Williams v. Parker Hannifin
Filing
26
REPORT AND RECOMMENDATIONS re 19 Defendant's for Summary Judgment. IT IS RECOMMENDED THAT Defendant's Motion for Summary Judgment 19 be GRANTED. Plaintiff's Complaint should be dismissed with prejudice, and this case be CLOSED. Objections to R&R due by 4/24/2017. Signed by Magistrate Judge Stephanie K. Bowman on 4/10/2017. (km) (This document has been sent by regular mail to the party(ies) listed in the NEF that did not receive electronic notification.)
UNITED STATES DISTRICT COURT
SOUTHERN DISTRICT OF OHIO
WESTERN DIVISION
CHARLES DAVIN WILLIAMS,
Case No. 1:16-cv-412
Plaintiff,
Barrett, J.
Bowman, M.J.
v.
PARKER-HANNIFIN CORPORATION,
Defendant.
REPORT AND RECOMMENDATION
On March 24, 2016, Plaintiff filed a motion seeking leave to proceed in forma
pauperis to file a pro se complaint against a former employer, identified as ParkerHannifin Corporation. Plaintiff’s motion in this case was granted, as were similar
motions in two more cases. 1 Defendant Parker-Hannifin has now moved for summary
judgment. (Doc. 19). Plaintiff filed a response in opposition to Defendant’s motion, to
which Defendant filed a reply. 2 (Docs. 20, 22). Pursuant to local practice, this matter
has been referred to the undersigned magistrate judge for a report and recommendation
on the pending motion for summary judgment.
For the reasons set forth herein,
Defendant’s motion should be GRANTED and this case should be dismissed.
I.
Background
The entirety of Plaintiff’s complaint alleges, in conclusory fashion: “I was
discriminated against because of my race and age which is a violation of the Age
1
See Case No.1:16-cv-888 (complaint against Luxottica dismissed on initial screening as conclusory);
Case No. 1:16-cv-889 (virtually identical complaint against Real Soft, Inc.)
2
Plaintiff subsequently filed a “supplemental response” that Defendant has moved to strike. (Docs. 23,
24). As indicated by separate Order filed this same day, Plaintiff’s improper supplemental response has
not been considered.
1
Discrimination Employment Act of 1967 and the Civil Rights Act of 1964.” (Doc. 3).
Despite the lack of factual support in the body of his complaint, this Court permitted
Plaintiff’s discrimination claims to go forward based upon allegations in an exhibit to
Plaintiff’s complaint. (Doc. 3-1). In the attached copy of his EEOC charge, 3 Plaintiff
alleges that he was discriminated against based on both his race (African-American)
and his age (42 years old). More specifically, Plaintiff alleges that on October 1, 2015
he was told that he “must change the way I calculated my mileage, resulting in less
compensation,” and that following his discharge by HR Manager Tom Reeves, he
received a bonus check that was “for significantly less than what my offer letter stated.”
(Id. at 1).
Defendant fired Plaintiff based upon its articulated belief that Plaintiff had made
false statements on his employment application regarding his criminal history. In his
EEOC charge, Plaintiff asserts that he passed the initial background check, and “told
Reeves that the record I was accused of having belonged to a different Charles
Williams.” (Id.) Plaintiff concludes by alleging that “Caucasian employees were not
forced to change the way they calculated mileage or subject to additional background
checks.” (Id.)
II.
Summary Judgment Standard
In a motion for summary judgment, a court “must view the facts and any
inferences that can be drawn from those facts ... in the light most favorable to the
nonmoving party.” Keweenaw Bay Indian Comm. v. Rising, 477 F.3d 881, 886 (6th Cir.
2007) (internal quotation marks omitted). “Summary judgment is only appropriate ‘if the
3
Plaintiff also attached a Notice of his Right to Sue, dated December 17, 2015. (Doc. 3-1 at 5). Defendant does not
challenge the timeliness of suit.
2
pleadings, depositions, answers to interrogatories, and admissions on file, together with
the affidavits, if any, show that there is no genuine issue as to any material fact and that
the moving party is entitled to a judgment as a matter of law.’” Id. (quoting Fed.R.Civ.P.
56(c))(internal quotation marks omitted). “Weighing of the evidence or making credibility
determinations are prohibited at summary judgment-rather, all facts must be viewed in
the light most favorable to the non-moving party.” Id.
Drawing reasonable inferences in favor of the non-moving party does not mean
that a Court must ignore contrary evidence, or the lack of evidence. When a moving
party shows that the non-moving party lacks evidence on an essential element of his
claim, the burden shifts to the non-moving party to set forth “specific facts showing that
there is a genuine issue for trail.” Matsushita Elec. Indus. Co. v. Zenith Radio Corp.,
475 U.S. 574, 587 (1986). The non-moving party may not rely solely on his subjective
beliefs or opinions. Arendale v. City of Memphis, 519 F.3d 587, 601 (6th Cir. 2008). He
must do more than show that some hypothetical doubt exists as to the facts.
Matsushita, 475 U.S. at 586. “The mere existence of a scintilla of evidence in support of
the plaintiff’s position will be insufficient; there must be evidence on which the jury could
reasonably find for the plaintiff.” Copeland v. Machulis, 57 F.3d 476, 479 (6th Cir.
1995).
As Defendant is quick to point out, Plaintiff has submitted no evidence to support
his claims other than a single exhibit that Defendant challenges as not authenticated.
