Ohio Right to Life Society, Inc v. Ohio Elections Commission et al
Filing
114
ORDER and REPORT AND RECOMMENDATION re 85 MOTION for Attorney Fees: The Magistrate Judge RECOMMENDS that Plaintiff's Motion be GRANTED, but with a reduction to the total attorneys' fees and expenses awarded. Defendants' request that the Court disregard Plaintiff's Supplemental Memorandum is GRANTED. Objections to R&R due within fourteen (14) days of the date of this Report. Signed by Magistrate Judge Elizabeth Preston Deavers on 10/22/2013. (er1)
UNITED STATES DISTRICT COURT
SOUTHERN DISTRICT OF OHIO
EASTERN DIVISION
OHIO RIGHT TO LIFE SOCIETY, INC.,
Plaintiff,
Civil Action 2:08-cv-492
Judge George C. Smith
Magistrate Judge Elizabeth P. Deavers
v.
OHIO ELECTIONS COMMISSION, et al.,
Defendants.
ORDER AND REPORT AND RECOMMENDATION
This matter is before the United States Magistrate Judge for a Report and
Recommendation on Plaintiff’s Motion for Attorneys’ Fees and Costs. (ECF No. 85.) Plaintiff
requests approximately $352,000 in attorneys’ fees and costs. Defendants oppose Plaintiff’s
Motion, asking the Court to deny or significantly reduce Plaintiff’s fee award. (ECF Nos. 89 and
113.) Several months after filing its Reply in Support of its Motion for Attorneys’ Fees (ECF
No. 91), Plaintiff filed a Supplemental Memorandum in Support of its Motion (ECF No. 108).
Defendants ask the Court to disregard Plaintiff’s Supplemental Memorandum for failure to first
obtain leave of Court or show good cause. (ECF No. 109.) For the reasons that follow,
Defendants’ request that the Court disregard Plaintiff’s Supplemental Memorandum is
GRANTED. It is further RECOMMENDED that Plaintiff’s Motion for Attorneys’ Fees and
Costs be GRANTED, but with a reduction to the total attorneys’ fee and cost award.
I.
BACKGROUND
Plaintiff, Ohio Right to Life Society, Inc. (“ORTL”), commenced this action on May 20,
2008, against Defendants, Ohio Elections Commission (“OEC”), the individual Members of the
OEC, and then-Ohio Secretary of State Jennifer Brunner (collectively “Defendants”), seeking to
enjoin Defendants from enforcing certain provisions of Ohio campaign finance law. This action
proceeded in three stages.
In the first stage, Plaintiff filed a seven-count Complaint seeking declaratory and
injunctive relief. In its Complaint, Plaintiff alleged that numerous Ohio campaign finance laws
unconstitutionally regulated two proposed advertisements it intended to run on broadcast media
from June 2008 though December 2008. Plaintiff attached the proposed ads to its Complaint.
As the Court previously noted, “Plaintiff’s two proposed ads [were] nearly identical to the ads at
issue in [Federal Election Comm’n v. Wisconsin Right to Life, Inc. (“WRTL”), 551 U.S. 449
(2007)].” (Sept. 5, 2008 Opinion and Order 15, ECF No. 40.) Further, the challenged blackout
provisions in this action were modeled upon the federal blackout provisions at issue in WRTL.
In their Answer filed three weeks later, Defendants conceded that the United States Supreme
Court’s ruling in WRTL precluded enforcement of Ohio’s statutory blackout provisions with
regard to Plaintiff’s proposed ads. One week later, Plaintiff moved for injunctive relief, raising
as-applied and facial challenges to both Ohio’s blackout provisions and its disclosure provisions.
Based upon Defendants’ earlier concessions, neither party briefed the merits of Plaintiff’s asapplied challenges to the blackout provisions. Defendants did, however, challenge Plaintiff’s
standing to seek relief. More specifically, Defendants argued that Plaintiff lacked standing
because no recognizable controversy existed based upon their concession and also because
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Plaintiff had failed to take enough steps towards producing the ads. In its Reply, Plaintiff did not
brief or even mention the standing arguments that Defendants raised. Both parties did, however,
brief the merits of Plaintiff’s facial challenge to the blackout provisions, as well as its facial and
as-applied challenges to Ohio’s disclosure scheme.
On September 5, 2008, the Court issued its Opinion and Order based solely upon the
submitted briefs. (Id. at 1 (noting that the “parties have agreed that there is no need for an
evidentiary hearing”).) The Court rejected Defendants’ standing arguments, concluding that (1)
Defendants’ admission that WRTL precluded enforcement of Ohio’s blackout provisions against
Plaintiff’s proposed ads did not amount to an agreement not to enforce the provisions against the
ads; and (2) Plaintiff had taken enough steps towards producing the proposed ads to demonstrate
that it faced the requisite injury when it filed suit. (Id. at 9–11.) The Court enjoined Defendants
from enforcing Ohio’s blackout provisions with regard to the proposed ads during the thirty-day
period preceding the November 4, 2008 general election. The Court rejected Plaintiff’s
remaining three claims. Thus, in the first stage, Plaintiff prevailed solely on its as-applied
challenges to Ohio’s blackout provisions, the merits of which Defendants had expressly
conceded. As a result of the Court’s September 5, 2008 preliminary injunction, ORTL was
permitted to run its proposed ads during the 30-day period before the November 4, 2008 general
election. ORTL never ran any ads during the 2008 election cycle, and the preliminary injunction
expired with the passing of the election.
The Undersigned views the second stage as spanning from the Court’s entry of the
September 5, 2008 Opinion and Order through the filing of Plaintiff’s Amended Verified
Complaint on August 24, 2010. In Plaintiff’s words, during this time, the “case lay fallow.”
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(Pl.’s Mot. 4, ECF No. 85.) In January 2009, Defendants propounded requests for admissions
seeking Plaintiff’s admission that it had not run its proposed ads and that the bill referenced in
the proposed ad had expired when Ohio’s General Assembly adjourned. Plaintiff objected,
prompting Defendants to seek Court involvement. On March 9, 2009, the Magistrate Judge
ordered Plaintiff to respond to the requests for admission, concluding that the requests were
relevant to Defendants’ defense of mootness. (ECF No. 49.) Plaintiff objected to the Magistrate
Judge’s Order. (ECF No. 51.) On January 20, 2010, the Court overruled Plaintiff’s Objections
and affirmed the Magistrate Judge’s Order. (ECF No. 55.)
In March 2010, Defendants moved to dismiss the action for lack of subject matter
jurisdiction on the grounds that there was no longer any live dispute between the parties. (ECF
No. 56.) After the parties had fully briefed Defendants’ Motion to Dismiss, Plaintiff moved to
amend its Complaint to add a new claim based upon Citizens United v. FEC, 558 U.S. 310
(2010) (“Citizens United”), and to allege its intent to run broadcast advertisements during the fall
2010 election. (ECF No. 65.) In a two-page Order, the Court permitted Plaintiff to amend its
Complaint over Defendants’ objections. (ECF No. 68.) Referencing Plaintiff’s allegations of
intent to run advertisements during the fall 2010 election, the Court found that Plaintiff’s
proposed Amended Verified Complaint was “an attempt to cure any jurisdictional deficiency
relating to the original complaint.” (Aug. 16, 2010 Order 1–2, ECF No. 68.) Without
considering the merits, the Court contemporaneously denied Defendants’ Motion to Dismiss as
moot, explaining that “Defendants’ motion to dismiss on jurisdictional grounds (Doc. 56) does
not address the additional facts in the amended complaint, which arguably cure any jurisdictional
deficiency.” (Id. at 2.) On August 24, 2010, Plaintiff filed its Amended Verified Complaint.
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(ECF No. 69.)
In the third and final stage of the litigation, Plaintiff filed a Motion for a Temporary
Restraining Order on August 26, 2010, seeking to enjoin the enforcement of Ohio’s blackout and
disclosure provisions. (ECF Nos. 69 and 70.) Defendants conceded that based upon Citizens
United, Ohio could not apply some of the challenged statutes to Plaintiff’s intended conduct.
(Defs.’ Answer ¶¶ 27, 40, 54–58, ECF No. 73; Defs.’ Mem. in Opp. TRO 2, ECF No. 81.)
Based upon this concession, on September 15, 2010, the parties entered into a Consent Decree
whereby the parties agreed upon the following two issues: (1) Ohio’s blackout provisions are
unconstitutional to the extent they prohibit a corporation from using its treasury dollars to
independently pay for broadcast ads identifying a candidate within thirty days of an election; and
(2) Ohio Revised Code Section 3599.03(A) is unconstitutional to the extent it prohibits a
corporation from using its money to make independent expenditures for or in aid of candidate
elections in Ohio. (ECF No. 80.)
Because the Consent Decree did not resolve Plaintiff’s remaining disclosure claims, the
Court ordered the parties to submit a notice identifying outstanding issues. (ECF No. 76.) After
submission of this Notice, the parties completed briefing on the remaining issues. (ECF Nos. 81
and 82.) On September 20, 2010, the Court issued its Opinion and Order based solely upon the
submitted briefs. (ECF No. 83 at 1 (noting that “ both parties have agreed that there is no need
for an evidentiary hearing”).) The Court agreed with Defendants, that the Court “lack[ed]
jurisdiction to grant the remedy sought by [Plaintiff] as it relates to the disclosure and disclaimer
provisions.” (Id. at 13.) The Court noted that this finding rendered most of the remaining issues
Plaintiff raised and briefed moot. (Id. at 13.) The Court further found that the Consent Decree
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resolved one of the issues raised. Finally, the Court noted that Plaintiff raised one of the issues
for the first time in its Reply Memorandum in Support of its Motion for a Temporary Restraining
Order. The Court therefore concluded that additional briefing on that issue was appropriate in
the event the parties were unable to extrajudicially resolve the issue. Plaintiff did not further
pursue this claim. Thus, in the final stage of this litigation, Plaintiff prevailed solely on the
issues resolved in the Consent Decree.
Plaintiff subsequently filed the subject Motion for Attorneys’ Fees and Costs, seeking
approximately $352,000 pursuant to 42 U.S.C. § 1988. (ECF No. 85.) Plaintiff has submitted
documentation in the form of eighty-eight pages of invoices and an affidavit from Plaintiff’s
counsel, William Todd. Plaintiff maintains that the fees it requests are reasonable based upon
the lodestar calculation. Defendants oppose Plaintiff’s fee request and ask the Court to deny
Plaintiff’s Motion or to reduce the fees awarded to $35,250 and the expenses to $460. (ECF No.
