton’s statement; (4) personally interviewed six persons, including all but one of the
persons Hamilton asked that he interview; (5) attended a Third Step Grievance meeting
with Hamilton and Duke’s management team; (6) met with Lisa Gregory to review the
Fact Finding Conference interview notes as well as specific policies on which Duke was
relying for the termination decision; (7) consulted with the President and Executive
Board of the Union; and (8) consulted with Ted Robison, International Representative of
the Union, and Gary Koinglesmith, a retired former International Representative of the
Union, who had a lot of experience with arbitration proceedings. Any mistake or error in
judgment by the Union in its determination not to pursue arbitration is insufficient to
12
show a breach of its duty. In other words, the issue of whether Hamilton was or was not
actually guilty of terminable offenses is separate from the inquiry of whether the Union
violated Hamilton’s right to fair representation.
Hamilton suggests that the Union’s investigation was woefully inadequate. He
testified that he did not believe the investigation was “meaningful” because Reilly failed
to interview all eighteen employees who worked in the district. (Doc. 53 at 190-191,
193-194). But a request that Reilly interview everyone in the entire district was not a
reasonable demand, and was not required for a meaningful investigation. See Black v.
Ryder/P.I.E. Nationwide, Inc., 15 F.3d 573, 585 (6th Cir. 1994)(holding that “[a] union
does not…have to exhaust every possible remedy requested by a member facing
disciplinary action.”); Garrison, 334 F.3d at 540-541 (no breach where union did not
prepare a defense that it believed was inapplicable, and noting that such a “tactical
decision” is “subject to deference.”).
In the alternative, Plaintiff argues that Reilly should have interviewed every
person who worked on the State Street job. However, Reilly did interview everyone
who had worked on the State Street job except for Marc Lewis. A failure to interview
Lewis does not amount to a breach of the duty of fair representation. See Armstrong v.
Chrysler Corp., 972 F. Supp. 1085, 1090 (E.D. Mich. 1997)(“The Union was under no
obligation to personally interview every witness to the incident” and its failure to do so
did not render its investigation arbitrary, irrational or perfunctory).
Duke had already interviewed Marc Lewis during the Fact Finding Conference.
Lewis’s statements were recorded during the conference and heard by Billy Byrd, who
also took detailed notes.
Reilly reviewed all relevant notes concerning Lewis’s
13
statements. Hamilton cannot show that an additional interview would have impacted the
outcome of his case. Lewis testified that Plaintiff “kept getting louder and Grady was
quiet,” that Hamilton had asked him and Hoskins to unbank the transformers, but that
they did not guarantee they would do it, and that Hamilton never followed up with them.
Lewis also testified that he “hid” when Hamilton and his brother began arguing, and had
nothing to add in Plaintiff’s favor. Thus, there is no evidence that Reilly’s failure to
personally interview Lewis had any impact on the Union’s decision not to arbitrate, or
the ultimate termination decision.
Contrary to Plaintiff’s apparent belief, a union is not obligated to pursue every
grievance to arbitration. Persisting in his claim that the Union acted in “bad faith,”
Hamilton contends that Reilly was “dishonest” in three specific ways: in the exercise of
Reilly’s judgment that insufficient merit existed to pursue arbitration, and on two
additional occasions during the investigatory process.
First, Hamilton alleges dishonesty to the extent that Reilly testified that to
determine whether or not to pursue arbitration, he considers: “Is there any merit to the
case?” (Reilly Depo., Doc. 37 at 31:21-23, emphasis added). He subsequently testified
that he reviews all evidence before exercising his judgment as to whether “there is merit
to the case” or whether he believes he can make a “valid argument.” (Doc. 38 at 244,
245-246). Heavily relying upon a single word in Reilly’s initial deposition testimony,
Plaintiff argues that Reilly was required to pursue arbitration against all odds, so long as
“any” argument could be made. Plaintiff contends that an issue of material fact exists
concerning whether Hamilton’s grievance had “any” merit.