Plaintiff’s response in opposition to Defendant’s motion consists almost entirely of
unsworn, speculative, and conclusory statements. Applying the relevant legal
standards, it is clear that Defendant is entitled to judgment as a matter of law.
3
III.
Findings of Fact
The following facts are uncontested, and are supported by unrebutted evidence
produced during discovery and attached by Defendant to its motion. Pursuant to the
requisite standard, all reasonable inferences have been drawn in favor of the Plaintiff.
On July 29, 2015, following submission of an employment application and
interview by Division Human Resources Manager Tom Reeves, and Division Controller
Gordon Johns, Defendant extended an offer of employment to Plaintiff, conditioned on
successful completion of “our company’s drug screen and background check.”
(Doc.
19-3 at 7). Reeves and Johns are both Caucasian, and were 57 and 53 years of age,
respectively, when they extended an offer to Plaintiff. (Doc. 19-1, Reeves Aff. at ¶5;
Doc. 19-3, Johns Aff. at ¶ 5). The offer of employment clearly stated that Plaintiff’s
employment would be “‘at will’ and … subject to all company policies and procedures.”
(Doc. 19-3 at 7). Plaintiff accepted the Defendant’s offer, and an initial background
check revealed no criminal convictions. (Doc. 19-1, Reeves Aff. at ¶ 9, Exh. 1).
The employment application completed by Plaintiff asked: “Have you ever been
convicted of (or pled guilty or no contest to) a violation of law other than a minor traffic
violation? Note: A yes answer will not necessarily disqualify you from employment.”
(Doc. 18, Williams Deposition at 47:10-24, Exh. 10 at 1). Williams checked the box
answering “no.” Plaintiff also initialed a statement on the application that affirmed: “I
understand any omission or misrepresentation I make may result in refusal or
separation from employment.” (Id., at 47:25-48:1 and Exh. 10 at 4).
Plaintiff began his employment as Plant Accountant, based out of Defendant’s
Eaton facility, on August 17, 2015.
Though based out of Eaton, Plaintiff’s duties
4
required him to support and periodically travel to the Brookville and Lewisburg, Ohio
facilities. Additionally, Plaintiff was required to occasionally travel to Columbus, Ohio,
where his direct supervisor was based.
On his first day of employment, Plaintiff signed the Defendant’s “Probationary
Employee Policy,” which states that employment “is effective only after the probationary
employment period of 120 calendar days is satisfactorily completed,” and that “an
employee may either resign or be discharged during the probationary period with
neither the employee nor the company required to give other prior notification nor show
detailed cause.” (Doc. 19-6 at 2). The same form acknowledged Plaintiff’s agreement
“to abide by the policies and procedures of Parker Hannifin as stated and published in
the Employee Handbook.” (Id.)
Defendant’s written Global Travel Policy on Travel and Related Business
Expenses states that employees are paid a federal per diem mileage rate for travel
between an employee’s home base (here, the Eaton facility) and other facilities. (Doc.
18 at 87:3-89:12; Doc. 19-1 at ¶ 12, Doc. 19-3 at ¶ 11, Doc. 19-4, Policy at 2). When
Plaintiff traveled from his residence to a non-Eaton facility, Defendant reimbursed him
for the total distance traveled, minus the normal “commuting” distance between
Plaintiff’s residence and the Eaton facility. (Doc. 19-4, Policy at 5).
Plaintiff does not
dispute the application of the policy to his travel to/from the Easton, Brookville, or
Lewisburg facilities, but does question his reimbursement for travel to Columbus, Ohio.
Cy French was the Plant Manager at Defendant’s Eaton, Ohio facility, the
primary office where Plaintiff was assigned. French was not Plaintiff’s supervisor, but
states in an affidavit that he became “concerned that Plaintiff was pressed financially,”
which was “of particular concern…given Plaintiff was a member of the accounting
5
department,” after Plaintiff “repeatedly questioned his mileage reimbursements and
safety awards” 4 (Doc. 19-5, French Aff. at ¶ 6). Approximately 7 weeks after Plaintiff
began his employment, French conducted an internet search using Plaintiff’s name.
Plaintiff disputes French’s stated motivation for the internet search, asserting that
he did not complain to French about his mileage and safety awards. French’s affidavit
is silent as to the source of his knowledge of Plaintiff’s complaints. Plaintiff implies that
French’s knowledge was derived from an alleged romantic relationship between French
and an Eaton facility HR representative identified as Melissa Reimers. Plaintiff testified
that his request for multiple safety awards was denied by Reimers, who informed
Plaintiff that he was eligible for only one safety award from the Eaton facility.
Regardless of French’s motivation, the October 8, 2015 search revealed seven
separate criminal case numbers in Fairfield Municipal Court records between the years
2004 and 2014 associated with the name: “Charles Davin Williams.”
The records
showed convictions for assault (2004), resisting arrest (2004), and theft by deception
(2014). (Doc. 19-5 at ¶ 7). French contacted Reimers to confirm Plaintiff’s date of birth,
which matched the date listed on the Fairfield Municipal Court criminal case records.
(Doc. 19-5 at ¶ 7). French emailed an image of the court records page containing the
criminal case numbers, along with a link to the court’s website, to Operations Manager
Jay Struder. French forwarded the same email to Plaintiff’s direct supervisor (Reeves)
and to Division Controller Johns in Columbus, Ohio.
