Edwards v. Warner-Lambert Co et al
Filing
41
ORDER granting 31 Motion for Judgment on the Pleadings. Signed by Judge George C Smith on 6-13-12. (ga)
UNITED STATES DISTRICT COURT
SOUTHERN DISTRICT OF OHIO
EASTERN DIVISION
KEITH EDWARDS,
Plaintiff,
v.
Case No.: 2:05-cv-657
JUDGE SMITH
Magistrate Judge Abel
WARNER-LAMBERT, et al.,
Defendants.
OPINION AND ORDER
Plaintiff Keith Edwards, acting pro se, initiated this action in 2004 in the Franklin County
Court of Common Pleas. In his Complaint, Plaintiff alleged fraud and civil conspiracy claims
against Defendants Warner-Lambert LLC, Parke-Davis Co., and Pfizer, Inc. (“Defendants”)1.
The case was removed to this Court in 2005. The case was then transferred to the United States
District Court for the District of Massachusetts on August 15, 2005. The case was then officially
remanded back to this Court on May 24, 2011, based on a finding by the Court in the District of
Massachusetts that all remaining issues are case-specific. (See Docs. 10 and 15).
The Defendants previously moved for judgment on the pleadings. (Doc. 24). The court
withheld ruling on the initial motion for judgment on the pleadings in order to provide the Plaintiff
with an opportunity to amend his complaint to substantiate his fraud claim. Plaintiff filed his
Amended Complaint (doc. 30) on January 19, 2012. Defendants have now filed a second Motion
1
Defendant Parke-Davis is a division of Warner-Lambert which is now owed by Pfizer,
Inc.
for Judgment on the Pleadings in response to the Amended Complaint (Doc. 31).
Plaintiff has
responded and this matter is now ripe for review. For the reasons that follow, Defendants’
Motion is GRANTED.
I.
BACKGROUND
On or about April 12, 2002, through April 15, 2002, Plaintiff Keith Edwards was an
inmate under the custody, care and control of the Ohio Department of Rehabilitation and
Correction. Plaintiff Edwards was transferred from the Richland Correctional Institution to the
Corrections Medical Center for an unrelated medical problem. While at the medical facility,
Plaintiff was overdosed 9,000 mg of Crizivan over a seventy-two hour period. As a result of this
alleged overdose, Plaintiff suffered elevated blood pressure, elevated liver ALT levels,
exacerbation of pain and numbness to his lower legs and feet, increased levels of HIV viral loan
and/or complications, placing Plaintiff in jeopardy that his immune system might fail. Plaintiff
asserts that as a result of the prior medication error, he was prescribed Neurontin to treat the
nerve pain and numbness that he was experiencing in his lower legs and feet. Plaintiff was
administered the drug Neurontin for over one and a half years. (Pl.’s Amended Compl. ¶1).
Plaintiff claims that as a result of taking Neurontin, he suffered from fatty tumors, stomach
problems (convulsions), sleep disorder, nervousness and severe depression, and thoughts of
suicide.
Plaintiff alleges that Defendant Warner-Lambert marketed Neurontin to treat a wide array
of ailments for which the drug was not approved, such as bipolar mental disorder, various pain
disorders, Amyotrophic Lateral Sclerosis (“ALS”), attention deficit disorder, migraine headaches,
drug and alcohol withdrawal seizures, restless leg syndrome, and epilepsy. On January 15, 1992,
-2-
Parke-Davis (a division of Warner-Lambert) submitted a New Drug Application (“NDA”) to the
FDA seeking approval for Neurontin as an adjunctive therapy for epilepsy. As part of its
submission, Parke-Davis submitted data documenting adverse events reported in its clinical trials.
For example, seventy-eight individuals, or 5.3 percent of the total exposed patient population of
the NDA, reported depression as an adverse event. Seven instances of depression were
categorized as “serious” events, and nine patients withdrew from studies because of depression.
There were also numerous mood and behavioral disturbances, or “psychobiologic” adverse
events, reported in the studies. The FDA concluded its review of Neurontin’s NDA by stating
that Neurontin was “approvable with appropriate and prominent labeling for use in a specific
population.”
On or about December 15, 1992, the Peripheral and Central Nervous System Drugs
Advisory Committee to the Department of Health and Human Services voted to recommend
Neurontin for a very specific use in a limited population, the adjunctive treatment for refractory
epilepsy. Approximately one year later, on December 30, 1993, the company received FDA
approval to market Neurontin for the adjunctive treatment of epilepsy in adults. The FDA stated
that the drug is only effective at 900 to 1800 milligrams per day. Later, in 2002, the FDA
approved Neurontin for the management of post-herpetic neuralgia (pain resulting from nerve
damages caused by shingles or herpes zoster) in adults.