89.) In their Memorandum in Opposition, Defendants assert that reductions are appropriate for
entries that are unreasonable on their face and for Plaintiff’s counsel’s failure to exercise
reasonable billing judgment. Defendants further assert that the Court should disallow fees that
are not adequately documented. Defendants also challenge Plaintiff’s counsel’s requested hourly
rate and seek further adjustment to reflect Plaintiff’s limited success. Finally, in their
Memorandum in Opposition, Defendants pointed out that Plaintiff’s initial lodestar calculation
did not add up mathematically. On this last point, Plaintiff, in its Reply, explained that the
mathematical discrepancy was attributable to its failure to attach three invoices, which accounted
for approximately $75,000 in attorneys’ fees. (ECF No. 91.) Plaintiff attached the missing
invoices to its Reply. (ECF No. 91-3) The Court declined to grant Defendants’ request to
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summarily deny the $75,000 in attorneys’ fees reflected in the three invoices due to Plaintiff’s
counsel’s inadvertence. (ECF No. 112.) The Court, however, permitted Defendants to file a
Sur-Reply to address the reasonableness of the three invoices at issue. (Id.) In their Sur-Reply,
Defendants argue as they do in their Memorandum in Opposition that several reductions to
Plaintiff’s requested fees are warranted. (ECF No. 113.)
In addition to the foregoing briefing relating to attorneys’ fees, more than a year after it
filed its Motion for Attorneys’ Fees and Costs (ECF No. 85) and without leave of Court, Plaintiff
filed a Supplemental Memorandum in Support of its Attorney Fee Application (ECF No. 108).
Defendants ask the Court to disregard Plaintiff’s Supplemental Memorandum as untimely and
filed without leave of Court. (ECF No. 109.)
II.
Plaintiff’s Supplemental Memorandum (ECF No. 108)
As a threshold matter, Defendants’ request that the Court disregard Plaintiff’s
Supplemental Memorandum is well taken. As noted above, Plaintiff filed a Supplemental
Memorandum without leave of court more than a year after it filed its Motion for Attorneys’
Fees and Costs. Southern District of Ohio Local Civil Rule 7.2(a)(2) provides that “[n]o
memoranda beyond [the memorandum in opposition and reply] will be permitted except upon
leave of court for good cause shown.” S. D. Ohio Civ. R. 7.2(a)(2). In its introductory
paragraphs, Plaintiff appears to suggest that the Supplemental Memorandum is warranted in light
of Defendants’ conduct in mediation and the absence of a hearing on its Motion. Neither of
these bases supply good cause for the filing of an untimely Supplemental Memorandum without
leave. First, the parties’ decisions regarding settlement are not relevant to the Court’s
consideration of Plaintiff’s fee application. Second, Plaintiff is not entitled to a hearing or
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supplemental briefing in the absence of a hearing. Rather, what is required is that parties have
“notice of opposing arguments and an opportunity to present their side of the story.” Bell v.
Prefix, Inc., Nos. 11-1508 & 11-1690, 2013 WL 323005, at *2 (6th Cir. Jan. 29, 2013) (citations
omitted). As the United States Supreme Court recently emphasized, “the determination of fees
‘should not result in a second major litigation.’” Fox. v. Vice, 131 S.Ct. 2205, 2216 (2011)
(quoting Hensley v. Eckerhart, 461 U.S. 424, 437 (1983)). Here, after Plaintiff filed its request
for attorneys’ fees and Defendants responded, Plaintiff filed a Reply. Thus, Plaintiff had a full
and fair opportunity to respond to Defendants’ arguments. Cf. Bell, 2013 WL 323005 at *2
(finding that the trial court did not abuse its discretion in reducing the requested fees by more
than 80% without a hearing where the movant had an opportunity to file a reply and respond to
the arguments raised in opposition to the movant’s application for fees). In sum, because
Plaintiff filed its untimely Supplemental Memorandum without leave of Court and without the
requisite good cause showing, the Court declines to consider it.
III.
Plaintiff’s Motion for Attorneys’ Fees and Costs (ECF No. 85)
Congress enacted 42 U.S.C. § 1988 as an exception to the “general rule in our legal
system . . . that each party must pay its own attorney’s fees and expenses . . . in order to ensure
that federal rights are adequately enforced.” Perdue v. Kenny A., 559 U.S. 542, 550 (2010)
(internal citations omitted). Pursuant to § 1988, in certain civil rights actions, “the court, in its
discretion, may allow the prevailing party, other than the United States, a reasonable attorney’s
fee as part of the costs.” See 42 U.S.C. § 1988(b); Hensley, 461 U.S. at 426. A party seeking
attorneys’ fees under a fee-shifting statute such as § 1988 bears the burden to show that he or she
is entitled to the amount requrested. Hensley, 461 U.S. at 433; Webb v. Dyer County Bd. of
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Educ., 471 U.S. 234, 242 (1985).
When considering a motion for attorneys’ fees, a court must first determine whether the
petitioning party was the prevailing party. Hensley, 461 U.S. at 433. A court next determines
what fee is “reasonable.” Id. “The starting point for determining the amount of reasonable
attorney fees is the ‘lodestar amount’ which is calculated by multiplying the number of hours
reasonably expended on the litigation by a reasonable hourly rate.” Imwalle v. Reliance Med.
Prods. Inc., 515 F.3d 531, 551-52 (6th Cir. 2008) (citing Hensley, 461 U.S. at 433); Waldo v.
Consumers Energy Co., --- F.3d ----, No. 12-1518, 2013 WL 4038747, at *12 (6th Cir. Aug. 9,
2013) (“[A] district court begins by determining ‘the fee applicant’s lodestar, which is the
proven number of hours reasonably expended on the case by an attorney, multiplied by his courtascertained reasonable hourly rate.” (internal quotation marks and citation omitted)). The
resulting sum may be adjusted to reflect factors such as the “results obtained.” Hensley, 461
U.S. at 434 (quoting Johnson v. Georgia Highway Express, Inc., 488 F.2d 714, 717-19 (5th Cir.
1974)); Gonter v. Hunt Valve Co., Inc., 510 F.3d 610, 621 (6th Cir. 2007). “Determining a
‘reasonable attorney’s fee’ is a matter that is committed to the sound discretion of a trial judge.”
Perdue, 559 U.S. at 558.
Turning to the merits of Plaintiff’s fee petition, Defendants do not dispute that Plaintiff is
the prevailing party. Likewise, Defendants do not dispute that the lodestar method of
computation should be applied to determine any award of attorneys’ fees. Rather, Defendants
challenge the requested hourly rates for Plaintiff’s counsel and the reasonableness of the hours
requested. The Undersigned first considers the reasonableness of the hourly rates Plaintiff’s
counsel billed before turning to the reasonableness of the number of hours Plaintiff’s counsel
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expended and the reasonableness of the expenses Plaintiff seeks to recover.
A.
Reasonable Hourly Rate
“[T]he lodestar looks to ‘the prevailing market rates in the relevant community.’”
Perdue, 559 U.S. at 551. “The appropriate rate . . . is not necessarily the exact value sought by a
particular firm, but is rather the market rate in the venue sufficient to encourage competent
representation.” Gonter, 510 F.3d at 618. This is because “Section 1988’s aim is to enforce the
covered civil rights statutes, not to provide ‘a form of economic relief to improve the financial
lot of attorneys.’” Perdue, 559 U.S. at 551 (quoting Penn. v. Del. Valley Citizens’ Council for
Clean Air, 478 U.S. 546, 565 (1986)). In determining the prevailing rate, a court may “‘rely on a
party’s submissions, awards in analogous cases, state bar association guidelines, and its own
knowledge and experience in handling similar fee requests.’” Waldo, 2013 WL 4038747 at *12
(quoting Van Horn v. Nationwide Prop. & Cas. Ins. Co., 436 F. A’ppx 496, 499 (6th Cir. 2011));
see also Harmon v. McGinnis, Inc., 263 F. App’x 465, 469 (6th Cir. 2008) (“[C]ourts are
permitted to, and indeed should, consider prior fee awards in determining the proper attorney’s
fee rate.” (citations omitted)). “[T]he district court has the discretion to choose either the current
or historical rates so long as it explains how the decision comports with the ultimate goals of
awarding reasonable fees.” Gonter, 510 F.3d at 617. “[T]he party seeking attorneys’ fees bears
the burden of proving the reasonableness of the hourly rates claimed.” Van Horn, 436 F. A’ppx
at 498 (citing Granzeier v. Middleton, 173 F.3d 568, 577 (6th Cir. 1999)).
Here, Plaintiff seeks an hourly rate ranging between $445 and $465 per hour for attorney
William Todd. Plaintiff indicates that this hourly rate reflects “the usual and customary firm
billing rates.” (Pl.’s Mot. 11, ECF No. 85.) In support of this requested hourly rate, Plaintiff’s
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counsel submitted his own affidavit and the Laffey Matrix. Plaintiff further notes that Mr. Todd
has engaged in the active practice of law for nearly thirty-five years and “has developed a
specialized expertise in the area of campaign finance law and its intersection with the First
Amendment.” (Id. at 11–12.)
Defendants counter that Plaintiff’s requested hourly rates exceed the amount necessary to
encourage competent counsel to take on a case such as the instant one. Relying upon Moore v.
Brunner, Nos. 2:08-cv-224 & 2:08-cv-555, 2010 WL 317017 (S.D. Ohio Jan. 25, 2010),
Defendants assert that $250 per hour is a reasonable rate for attorneys specializing in election
law within this jurisdiction.
This Court resolved three attorney fee disputes in election-law actions around the same
time the instant case was litigated. In Libertarian Party of Ohio v. Brunner, the first of these
cases, Judge Frost, without discussion, reduced the requested hourly rate of $450 per hour to
$300 per hour. No. 2:04-cv-08, 2007 WL 4171630, at *4 (S.D. Ohio Nov. 20, 2007). Similarly,
in a January 25, 2010 decision, Judge Sargus reduced the requested hourly rates of $400 and
$450 per hour to $250 per hour in two election-law cases. Moore v. Brunner, Nos. 2:08-cv-224
& 2:08-cv-555, 2010 WL 317017, at *3 (S.D. Ohio Jan. 25, 2010) (resolving motions for
attorneys’ fees in Moore v. Brunner, No. 2:08-cv-224, and Libertarian Party of Ohio v. Brunner,
No. 2:08-cv-555). In his Order, Judge Sargus analyzed whether the requested rates “exceed[ed]
the amount which would be necessary to encourage competent lawyers to undertake . . .
representation” in the subject election-law actions. Id. He concluded that “an hourly rate of
$250 is adequate to attract competent counsel within this Court’s venue while avoiding
producing a windfall for attorneys.” Id.
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The Undersigned agrees with the analysis and conclusion in Moore v. Brunner that the
prevailing market rate within this jurisdiction during the relevant time frame was $250 per hour.