Reeves advised that Human Resources would address the issue. On October
12, Reeves met with Johns, Area Human Resources Manager Mary Cunningham, and
Parker’s legal counsel, to review Plaintiff’s employment application. Based upon the
4
A safety award was an incentive given to employees at a facility with an unblemished safety record.
6
Fairfield court records, they determined that Plaintiff had falsified his employment
application. (Doc. 19-1 at ¶ 16; Doc. 19-3 at ¶ 15).
Later that same day, Reeves met with Plaintiff in person, showed him the docket
entries at issue, and asked about the convictions.
By affidavit, Reeves states that
Plaintiff admitted some of the convictions were his but explained that the theft by
deception conviction was due to him passing a bad check after his wife failed to tell him
that she closed their checking account. (Doc. 19-1 at ¶¶ 17-18). During the meeting,
Reeves terminated Plaintiff for falsifying his employment application. Plaintiff’s EEOC
charge states that he received his final bonus check on October 26, 2015, two months
and nine days after his first day of employment. 5
The following day on October 13, Reeves attests that Plaintiff recanted his prior
admission, 6 claiming that the convictions belonged to a different Charles Williams.
(Doc. 19-1 at ¶ 19). Reeves asked Williams to submit documentation to support that
contention. In response, Plaintiff faxed a report that showed January 2009 traffic
violations, but that was limited to the January 2009 time frame. (Doc. 19-1 at ¶20 and
Doc. 18, at Exh. 4). Because the faxed report did not include the time frame of the
criminal convictions, Reeves did not believe that it refuted evidence that Plaintiff had
falsified his employment application. He asked Plaintiff to provide additional information
in the form of a letter from the Clerk of Court explaining why the convictions were
erroneously associated with his full name and date of birth.
Plaintiff provided no
additional information. (Doc. 19-1 at ¶ 20).
5
Plaintiff does not dispute his dates of employment from August 17-October 12, a period of less than two
months, but inexplicably insists that he worked for Defendant for “three months” (Doc. 20 at 2).
6
Without reference to supporting evidence, Plaintiff continues to deny having made any admissions to
Reeves.
7
In his memorandum in opposition, Plaintiff disputes that the faxed record retained
by Reeves was from an irrelevant time period. Plaintiff points to a different exhibit
attached to his memorandum that purports to prove that he has only traffic convictions
and “no” criminal record through October 13, 2015.
(Doc. 20 at 7).
Importantly,
Plaintiff’s exhibit is not authenticated. Plaintiff’s exhibit bears no resemblance to the
exhibit that Reeves attests was faxed to him. For the reasons discussed below, the
undersigned agrees that Plaintiff’s exhibit should not be considered.
During the course of this litigation, Defendant obtained additional information that
Plaintiff had misrepresented his employment history. Plaintiff’s application states that he
worked for National Dairy for over seven years, from January 2007 until the date of his
application (July 2015).
However, his background report reflects employment with
National Dairy for only two years, from December 4, 2008 until December 31, 2010.
(Doc. 19-1 at ¶ 18). Although the referenced after-acquired evidence is undisputed,
Defendant does not rely upon it for purposes of the pending motion for summary
judgment.
IV.
Analysis and Conclusions of Law
In order to prove his employment discrimination claims, Plaintiff must either
identify direct evidence of discrimination, or he must prove an indirect case of
discrimination using the burden-shifting approach set forth in McDonnell Douglas Corp.
v. Green, 411 U.S. 792 (1973) and Texas Dept. of Comm. Affairs v. Burdine, 450 U.S.
248 (1981). Here, Plaintiff does not allege any direct evidence, but instead relies upon
the traditional burden-shifting analysis.
Defendant argues, and the undersigned agrees, that Plaintiff’s age and race
discrimination claims fail as a matter of law because Plaintiff has failed to establish his
8
discrimination claims through indirect evidence. In order to prove either a claim of race
discrimination or of age discrimination through indirect evidence, Plaintiff must prove:
(1) he is a member of a protected class; (2) he suffered an adverse employment action,
meaning a material change in a term or condition of employment; (3) he was qualified
for his job; and (4) Defendant replaced him with someone outside the protected class or
treated him differently than similarly-situated individuals. See White v. Baxter
Healthcare Corp., 533 F.3d 381, 391 (6th Cir. 2008). Additionally, under the ADEA,
Plaintiff must show that his age was the “but for” cause of his termination.
A. Failure to Show Replacement or Different Treatment
Plaintiff has to show either that Defendant replaced him, or that Defendant
treated him differently than similarly situated individuals.
1. Plaintiff Not Replaced
After Plaintiff’s termination, Defendant left the Plant Accountant position open
and unfilled for more than a year, during which time Plaintiff’s former duties were
assumed by others in the accounting department. As a matter of law, a “plaintiff is not
replaced when another employee is assigned to perform the plaintiff’s duties in addition
to other duties, or when the work is redistributed among other existing employees
already performing related work.”
See Vandine v. Triniity Health Sys., 2015 WL
5216715, at *5 (S.D. Ohio Sept. 8, 2015) (citing Grossjean v. First Energy Corp., 349
F.3d 332, 336 (6th Cir. 2003).
Plaintiff concedes he was not replaced. However it is
worth noting that more than a year later, Lisa Ralston, the individual who held the
position immediately before Plaintiff, transferred back to Eaton and resumed her former
duties. Ms. Ralston is more than a decade older than Plaintiff. (Doc.1 at ¶11).
