Lowe v. Doe et al
Filing
60
REPORT AND RECOMMENDATION re 52 Second MOTION for Summary Judgment filed by Lewis, 50 MOTION for Summary Judgment filed by Louis N. Lowe: It is RECOMMENDED that Plaintiff's Motion for Summary Judgment be DENIED and that Defend ants' Motion for Summary Judgment be GRANTED. It is further RECOMMENDED that Plaintiff's claims for declaratory relief be DISMISSED as MOOT and his claims for monetary relief be DISMISSED for failure to state a claim upon which relief ma y be granted. Objections to R&R due by 1/8/2016. Signed by Magistrate Judge Elizabeth Preston Deavers on 12/22/2015. (mas)(This document has been sent by regular mail to the party(ies) listed in the NEF that did not receive electronic notification.)
UNITED STATES DISTRICT COURT
SOUTHERN DISTRICT OF OHIO
EASTERN DIVISION
LOUIS N. LOWE,
Plaintiff,
Civil Action 2:14-cv-535
Judge George C. Smith
Magistrate Judge Elizabeth P. Deavers
v.
WARDEN JOHN DOE, et al.,
Defendants.
REPORT AND RECOMMENDATION
This matter is before the Court for consideration of Plaintiff’s Motion for Summary
Judgment (ECF No. 50), Defendant’s Memorandum in Opposition (ECF No. 53), Plaintiff’s
Reply (ECF No. 59), Defendant’s Second Motion for Summary Judgment (ECF No. 52), and
Plaintiff’s Memorandum in Opposition (ECF No. 59.). For the reasons that follow, it is
RECOMMENDED that Plaintiff’s Motion for Summary Judgment be DENIED and that
Defendants’ Motion for Summary Judgment be GRANTED. It is further RECOMMENDED
that Plaintiff’s claims for declaratory relief be DISMISSED as MOOT and his claims for
monetary relief be DISMISSED for failure to state a claim upon which relief may be granted.
I. BACKGROUND
Plaintiff, a prison inmate under the custody and control of the Ohio Department of
Rehabilitation and Correction (“ODRC”) at the Noble Correctional Institution, was previously
incarcerated at the Correctional Reception Center (“CRC”) when the events in question took
place. (ECF No. 50 at 2.) Plaintiff initiated this 42 U.S.C. § 1983 case on June 6, 2014, alleging
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that Defendants deprived him of his right to practice Rastafarianism by forcing him to cut his
dreadlocks, in violation of the First Amendment and the Religious Land Use and
Institutionalized Persons Act (“RLUIPA”). (ECF No. 3 at 5-6.) It is not disputed that
Defendants required Plaintiff, upon his admission to the CRC, to have his dreadlocks cut
pursuant to ODRC grooming regulations. (ECF No. 52 at 2.) Plaintiff is seeking compensatory
damages, punitive damages, and declaratory relief. (ECF No. 3 at 6.) On March 27, 2015, the
Court adopted the Magistrate Judge’s Report and Recommendation, dismissing Plaintiff’s claims
against Defendant Oppy, leaving only Defendant Lewis as a named Defendant in this matter.
(ECF No. 43.)
II. Standard of Review
Under Federal Rule of Civil Procedure 56, “[t]he court shall grant summary judgment if
the movant shows that there is no genuine dispute as to any material fact and the movant is
entitled to judgment as a matter of law.” Fed. R. Civ. P. 56(a). “The moving party has the initial
burden of proving that no genuine issue of material fact exists, and the court must draw all
reasonable inferences in the light most favorable to the nonmoving party.” Stansberry v. Air
Wisconsin Airlines Corp., 651 F.3d 482, 486 (6th Cir. 2011) (internal quotations omitted); cf.
Fed. R. Civ. P. 56(e)(2) (providing that if a party “fails to properly address another party’s
assertion of fact” then the Court may “consider the fact undisputed for purposes of the motion”).
“Once the moving party meets its initial burden, the nonmovant must ‘designate specific
facts showing that there is a genuine issue for trial.’” Kimble v. Wasylyshyn, No. 10–3110, 2011
WL 4469612, at *3 (6th Cir. Sept. 28, 2011) (quoting Celotex Corp. v. Catrett, 477 U.S. 317,
324 (1986)); see also Fed. R. Civ. P. 56(c) (requiring a party maintaining that a fact is genuinely
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disputed to “cit[e] to particular parts of materials in the record”). “The nonmovant must,
however, do more than simply show that there is some metaphysical doubt as to the material
facts, . . . there must be evidence upon which a reasonable jury could return a verdict in favor of
the non-moving party to create a genuine dispute.” Lee v. Metro. Gov’t of Nashville & Davidson
Cnty., 432 F. App’x 435, 441 (6th Cir. 2011) (internal quotation marks and citations omitted). In
considering the factual allegations and evidence presented in a motion for summary judgment,
the Court must “afford all reasonable inferences, and construe the evidence in the light most
favorable to the nonmoving party.” Cox v. Ky. Dep’t of Transp., 53 F.3d 146, 150 (6th Cir.