Beginning in 1995, Defendants engaged in a multi-faceted marketing campaign designed
to increase off-label sales of Neurontin. Defendants began to illegally market and promote the
sale of Neurontin for “off-label uses” which were not approved by the FDA, such as the treatment
of pain, bipolar disorder and anxiety. Sales representatives made presentations to doctors’ offices
-3-
promoting Neurontin for pain and for reflex sympathetic dystrophy, a nerve damage syndrome.
Defendants trained their sales representatives to promote off-label uses and motivated sales
representatives to encourage prescription amounts for dosages higher than approved by the FDA.
Additional off-label usages of Neurontin that were promoted by Defendant were for a variety of
conditions including migraines, post-herpetic neuralgia, restless leg syndrome, bipolar disorder,
and “ALS”. Medical liaisons also falsely informed doctors that early results from clinical trials
evaluating Neurontin for the treatment of bipolar disorder, peripheral and diabetic neuropathy,
and other pain syndromes, indicated 90% response rates.
Clinical evidence emerged from the FDA trials that did not support Pfizer’s promotion of
Neurontin as safe and effective for off-label uses. Defendants and their representatives
nonetheless promoted off-label uses even where there was contradictory clinical evidence. For
example, Defendants sponsored a study conducted at the Harvard Bipolar Research Program in
1998, which concluded that patients receiving Neurontin did worse than those patients on placebo
sugar pills. Although Defendants were aware of the results of this study, they did not publish the
study’s results until 2000, after a significant number of physicians were induced to prescribe
Neurontin.
Defendant Warner-Lambert Company LLC was charged in the United States District
Court for the District of Massachusetts with improper off-label marketing in violation of 21
U.S.C. §§ 331(a), 331(d), 333(a)(2), 352(f)(1) and 355(a), and pled guilty to the charges on June
7, 2004.
In his Amended Complaint, the Plaintiff alleges that Defendants violated his rights under
the Eighth and Fourteenth Amendments to the United States Constitution by committing
-4-
violations of the Food, Drug and Cosmetic Act (FDCA), 21 U.S.C. §301, et seq. Specifically,
Plaintiff alleges that Defendants violated sections 331(a), 331(d), 333(a)(2), 353(f)(1) and 355(a)
of the FDCA.
II.
STANDARD OF REVIEW
Federal Rule of Civil Procedure 12(c) provides that “[a]fter the pleadings are closed-but
early enough not to delay trial-a party may move for judgment on the pleadings.” It is well-settled
that the standard of review for a motion for judgment on the pleadings under Rule 12(c) is the
same as that used to address a motion to dismiss under Rule 12(b)(6). See, e.g., Lindsay v. Yates,
498 F.3d 434, 438 (6th Cir. 2007); Morgan v. Church’s Fried Chicken, 829 F.2d 10, 11 (6th Cir.
1987) (noting that where a Rule 12(b)(6) defense of failure to state a claim upon which relief may
be granted is raised by a Rule 12(c) motion for judgment on the pleadings, the Court must apply
the standard for a Rule 12(b)(6) motion).
Rule 12(b)(6) permits dismissal of a lawsuit for “failure to state a claim upon which relief
can be granted.” A Rule 12(b)(6) motion to dismiss is directed solely to the complaint and any
exhibits attached to it. Roth Steel Prods. v. Sharon Steel Corp., 705 F.2d 134, 155 (6th Cir.
1983). The merits of the claims set forth in the complaint are not at issue on a motion to dismiss
for failure to state a claim. Consequently, a complaint will be dismissed pursuant to Rule 12(b)(6)
only if there is no law to support the claims made, or if the facts alleged are insufficient to state a
claim, or if on the face of the complaint there is an insurmountable bar to relief. See Rauch v. Day
& Night Mfg. Corp., 576 F.2d 697, 702 (6th Cir. 1978). Rule 12(b)(6) must be read in
conjunction with Rule 8(a) of the Federal Rules of Civil Procedure, which requires the complaint
-5-
to contain a “short and plain statement of the claim showing that the pleader is entitled to
relief[.]”
A court, in considering a 12(b)(6) motion to dismiss, must “construe the complaint in the
light most favorable to the plaintiff,” accepting as true all the plaintiff’s factual allegations.
Gunasekera v. Irwin, 551 F.3d 461, 466 (6th Cir. 2009). Although in this context all of the factual
allegations in the complaint are taken as true, a court is “not bound to accept as true a legal
conclusion couched as a factual allegation.” Bell Atlantic Corp. v. Twombly, 550 U.S. 544, 555
(2007). Consequently, “[t]hreadbare recitals of the elements of a cause of action, supported by
mere conclusory statements, do not suffice.” Ashcroft v. Iqbal, 129 S.Ct. 1937, 1949 (2009).