9
Plaintiff argues that the failure to replace him should not doom his age
discrimination claims. In a bizarre argument, he maintains that Defendant has chosen
to leave the position unfilled for the express purposes of defeating Plaintiff’s age
discrimination claim in this lawsuit. He speculates that Defendant will replace him with a
younger individual at some undetermined future time. Plaintiff’s subjective belief is not
only implausible on its face, but is legally insufficient to prove he was “replaced.”
Because Plaintiff relies exclusively on a future “replacement” (by someone other than
Ms. Ralston) to support his ADEA claim, the Defendant is entitled to summary
judgment.
2. No Evidence That
Individuals Differently
Defendant
Treated
Similarly
Situated
Plaintiff relies on allegations that he was treated differently than similarly situated
Caucasian employees to support his race discrimination claim. To be similarly situated,
individuals must be comparable in “all relevant respects.” Fueling v. New Vision Med.
Laboratories LLC, 284 Fed. Appx. 247, 255-256 (6th Cir. 2008). “[T]he plaintiff must
produce evidence that the relevant other employees are ‘similarly situated in all
respects.’”
Hollins v. Atlantic Co., Inc., 188 F.3d 652, 659 (6th Cir. 1999)(quoting
Mitchell, 964 F.2d at 583). In the disciplinary context, to be deemed “similarly-situated,”
the individuals with whom the plaintiff seeks to compare his treatment must have dealt
with the same supervisor, have been subject to the same standards, and have engaged
in the same conduct without such differentiating or mitigating circumstances that would
distinguish their conduct or the employer’s treatment of them for it.” Mitchell v. Toledo
Hosp., 964 F.2d 577, 583 (6th Cir. 1992).
10
In this Court, Plaintiff alleges five instances of different treatment, although only
the first three were included in his EEOC charge: (1) Defendant subjected him to an
additional “background” check (leading to the discovery of his allegedly fraudulent
statements); (2) Defendant subjected him to a different mileage policy, resulting in lower
reimbursements; (3) Defendant paid him less bonus than he was entitled to; (4)
Defendant subjected him to a different “safety award” policy; and (5) Defendant failed to
recognize his birthday.
The allegations are addressed in slightly different order for the convenience of
the Court. Defendant is entitled to summary judgment because Plaintiff has failed to
come forward with evidence to support his allegations, or any other evidence of
discriminatory treatment..
a. Mileage Reimbursement Policy
Plaintiff claims that he was subjected to stricter interpretations of both mileage
and safety award policies, which allegedly had the effect of reducing his compensation. 7
Turning first to the mileage policy, Plaintiff’s dispute is extremely narrow. He testified
that he does not dispute the manner in which his reimbursement was calculated to and
from the Eaton, Brookville, or Lewisburg facilities, whether he was traveling from his
home to and from those facilities, or from one facility to another, or any variation thereof.
(Doc. 18 at 87:3 – 89:12). Instead, Plaintiff disputes only his reimbursement for travel to
Columbus, Ohio. (Doc. 18 at 89:16-25).
Plaintiff argues he should have been compensated for the entire distance from
his residence to Columbus. (Doc. 18 at 90:4 – 91:11). He alleges in his EEOC charge
7
Plaintiff did not offer any testimony or evidence concerning either the amount of reimbursement he
believes he was shorted, or the value of a “safety award.”
11
that on October 1, 2015, Johns told him that he would be compensated only for the
distance between Eaton (his home base) and Columbus, and that he would need to
alter the way he had been submitting his Columbus travel requests. Plaintiff contends
(without evidence) that he alone was required to change his reimbursement requests.
(Doc. 20 at 5). Plaintiff testified to his belief that the Caucasian employee who held the
Plant Account position prior to him, as well as other unidentified employees, were not
required to calculate mileage in the same manner, but were permitted to obtain
reimbursement for their mileage from their homes rather than from their assigned duty
stations to Columbus. (Doc. 18 at 91:12-16).
Plaintiff’s subjective belief is disproven by the record, and is insufficient to
overcome Defendant’s well-supported motion that the policy was not discriminatorily
applied.
Defendant’s written Global Travel Policy on Travel and Related Business
Expenses is entirely consistent with the mileage policy explained to and applied to
Plaintiff. (Doc. 19-4 at 5). In addition, both John and Reeves attest that no different
mileage reimbursement policy was applied to Plaintiff’s predecessor, Ms. Ralston,
during her tenure in the same position. (See Doc. 19-3 at ¶ 18l Doc. 19-1 at ¶ 14).
b. Safety Award Policy
Plaintiff similarly contends that the Defendant’s safety award policy was
discriminatorily applied. Plaintiff testified to his belief that employees with responsibilities
at more than one facility should be eligible for safety awards at each facility. (Doc. 18 at
97:10 - 98:9). He asserts that after “Melissa from Human Resources” informed him that
he could not receive multiple awards despite working at multiple locations, Melissa
“escalated the situation to a conference call with my boss Mr. Johns and the Human
Resources manager.“ (Doc. 20 at 6). Plaintiff argues that he “just backed down from
12
even requesting the rewards because Melissa was so angry and was determined to not
let me have safety awards….” (Id.).
Plaintiff has failed to come forward with evidence that any similarly situated
Caucasian employees actually received multiple safety awards. Plaintiff testified to his
belief that “Jay,” the “operations dude,” received multiple safety awards. (Doc 18 at
99:1-7). However, Operations Manager Jay Struder is not similarly situated since he did
not have the same job title or responsibilities, and did not report to the same supervisor.