In reaching this conclusion, the Undersigned notes that the attorneys in Moore, like Plaintiff’s
counsel, “enjoy[ed] high levels of experience and expertise.” Id. at *2. Further, the Undersigned
concludes that this case was not so complex as to warrant an upward departure from the $250
prevailing market rate Judge Sargus adopted. In its Motion to Advance Trial on the Merits and
again in its Motion for Attorneys’ Fees and Costs and Reply, Plaintiff concedes as much. (See
Pl.’s Mot to Advance a Trial 3, ECF No. 71 (“Defendants cannot claim that the issue of the
constitutionality of the campaign finance laws involved in this case is a set of issues known only
to a few practitioners of an ancient and obscure area of practice.”); Pl.’s Mot. for Atty. Fees 3–5,
ECF No. 85 (acknowledging that the fact pattern and issues presented in the instant action
mirrored the facts and issues presented in WRTL in the first stage of litigation and Citizens
United in the second stage); Pl.’s Reply 2–3, ECF No. 91 (“[T]he WRTL analysis should have
been relatively straight-forward to apply to the offending provisions in Title 35 of the Revised
Code, [and] [t]he decision in Citizens United was straight forward and plainly applied to the
provisions in Title 35 of the Revised Code that were designed to restrict the freedom of speech
of corporations and labor organizations.”).) Finally, Plaintiff’s reliance upon the Laffey Matrix
does not persuade the Undersigned to find that a higher hourly rate is appropriate. The Laffey
Matrix, which reflects hourly rates for attorneys litigating in the Washington-Baltimore area, is
not compelling given the authority within this venue setting forth the prevailing market rates in
this jurisdiction for experienced attorneys litigating election-law actions. See Harmon, 263 F.
App’x at 468–69 (affirming trial court’s decision rejecting the applicability of the Laffey Matrix
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because it “concerned only rates payable in the District of Columbia”); McCutcheon v.
Finkelstein Kern Steinberg & Cunningham, No. 3-11-0696, 2013 WL 4521016, at *2–3 (M.D.
Tenn. Aug. 27, 2013) (relying on prior fee award in actions arising within the Middle District of
Tennessee to ascertain the prevailing rate and characterizing the Laffey Matrix as “inapposite”
because it reflected a rate schedule for attorneys in the Washington-Baltimore area).
Accordingly, it is RECOMMENDED that the Court conclude that $250 was the prevailing
market rate within this jurisdiction during the relevant time frame for experienced attorneys
litigating election-law actions.
Plaintiff’s fee application also includes twenty-nine entries totaling 47.75 hours expended
by individuals identified only by their initials: LP, KH, LBB, LSL, and KJ. Defendants, in their
Memorandum in Opposition, point out that Plaintiff’s counsel failed to submit any affidavits or
evidentiary materials identifying these individuals or explaining the bases for their hourly rates.
Defendants urge the Court to excise these individuals’ time entries on that basis. In its Reply,
Plaintiff fails to respond to Defendants’ arguments or to offer additional information identifying
these individuals or the bases for their hourly rates. Nevertheless, with the exception of LP’s
entries, the Undersigned declines to recommend that the Court strike their entries simply because
Plaintiff failed to identify the individuals by name and explain the bases for their hourly rates.
Cf. Women’s Med. Prof. Corp. v. Baird, M.D., No. 2:03-cv-162, 2003 WL 23777732, at *4 (S.D.
Ohio Dec. 15, 2003) (rejecting argument that the Court should deny requests for paralegal and
law clerk fees on the grounds that the paralegals and law clerks were not identified by name and
did not submit their own affidavits attesting that their time entries were accurate and truthful).
The individual with the initials LBB bills at an hourly rate of $310. Based upon LBB’s
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billing descriptions, LBB appears to be an attorney. It is therefore RECOMMENDED that the
Court conclude that $250 is the appropriate market rate for LBB.
The individuals with the initials KH, LSL, and KJ bill at hourly rates ranging from $185
to $195. Based upon their billing descriptions, these individuals appear to be paralegals. During
the relevant time frame within this jurisdiction, the prevailing hourly rates for paralegals ranged
from $40 to $125. See, e.g., Teeter v. Comm’r of Soc. Sec., No. 1:11-CV-2376, 2013 WL
5279102, at *7 (S.D. Ohio Sept. 18, 2013) (reducing recoverable rate for paralegal services to
$40 per hour in the absence of any supporting documentation setting forth the prevailing hourly
rates for paralegals within the district); Spengler v. Worthington Cylinders, No. 05-977, 2008
WL 4346779, at *2 (S.D. Ohio Sept. 18, 2008) (concluding that the documentation supplied by
the movant demonstrated the reasonableness of a rate of $75 per hour for a paralegal in an
ADEA action); Plummer v. Hartford Life Ins. Co., No. C-3-06-94, 2007 WL 838926, at *3 (S.D.
Ohio Mar. 15, 2007) (finding that documentation submitted adequately demonstrated that $85
was a reasonable hourly rate for paralegal time in an ERISA case); Doe v. Ohio, No.
2:91-cv-464, 2010 WL 2854106, at *5 (S.D. Ohio July 19, 2010) (awarding fees at a rate of $95
per hour to two paralegals, each with ten years of experience, who worked on a successful IDEA
claim ending in settlement in October 2009); McCarthy v. America, 289 F.R.D. 258, 263 (S.D.
Ohio 2013) (accepting hourly rate of $100-$110 as reasonable for paralegals for services
performed in 2012 where the movant provided documentation in support of the rate and the party
contesting the fee application did not contest the reasonableness of the rate); Gunasekera v.
Irwin, 774 F.Supp.2d 882 (S.D. Ohio 2011) (awarding paralegal fees at a rate of $110 per hour
for a § 1983 claim spanning from 2007 to 2010 where the movant had provided documentation
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supporting the reasonableness of the rates); Armstrong v. Receivables Performance Mgmt., LLC,
No. 2:11-CV-387, 2012 WL 404893, at *3–4 (S.D. Ohio Feb. 8, 2012) (awarding paralegal fees
at a rate of $125 per hour). Here, in the absence of any documentation revealing the paralegals’
level of experience or otherwise supporting the reasonableness of their rates, it is
RECOMMENDED that the Court find that $75 per hour is a reasonable rate within this
jurisdiction during the relevant time period.
Finally, Plaintiff’s application contains two entries totaling 1.5 hours for an individual
with the initials LP who appears to bill at an hourly rate of $195. The entries relate to the
preparation of an “audit response memo.” (See Aug. 31, 2009 Invoice, ECF No. 91-3.) Plaintiff
did not file any such memorandum, and the Undersigned cannot discern how this time is related
to this litigation, let alone confirm that the hours were actually and reasonably expended. Thus,
rather than contemplate the appropriate hourly rate, it is RECOMMENDED that the Court
strike these entries altogether. See Imwalle, 515 F.3d at 553 (noting the “key requirement” that
the documentation offered in support of a fee petition “be of sufficient detail and probative value
to enable the court to determine with a high degree of certainty that such hours were actually and
reasonably expended in the prosecution of the litigation”) (internal quotation marks and citation
omitted)).
B.
Reasonableness of the Hours Billed
Having settled on the appropriate hourly rates, the Undersigned must now consider the
second multiplier of the lodestar computation, the number of hours reasonably expended. A trial
court must exclude from its lodestar calculation any hours that were not reasonably expended.
Binta B. v. Gordon, 710 F.3d 608, 67–28 (6th Cir. 2013) (citing Hensley, 461 U.S. at 434). The
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fee applicant bears the burden of establishing that the hours requested were reasonably
expended. Hensley, 461 U.S. at 433–34. “‘[H]ours that are excessive, redundant, or otherwise
unnecessary’” are properly excluded from a fee petition.” Binta B., 710 F.3d at 628. Only fees
“reasonably expended on the litigation” are compensable under § 1988. Id. at 629, 638 (internal
quotation marks and citations omitted). Hours that lack sufficient documentation are also
properly excluded. Imwalle, 515 F.3d at 552–53; Hensley, 461 U.S. at 433. Finally, “[a]
reduced fee award is appropriate if the relief, however significant, is limited in comparison to the
scope of the litigation as a whole.” Hensley, 461 U.S. at 440.
Defendants posit that reductions are warranted to reflect insufficient billing descriptions.
Defendants further maintain additional reductions are necessary due to Plaintiff’s counsel’s
failure to exercise billing judgment to excise unnecessary and excessive hours. Finally,
Defendants assert that Plaintiff’s fee award should be further reduced to reflect Plaintiff’s limited
success. The Undersigned agrees with Defendants that significant reductions are warranted to
account for Plaintiff’s limited success as well as its counsel’s lack of billing judgment and
inadequate fee documentation.
The Undersigned declines, however, to expend the judicial resources to engage in a lineby-line analysis of each time entry included in Plaintiff’s voluminous fee documentation. (See
Plaintiff’s Counsel’s Invoices 1–88, ECF No. 94-1.) Such an undertaking is especially
impractical here given the voluminous nature of the billing records and Plaintiff’s counsel’s
practice of lumping entries and utilizing vague descriptions. Courts have routinely recognized
the propriety of utilizing across-the-board cuts as an alternative to analyzing each entry one by
one under these circumstances. See Hensley, 461 U.S. at 436–37 (indicating that trial courts
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“may simply reduce the award” as an alternative to “attempt[ing] to identify specific hours that
should be eliminated”); Auto Alliance Intern., Inc. v. United States Customs Serv., 155 F. App’x
226, 228 (6th Cir. 2005) (citing Coulter v. Tenn., 805 F.2d 146, 151 (6th Cir. 1986))
(recognizing propriety of “an across the board reduction based on excessive or duplicative
hours”); Northeast Coalition of the Homeless v. Brunner, No. 2:06-cv-896 (S.D. Ohio Nov. 30,
2010) (“[I]f reductions to the requested number of hours are appropriate, a court has the
discretion to utilize a simple across-the-board reduction by a certain percentage as an alternative
to line-by-line reductions.”); Cleveland Area Bd. of Realtors v. City of Euclid, 965 F.Supp. 1017,
1021 n.5 (N.D. Ohio 1997) (noting that “[c]ourts have recognized the impracticality of
specifying each and every hour to be excluded” in civil rights fee applications with voluminous
billing records and that “most circuits, including the Sixth, have authorized across-the-board fee
reductions as an appropriate method of trimming fat from a fee application” and collecting cases
from circuit courts authorizing such fee applications) (internal quotation marks and citations
omitted)); Saint-Gobain Autover USA, Inc. v. Xinyi Glass N. Am., Inc., 707 F.Supp.2d 737,
76–65 (N.D. Ohio 2010) (applying an across-the-board reduction of fifty percent and collecting
cases applying across-the-board reductions ranging between forty percent and ninety percent).
Indeed, the Supreme Court recently recognized the inefficiencies of such line-by-line auditing of
fee applications:
But trial courts need not, and indeed should not, become green-eyeshade
accountants. The essential goal in shifting fees (to either party) is to do rough justice,
not to achieve auditing perfection. So trial courts may take into account their overall
sense of a suit, and may use estimates in calculating and allocating an attorney’s
time.