Hamilton suggests that
Reilly “lied about the state of the evidence that existed…in order to avoid fulfilling his
14
fiduciary duties” to pursue arbitration. (Doc. 62 at 19). In terms of the basis for “any”
meritorious argument, Hamilton falls back upon his underlying mix of factual and legal
arguments that Duke got it wrong, and that he was not guilty of the multiple offenses
with which he was charged.
The Court is not persuaded. Plaintiff’s position would divest the Union of any
discretion, so long as some possible “merit” to the grievance existed. Plaintiff’s entire
argument runs counter to §301 of the LMRA. See generally Vaca, 386 U.S. at 195
(“…a breach of the duty of fair representation is not established merely by proof that the
underlying grievance was meritorious….”).
[M]erely characterizing a union’s conduct as “arbitrary,” “perfunctory” or
demonstrative of “bad faith” is insufficient to withstand summary judgment.
Rather, to meet his burden of proof as to the union’s breach of its duty of
fair representation, a plaintiff must establish by substantial evidence that
the union acted arbitrarily, discriminatorily or with bad faith. Motor Coach
Employees v. Lockridge, 403 U.S. 274, 299 (1971).
Damphousse v. Great Lakes Steel, 219 F. Supp.2d 833, 837 (E.D. Mich. 2002)(quoting
Kaiser v. United States Postal Service, 785 F. Supp. 6468, 660 (E.D. Mich.
1992)(additional internal citation omitted)).
In context, without parsing and overemphasizing a single phrase, Reilly’s
testimony was not “dishonest” and the record as a whole can admit of only one
conclusion. Reilly retained the discretion to determine whether or not the Union should
pursue arbitration based upon his judgment concerning whether sufficient merit existed
to continue pursuing the grievance. The Union reasonably exercised that judgment. No
reasonable jury could find that the Union violated its duty of fair representation when
Reilly determined that the grievance was not sufficiently meritorious to continue to
arbitration.
Reilly provided Hamilton with rational reasons for his decision.
15
Those
reasons may not have been to Plaintiff’s liking, but cannot be viewed as so outside the
realm of reasonableness as to be arbitrary and capricious or in bad faith. “[A]n unwise
or even an unconsidered decision by the union is not necessarily an irrational decision.”
Garrison, 334 F.3d at 538 (quoting Walk v. P*I*E* Nationwide, Inc., 958 F.2d at 1236).
In general, “mistakes, errors, poor judgment, inadequate, or even negligent
representation” are insufficient to demonstrate a breach of the duty of fair
representation. Hayes v. UPS, 327 Fed. Appx. 579, 586 (6th Cir., May 19, 2009)(citing
Garrison).
Aside from contesting Reilly’s judgment about the quality of Duke’s evidence
and/or the “merit” of his defense, Plaintiff asserts that the Union’s decision not to
arbitrate breached the Union’s duty because Reilly was “dishonest” in two respects
during the investigation. For example, Plaintiff argues that Reilly was “dishonest” when
he represented that one of the five witnesses interviewed by Reilly requested that
Hamilton not be present during the interviews. Two of the witnesses, Hoskins and
Edwards, testified that they did not make any such request. Hoskins further testified
that he did not recall anyone making the request, notwithstanding Reilly’s
contemporaneous note to that effect, and that such a request would have been
“inconsistent” with the relationship that the five witnesses had with Hamilton. However,
Hoskins also testified that he had no present recollection of whether any witness had
made the request, that he had no reason to believe that Reilly’s notation was false, and
that he would not know if one of the other witnesses made the request. (Hoskins Depo.
at 20-22, 36, 39, 40-42).
16
The record does not demonstrate dishonesty by Reilly in conducting the witness
interviews. Hamilton did not depose the other three witnesses (Gundrum, Becknell, or
Weiss), and has presented no evidence that one of them did not make the request.
Moreover, even if Hamilton had shown that Reilly misrepresented the reason for
excluding him from the interviews, any such misrepresentation would be immaterial.