Plaintiff also identifies Lisa Ralston as someone who received multiple awards.
Although Plaintiff’s predecessor is similarly situated, Plaintiff’s unsupported assertions
cannot overcome the contrary probative evidence introduced by Defendant that neither
Ralston nor any other employee received multiple safety awards or greater mileage
reimbursements. (See Doc. 19-3 at ¶ 18; Doc. 19-1 at ¶ 14).
c. Birthday Celebrations
Though not alleged in his EEOC charge, Plaintiff complains here that the
Defendant “never made mention of my birthday or invited me to the birthday celebration
for employees in October and didn’t have my name on the list of birthdays for the
month, but they recognized all the white employees birthdays and celebrated and gave
them gifts.” (Doc. 20 at 5). Plaintiff points to no record evidence to support these
allegations, and fails to identify any particular employee whose birthday the Defendant
celebrated, what “gifts” they received, or who paid for the unknown gifts. Plaintiff does
not even identify the date of the “birthday celebration for employees in October” or at
what facility it took place.
Plaintiff was a relatively new employee who was terminated on October 12,
during his probationary period. He traveled to multiple facilities. Even assuming that
13
the October celebration occurred at a facility Plaintiff was assigned to prior to his
termination, it would be unreasonable to draw an inference of racial discrimination
based upon the Defendant’s failure to recognize Plaintiff’s birthday on the basis of such
vague and unsupported allegations. Moreover, the failure to recognize a birthday does
not constitute an actionable adverse employment action, because it does not amount to
a materially adverse change in the terms or conditions of employment.
d. Basis for Termination
The primary basis for Plaintiff’s EEOC charge and for this federal complaint is
Plaintiff’s termination. Plaintiff insists that he was terminated only after – motivated by
Plaintiff’s race – the Defendant subjected him to an additional “background check.”
The record is undisputed that Johns and Reeves hired and supervised Plaintiff,
and that the same individuals, together with the Area HR Manager and legal counsel,
decided to terminate Plaintiff. None of these decision-makers conducted any additional
“background check” until Cy French, the Eaton Plant Manager who was not Plaintiff’s
supervisor and had no decision-making role in Plaintiff’s hiring or termination, alerted
HR to his discovery of records that facially appeared to reflect Plaintiff’s multiple criminal
convictions.
Defendant has offered evidence that French was motivated to conduct his
internet search not from racial bias, but out of concern that Plaintiff was hiding financial
difficulties in light of Plaintiff’s repeated questions about mileage reimbursements and
safety awards. Plaintiff does not dispute that he questioned both his mileage
reimbursement and eligibility for safety awards.
Plaintiff offers no evidence of racial bias by French or anyone else, but instead
relies upon convoluted and speculative theories of racial bias by French and/or
14
Reimers, with whom Plaintiff alleges French was romantically involved. 8 Plaintiff
assumes that French “discriminated against stereotyping against me thinking all black
me[n] want to have sex with white women.” (Doc. 20 at 3). Plaintiff wildly speculates
that Reimers, a local HR representative at the Eaton facility, “didn’t like the black man
Charles questioning her about discrimination and not giving me the safety awards….,”
(Doc. 20 at 3), and that she and French “plotted a retaliation plan” to “punish and
terminate me.” (Id.) Plaintiff questions how French knew of his complaints or his middle
name, and illogically concludes that French must be lying about his true (discriminatory)
motivation to conduct an internet search.
Plaintiff does not offer the slightest evidence of bias by French or Reimers other
than the self-serving conclusions in his memorandum. Moreover, he does not explain
how the alleged racially motivated bias by French and/or Reimers can be imputed to the
decision-makers in this case. 9 Where there is no evidence that a plaintiff has made
decision-makers or supervisors aware of alleged discrimination, and the articulated
basis for the adverse employment action is non-discriminatory on its face, the employer
may be relieved from liability. See generally Hawkins v. Anheuser-Busch, Inc., 517
F.3d 321, 332 (6th Cir. 2008)(employer not liable for co-worker harassment absent
evidence that it knew or should have known of the harassment and failed to implement
prompt and appropriate corrective action). Plaintiff’s reliance on nothing more than
speculation and conjecture to support his assertions of race discrimination is not
sufficient to proceed to trial. See Snyder v. Pierre’s French Ice Cream Co., 589 Fed.
8
Plaintiff uses courser language that this Court finds no reason to repeat.
In his memorandum in opposition, Plaintiff alleges that he verbally complained to Reimers and
unspecified others about “discrimination.” (Doc. 20 at 3). Plaintiff’s unsworn argument is not evidence.
Defendant has a detailed EEOC policy. (See Doc. 19-7). Defendant’s evidence reflects no verbal or
written complaints by Plaintiff of race or age discrimination during his tenure of employment.
9
15
Appx. 767, 771 (6th Cir. 2014) (personal belief, conjecture and speculation are
insufficient to support inference of discrimination); Mitchell v. Toledo Hosp., 964 F.2d at
585 (mere speculation ungrounded in fact is insufficient to defeat summary judgment).
e. Plaintiff’s Bonus
In his EEOC charge, Plaintiff alleges that he received a final bonus check on
October 26 that was “for significantly less than what my offer letter stated.” Neither
Defendant nor Plaintiff spend much time discussing this allegation. This Court also
finds no cause for significant discussion. Consistent with Plaintiff’s other allegations,
Plaintiff has failed to come forward with any evidence to suggest that his bonus was
improperly calculated at all, much less that the calculation was discriminatory. In his
deposition, Plaintiff testified that he did not recall how much his bonus should have been
“exactly” but thought that it “should have got me to about ninety thousand” on an annual
basis. (Doc. 18-1 at 20:19-25 – 21:1-12).