Fox, 131 S.Ct. at 2216. See also Crim v. Comm’r of Soc. Sec., No. 1:11-cv-137, 2013 WL
17
1063476, at *4 (S.D. Ohio Mar. 14, 2013) (noting that the case law within this Circuit does not
mandate “slavish attention to detailed analysis of each time entry” in order “to ferret out wasteful
attorney time entries,” which “would result in an enormous expenditure of judicial resources . . .
particularly where analysis of other factors makes clear that the total award is not
‘reasonable.’”).
Having reviewed Plaintiff’s Motion for Attorneys’ Fees and the supporting
documentation together with the parties’ briefing on the Motion and the case history, including
the parties’ filings and Court Orders, the Undersigned RECOMMENDS that the Court apply a
ninety-percent reduction in the hours requested. In order to explain the bases for this
recommended reduction, the Undersigned will first discuss the level of success Plaintiff achieved
before highlighting illustrative examples of Plaintiff’s counsel’s lack of billing judgment. In
discussing the level of success Plaintiff achieved, the Undersigned will also provide a brief
overview of the breakdown of hours Plaintiff’s counsel expended on this litigation as reflected in
the invoices.
1.
Reasonableness of the Hours Expended in Relation to the Success Achieved
“‘[T]he most critical factor’ governing the reasonableness of a fee award ‘is the degree of
success obtained.’” Waldo, 2013 WL 4038747 at *13 (quoting Hensley, 461 U.S. at 436). The
United States Court of Appeals for the Sixth Circuit has routinely rejected mechanical reductions
based upon the ratio of successful claims to claims raised. Imwalle, 515 F.3d at 554. Instead, in
partial-victory situations, a court must first consider whether the failed claims were related to the
successful claims. Hensley, 461 U.S. at 434. A court must then consider whether the plaintiff
“achiev[ed] a level of success that makes the hours reasonably expended a satisfactory basis for
18
making a fee award.” Id. With regard to this latter inquiry, the Sixth Circuit has recently
observed that “[t]he fact that the plaintiff is a ‘prevailing party . . . may say little about whether
the expenditure of counsel’s time was reasonable in relation to the success achieved.’” Binta B.,
710 F.3d at 639 (quoting Hensley, 461 U.S. at 436). Put another way, even where a plaintiff
achieves limited success, “the product of hours reasonably expended on the litigation as a whole
times a reasonably hourly rate may be an excessive amount . . . even where the plaintiff’s claims
were interrelated, nonfrivolous, and raised in good faith.” Hensley, 461 U.S. at 436.
Such is the case here. Neither party disputes that Plaintiff is the prevailing party. The
Undersigned likewise concludes that Plaintiff is the prevailing party. See Binta B., 710 F.3d at
620 (noting that there was no dispute that the plaintiffs, who had obtained relief under a consent
decree, were prevailing parties for purposes of their entitlement to an attorneys’ fee award under
42 U.S.C. § 1988); Buckhannon Bd. & Care Home v. W. Va. Dep’t of Health & Hum. Res., 532
U.S. 598, 604 (2001) (plaintiff is a prevailing party for purposes of a fee award when there is a
“material alteration in the parties’ legal relationship” (internal quotation marks and citation
omitted)). Defendants, however, advocate for a 75% reduction to account for Plaintiff’s partialvictory, asserting that “such a reduction reflects Plaintiff’s level of success in this case.”1 (Defs.’
Sur-Reply 2, ECF No. 113.) Plaintiff asserts that its counsel is entitled to a full compensatory
fee in light of the excellent results it obtained. Plaintiff adds that many of the hours it was
required to expend are attributable to Defendants’ “recalcitrance” and “unclean hands.” (Pl.’s
Reply 4–5, ECF No. 91.) The Undersigned agrees that a reduced fee is appropriate because the
1
In addition to this 75% reduction to account for limited success, Defendants ask to
further excise hundreds of hours of time to account for Plaintiff’s counsel’s lack of billing
judgment and insufficient fee documentation.
19
number of hours Plaintiff’s counsel expended on the litigation as a whole is excessive in relation
to the success achieved and the scope of the litigation as a whole. In support of this finding, the
Undersigned now reviews the hours expended in relation to the success obtained for each stage
of this litigation and the litigation as a whole.
a.
The September 5, 2008 Preliminary Injunction
With regard to the first stage of the litigation, which involved the 2008 preliminary
injunction, Plaintiff prevailed solely on its as-applied challenge to Ohio’s blackout provisions.
As Plaintiff acknowledges, its as-applied challenge to Ohio’s blackout statutes was “relatively
straight-forward” given that the United States Supreme Court had recently set forth the
applicable law in WRTL. (See Pl.’s Reply 2, ECF No. 91.) Plaintiff correctly explains that in
WRTL, “the United States Supreme Court determined that under certain circumstances, the
‘blackout periods’ set forth in 2 U.S.C. § 441b were unconstitutional.” (Pl.’s Mot. 3–4, ECF No.
85.) As Plaintiff observes, the application of WRTL was “straight-forward” because the Ohio
blackout provisions at issue in this case were “modeled upon” and had the same effect as the
federal blackout provisions in WRTL, and Plaintiff’s proposed ads in this action mirrored the ads
at issue WRTL. (Pl.’s Mot. 3–4, ECF No. 85.)
Almost immediately and even before Plaintiff moved for an injunction, Defendants
conceded that WRTL precluded enforcement of Ohio’s blackout statutes to its proposed ads.
(See September 5, 2008 Opinion and Order 14, ECF No. 40 (noting that Defendants had
expressly conceded in both their Answers and again in their Memorandum in Opposition to
Plaintiff’s Motion for a Preliminary Injunction that WRTL precludes enforcement of Ohio’s
blackout provisions during the thirty-day period preceding the November 4, 2008 general
20
election).) As set forth above, neither party briefed the merits of this claim in connection with
Plaintiff’s Motion for a Preliminary Injunction.
After noting that Defendants had conceded that WRTL precluded enforcement of Ohio’s
blackout statutes with regard to Plaintiff’s proposed ads, the Court analyzed the issue in a single
paragraph as follows:
Plaintiff’s two proposed ads are nearly identical to the ads at issue in WRTL. Like
the WRTL proposed ads, Plaintiff’s proposed ads do not consist of express advocacy
or the functional equivalent of express advocacy. And, like the WRTL Court, the
Court finds that Defendants have not identified an interest sufficiently compelling
to justify burdening Plaintiff’s speech. Consequently, the Court finds that [Ohio
Revised Code §§ 3517.1011(H) and 3517.01(B)(6) are] unconstitutional as applied
to Plaintiff’s two proposed ads.
(Sept. 5, 2008 Opinion and Order 15, ECF No. 40.) Thus, this Court, like the parties, considered
the sole claim Plaintiff prevailed upon to be simple and straight-forward in light of WRTL and
the virtually identical facts presented in this case.2
In addition to this straight-forward, uncontested claim, Plaintiff brought a claim
challenging the facial validity of Ohio’s blackout provisions and also as-applied and facial
challenges to Ohio’s disclosure provisions. Although arguably related to its sole successful
claim, Plaintiff’s unsuccessful facial challenge to Ohio’s blackout provision was not “straightforward” and was premised upon a different legal theory. Further, Defendants contested the
merits of Plaintiff’s facial challenge to Ohio’s blackout provisions. Defendants likewise
2
As explained above, Defendants did challenge whether Plaintiff had taken enough steps
towards producing the ads to so as to have suffered the requisite injury sufficient to confer
standing. Plaintiff, however, did not respond to or even acknowledge Defendants’ challenges
relating to standing in its Reply. Consistently, Plaintiff’s counsel’s billing entries do not reflect
that counsel expended any time researching or otherwise contemplating Defendants’ standing
challenge prior to Court’s resolution of the issue in its September 5, 2008 Opinion and Order.
21
contested the merits of Plaintiff’s as-applied and facial challenges to Ohio’s disclosure
provisions. Plaintiff’s unsuccessful challenges to Ohio’s disclosure schemes involved a
completely different set of statutory provisions, sought different relief, and shared no common
legal theories with Plaintiff’s sole successful claim.
In light of the foregoing, and given the simplicity of the sole claim Plaintiff prevailed
upon and the absence of any opposition with regard to the merits of that claim, the Undersigned
cannot conclude that the hours expended were reasonable in relation to the success achieved.
Plaintiff filed its Complaint in this action on May 20, 2008. Prior to and in connection with
filing the Complaint, Plaintiff’s counsel expended 111 hours of attorney time plus an additional
7.25 hours of paralegal time. Thereafter, Plaintiff’s counsel expended an additional 49 hours of
attorney time and one hour of paralegal time in connection with preparation of and filing of its
Motion for a Preliminary Injunction. Plaintiff’s counsel expended an additional 16.5 hours of
attorney time before filing its five-page Reply to review Defendants’ opposition memorandum,
review the file, research case law, and draft its Reply.3 Understandably, Plaintiff’s five-page
Reply in Support of its Motion for Preliminary injunction, like its Motion, does not contain
briefing addressing the merits of the sole claim upon which it prevailed. (See ECF No. 39.)
While awaiting the Court’s Order on its fully-briefed Motion for a Preliminary Injunction,
Plaintiff’s counsel expended an additional 4.25 hours reviewing the file. Plaintiff’s counsel then
expended 2 hours reviewing the Court’s September 5, 2008 Opinion and Order. As noted above,
in that Opinion and Order, the Court devoted less than one page to analyzing the sole claim upon
3
Plaintiff’s counsel’s time entries also reveal an expenditure of 6.5 hours of attorney time
for working on or analyzing discovery issues prior to filing Plaintiff’s Reply.
22
which Plaintiff prevailed. In total, in this first stage of the litigation, Plaintiff’s counsel
expended 204 hours. Due to the vagueness of the entries and Plaintiff’s counsel’s practice of
lumping entries together, the Undersigned is unable to discern how many hours were expended
on Plaintiff’s as-applied challenge to Ohio’s blackout provisions. Presumably, though, of the
hours incurred, Plaintiff’s experienced litigation counsel spent minimal time on the sole
successful claim given its simplicity and Defendants’ express concession regarding the claim
even before Plaintiff filed its Motion for a Preliminary Injunction. Thus, although Plaintiff
obtained prevailing party status during the first stage of the litigation, the Undersigned concludes
that significant reduction is warranted because the hours expended as a whole are excessive in
light of the success achieved.
b.
Following the September 5, 2008 Preliminary Injunction Opinion and
Order Through Plaintiff’s August 24, 2010 Amended Verified
Complaint
In Plaintiff’s words, “[f]ollowing this Court’s grant of a preliminary injunction in the fall
of 2008, this case lay fallow.” (Pl.’s Mot. 4, ECF No. 85.) Plaintiff’s counsel, however, did not.