1995). “When a motion for summary judgment is properly made and supported and the
nonmoving party fails to respond with a showing sufficient to establish an essential element of
its case, summary judgment is appropriate.” Stansberry, 651 F.3d at 486 (citing Celotex, 477
U.S. at 322–23).
III. Analysis
A. Claims for Declaratory and Monetary Relief
As a preliminary matter, the Undersigned finds that Plaintiff’s claims for declaratory
relief are moot because he is no longer incarcerated at CRC. Parks v. Reans, 510 F. App’x 414,
415 (6th Cir. 2013) (“A prisoner’s request for injunctive and declaratory relief is moot upon his
transfer to a different facility.”) (citing Kensu v. Haigh, 87 F.3d 172, 175 (6th Cir. 1996)).
Similarly, the Undersigned finds that Plaintiff’s claims for monetary damages under the RLUIPA
fail to state a claim for which relief may be granted. As the Sixth Circuit has held, awarding
“individual-capacity, money-damages . . . [under] RLUIPA [is] inappropriate.” Haight v.
Thompson, 763 F.3d 554, 570 (6th Cir. 2014) (“We have considerable company in reaching this
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conclusion. Every circuit to consider the question . . . has held that RLUIPA does not permit
money damages against state prison officials, even when the lawsuit targets the defendants in
their individual capacities.”). The Undersigned finds, therefore, that dismissal of Plaintiff’s
claims for declaratory and monetary relief is appropriate pursuant to 28 U.S.C. § 1915(e). In re
Prison Litig. Reform Act, 105 F.3d 1131, 1134 (6th Cir. 1997) (“Section 1915(e)(2) is applicable
throughout the entire litigation process. Thus, a case that may not appear to initially meet
§ 1915(e)(2) may be dismissed at a future date should it become apparent that the case satisfies
this section.”).
B. Claims under 42 U.S.C. § 1983
Plaintiff brings his claims against Defendant under 42 U.S.C. § 1983, which provides as
follows:
Every person who, under color of any statute, ordinance, regulation, custom, or
usage, of any State or Territory or the District of Columbia, subjects, or causes to
be subjected, any citizen of the United States or other person within the
jurisdiction thereof to the deprivation of any rights, privileges, or immunities
secured by the Constitution and laws, shall be liable to the party injured in an
action at law, suit in equity, or other proper proceedings for redress.
In order to proceed under § 1983, a plaintiff must prove both that (1) the perpetrator acted under
color of state law; and (2) the conduct deprived the complainant of rights, privileges, or
immunities secured by the Constitution or laws of the United States. Parratt v. Taylor, 451 U.S.
527, 535 (1981); Brandon v. Allen, 719 F.2d 151, 153 (6th Cir. 1983), rev’d and remanded sub
nom, Brandon v. Holt, 469 U.S. 464 (1985). As a general rule, a plaintiff proceeding under
§ 1983 must allege that the deprivation of his rights was intentional or at least the result of gross
negligence. Davidson v. Cannon, 474 U.S. 344, 348 (1986). Mere negligence is not actionable
under § 1983. Chesney v. Hill, 813 F.2d 754, 755 (6th Cir. 1987).
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1. Exhaustion of Plaintiff’s Administrative Remedies
In his Motion, Plaintiff argues that he is entitled to summary judgment because he
exhausted his administrative remedies. (ECF No. 50 at 3-5.) The Court, however, has adopted
the Magistrate Judge’s finding of a genuine issue of material fact in this case with respect to
whether Plaintiff exhausted his administrative remedies prior to filing this suit. (ECF No. 43 at
6.) The Undersigned finds, therefore, that Plaintiff is not entitled to summary judgment in this
matter on this basis.
2. First Amendment and Religious Land Use and Institutionalized Persons Act, 42
U.S.C. § 2000cc-1 (“RLUIPA”) Claims
First Amendment rights, like many other rights, are circumscribed in the prison setting.
In Turner v. Safley, 482 U.S. 78, 89 (1987), for example, the Supreme Court held that “a prison
regulation [that] impinges on inmates’ constitutional rights . . . is valid if it is reasonably related
to legitimate penological interests.” Similarly, Pell v. Procunier, 417 U.S. 817, 822 (1974),
holds that “a prison inmate retains those First Amendment rights that are not inconsistent with
his status as a prisoner or with the legitimate penological objectives of the corrections system.”