Defendant has placed a copy of Plaintiff’s offer letter in the record. The letter
reflects a monthly rate of pay of $6,500.00 per month, as well as a
projected payout for RY15 [of] 7.5% which in this case would equate to
15.0% bonus paid quarterly (33% held for 4th Qtr. Payout). [T]his not a
guarantee and is based entirely on our profitability.
(Doc. 19-3 at 7). On its face, the offer letter does not guarantee any particular bonus,
but does state an offer of a monthly base salary with projected, but not guaranteed,
quarterly bonus payments. Plaintiff’s two-month probationary period of employment
lasted less than one quarter.
Plaintiff does not identify any similarly situated Caucasian employees, or other
evidence that would suggest racial bias in the calculation of his bonus. He does not
identify either precisely what bonus was paid or the amount he claims he should have
16
received.
The complete failure of any probative evidence on the issue entitles the
Defendant to summary judgment.
In his memorandum in opposition, Plaintiff seems to newly assert that he was
paid no bonus at all. “I wasn’t paid my bonus and all other white employees were paid
their bonus.”
(Doc. 20 at 3).
Considering this allegation is contrary to both his
complaint and his deposition testimony, and wholly unsupported by any evidence, it
cannot save him from summary judgment.
B.
Legitimate Non-Discriminatory Basis for Discharge
It is only when a plaintiff has established a prima facie case that the burden of
production shifts to the employer to put forth a “legitimate, nondiscriminatory reason” for
the adverse action taken. Wright v. Murray Guard, Inc., 455 F.3d 702, 706 (6th Cir.
2006) (citing Burdine, 450 U.S.at 253). If the employer meets that burden, then “the
presumption of discrimination created by the prima facie case falls away…and the
plaintiff then needs to show that the defendant’s ‘legitimate nondiscriminatory reason’
was a ‘pretext for discrimination.’” Id., at 706-707 (internal citations omitted); see also
Cline v. Catholic Diocese of Toledo, 206 F.3d 651, 661 (6th Cir. 2000). Here, even if a
reviewing court were to conclude that Plaintiff has met his prima facie burden to show
indirect evidence of discrimination, the Defendant remains entitled to summary
judgment based upon its articulation of a legitimate, non-discriminatory reason for
Plaintiff’s termination, and Plaintiff’s failure to show that reason was pretextual. See
Smith v. Allstate Ins. Co., 195 Fed. Appx. 389, 393 (6th Cir. 2006).
As long as the employer “reasonably relied on the particularized facts then before
it, [the Court does] not require that the decisional process used by the employer be
optimal or that it left no stone unturned. Rather, the key inquiry is whether the employer
17
made a reasonably informed and considered decision before taking an adverse
employment action.” Smith v. Chrysler Corp., 155 F.3d 799, 807 (6th Cir. 1998). There
is no dispute that Defendant had serious reservations about Plaintiff falsifying his
employment application.
Those reservations arose well within Plaintiff’s 120 day
probationary period, and Plaintiff was an “at will” employee who had already been
cautioned about his erroneous interpretations of the Defendant’s mileage and safety
award policies. Plaintiff seems to believe that once an employee has passed an initial
background check, an employer may not revisit the employee’s statements on his
application, even when later presented with strong evidence that a probationary
employee falsified his application.
Plaintiff’s premise in this regard is illogical and
wrong.
In his affidavit, Reeves explains Defendant’s dissatisfaction with Plaintiff’s
explanations of the court records, and with the alleged “proof” of his lack of criminal
convictions that he faxed the day after he was terminated. There is no dispute that
Plaintiff did not provide Defendant with the additional evidence requested: a letter from
the Clerk of Court that would clarify that the reported criminal history of someone with
the same full name and date of birth did not belong to Plaintiff.
In short, Defendant’s
articulated reasons for terminating Plaintiff were eminently reasonable.
To prove that the Defendant’s articulated reason was not reasonable but instead
pretextual, Plaintiff must prove that the stated reason (1) has no basis in fact; (2) did not
actually motivate the action; or (3) was insufficient to warrant the action.
Smith v.
Allstate Ins. Co., 195 Fed. Appx. 389, 395 (6th Cir. 2006). Plaintiff appears to dispute
the factual basis for the Defendant’s articulated reason. However, Plaintiff offers no
proof to support his argument.
18
Even if the exhibit attached to Plaintiff’s memorandum in opposition were
considered, the Defendant would remain entitled to summary judgment based upon its
honest belief that Plaintiff had falsified his application. “The ultimate burden of proving
the defendant's intent to discriminate remains with the plaintiff at all times.” Wright, 455
F.3d at 707 (citing St. Mary's Honor Ctr. v. Hicks, 509 U.S. 502, 511 (1993)).