There is simply no evidence that Reilly made any type of false record of the substance
of the witness statements, which corroborated Duke’s charges and were inconsistent
with Hamilton’s own statements. The witnesses stated that the substance of Reilly’s
August 1, 2012 notes concerning their descriptions of the events was accurate. Thus,
there is no evidence at all that interviewing the witnesses outside of the presence of
Hamilton tainted the grievance process or the outcome of the arbitration decision.
The last assertion of “dishonesty” that Plaintiff uses to support his claim of “bad
faith” by the Union is his contention that Reilly lied when he stated on August 30, 2012
that he had “received the information” from Duke that he requested in his August 24,
2012 letter. But as with Plaintiff’s other assertions of “dishonesty” or “bad faith,” the
record reveals the absence of any genuine issue of material fact. Reilly’s letter of
August 24, 2012 specifically requested: (1) “in regard to ‘violation of company policy,’
statements from witnesses affirming the company’s position that Mr. Hamilton created a
hostile or harassing environment at work; (2) “in regard to engaging in ‘unsafe work
practices,’ examples of how Mr. Hamilton’s work practices created an unsafe
environment,” and (3) “in regard to failure ‘to follow his supervisor’s instructions,’ a
written statement from his supervisor demonstrating Mr. Hamilton’s insubordination.”
(Doc. 37-14). Duke responded by providing witness statements and other information.
17
Reilly’s subsequent August 30, 2012 stated that he had “received the information”
requested, and confirmed that Reilly “was afforded full disclosure to the Company’s
record of witness statements and any additional information needed to make a sound
decision in this case.” (Doc. 15).
It is undisputed that Reilly did not actually receive any “written statement” by the
supervisor, Greve, because no such statement existed then or now. Plaintiff therefore
attacks as “dishonest” Reilly’s representation that he had “received the information” because Reilly could not have received a non-existent statement. (Hamilton Depo. at
248-249). Although Hamilton accuses Reilly of a “negligent” misrepresentation that he
had received “all” of the evidence requested, mere negligence is insufficient to
demonstrate bad faith. United Steelworkers of Am. v. Rawson, 495 U.S. at 371. More
to the point, though, the fact that Reilly stated that he “received the information” that he
requested does not amount to a showing of bad faith or dishonesty during the
investigation. Rather than interpreting the statement as a “false” representation that he
received a non-existent letter, it is far more reasonable and rational to interpret the
statement as acknowledgment of receipt of all existing information responsive to his
prior requests. Aside from that more rational construction, it bears noting that Reilly was
not a trained lawyer or professional wordsmith. “[A] union’s representative ‘cannot be
held to the same standard as that of [a lawyer]’ because they do not have the same
training….” Hayes v. UPS, 327 Fed. Appx. at 586 (quoting Garrison, 334 F.3d at 539).
In short, there is no evidence of dishonesty by Reilly, or of arbitrary and capricious
conduct or bad faith by the Union. As there is no evidence that the Union breached its
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duty of fair representation when it chose not to pursue the denial of the Third Step
grievance to arbitration, both Defendants are entitled to judgment as a matter of law.
2. Breach of Contract Claim
Hamilton’s claim against Duke is “interlocked” with his breach of fair
representation claim; therefore, the failure of his claim against the Union ends his claim
against Duke. See White v. Detroit Edison Co., 472 F.3d 420, 425 (6th Cir. 2006).
Even though both Defendants are entitled to judgment as a matter of law based upon
Plaintiff’s inability to show a breach of the duty of fair representation, both Defendants
are also entitled to judgment because Hamilton also fails to show a genuine issue of
material fact exists regarding whether his termination was proper under the CBA.
Under the CBA, Duke retained the right to terminate employees for any “proper and
legitimate” reason.
The Court concludes that the termination was “proper and
legitimate” and therefore not in breach of the CBA.
Duke conducted a complete
investigation that supported the four reasons cited by Duke for the disciplinary action:
(1) Hamilton’s creation of an unsafe work practice when he left two transformers
banked; (2) his failure to return and correct that condition as instructed; (3) his engaging
in a heated argument and threatening a physical altercation while at work; and (4) his
prior disciplinary history. The mere fact that Hamilton asserts defenses to most of the
charges does not mean that Duke violated the CBA. As Plaintiff himself puts it, “[t]he
question to ask is whether Duke acted in good faith in its termination decision.” (Doc.