Thus, review of such regulations offers a considerable degree of deference to the prison
authorities, while still retaining ultimate judicial authority to evaluate the constitutional
reasonableness of the regulation. See Turner, 482 U.S. at 89–91 (rejecting strict scrutiny). In
Turner, the Supreme Court held that four factors are relevant in deciding whether a prison
regulation affecting a constitutional right that survives incarceration withstands constitutional
challenge: whether the regulation has a “valid, rational connection” to a legitimate governmental
interest; whether alternative means are open to inmates to exercise the asserted right; what
impact an accommodation of the right would have on guards and inmates and prison resources;
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and whether there are “ready alternatives” to the regulation. 482 U.S., at 89–91. If the first
factor is not present, the regulation is unconstitutional, and the other factors do not matter. Spies
v. Voinovich, 173 F.3d 398, 403 (6th Cir. 1999); Muhammad v. Pitcher, 35 F.3d 1081, 1084 (6th
Cir. 1994). The remaining factors are considerations that must be balanced together. Spies, 173
F.3d at 403 (quoting Turner, 482 U.S. at 90-91).
The RLUIPA requires the state to show that any substantial burden on a prisoner’s
religious exercise is the least restrictive means of furthering a compelling government interest.
Cutter v. Wilkinson, 544 U.S. 709, 714 (2005). Courts considering RLUIPA claims must also
appropriately balance the prison’s need to maintain order and safety with the rights protected by
the Act. Cutter, 544 U.S. at 722-23.
Viewing the facts in the most favorable light to Plaintiff, the Court assumes that the
grooming regulation substantially burdens Plaintiff’s religious practice, and that the burdened
belief is sincere. In order to prevail, therefore, Defendant must demonstrate that the regulation in
question furthers a compelling government interest and is the least restrictive method of
furthering that interest. Defendant argues that prisoners can hide dangerous contraband, such as
weapons or drugs, under dreadlocks. (ECF No. 52 at 10.) According to Defendant, proper
inspection of prisoner dreadlocks would require close proximity between inmates and the prison
guards, thus creating both tension among the parties and danger to correctional staff. (Id.)
The Undersigned is mindful that other courts in the Sixth Circuit have recognized that
“[t]he state has a compelling interest in imposing regulations with respect to hair lengths and
types due to serious safety considerations.” Johnson v. Collins, No. 3:07-CV-211, 2009 WL
1543811 at *5 (N.D. Ohio June 2, 2009) (citation omitted). Indeed, “[t]he ability of prison
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officials to quickly identify inmates and protect prison guards and inmates from hidden
contraband are matters of paramount concern.” Id. (quoting Phipps v. Parker, 879 F.Supp. 734,
736 (W.D.Ky. 1995)). Prison security is a compelling government interest. Hayes v. Tennessee,
424 F. App’x 546, 554 (6th Cir. 2011). Accordingly, the RLUIPA does not “elevate
accommodation of religious observances over an institution’s need to maintain order and safety.”
Id. (quoting Cutter, 544 U.S. at 722). Prison officials’ determination that a regulation furthers
the compelling interest in prison security, therefore, “is entitled to substantial deference by the
judiciary.” Johnson, 2009 WL 1543811 at *5 (quoting Cutter, 544 U.S. at 725 n.13). As the
Johnson Court observed when adopting the Magistrate Judge’s Report & Recommendation
granting summary judgment to defendant:
Important prison objectives of safety cannot reasonably be maintained without the
aforementioned regulation.
Alternatives, such as individualized, detailed
inspection of dreadlocks would impose dangerous burdens on prison officials and
inmates unlikely to ensure the removal of all contraband. The impact upon the
prison resources as related to search procedures and the time spent on searching
for contraband by staff is a serious consequence of invalidating the grooming
regulation and undermines the interest of safety and security.
Johnson, 2009 WL 1543811 at *5 (internal quotes and citation omitted). The Undersigned,
therefore finds prison security a compelling government interest and the grooming regulation the
least restrictive means available to advance that interest in the present matter. Cutter, 544 U.S. at
714. Relatedly, the Undersigned finds the grooming regulation, for First Amendment purposes,
is reasonably related to the government’s legitimate penological interest in prison security.
Turner, 482 U.S. at 89.
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3. Defendant’s Qualified Immunity
Generally speaking, in Section 1983 cases, government officials performing discretionary
functions are immune from liability so long as their conduct “does not violate clearly established
statutory or constitutional rights of which a reasonable person would have known.” Harlow v.