In their Motion for Attorneys’ Fees and Costs, Plaintiff suggests that during this period, its
counsel simply awaited and monitored the Citizens United action. (Id.) Plaintiff’s counsel’s
invoices tell a different story. According to the invoices, following the September 5, 2008
Opinion and Order and extending through April 25, 2010, when Plaintiff commenced work on its
23
Motion to Amend and proposed Verified Amended Complaint,4 Plaintiff’s counsel billed 330.25
hours. Plaintiff’s counsel expended an additional 158.5 hours though the August 24, 2010 filing
of its Amended Verified Complaint. In total, during the second stage of the litigation, Plaintiff’s
counsel expended a whopping 495.25 hours. The Undersigned will now briefly review
Plaintiff’s counsel’s expenditure of time as reflected in the invoices.
Following the September 5, 2008 Opinion and Order, Plaintiff’s counsel expended 10.5
hours “review[ing] the specifics of [the] decision,” consulting regarding the status, and preparing
for a nonexistent permanent injunction hearing. (Oct. 31, 2008 Invoice, ECF No. 94-1.)
In November 2008, Plaintiff’s counsel expended another 17.5 hours. Of these hours,
Plaintiff’s counsel expended 6.5 hours working on preliminary injunction and standing issues
even though the Court had already issued the preliminary injunction resolving all pending issues,
including standing, and Defendants had not thereafter raised standing as a defense. In addition,
three entries in November 2008, totaling 6.5 hours, bill for counsel’s “First Amendment
research” without further elaborating the purpose of the research. (Dec. 11, 2008 Invoice, ECF
No. 94-1.)
Similarly, in December 2008, Plaintiff’s counsel expended 15 hours to consult and plan
for an injunction hearing and issues related to the hearing even though the Court had already
issued the preliminary injunction resolving all pending issues and had not thereafter scheduled a
4
On February 4 and 15, 2010, there are entries reflecting that counsel expended 3 and 3.5
hours respectively to work on an amended complaint. (Mar. 31, 2010 Invoice, ECF No. 94-1.)
The next entry reflecting work on an amended complaint or a motion to amend is on April 25,
2010. The 6.5 hours of time spent working on an amended complaint in February 2010 is
excluded from the tally of 330.25 hours Plaintiff’s expended while this case “lay fallow.” In
total, between August 6, 2008 and April 25, 2010, Plaintiff’s counsel expended 336.75 hours.
24
hearing. (Jan. 31, 2009 Invoice, ECF No. 94-1.) In January 2009, Mr. Todd billed 21.5 hours
for researching non-existent standing issues and preparing for a nonexistent hearing. Plaintiff’s
counsel billed another 7 hours in January to “[r]esearch case law on disclosure issue” and
“[r]esearch new First Amendment cases.” (Feb. 28, 2009 Invoice, ECF No. 94-1.)
In February 2009, Plaintiff’s counsel expended more than 20 hours of work relating to
Defendants’ requests for admissions. As set forth above, Defendants’ requests sought Plaintiff’s
admission that it had not run its proposed ads and that the bill referenced in the proposed ad had
expired when Ohio’s General Assembly adjourned. (See Def.’s Reqs. for Admission, ECF No.
113-1.) In response to each question, Plaintiff copied the same boilerplate objection and case
citations, prompting Defendants to seek Court involvement. On March 9, 2009, the Magistrate
Judge ordered Plaintiff to respond to the requests for admission, concluding that the requests
were relevant to Defendants’ defense of mootness. (ECF No. 49.)
Plaintiff’s counsel expended approximately 13 hours in March 2009 in connection with
filing its Objections to the Magistrate Judge’s Order. On January 20, 2010, the Court overruled
Plaintiff’s Objections and affirmed the Magistrate Judge’s Order. (ECF No. 55.) In addition to
the time expended on the discovery dispute that Plaintiff lost, Plaintiff’s counsel expended more
than 24 hours in March 2009 performing a number of other nondescript tasks, including meeting
regarding litigation issues, reviewing the preliminary injunction order, reviewing and
researching case law, consulting with the client, working on discovery requests, reviewing state
statutes, researching background issues, reviewing the local and civil rules, and meeting
regarding service and discovery issues. (Apr. 30, 2009 Invoice, ECF No. 94-1.) Finally, in
March 2009, Plaintiff’s counsel billed 4.5 hours to draft never-served interrogatories and a
25
nonexistent memorandum.
From April through June 2009, Plaintiff’s counsel expended 45.5 hours. Billing entries
reflect that Plaintiff’s counsel expended approximately half of this time on discovery-related
issues and research regarding jurisdictional issues. The remaining entries are relatively vague
and include entries for researching issues, reviewing First Amendment case law, and researching
issues regarding new theories for causes of action. In July 2009, Plaintiff’s counsel expended
15.5 hours reviewing the status of the case, reviewing the briefs in Citizens United, reviewing
“new materials on First Amendment,” and “work[ing] on new theories for relief.” (Aug. 31,
2009 Invoice, ECF No. 91-3.)
Plaintiff’s counsel did not work on this case again until December 2009. In December
2009, Plaintiff’s counsel expended 8 hours, including 2.5 hours preparing for a nonexistent
permanent injunction hearing; 3 hours for “review of law” and working on a final pre-trial
statement even though no conference or trial was scheduled; and 2.5 hours to update and review
the law, “especially Citizens United” even though nothing had happened in Citizens United
during that period and Plaintiff’s counsel had previously expended 10 hours reviewing the briefs
filed in Citizens United. (See July 31, 2009; Aug. 31, 2009; and Jan. 31, 2010 Invoices, ECF No.
94-1.)
In January 2010, Plaintiff’s counsel expended a total of 21.75 hours, all related to
reviewing and analyzing Citizens United. In February 2010, Plaintiff’s counsel expended an
additional 7.5 hours reviewing and analyzing Citizens United, as well as 9.5 hours working on
“Ohio law issues,” reviewing Ohio statutes, and analyzing First Amendment rights under Ohio
law. (Mar. 31, 2010 Invoice, ECF No. 94-1.)
26
On March 8, 2010, Defendants moved to dismiss the action for lack of subject matter
jurisdiction on the grounds that there was no longer any live dispute between the parties because
Plaintiff’s Complaint only alleged facts relating to the fall 2008 election. (ECF No. 56.)
Plaintiff’s counsel expended 15.75 hours in March 2010 reviewing Defendants’ Motion to
Dismiss and researching and preparing their response. Plaintiff’s counsel also expended 2 hours
preparing for a pretrial conference even though no conference was scheduled. In April 2010,
Plaintiff’s counsel expended an additional 32.25 hours preparing Plaintiff’s response to
Defendants’ Motion to Dismiss.
In addition to the 6.5 hours expended in February 2010 working on an amended
complaint, Plaintiff’s counsel expended 15 hours in April 2010 and 47.25 hours in May 2010
working on its Motion to Amend and proposed Amended Verified Complaint. On May 18,
2010, Plaintiff filed its Motion to Amend, seeking to add a new claim based upon Citizens
United and to allege its intent to run broadcast advertisements during the fall 2010 election.
(ECF No. 65.) Plaintiff’s counsel also expended 6 hours in May 2010 preparing for a
nonexistent preliminary injunction hearing.5
Plaintiff’s counsel billed for 35 hours in June 2010, including 6 hours expended on
matters relating to its Motion to Amend and proposed amended complaint even though those
documents had already been filed. Plaintiff’s counsel expended 17.5 hours in connection with its
seven-page Reply in support of its Motion to Amend. The remaining 11.5 hours were spent
performing a number of other nondescript tasks, including “[c]onsult[ing] regarding status,”
5
Indeed, Plaintiff did not even file its second Motion for a Preliminary Injunction until
August 26, 2010. (ECF No. 70.)
27
“review[ing] potential new lawsuit,” and performing research. (July 30, 2010 Invoice, ECF No.
94-1.) After the parties’ motions were fully briefed but before the Court’s resolution, Plaintiff’s
counsel expended 18.5 hours in August 2010 to review the status of the case, review the status of
federal law, perform research on preliminary relief hearings, and work on a motion for
preliminary relief.
On August 16, 2010, in a two-page Order, the Court granted Plaintiff’s Motion to Amend
and denied Defendants’ Motion to Dismiss as moot. (ECF No. 68.) In the Order, the Court
noted that Plaintiff sought leave to amend its Complaint, in part, to correct any jurisdictional
deficiencies relating to the original Complaint. (Id. at 1–2.) The Court granted Plaintiff leave to
amend, explaining that, “[t]he amended complaint, while not as developed and detailed as the
original complaint, sets forth facts that are pertinent to the upcoming [2010] election season and
that arguably demonstrate a very real and ongoing dispute between the parties and a request for
relief that is not retrospective.” (Id. at 2.) The Court explained its decision not to review the
merits of Defendants’ Motion to Dismiss as follows: “Because Defendants’ motion to dismiss on
jurisdictional grounds (Doc. 56) does not address the additional facts in the amended complaint,
which arguably cure any jurisdictional deficiency, it is DENIED as moot.” (Id.)
Thereafter, even though Plaintiff had completed and attached a copy of the Amended
Verified Complaint to its May 18, 2010 Motion to Amend, three billing entries in August 2010
reflect that Plaintiff’s counsel expended additional time to “begin drafting Amended Complaint,”
[c]omplete work on Amended Complaint,” “complete work for filing Amended Complaint,” and
28
prepare and filing of Amended Complaint.6 (Sept. 20, 2010 Invoice, ECF No. 94-10.)
In total, Plaintiff’s counsel expended 495.25 hours after obtaining relief with regards to
its as-applied challenge to Ohio’s blackout provisions for the 2008 election and before amending
its Complaint to allege its intent to run ads during the 2010 election and to assert new claims
based upon Citizens United. In terms of success, Plaintiff successfully obtained leave to amend
over Defendants’ objections, which effectively mooted Defendants’ Motion to Dismiss for lack
of a ripe controversy. The Undersigned cannot conclude, however, that the 495.25 hours
expended during the second stage of the litigation was reasonable in relation to the success
Plaintiff achieved. Rather than allowing the case to “lay fallow” between the 2008 and 2010
election seasons and amending its complaint in 2010 to assert new claims arising from Citizens
United and to allege its intent to run ads during the 2010 election season, Plaintiff could have
dismissed the case following the 2008 election and filed a new action in 2010. Indeed,
Plaintiff’s counsel’s billing records reveal that counsel contemplated filing an entirely new
action as an alternative to filing an amended complaint. (See July 30, 2010 Invoice, ECF No. 941 (3.5-hour entry for June 18, 2010: “Consult regarding status; review potential new lawsuit to
accelerate case”).)
6
The three entries total 16.75 hours, but the Court is unable to discern how much of this
time Plaintiff’s counsel expended working on the Amended Complaint because the entries are
lumped with other entries.