Plaintiff’s own inconsistent statements as to whether he does or does not have a
criminal record are telling. In his memorandum in opposition, Plaintiff makes the selfserving assertion that he “did not lie on my application I answered all questions to the
best of my understanding and honestly.” (Doc. 20 at 3, emphasis added). Plaintiff’s
memorandum carefully suggests that Plaintiff did not intentionally falsify his employment
application. For example, he contends that “the only criminal question that I remember
answering ‘no’ to was the one where they asked me ‘Have you ever been convicted of a
felony and I do remember answering ‘no’ to that question.” (Doc. 20 at 4). In other
portions of his memorandum, Plaintiff denies having any “criminal history,” because the
referenced records “only show charges not convictions.” (Doc. 20 at 4). Yet he also
states that there “are cases that were dismissed and I was found not guilty in that
county.” (Id.) Despite arguing that he did not intend to lie (because he only recalls a
question about felonies), and/or that he has “charges not convictions,” and/or that he
“was found not guilty” on some charges, Plaintiff alternatively argues that the charges
are “from [the] other Charles Williams.” (Id.) And, despite his contention to this Court
that he only recalls an inquiry about felonies, Plaintiff denies offering the same
explanation to Reeves. “I never told Reeves ‘I completed the employment application
the way I did because the convictions were not felonies’ I told Reeves I didn’t have any
convictions and I didn’t know what he was talking about….” (Doc. 20 at 7). Improbably,
19
Plaintiff additionally claims (for the first time, without evidence, and contrary to his
deposition testimony) that the “application that Parker is presenting as evidence is not
the same application I filled out.” (Doc. 20 at 4).
Unlike the non-evidentiary arguments in his memorandum in opposition,
Plaintiff’s deposition testimony constitutes evidence. However, Plaintiff’s own testimony
fails to prove that Defendant’s articulated reason for the termination had no basis in fact:
Q [Defense Counsel]. Okay. Your charge also says in paragraph two, I
was told I was discharged for having a criminal record, which I deny. Are
you saying here that you never had a criminal conviction?
A [Plaintiff]. What was the question?
Q. Yeah, and I'm not trying to trick you. In the second paragraph there, the
first sentence, you can read it yourself. Roman numeral two, I was told I
was discharged for having a criminal record, comma, which I deny. What
did you mean by that?
A. I was saying that -- in the second sentence where it says I passed
background check.
Q. Well, I'll get to the second sentence. I want to talk about the first
sentence first.
A. Well, it's related to the first sentence.
Q. It's a simple question. You say here I was discharged for having a
criminal record, which I deny.
A. Uh-huh.
Q. Were you telling the EEOC you didn't have a criminal record?
A. I'm telling them that I passed their background check. And their policy –
as far as having a criminal record, I passed their policy.
Q. It's a relatively simple question. As you sit here today, have you ever
been convicted of a crime?
A. What do you constitute a crime?
Q. Been arrested, convicted, found guilty, anything like that.
20
A. So what's the question?
Q. Have you ever been convicted of a crime?
A. Not that I recall.
(Doc. 18 at 21-23, emphasis added).
Plaintiff’s conclusory arguments are insufficient to overcome the strong evidence
that Defendant genuinely and reasonably believed that Plaintiff had falsified his
employment application. Accord, Hatcher v. General Electric, 208 F.3d 213 (6th Cir.
2000)(Table, text available at 2000 WL 245515).
The only evidence that Plaintiff
provides to support his theory of pretext is the exhibit attached to his memorandum in
opposition.
That exhibit, which is appropriately challenged by Defendant as not
authenticated, purports be a page dated 10/13/15 from the Fairfield Municipal Court
showing “no” criminal history for a “Charles Williams” (sans middle name, but
corresponding with Plaintiff’s birthdate and address).
As stated, the exhibit differs
significantly from the evidence that Defendant produced in this case of the record that
Plaintiff faxed to Defendant on October 13, 2015, which was limited in time to January
2009 and reflected only traffic offenses.
Plaintiff’s exhibit also differs significantly from – and fails to explain - the
electronic records of the Fairfield Municipal Court, which confirm criminal history,
including criminal convictions for offenses other than traffic offenses, for an individual
who shares Plaintiff’s full name of “Charles Davin Williams” and birth date. See,
generally,
http://www.fairfield-city.org/CourtRecords/municipal-court-records.cfm
(accessed on March 29, 2017, results including e.g., Case No 2014-CR B 00274 (guilty
of theft by deception)). “Federal courts may take judicial notice of proceedings in other
21
courts of record.” Rodic v. Thistledown Racing Club, Inc., 615 F.2d 736, 738 (6thh Cir.
1980) (quoting Granader v. Public Bank, 417 F.2d 75, 82-83 (6th Cir. 1969)).
Even without such judicial notice, however, Defendant is entitled to summary
judgment based upon its honest belief that Plaintiff lied about his criminal history. It is
not the role of this Court to second-guess the Defendant’s legitimate exercise of its
business judgment, where there is no evidence whatsoever that the Defendant’s
decision was colored by illegal discriminatory animus. The Sixth Circuit uses a modified
“business judgment” or “honest belief” rule, whereby a court will permit an employer to
“establish its reasonable reliance on the particularized facts that were before it at the
time the decision was made.” Blizzard v. Marion Technical College, 698 F.3d 275, 286
(6th Cir. 2012)(quoting Escher v. BWXT Y-12, LLC, 627 F.3d 1020, 1030 (6th Cir.
2010)(additional internal quotation marks and citation omitted).