Fitzgerald, 457 U.S. 800, 818 (1982). The burden is on Plaintiff to demonstrate that an official
is not entitled to qualified immunity. Silberstein v. City of Dayton, 440 F.3d 306, 311 (6th Cir.
2006) (citing Barrett v. Steubenville City Schs., 388 F.3d 967, 970 (6th Cir. 2004)). When
evaluating a qualified immunity defense as a basis for summary judgment, the Court must
examine two prongs (in either order): (1) whether the facts, taken in the light most favorable to
Plaintiff, show that the defendant’s conduct violated a constitutional right and (2) whether the
constitutional right alleged to have been violated was “clearly established.” Saucier v. Katz, 533
U.S. 194, 201 (2001); Pearson v. Callahan, 555 U.S. 223, 236 (2009) (overruling Katz to the
extent that Katz required the prongs to be analyzed in order).
As explained above, the ODRC grooming standard regulation passes constitutional
muster in light of the compelling government interest in prison security. Even if Defendant’s
actions violated Plaintiff’s constitutional rights, however, Plaintiff still cannot show that the
constitutional right in question was “clearly established.”
In order to be “clearly established” for qualified immunity purposes, “existing precedent
must have placed the statutory or constitutional question beyond debate.” Ashcroft v. al-Kidd,
563 U.S. 731, 131 S.Ct. 2074, 2083 (2011). The constitutional question in this case falls far
short of that threshold. The Court is unaware of any cases holding that the subject regulation
violates a Rastafarian’s constitutional rights. The Court is mindful, however, that the U.S.
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District Court for the Northern District of Ohio has upheld the ODRC’s dreadlock ban in at least
two cases, Johnson and Curry v. Bobby, No. 4:09-cv-614, 2009 WL 5097210 (N.D. Ohio Dec.
16, 2009). Moreover, this Court has previously recognized that “Ohio’s prison regulation
regarding hair length has been upheld in the face of challenges based on the First Amendment.”
Johnson v. Ohio Dep’t of Rehab. & Corr., No. 2:08-CV-226, 2008 WL 4560757 at *3 (S.D.
Ohio Oct. 9, 2008). The Undersigned finds, therefore, that the undisputed facts in this case fail
to show both that Defendant’s conduct violated Plaintiff’s constitutional rights and that any
alleged constitutional right is “clearly established.” Saucier, 533 U.S. at 201.
IV. CONCLUSION
For the reasons explained above, the Undersigned RECOMMENDS that Plaintiff’s
Motion for Summary Judgment be DENIED. (ECF No. 50.) Furthermore, the Undersigned
RECOMMENDS that Defendant’s Second Motion for Summary Judgment be GRANTED.
(ECF No. 52.) It is further RECOMMENDED that Plaintiff’s claims for declaratory relief be
DISMISSED as MOOT and his claims for monetary relief be DISMISSED for failure to state a
claim upon which relief may be granted. (ECF No. 3.)
PROCEDURE ON OBJECTIONS
If any party seeks review by the District Judge of this Report and Recommendation, it
may, within fourteen (14) days, file and serve on all parties objections to the Report and
Recommendation, specifically designating this Report and Recommendation, and the part in
question, as well as the basis for objection. 28 U.S.C. § 636(b)(1); Fed. R. Civ. P. 72(b).
Response to objections must be filed within fourteen (14) days after being served with a copy.
Fed. R. Civ. P. 72(b).
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The parties are specifically advised that the failure to object to the Report and
Recommendation will result in a waiver of the right to de novo review by the District Judge and
waiver of the right to appeal the judgment of the District Court. See, e.g., Pfahler v. Nat’l Latex
Prod. Co., 517 F.3d 816, 829 (6th Cir. 2007) (holding that “failure to object to the magistrate
judge’s recommendations constituted a waiver of [the defendant’s] ability to appeal the district
court’s ruling”); United States v. Sullivan, 431 F.3d 976, 984 (6th Cir. 2005) (holding that
defendant waived appeal of district court’s denial of pretrial motion by failing to timely object to
magistrate judge’s report and recommendation). Even when timely objections are filed,
appellate review of issues not raised in those objections is waived. Robert v. Tesson, 507 F.3d
981, 994 (6th Cir. 2007) (“[A] general objection to a magistrate judge’s report, which fails to
specify the issues of contention, does not suffice to preserve an issue for appeal . . . .”) (citation
omitted)).
IT IS SO ORDERED.
Date: December 22, 2015
/s/ Elizabeth A. Preston Deavers
ELIZABETH A. PRESTON DEAVERS
UNITED STATES MAGISTRATE JUDGE
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