62 at 4-5). Ample record evidence drives the conclusion that Duke’s decision was
reasonable and in good faith, and therefore “proper and legitimate.”
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a. Leaving the Transformers Banked at State Street
Hamilton argues that an issue of fact exists as to whether he violated “company
policy” or created an unsafe work practice by leaving the two State Street transformers
banked on May 15. There is no dispute that his supervisor did not instruct him to leave
the transformers banked, but he argues that no written workplace policy existed that
required him to unbank the transformers. Hamilton testified that “on many occasions”
transformers are temporarily banked “in trouble situations” and when he is instructed to
do so by “someone with a higher authority than I have.” (See Hamilton Depo., Doc. 53
at 162). In fact, Reilly had argued on Hamilton’s behalf during grievance proceedings,
and later testified, that it was not “uncommon” to leave transformers banked for as long
as a couple of weeks. (Reilly Depo., Doc. 38 at 333-334). Co-worker Hoskins also
testified that leaving transformers banked is not really “a big deal” for which he thought
an employee should be terminated. (Doc. 45 at 18). However, Reilly further testified
that it was a violation of policy and an unsafe work practice for Hamilton to have left the
transformers banked on May 15. Reilly explained that the violation occurred because
Plaintiff was not instructed to leave them banked (a fact that Plaintiff does not dispute)
and because he failed to inform a supervisor, make a note on the drawing, or in any
other way notify Duke that he had left them banked, with the result being that the
transformers were left banked and unattended for weeks.
(Doc. 38 at 335).
The
unknown and unattended condition created a safety hazard. (Id.).
To support the violation, Duke cited a written policy against banking published by
Cinergy, the entity for which Hamilton worked prior to Duke’s acquisition of Cinergy.
Hamilton protests that the policy was never formally adopted by Duke, and that there
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was no written standard that explicitly prohibited banking in 2012. Duke has offered
evidence that it had a practice of notifying the Union of any changes to Cinergy policies,
and that no such notice was given concerning the existing “no banking” policy. (Doc.
71-1). However, whether or not the prior work standard was formally adopted following
the merger is irrelevant.
Hamilton’s own testimony implied that he would leave
transformers banked only if directed to do so. Hamilton was not instructed to leave the
transformers banked on May 15, and that leaving them banked and unattended without
anyone’s authorization or knowledge was contrary to customary safe work practices, as
well as prior written policy under Cinergy that had not been replaced with any contrary
written guidance. Multiple witnesses testified to that fact. Notwithstanding Hamilton’s
argument that he should not have been terminated because it wasn’t “a big deal,” Duke
had a strong basis for finding that Hamilton committed unsafe work practices by leaving
the transformers banked, without express instruction, without notifying his supervisor or
anyone else, and in violation of Duke’s general custom and policy. Thus, Duke did not
exhibit bad faith by citing the violation as one of several reasons for Hamilton’s
termination.
b. Failure to Follow Supervisor’s Instructions
It is undisputed that Hamilton was instructed by his supervisor on May 16 to
return to the job to unbank the transformers, and that although Hamilton attempted to
delegate the task to others, no one performed the assigned task for two weeks, until the
condition was discovered. The June 29 letter describes Hamilton’s disciplinary violation
as a “fail[ure] to follow your supervisor's instructions,” although the parties here use the
short-hand term of “insubordination.”
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Hamilton argues that he was not insubordinate because he did not think he had
sufficient time to simultaneously obey two conflicting instructions from Greve. Hamilton
had been instructed to attend a safety meeting, and testified that he did not believe he
could timely attend the meeting if he first unbanked the transformers. However, Greve
testified that he instructed Hamilton to fix the transformers first, and that it would have
been physically possible to perform both tasks even considering the distance between
State Street and the safety meeting location. Whether or not time permitted Hamilton to
unbank the transformers and return to the meeting by its start time is not a genuine
issue of material fact, because even if Hamilton was correct in his time estimate, that
did not wholly excuse him from complying with his supervisor’s instruction.