Furthermore, to survive dismissal pursuant to Rule 12(b)(6), a claim must contain
sufficient factual matter to “state a claim to relief that is plausible on its face.” Twombly, at 570.
“A claim has facial plausibility when the plaintiff pleads factual content that allows the court to
draw the reasonable inference that the defendant is liable for the misconduct alleged.” Iqbal, at
1950. While a complaint need not contain “detailed factual allegations,” its “factual allegations
must be enough to raise a right to relief above the speculative level on the assumption that all the
allegations in the complaint are true.” Twombly, at 555. “[W]here the well-pleaded facts do not
permit the court to infer more than the mere possibility of misconduct, the complaint has alleged –
but it has not ‘show[n]’ – ‘that the pleader is entitled to relief.’ ” Iqbal, at 1950 (quoting Fed.
Rule Civ. Proc. 8(a)(2)). In the final analysis, the task of determining plausibility is
“context-specific [and] requires the reviewing court to draw on its judicial experience and
common sense.” Id.
-6-
Accordingly, the Court will grant a motion for judgment on the pleadings if there is an
absence of law to support a claim of the type made, or of facts sufficient to make a valid claim, or
if on the face of the complaint there is an insurmountable bar to relief indicating that the plaintiff
does not have a claim. Little v. UNUM Provident Corp., 196 F. Supp.2d 659, 662 (S.D. Ohio
2002) (Graham, J.) (citing Rauch). Stated differently, “[f]or purposes of a motion for judgment
on the pleadings, all well-pleaded material allegations of the pleadings of the opposing party must
be taken as true, and the motion may be granted only if the moving party is nevertheless clearly
entitled to judgment.” JPMorgan Chase Bank, N.A. v. Winget, 510 F.3d 577, 581 (6th Cir. 2007)
(internal citations and quotation marks omitted).
III.
DISCUSSION
Defendants Warner-Lambert LLC, Parke-Davis Co., and Pfizer Inc. move for judgment on
Plaintiff’s Amended Complaint. Defendants argue that the plaintiff has amended his complaint so
as to no longer allege a fraud or civil conspiracy claim, but rather to assert only a claim for
violation of the FDCA. Defendants argue that because there is no private right of action under
the FDCA, the Amended Complaint should be dismissed. Defendants also argue that the
plaintiff’s reference to the Ohio Product Liability Act (“OPLA”), Ohio Revised Code § 2317.71
et seq. in his Memorandum in Opposition is insufficient to state a claim for violation of the OPLA.
Plaintiff’s response appears to be that he has retained his fraud claim and is using the Defendant’s
violations of the FCDA as the requisite proof required to succeed on the fraud claim. In his
response, the plaintiff also alleges violation of the OPLA. Both the Amended Complaint and
plaintiff’s response fail to re-raise his civil conspiracy claim.
-7-
A.
Food, Drug and Cosmetic Act (FDCA)
The FDCA is a “public protection statute, one designed, among other things, to keep
misbranded and/or adulterated articles from entering interstate commerce.” Griffin v. O'Neal,
Jones & Feldman, Inc., 604 F. Supp. 717, 718 (S. D. Ohio 1985) (citing United States v. Walsh,
331 U.S. 432, 434 (1947)). It is well-settled that there is no private right of action under the
FDCA. See Buckrnan Co v. Plaintiffs’ Legal Comm., 531 U.S. 341, 349 n.4 (2001) (there is “no
doubt that it is the Federal Government rather than private litigants who are authorized to file suit
for noncompliance” with the FDCA); Bailey v. Johnson, 48 F.3d 965, 968 (6th Cir. 1995)
(“Congress did not intend, either expressly or by implication, to create a private cause of action
under the FDCA”); Griffin v. O'Neal, Jones & Feldman, Inc., 604 F. Supp. 717, 718 (S.D. Ohio
1985) (“It is clear from the face of the statute that no civil private right of action exists”).
Accordingly, Plaintiff may not maintain a cause of action against the Defendants for violations of
the FCDA and this claim is dismissed.
B.
Fraud Claim
The Amended Complaint seeks relief for Defendants’ violations of the FDCA. There is no
prayer for relief on the grounds that Defendants committed a fraud. Even if the court were to
construe the complaint liberally so as to include a claim for fraud, the Plaintiff’s claim for fraud
would necessarily fail for two reasons.