“To overcome the honest belief rule, the employee ‘must allege more than a
dispute over the facts upon which [the] discharge was based.” Id. Instead, he must “put
forth evidence which demonstrates that the employer did not ‘honestly believe’ in the
proffered non-discriminatory reason for its adverse employment action.’” Blizzard, 698
F.3d at 286 (quoting Braithwaite v. Timken Co., 258 F.3d 488, 494 (6th Cir. 2001)).
Plaintiff’s disagreement with Defendant’s business judgment “does not create sufficient
evidence of pretext in the face of the substantial evidence that [the employer] had a
reasonable basis to be dissatisfied.” Id. (quoting Majewski v. Automatic Data
Processing, Inc., 274 F.3d 1106, 1116 (6th Cir. 2001)).
As the Sixth Circuit has
explained:
[T]he key inquiry is whether the employer made a reasonably informed
and considered decision before taking adverse employment action… the
falsity of (a) (d)efendant’s reason for terminating (a) plaintiff cannot
22
establish pretext as a matter of law under the honest belief rule…. As
long as the employer held an honest belief in its proffered reason, the
employee cannot establish pretext even if the employer’s reason is
ultimately found to be mistaken, foolish, trivial or baseless.
Seeger v. Cincinnati Bell Tel. Co., LLC 681 F.3d 274, 285 (6th Cir. 2012)(internal
citations and quotation marks omitted).
In short, the Court finds Plaintiff’s newfound, inconsistent, and unsupported
explanations to be insufficient to show pretext or otherwise to defeat Defendant’s wellsupported “honest belief” in its articulated reasons for Plaintiff’s termination.
C. Same Actor Inference
Defendant herein is also entitled to the benefit of the “same actor” inference.
Reeves and Johns interviewed and hired Plaintiff, and participated in the decision to
terminate him less than two months later. It makes little sense for an employer to hire
an employee, invest time and training, and fire the same employee for discriminatory
reasons a short time later. In such circumstances, the “same-actor inference” provides
“strong evidence that there was no discrimination involved in the later termination.” See
Wofford v. Middletown Tube Works, Inc., 67 Fed. Appx. 312, 318 (6th Cir. 2003)(citing
Wexler v. White’s Fine Furniture, Inc., 317 F.3d 564, 572 (6th Cir. 2003)(en banc)).
In his memorandum in opposition, Plaintiff argues:
[T]hey only hired me because they saw I was a black person and they
never hired a black person so they saw an opportunity to hire a black
person and fired him before four months of [probationary] employment and
then be able to point to the hiring as vindication that they aren’t
racist….That is the same as saying that a slave master is not a racist
because he had sex with a slave therefore he couldn’t possibly be a racist.
Or because the slave master hired his slave and treated them well he
couldn’t be a racist.
23
(Doc. 20 at 4).
There is no evidence or case law that would support Plaintiff’s
incendiary claims. Plaintiff’s subjective belief that the Defendant terminated him based
upon racism remains entirely subjective, conclusory, and contrary to law. See Mitchell
v. Toledo Hosp., 964 F.2d at 584-85 (plaintiff’s subjective belief insufficient to maintain
claim of race discrimination); In re Morris, 260 F.3d 654, 665 (6th Cir. 2001)(holding that
a nonmoving party has an affirmative duty to direct the court’s attention to specific
portions of the record upon which the nonmovant seeks to rely to create a genuine
issue of material fact); accord Burnett v. Carrington Health Systems, Case No. 1:11-cv324, R&R filed 11/30/2012, adopted at 2013 WL 1150208 (S.D. Ohio, March 19, 2013)
(granting defendant’s motion for summary judgment and dismissing case).
D. New “Retaliation” Claim
It is unclear whether Plaintiff is attempting to present a new claim that he was
terminated based on age or race discrimination after he complained about racial animus
in the application of the mileage and/or safety award policies. Plaintiff has failed to
come forward with any proof that he made any such complaints. However, even if
Plaintiff had proffered more than conclusory allegations, a retaliation claim was not
included in his EEOC charge and such a claim has not been administratively exhausted.
III. Conclusion and Recommendation
For the stated reasons, the undersigned hereby RECOMMENDS that the
Defendant’s Motion for Summary Judgment (Doc. 19) be GRANTED.
Plaintiff’s
complaint should be dismissed with prejudice, and this case be CLOSED.
s/ Stephanie K. Bowman
Stephanie K. Bowman
United States Magistrate Judge
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UNITED STATES DISTRICT COURT
SOUTHERN DISTRICT OF OHIO
WESTERN DIVISION
CHARLES DAVIN WILLIAMS,
Case No. 1:16-cv-412
Plaintiff,
Barrett, J.
Bowman, M.J.
v.
PARKER-HANNIFIN CORPORATION,
Defendant
NOTICE
Pursuant to Fed. R. Civ. P. 72(b), any party may serve and file specific, written
objections to this Report & Recommendation (“R&R”) within FOURTEEN (14) DAYS of
the filing date of this R&R. That period may be extended further by the Court on timely
motion by either side for an extension of time. All objections shall specify the portion(s)
of the R&R objected to, and shall be accompanied by a memorandum of law in support
of the objections. A party shall respond to an opponent’s objections within FOURTEEN
(14) DAYS after being served with a copy of those objections.
Failure to make
objections in accordance with this procedure may forfeit rights on appeal. See Thomas
v. Arn, 474 U.S. 140 (1985); United States v. Walters, 638 F.2d 947 (6th Cir. 1981).
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