29
c.
The September 15, 2010 Consent Decree
In the third stage of the litigation, which involved the 2010 preliminary injunction,
Plaintiff obtained some relief under the September 15, 2010 Consent Decree. The Consent
Decree reflected the parties’ agreement that Citizens United precluded the State of Ohio from
enforcing certain challenged statutory provisions to Plaintiff’s intended conduct.
In its briefing on the subject Motion for Attorneys’ Fees, Plaintiff describes the “clear
impact” of Citizens United as follows: “The decision in Citizens United was straight forward and
plainly applied to the provisions in Title 35 of the Revised Code that were designed to restrict
the freedom of speech of corporations and labor organizations.” (Pl.’s Reply 3–4, ECF No. 91.)
Plaintiff adds that “the facts in this case, as well as the claims for relief, were essentially similar
to the Citizens United case . . . .” (Id.) In their first filing during the final stage of this litigation,
Defendants acknowledged their agreement. More specifically, in their Answer, filed two weeks
after Plaintiff filed its Amended Verified Complaint, Defendants explicitly conceded that
Citizens United precluded Ohio from enforcing some of the challenged statutes to Plaintiff’s
intended conduct. (ECF No. 73.) Defendants promptly began working with Plaintiff to
negotiate a consent order reflecting the parties’ agreement concerning the impact of Citizens
United. (See Joint Mot. to Extend Briefing Sched., ECF No. 74 (filed the day after Defs’
Answer and seeking an extension of time to respond to Plaintiff’s Motion for a Temporary
Restraining Order so that the parties could continue to “jointly work[] on a consent order that
may obviate the need to brief some of the legal issues raised in Plaintiff’s motion”).) The parties
entered into a Consent Decree a week later. (ECF Nos. 77 and 79.) In this final stage of the
litigation, Plaintiff prevailed solely on the uncontested issues addressed in the Consent Decree.
30
In addition to the claims the Consent Decree resolved, Plaintiff pursued several
unsuccessful claims, including its claims challenging Ohio’s disclosure provisions, which were
premised upon its construction of H.B.1. In Plaintiff’s Notice of Outstanding Issues, it identified
eight remaining issues requiring the Court’s resolution. (ECF No. 78.) Thereafter, the parties
briefed the issues Plaintiff identified. (ECF Nos. 81, 82, and 86.) In the course of this briefing,
Plaintiff, for the first time, challenged the constitutionality of Ohio Revised Code § 3517.102, a
provision regulating contributions between designated political entities. Plaintiff’s unsuccessful
claims, including the claim it belatedly raised, involved different sets of statutory provisions and
shared no common legal theories with Plaintiff’s successful claims. Plaintiff did not prevail on
any of its remaining claims, all of which the Court ultimately dismissed with prejudice. (See
Sept. 20, 2010 Opinion and Order, ECF No. 83; July 20, 2011 Order, ECF No. 103 (dismissing
all remaining claims with prejudice).)
In total, during this final stage of the litigation, commencing after the August 24, 2010
filing of Plaintiff’s Amended Verified Complaint, Plaintiff’s counsel expended 81.5 hours. Of
this time, it is clear that the 11.5 hours expended after entry of the Consent Decree is not related
to the successful claims, but due to the vagueness of the billing entries and Plaintiff’s counsel’s
practice of lumping the entries together, the Undersigned is unable to discern how many hours
were expended on the claims the Consent Decree resolved. Presumably, though, of the hours
expended, Plaintiff’s counsel spent more time on the contested claims that they continued to
pursue than the uncontested, straight-forward claims that the Consent Decree resolved shortly
after Plaintiff filed its Amended Verified Complaint. Thus, the Undersigned concludes some
reduction is warranted to reflect Plaintiff’s limited success during this final stage of the
31
litigation.
d.
The Hours Expended on the Litigation as a Whole in Relation to the
Success Achieved
In total, Plaintiff’s counsel expended 780.75 hours on this litigation. As more fully
detailed above, in terms of success, in 2008, Plaintiff prevailed solely on its straight-forward, asapplied challenge to Ohio’s blackout provisions, an uncontested claim modeled after the claims
advanced in WRTL and a claim which neither party expended time briefing. In 2010, Plaintiff
persuaded the Court to permit it to amend its Complaint to add claims arising from the 2010
Citizens United decision and to allege its intent to run advertisements during the fall 2010
election. Two weeks after Plaintiff filed its Amended Verified Complaint, Defendants, in their
Answer, conceded that Citizens United precluded Ohio from enforcing some of the challenged
statutes with regard to Plaintiff’s intended conduct. The Consent Decree, filed a week later,
reflected the parties’ agreement concerning the impact of Citizens United. Plaintiff obtained no
further relief in this litigation.
The Undersigned concludes that the foregoing limited success Plaintiff achieved in this
litigation does not constitute a “satisfactory basis” for concluding that Plaintiff’s counsel’s
enormous expenditure of time was “‘reasonable in relation to the success achieved.’” Binta B.,
710 F.3d at 639 (quoting Hensley, 461 U.S. at 436); see also Granzeier v. Middleton, 173 F.3d
568, 578 (6th Cir. 1999) (citing Phelan v. Bell, 8 F.3d 369 (6th Cir. 1993) (“[A]ttorney’s fee
awards are to be proportional to the prevailing party’s degree of success.”). Review of
Plaintiff’s fee documentation makes clear that vast majority of the 780.75 hours expended were
32
unrelated to its pursuit of the successful claims.7 It is impossible, however, to ascertain the
number of hours Plaintiff’s counsel expended on the successful claims due to counsel’s practice
of lumping billing entries and utilizing vague descriptions.
The Undersigned’s recommendation that the Court apply a ninety-percent reduction to
the hours requested is not premised upon the consideration of Plaintiff’s limited success alone.
Rather, this recommendation is equally attributable the Undersigned’s finding that Plaintiff’s
counsel failed to properly exercise billing judgment and adequately document time expended as
more fully explained below.
2.
Lack of Billing Judgment
It is well settled that only fees reasonably expended on the litigation are compensable
under Section 1988. Binta B., 710 F.3d at 628. Thus, a “party applying for an award of fees
should ‘exercise “billing judgment” with respect to the hours worked.’” Imwalle, 515 F.3d at
552 (quoting Henlsey, 461 U.S. at 437.) “This means that ‘[c]ounsel for the prevailing party
should make a good faith effort to exclude from a fee request hours that are excessive,
redundant, or otherwise unnecessary . . . .’” Binta B., 710 F.3d at 628 (quoting Hensley, 461
U.S. at 434). In addition, a fee applicant “should maintain billing time records in a manner that
will enable a reviewing court to identify distinct claims.” Hensley, 461 U.S. at 437.
As discussed above, across-the-board reductions to account for a demonstrated lack of
billing judgment or insufficient documentation are appropriate. See, e.g., Bell v. Prefix, Inc., 784
7
Plaintiff’s contention that many of the hours it was required to expend are attributable to
Defendants’ “recalcitrance” and “unclean hands,” (Pl.’s Reply 4–5, ECF No. 91), is simply not
supported by the case history, which demonstrates that Defendants promptly conceded the merits
of every claim upon which Plaintiff prevailed.
33
F.Supp.2d 778, 790 (E.D. Mich. 2011) (applying an eighty-percent reduction to fees requested
because “the excessive billing is so egregious” and also noting that the 80% reduction was likely
“generous”), aff’d, 2013 WL 323005 (6th Cir. Jan. 29, 2013); Reed v. Rhodes, 179 F.3d 453, 472
(6th Cir. 1999) (affirming the trial court’s across-the-board reduction in fees where the
applicant’s fee documentation did “not permit a reviewing court to identify distinct claims and
the issues addressed, assess the necessity for multiple counsel, and distinguish between
redundant, unnecessary, and duplicated work effort versus the proper utilization of time”)
(internal quotation marks and citation omitted); Sierra Club v. Mullen, 619 F.Supp 1244, 1252
(D.D.C. 1985) (applying an eighty-percent reduction to account for “duplication of efforts and
insufficient documentation of time expended”).
In the instant case, review of Plaintiff’s fee documentation reveals a pattern of undetailed
billing, excessive billing, and inappropriate billing for that tasks that were unnecessary or not
otherwise billable. Although Plaintiff’s fee petition is replete with occurrences of insufficient
billing descriptions, excessive billing, and inappropriately billed time, rather than expend the
judicial resources to perform a line-by-line review, the Undersigned will now highlight a few
exemplary entries.
a.
Insufficient Billing Descriptions
The “key requirement for an award of attorney fees is that ‘[t]he documentation offered
in support of the hours charged must be of sufficient detail and probative value to enable the
court to determine with a high degree of certainty that such hours were actually and reasonably
expended in the prosecution of the litigation.’” Imwalle, 515 F.3d at 553 (quoting United Slate,
Local 307 v. G & M Roofing & Sheet Metal Co., 732 F.2d 495, 502 n.2 (6th Cir. 1984)). As the
34
fee applicant, Plaintiff bears “the burden of supplying the [Court] with adequate documentation.”
Black v. Lojac Enters., No. 96-5654, 1997 WL 377051, at *3 (6th Cir. 1997) (citing Hensley,
461 U.S. at 437). Libertarian Party of Ohio, 2007 WL 4171630 at *3 (“Sufficient detail matters
. . . .”).
Plaintiff’s counsel’s documentation is inadequate in two regards. First, Plaintiff’s
counsel often lumped entries together such that the Undersigned is unable to determine how
much time was spent on a particular task or in pursuit of a particular claim. For example, Mr.
Todd’s March 9, 2009 entry for 6 hours reads as follows: “Conference call regarding discovery
with Magistrate [Judge] King; research and consult with client; work on discovery to defendants;
research new case law; review Citizens United briefs.” (Apr. 30, 2009 Invoice, ECF No. 94-1.)
The paralegals working on this case also routinely lumped their entries together. For example,
LSL’s March 23, 2009 entry for 1 hour reads as follows: “Brief conference with L. Brown;
prepare subpoenas for service; telephone conferences with process server; attention to service
issues and returns of servce.” (Id.) The Court is therefore unable to evaluate whether the billed
time was reasonably expended. On this ground alone, a reduction of fees is appropriate. See,
e.g., Saint-Gobain, 707 F.Supp.2d at 763 (applying a 20% across-the-board reduction for
insufficient documentation and observing that “the Court cannot begin to evaluate the
reasonableness of any individual entry” where the “summaries fail to set forth the amount of
time each attorney spent on any given task”) (citations omitted); Cleveland Area Bd. of Realtors,
965 F.Supp. at 1021 (applying an across-the-board reduction in the fees requested for
insufficient documentation where counsel had lumped tasks together in a single entry leaving the
court “unable to determine the reasonableness of many of the hours expended”); Crim, 2013 WL
35
1063476 at *9 (concluding that a 50% across-the-board reduction in the hours claimed would be
appropriate where the counsel included multiple activities in a single time entry and “where the
total hours is exceptionally high and most entries reflect multiple activities”).