First, any purported claim for fraud which could arguably be ascertained from the
Amended Complaint would rely on the admitted violations of the FDCA as proof of the alleged
fraud. However, “the absence of a private right of action to enforce the FDCA means that not
only is a private party precluded from bringing suit to enforce the provisions of the FDCA, they
-8-
also ‘may not use other federal statutes or state unfair competition laws as a vehicle to bring a
private cause of action that is based on violations of the FDCA.’” Loreto v. P&G, 737 F. Supp.
2d 909, 919 (S.D. Ohio 2010) (citing In re Epogen & Aranesp Off-Label Mktg. & Sales Practices
Litig., 590 F. Supp.2d 1282, 1290-1291 (C.D. Cal. 2008)). Accordingly, a “purported state-law
claim does not exist where the ‘claim is in substance (even if not in form) a claim for violating the
FDCA - that is, when the state claim would not exist if the FDCA did not exist.’” Id. (citing Riley
v. Cordis Corp., 625 F. Supp. 2d 769, 777 (D. Minn. 2009)). Thus, even if Plaintiff is alleging
fraud, the factual basis for that claim is entirely reliant on the FDA’s case against Defendants for
violation of the FDCA. (See Amended Complaint and Dept. Of Justice News Release at Doc.
25–1(Ex. A)). The Plaintiff relies solely on the fact that defendants engaged in off-label marketing
to induce physicians to use Neurontin as proof of Defendants’ fraud. Accordingly, because
Plaintiff is suing for conduct that violates the FDCA, he cannot maintain a fraud claim on these
grounds.
Second, even if the Plaintiff’s claim for fraud was arguably based on conduct outside the
FDCA, it fails because it does not comply with the requirements of Federal Rules of Civil
Procedure 9(b). Rule 9(b) provides that: “In alleging fraud or mistake, a party must state with
particularity the circumstances constituting fraud or mistake.” In order to meet the requirement
that fraud be pled with particularity, the complaint must, at a minimum, allege the “time, place and
content of the alleged misrepresentation on which [the deceived party] relied; the fraudulent
scheme; the fraudulent intent of the defendants; and the injury resulting from the fraud.” United
States ex rel. Poteet v. Medtronic, Inc., 552 F.3d 503, 518 (6th Cir. 2009) (internal citations
omitted). Plaintiff fails to allege any facts specifically related to his receipt of Neurontin that meet
-9-
the particularity requirements of Rule 9(b). There are no allegations as to the “time, place or
content” of any representation made either to plaintiff or to his particular prison physicians. As
there is no allegation that misrepresentations were made by defendants specifically to plaintiff or
his physicians, there can be further no allegation that plaintiff or his physicians relied on any
mispresentation. Accordingly, plaintiff’s Amended Complaint fails to set forth a claim for fraud
and any such purported claim is dismissed.
C.
OPLA
In his response in opposition to the Motion for Judgment on the Pleadings (but not in the
Amended Complaint), plaintiff purports to assert a product liability claim under the OPLA. “It is
axiomatic that a plaintiff cannot add new claims to [his] complaint in an opposition to a motion to
dismiss.” Ault v. Medina Med. Investors, LLC, No. 1:06cv1113, 2007 U.S. Dist. LEXIS 1407
(N.D. Ohio Jan. 8, 2007). Accordingly, any purported claim for liability under the OPLA can be
dismissed on this ground alone Id.
Moreover, even if the court were to consider the OPLA claim as properly raised,
Defendants would still be entitled to judgment on this claim. The Plaintiff’s response merely
recites the definition of a product liability claim as it is defined in the OPLA. See Ohio Rev. Code
§2307.71(A)(13). There are no factual allegations anywhere within the Amended Complaint to
support a claim under the OPLA. Accordingly, plaintiff cannot maintain a claim against
defendants under the OPLA.
IV.
DISPOSITION
For the foregoing reasons, the Court GRANTS Defendant’s Motion for Judgment on the
Pleadings (doc. 31). If the Defendants intend to pursue the Court’s earlier award of attorney’s
-10-
fees (Docs 32, 39), then the Defendants shall submit an affidavit and supporting evidence relating
to the amount of fees sought pursuant to the Court’s earlier Order. Such affidavit and evidence
shall be filed within fourteen (14) days of the date of this Order. Upon receipt of the Defendant’s
request for fees, the Court will consider the Plaintiff’s outstanding Motion to Defer Attorney’s
Fees (Doc 40).
IT IS SO ORDERED.
s/ George C. Smith
GEORGE C. SMITH, JUDGE
UNITED STATES DISTRICT COURT
-11-
-12-
Disclaimer: Justia Dockets & Filings provides public litigation records from the federal appellate and district courts. These filings and docket sheets should not be considered findings of fact or liability, nor do they necessarily reflect the view of Justia.
Why Is My Information Online?