Since Greve allegedly told Hamilton to “handle it” when he pointed out the
logistical difficulty, Hamilton argues that his decision to delegate the task of unbanking
the transformers to Hoskins and Lewis did not provide a “proper and legitimate” basis
for terimination. However, Duke did not breach the CBA by disciplining him for failing to
comply with the instruction. Hamilton admittedly was instructed to perform a task that
he neither completed nor ensured completion of.
The parties dispute whether Hamilton had authority to delegate the task, but that
disagreement is not so material as to preclude summary judgment. There is no dispute
that Hamilton did not inform Greve that he had delegated the task, and that Hamilton did
not confirm that his coworkers had completed the assigned task. Thus, even assuming
that Hamilton was permitted to delegate the direct order, it was not unreasonable for
Duke to find that he failed to comply with his supervisor’s instructions when he failed to
ensure that the task was completed on May 16, 2012. Hamilton argues that he did not
22
“willfully” disobey the supervisor’s request, but Duke reasonably concluded that he
failed to complete a very specific order. The end result was that the transformers were
not unbanked until two weeks later, on May 31, 2012, when their condition was
discovered by happenstance. In other words, Hamilton’s version of the events of May
16 does not alter the reasonableness of Duke’s finding.
c. Prohibiting Workplace Violence and Threatening Behavior
Hamilton admits that he and his brother engaged in a loud argument and
exchanged “cuss words.” However, Hamilton claims that – contrary to the reports of
other witnesses and Duke’s finding – his brother Grady approached him. He disputes
Duke’s finding that he threatened Grady with physical harm, and argues that the fact
that he engaged in a heated argument did not itself constitute a violation of the
company policy, because no actual violence occurred and other arguments at the
workplace did not result in discipline.
Again, the Court concludes that Duke’s finding that Hamilton was the aggressor
in a loud and threatening argument did not violate the CBA.
Duke’s finding was
supported by the statements of Pat Bucknell and Chuck Gundrum, both of whom related
that Hamilton called Grady a “chump,” a “piece of shit,” and that Hamilton told Grady
that they would resolve their argument “at 3:31” in the parking lot, while Hamilton
pointed his finger and displayed threatening behavior. Both witnesses related that
Grady remained calm. A third witness, Roger Heck, confirmed a similar version of
events, stating that he interpreted Hamilton’s remarks as a threat of physical harm.
Thus, the record supports Duke’s good faith belief that Hamilton committed the asserted
violation.
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d. Prior Disciplinary Record
The termination letter dated June 29, 2012 states:
“Based on the totality of
evidence and prior corrective action you have received, the Company has concluded
that you violated Company Policy; engaged in unsafe work practices, and failed to
follow your supervisor’s instructions.” (Doc. 37-6, emphasis added). In a footnote in his
response in opposition to summary judgment, Plaintiff asserts that Defendants’
reference to his “prior disciplinary record” “did not exist in the June 29, 2012 letter” and
constitutes an “after-the-fact justification” for his termination.
(Doc. 62 at 20 n. 1).
Plaintiff’s argument is flatly refuted by the referenced letter, as well as other evidence of
record. (See Doc. 37-20, letter dated August 23, 2011 imposing five-day suspension
and referencing prior suspension, warning Plaintiff that “any violation of Duke Energy’s
safety practices, procedures, or any failure to comply with directives will result in your
immediate discharge.”)(see also Toebbe Depo. Doc. 40 at 20, 36-44; Gregory Depo.,
Doc. 41 at 42; Mearns Depo. Doc. 39 at 107).
III. Conclusion and Order
For the stated reasons, IT IS ORDERED that Defendants’ motions (Docs. 54, 55)
be GRANTED, that judgment be rendered in favor of both Defendants as a matter of
law, and that this case be closed.
s/ Stephanie K. Bowman
Stephanie K. Bowman
United States Magistrate Judge
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