Second, and more problematic, Plaintiff’s counsel routinely utilized vague descriptions
such that the Undersigned is unable to discern the purpose of counsel’s efforts or “determine
with a high degree of certainty that such hours were actually and reasonably expended in the
prosecution of the litigation.” Imwalle, 515 F.3d at 553 (internal quotation marks and citation
omitted). Exemplary vague entries from counsel’s first invoice relating to research include:
“Review constitutional issues,” 2 hours (4/9/08); “Continue research on Constitutional issues”
2.25 hours (4/17/08); “continued research on issues” 5 hours (4/18/08); “Review case law” 6.25
hours (5/2/08); “Research background of First Amendment law issues” 5 hours (5/8/08);
“Review pleadings and new case law” 2.5 hours (5/28/08). (June 30, 2008 Invoice, ECF No. 941.) Similar vague entries relating to research appear on nearly every invoice. In fact, over the
course of the litigation, there are more than forty such entries totaling nearly 175 hours. In
addition, there are more than 20 nondescript entries, exceeding 50 hours, billing for consultation,
reviewing of the status of the case, or reviewing the file. By way of example, Plaintiff’s
counsel’s October 2008 invoice included the following billing entries: “Review file regarding
status of PI status” 1 hour (8/18/08); “Review file” 1.25 hours (8/21/08); “Consultation regarding
status of litigation; review file and new case law” 2 hours (9/2/08); “Consultation regarding next
steps with clients” 2 hours (9/8/08); “Continued Review of Options” 3 hours (9/9/08); “Client
conference call regarding status and further steps” 2.5 (9/17/08); and “Consultation regarding
status of the case” .5 hours (9/24/08). (Oct. 31, 2008 Invoice, ECF No. 94-1.) Counsel’s
36
numerous entries relating to its discovery efforts, which exceed 100 hours, are likewise vague
such that the Undersigned is unable to discern whether the expenditure of time was reasonable.
(See, e.g., Jan. 31, 2009 Invoice: “Work on Discovery” 4 hours (12/1/08); “Attention to
discovery” 5 hours (12/11/08).) The Undersigned emphasizes that these entries are exemplary
entries and by no means constitute an exhaustive list of Plaintiff’s counsel’s vague billing
descriptions.
Courts have routinely excised these types of vague, nondescript billing entries from fee
petitions. See, e.g., Women’s Med. Prof. Corp., 2003 WL 23777732 at *4 (excluding vague
billing entries from the fee award, explaining that “[s]tatements such as ‘Review background
information and issues’ and ‘General Issues-trial prep’ are too broad and unspecific to enable
this Court to determine with a high degree of certainty that such hours were actually and
reasonably expended in the prosecution of the litigation.”) (internal footnotes, quotation marks,
and citations omitted); Black, 1997 WL 377051 at *3 (affirming trial court’s deduction of vague
entries, explaining that, “entries fail[ing] to even identify the general subject matter involved,
documented with such vague descriptions as ‘research,’ ‘pick-up,’ ‘revised form,’ and ‘office
conference’ . . . clearly provide little guidance in ascertaining the purpose of the work during the
time claimed and do not merit an award”); Bell, 784 F.Supp.2d at 787 (finding entry for “trial
preparation” too vague to ascertain what the attorney was doing).
b.
Excessive and Unnecessary Hours
Even though the majority of Plaintiff’s counsel’s billing records are inadequate to permit
meaningful analysis of the reasonableness of the time expended, it is nonetheless apparent that
counsel excessively billed for nearly every task performed.
37
For example, Plaintiff’s counsel expended 118.25 researching, drafting, and filing its
seventeen-page Verified Complaint. This expenditure of time is excessive in view of the issues
involved and counsel’s high level of experience and expertise. Per Mr. Todd’s affidavit, he has
nearly thirty-five years of experience as an attorney and “a high level of experience and
background in campaign finance and election law” with “significant counseling and litigation
experience representing clients who engage in independent expenditure campaigns, such as those
represented by the issues involved in this case.” (Todd Aff. ¶ 8, ECF No. 85-1.) Moreover,
Plaintiff’s counsel has acknowledged that the issues involved were not terribly complex.8
Further, of the seventeen-page Verified Complaint, one entire page is devoted to the case caption
and another two pages to block quoting statutes.
Other glaring examples include Plaintiff’s counsel’s gross expenditure of time in
connection with its Motion to Amend and the preparation of its Amended Verified Complaint.
During the second stage of the litigation, after expending more than 55 hours reviewing and
analyzing Citizens United;9 more than 100 hours performing research on various issues (mostly
8
See Pl.’s Mot to Advance a Trial 3, ECF No. 71 (“Defendants cannot claim that the issue
of the constitutionality of the campaign finance laws involved in this case is a set of issues
known only to a few practitioners of an ancient and obscure area of practice.”); Pl.’s Mot. for
Atty. Fees 3–5, ECF No. 85 (acknowledging that the fact pattern and issues presented in the
instant action mirrored the facts and issues presented in WRTL in the first stage of litigation and
Citizens United in the second stage); Pl.’s Reply 2–3, ECF No. 91 (“[T]he WRTL analysis should
have been relatively straight-forward to apply to the offending provisions in Title 35 of the
Revised Code, [and] [t]he decision in Citizens United was straight forward and plainly applied to
the provisions in Title 35 of the Revised Code that were designed to restrict the freedom of
speech of corporations and labor organizations.”).
9
See billing entries dated 3/9/09, 6/8/09, 7/28/09, 7/29/09, 7/30/09, 12/30/09, 1/4/10,
1/5/10, 1/21/10, 1/22/10, 1/27/10, 1/29/10, 2/1/10, 2/9/10, 2/18/10, 2/24/10, and 4/14/10, ECF
No. 94-1.)
38
unidentified); more than 56 hours drafting its Memorandum in Opposition to Defendants’
Motion to Dismiss; and 6.5 hours working on “new theories for causes of action,”10 Plaintiff’s
counsel expended 33.75 hours in connection with drafting its Amended Verified Complaint and
an additional 26.5 hours working on its Motion to Amend. This is particularly egregious
because of Plaintiff’s ten-page Motion to Amend, less than one page constitutes new material;
Plaintiff’s counsel copied, word-for-word, ten pages of text from Plaintiff’s Memorandum in
Opposition to Defendants’ Motion to Dismiss, a document for which Plaintiff’s counsel had
billed 56 hours. (Compare Pl.’s Mem. in Opp to Pl.’s Mot to Dis. 3–11, ECF No. 63 with Pl.’s
Mot. to Am. 2–10, ECF No. 65.) The ten copied pages consist of an iteration of the procedural
history of the action and the impact of Citizens United. Aside from setting forth the standard for
amending a complaint, the entirety of the new material in the Motion to Amend for which
counsel billed 26.5 hours to draft reads as follows:
ORTL’s proposed Amended Verified Complaint is attached hereto as Exhibit
A. Essentially, the Amended Verified Complaint preserves and restates the original
factual and legal allegations in the Complaint. However, the Amended Verified
Complaint clarifies that ORTL remains a “corporate form,” advocacy organization
in Ohio that desires to express its political views during 2010 and beyond. In its
recent Motion to Dismiss, Defendants argued, in part, that ORTL was not seeking
“prospective relief” in this case. The additional facts in the proposed Amended
Verified Complaint clarify that ORTL is seeking relief from these unconstitutional
provisions of Ohio law for 2010, and into the future.
Similarly, the Amended Verified Complaint clarifies that the legal standard
applicable to this case is the recently announced standard in Citizens United v. FEC,
558 U.S. ___ (2010). Consequently, the constitutionality of the involved Ohio
statutes now must be viewed through the prism of Citizens United.
Finally, ORTL clarifies in its Amended Verified Complaint that the relief it
seeks is declaratory and permanent injunctive relief, determining that the provisions
10
See billing entries dated 6/16/09 and 7/31/09, ECF No. 94-1.
39
in Title 35 of the Ohio Revised Code that unconstitutionally burden ORTL’s right
to exercise political speech are facially unconstitutional.
(Pl.’s Mot. to Am. 10–11, ECF No. 65.) It is beyond dispute that the 26.5 hours Plaintiff’s
experienced litigation counsel billed to draft these three paragraphs and the standard for
amending a complaint is wholly unreasonable.
The 33.75 hours Plaintiff’s counsel billed to draft the fifteen-page Amended Verified
Complaint is equally unreasonable. As Plaintiff’s counsel correctly observed in the excerpt from
the Motion to Amend copied above, much of Plaintiff’s Amended Verified Complaint “preserves
and restates the original and factual and legal allegations in the Complaint” such that most of the
paragraphs remain unchanged. (Id. at 10.) The changes include edits to reflect the impact of
Citizens United and to reflect its intent to run ads during the 2010 election cycle. Given that
Plaintiff’s counsel had already billed more than 55 hours for reviewing and analyzing Citizens
United and numerous hours to brief the impact of Citizens United in its Memorandum in
Opposition to Plaintiff’s Motion to Dismiss, 33.75 hours to make these edits to the original
Verified Complaint is insupportable.
Plaintiff’s counsel also unreasonably expended time researching issues that had already
been resolved, working on documents that had been already been filed, working on documents
that were never filed or served, and preparing for nonexistent hearings. By way of example,
Plaintiff’s counsel expended nearly 30 hours preparing for nonexistent hearings. (See billing
entries dated: 9/9/08, 11/25/08, 12/1/08, 12/3/08, 12/15/08, 1/27/09, 12/23/09, 12/29/09,
5/28/10, 8/5/10, and 8/9/10, ECF No. 94-1.) In addition, Plaintiff’s counsel expended nearly 50
researching and considering preliminary injunction issues, including standing, after the Court
had already resolved those issues in the September 5, 2008 Opinion and Order. (See billing
40
entries dated: 11/12/08, 11/21/08, 11/25/08, 12/11/08, 1/6/09, 1/14/09, 1/15/09, 1/26/09, 1/27/09,
1/28/09, ECF No. 91-4.) Similarly, as noted above, three billing entries reflect that Plaintiff’s
counsel continued to expend several hours preparing the Amended Verified Complaint even
though the Amended Verified Complaint had been previously completed and attached to
Plaintiff’s May 18, 2010 Motion to Amend. (See Sept. 20, 2010 Invoice, ECF No. 94-10.)
Yet another example involves Plaintiff’s counsel’s expenditure of approximately 75
hours in connection with Plaintiff’s refusal to respond to Defendants’ simple requests for
admissions. The Undersigned again emphasizes the foregoing occurrences of excessive and/or
unwarranted expenditures of time are illustrative and by no means an exhaustive listing.
c.
Inappropriately Billed Time
Review of Plaintiff’s fee documentation also reveals that Plaintiff’s counsel failed to
exercise billing judgment to excise entries reflecting work that is not properly billed or that is not
compensable under § 1988. For example, in May 2008, after an entry reflecting that Plaintiff’s
counsel had completed the final draft of the Complaint, the invoices reflect an expenditure of 11
hours of attorney time for media planning and the filing of the Complaint:
•
5/16/2008, 2.5 hours: “Work on logistics to file Complaint; media
planning, etc”
•
5/19/2008, 4.5 hours: “Complete work on litigation filing; consult
regarding press release, etc”
•
5/20/2008, 4.0 hours: “Filing of Complaint; miscellaneous attended
matters”
(June 30, 2008 Invoice, ECF No. 94-1.) In addition, the invoices reflect an additional 6.25 hours
of paralegal time on May 19 and 20, 2008, for “[p]reparation of case for filing,” preparing
summons and cover sheet, “attention to filing and service issues,” and “[a]ttention to filing and
41
service issues.” (Id.) Almost none of the time expended in connection with the preparation of
summons and cover sheet and filing is compensable paralegal time, let alone compensable
attorney time. See, e.g., Crim, 2013 WL 1063476 at *8 (“time spent for ministerial tasks such as
preparing a summons form . . . or filing should not have been charged”); Armstrong, 2012 WL
404893, at *3–4 (noting that “[f]iling documents with the Court and mailing documents are not
activities sufficiently complex to require the professional training of a paralegal” and reducing
paralegal time allowable to .1 hours for entry reflecting time expended to prepare summons, civil
cover sheet, initiate documents, and file complaint and striking all attorney time billed for filing);
Auto Alliance Intern., 155 F. App’x at 228 (“The billing records reflect that the vast majority of
the paralegal work consisted of picking up and indexing documents. This is nonrecoverable
clerical work, as contrasted with paralegal work that would be otherwise have to be done by an
attorney.”). The media time is likewise not compensable. Gunasekera v. Irwin, 774 F.Supp.2d
882, 890–91 (S.D. Ohio 2011) (collecting cases establishing that time spent on media relations is
not compensable under § 1988).
C.
Reasonableness of the Costs and Expenses Requested
Plaintiff seeks reimbursement of $2651.53 for costs and expenses. Defendants challenge
the sufficiency of the documentation Plaintiff supplies in support of the expenses it seeks. The
Court agrees that Plaintiff has failed to sufficiently document nearly all of the expenses it seeks
to recover.
“Section 1988 permits district courts to award those incidental and necessary expenses
incurred in furnishing effective and competent representation as part of the award of attorney
fees.” Waldo, 726 F.3d at 828 (internal quotation marks and citations omitted). Recoverable
42
expenses include “those incurred by the attorney which are normally charged to a fee-paying
client, in the course of providing legal services, such as reasonable photocopying, paralegal
expenses, and travel and telephone costs.” (Id.) A party seeking expenses must demonstrate the
reasonableness of those charges such that the Court is able to confirm the necessity of and basis
for the charges. See Auto Alliance Intern., 155 F. App’x at 229; Bell, 784 F.Supp.2d at 782. For
example, in Auto Alliance International, the Sixth Circuit affirmed the trial court’s disallowance
of costs for electronic legal research where the fee applicant had failed to submit any evidence or
argument that might support an allowance of these expenses.11 155 F. App’x at 229. The Court
further explained that the fee applicant’s affidavit failed to establish how the amount was
calculated, the precise basis for the charge, and how the charges were reasonably related to the
issues raised in the litigation. Id. The trial court in Bell v. Prefix similarly declined to award the
fee applicant a monetary sum for copying costs where the applicant’s invoices “fail[ed] to
specify the number of copies expended or describe the necessity of obtaining such copies.” 784
F.Supp.2d at 792, aff’d, 2013 WL 323005 (6th Cir. Jan. 29, 2013). The Bell Court concluded
that $.10 per copy is a reasonable rate and ordered the defendant to pay the copying costs upon
receipt of “a detailed bill for necessary copying costs.” (Id.)
Here, with the exception of a single entry, Plaintiff’s documentation relating to its costs is
woefully inadequate. The Undersigned recommends that the Court award Plaintiff $350, a cost
supported by an entry on the June 30, 2008 Invoice for “Filing Fees.” (ECF No. 94-1.) It
appears that the September 2010 $350 entry is a duplicate entry and should be rejected on that
11
The Court also recognized that courts have disputed whether computer research
expenses are recoverable, but declined to reach the merits of that dispute given the insufficient
documentation. Id.
43
ground. The Undersigned is unable to discern why there is a $160 charge for “Medical Records”
in an election-law action and therefore recommends that this charge be excised as well.
Although Plaintiff would be able to recover fees paid to court reporters for transcripts, see Tinch
v. City of Dayton, 199 F.Supp.2d 758, 768–69 (S.D. Ohio 2002), the Undersigned recommends
excising these expenses because no depositions took place during that time and there is no
evidence substantiating that these costs were actually paid to third parties. The remainder of the
entries, like the entries at issue in Auto Alliance International and Bell, are too vague to support
an award. This includes multiple entries for “Computer Research,” “Delivery Fee,” and
“Document Reproduction.” (See ECF No. 94-1.) The Undersigned therefore recommends
denial of these requested expenses. Alternatively, the Court could follow the Bell Court’s lead
and order payment of copying costs should Plaintiff tender a detailed bill demonstrating the
number of and necessity for the copies.
D.
Summary of the Recommended Adjustments
Because Plaintiff is the prevailing party, it is entitled to reasonable attorneys’ fees
pursuant to 42 U.S.C. § 1988. The Undersigned recommends, however, that the Court make
adjustments to both multipliers of the lodestar computation.
The Undersigned makes the following recommendations regarding the reasonableness of
Plaintiff’s counsel’s proposed hourly rates:
•
It is recommended that the Court conclude that $250 per hour was the prevailing
market rate within this jurisdiction during the relevant time frame for experienced
attorneys litigating election-law actions.
•
It is recommended that the Court conclude that the individual identified as LBB is
an attorney and that $250 per hour was the prevailing market rate for LBB.
•
It is recommended that the Court conclude that the individuals with the initials
44
KH, LSL, an KJ are paralegals and that in the absence of any documentation
revealing the paralegals’ level of experience or otherwise supporting the
reasonableness of their rates, the Court find that $75 per hour was a reasonable
rate within this jurisdiction during the relevant time period.
•
That the Court strike the entries totaling 1.5 hours for an an individual with the
initials LP because the entries relate to an “audit response memo,” (See Aug. 31,
2009 Invoice, ECF No. 91-3), and it is unclear how this time is related to this
litigation.
Turning to the second multiplier, the hours reasonably expended, the Undersigned
recommends that the Court apply a 90% across-the-board reduction to the number of hours
Plaintiff requests. The Undersigned has endeavored to explain the myriad of reasons supporting
this recommendation. In summary, the Undersigned’s recommendation is premised upon the
following findings: (1) the total hours expended are not reasonable in light of the partial success
Plaintiff achieved, and Plaintiff’s counsel’s practice of lumping entries together and vague
entries makes it impractical for the court to ascertain how many hours Plaintiff’s counsel
reasonably expended prosecuting the claims upon which it succeeded; (2) Plaintiff’s fee petition
is replete with entries demonstrating that Plaintiff’s counsel failed to properly exercise billing
judgment to excise unnecessary, excessive, and inappropriately billed hours from its fee petition;
and (3) Plaintiff’s counsel failed to adequately document time expended.
With regard to expenses, the Undersigned recommends that the Court allow the $350
Plaintiff incurred in connection with the filing of this action and deny the remaining costs as
insufficiently documented. Alternatively, it is recommended that the Court order payment of
copying costs upon Plaintiff’s counsel’s submission of a detailed bill demonstrating the number
of and necessity for the copies.
Applying these recommendations under the lodestar method of computation equates to
45
$19,170.62 in fees. This amount reflects the recommended ninety-percent reduction in the hours
expended for a recalculated total of 76.15 hours of attorney time and 1.775 hours of paralegal
time multiplied by the hourly rates of $250 and $75 per hour respectively. Adding the
recommended allowance of $350 in expenses brings the total recommended award under § 1988
to $19,520.62.
The Undersigned concludes that the resultant sum will “do rough justice,” adequately
compensate Plaintiff’s counsel for their efforts expended in this litigation, and encourage
attorneys to undertake similar representation. See Fox, 131 S.Ct. at 2216 (“The essential goal in
shifting fees . . . is to do rough justice, not to achieve auditing perfection. So trial courts may
take into account their overall sense of a suit, and may use estimates in calculating and allocating
an attorney’s time.”) It also avoids the substantial windfall that would occur if the Court
awarded attorneys’ fees and expenses in excess of $350,000.
IV.
DISPOSITION
For the reasons set forth above, Defendants’ request that the Court disregard Plaintiff’s
Supplemental Memorandum is GRANTED. (ECF No. 109.) It is further RECOMMENDED
that Plaintiff’s Motion for Attorneys’ Fees and Costs be GRANTED, but with a reduction to the
total attorneys’ fees and expenses awarded as detailed above. (ECF No. 85.)
PROCEDURE ON OBJECTIONS
If any party seeks review by the District Judge of this Report and Recommendation, that
party may, within fourteen (14) days, file and serve on all parties objections to the Report and
Recommendation, specifically designating this Report and Recommendation, and the part in
question, as well as the basis for objection. 28 U.S.C. § 636(b)(1); Fed. R. Civ. P. 72(b).
46
Response to objections must be filed within fourteen (14) days after being served with a copy.
Fed. R. Civ. P. 72(b).
The parties are specifically advised that the failure to object to the Report and
Recommendation will result in a waiver of the right to de novo review by the District Judge and
waiver of the right to appeal the judgment of the District Court. See, e.g., Pfahler v. Nat’l Latex
Prod. Co., 517 F.3d 816, 829 (6th Cir. 2007) (holding that “failure to object to the magistrate
judge’s recommendations constituted a waiver of [the defendant’s] ability to appeal the district
court’s ruling”); United States v. Sullivan, 431 F.3d 976, 984 (6th Cir. 2005) (holding that
defendant waived appeal of district court’s denial of pretrial motion by failing to timely object to
magistrate judge’s report and recommendation). Even when timely objections are filed,
appellate review of issues not raised in those objections is waived. Robert v. Tesson, 507 F.3d
981, 994 (6th Cir. 2007) (“[A] general objection to a magistrate judge’s report, which fails to
specify the issues of contention, does not suffice to preserve an issue for appeal . . . .”) (citation
omitted)).
IT IS SO ORDERED.
Date: October 22, 2013
/s/ Elizabeth A. Preston Deavers
Elizabeth A. Preston Deavers
United States Magistrate Judge
47
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