Crockett v. Warden, Ross Correctional Institution
Filing
7
REPORT AND RECOMMENDATION: Magistrate Judge RECOMMENDS that this action be DISMISSED. Objections to R&R due by 6/28/2018. Signed by Magistrate Judge Elizabeth Preston Deavers on 6/14/2018. (ew)(This document has been sent by regular mail to the party(ies) listed in the NEF that did not receive electronic notification.)
IN THE UNITED STATES DISTRICT COURT
FOR THE SOUTHERN DISTRICT OF OHIO
EASTERN DIVISION
ANTONIO CROCKETT,
CASE NO. 2:16-CV-925
JUDGE GEORGE C. SMITH
Magistrate Judge Elizabeth P. Deavers
Petitioner,
v.
WARDEN, ROSS
CORRECTIONAL INSTITUTION,
Respondent.
REPORT AND RECOMMENDATION
Petitioner, a state prisoner, brings this petition for a writ of habeas corpus pursuant to 28
U.S.C. § 2254. This matter is before the Court on the Petition, Respondent’s Return of Writ, and
the exhibits of the parties. For the reasons that follow, the Magistrate Judge RECOMMENDS
that this action be DISMISSED.
Facts and Procedural History
The Ohio Twelfth District Court of Appeals summarized the facts and procedural history
of the case as follows:
Gene Ivers, the Chief Probation Officer for the Washington Court
House Municipal Court, performed a residence search of one of his
probationers, Terri Ruth. Ivers was accompanied by a Fayette
County deputy during the search. Ruth, who rented the apartment
in which she and her daughter lived, was subject to residence
searches as a term of her probation. When Ivers arrived to search
Ruth’s residence, Ruth, Ruth’s daughter, Crockett, and another
man were located in the apartment.
Ivers discovered marijuana on Ruth’s dresser in her bedroom, as
well as a white powdery substance, plastic wrap and baggies, a
locked safe, a key, digital scales, lighters, a burnt spoon, and small
baggies of a white product. Inside the safe, Ivers found a gun, cash,
and more drugs. Upon finding these items, Ivers and the deputy
contacted the Sheriff’s Office for aid in completing the search.
Lieutenant Ryan McFarland of the Fayette County Sheriff’s Office
responded to Ruth’s residence. There, he seized the safe, gun,
drugs, and money, and sent the items to the Ohio Bureau of
Criminal Investigation for testing. The items in the baggies tested
positive for cocaine and heroin, and the other drugs were identified
as oxycodone, dihydrocodeine, and alprazolam.
Later, during a recorded phone call originating from the Fayette
County Jail, Crocket and an unnamed woman were heard
conversing about the possible charges against him. The woman
indicated that the police were taking the gun and dusting it for
fingerprints in order to determine who the gun belonged to. At that
point, Crockett is heard stating, “I wiped that down. I got nothing
to do with that.”
Crockett was charged with multiple counts of trafficking in
cocaine, possession of cocaine, trafficking in heroin, possession of
heroin, aggravated trafficking in drugs, possession of controlled
substances, and having weapons under disability. The matter
proceeded to a jury trial after Crockett pled not guilty to all of the
charges.
During trial, Crockett stipulated to his prior conviction of a drugrelated offense, and the trial court admitted a redacted copy of
Crockett’s judgment entry of conviction to show that he was under
a disability and not permitted to possess a gun.
The jury also heard a redacted version of the phone call between
Crockett and the unnamed woman in which Crockett is heard
discussing his claim that he wiped down the gun. Crockett did not
testify, nor did he present any witnesses in his defense.
The jury found Crockett guilty of trafficking in, and possession of,
the cocaine and heroin found in the safe, as well as having
weapons under disability. However, the jury found Crockett not
guilty of the other charges specific to the drugs located outside of
the safe that Ivers found in different locations throughout Ruth’s
bedroom.
The trial court merged the possession charges into the trafficking
charges, and sentenced Crockett to an aggregate sentence of nine
years on the two trafficking charges and having weapons under
disability. Crockett now appeals his convictions and sentence[.]
2
State v. Crockett, 2015 WL 2169268, at *1-2 (Ohio App. 12th Dist. May 11, 2015). Petitioner
asserted on direct appeal that his convictions were against the manifest weight of the evidence,
that the evidence was constitutionally insufficient to sustain his convictions, that he was denied
the effective assistance of counsel. See id. On May 1, 2015, the appellate court affirmed the
judgment of the trial court. Id. On August 26, 2015, the Ohio Supreme Court declined to accept
jurisdiction of the appeal. State v. Crockett, 143 Ohio St.3d 1447 (Ohio 2015). On July 22,
2015, Petitioner filed an application for reopening of the appeal pursuant to Ohio Appellate Rule
26(B). (ECF No. 6-1, PageID# 193.) On October 16, 2015, the appellate court denied the Rule
26(B) application. (PageID# 203.) Petitioner did not file an appeal.
On September 26, 2016, Petitioner filed this petition for a writ of habeas corpus pursuant
to 28 U.S.C. § 2254. He asserts that his convictions are against the manifest weight of the
evidence and that the evidence is constitutionally insufficient to sustain his convictions (claim
one); that he was denied the effective assistance of counsel (for different reasons) (claims two
and three); and that the trial court erred when it denied his motion for judgment of acquittal
(claim four). It is the position of the Respondent that Petitioner’s claims are procedurally
defaulted or otherwise fail to provide a basis for relief.
Procedural Default: Claim Three
The Court turns first to that aspect of Petitioner’s third claim for ineffective assistance of
counsel because counsel failed to object to the admission of his telephone conversation from the
jail. For the reasons that follow, the Undersigned concludes that this aspect of claim three is
procedurally defaulted.
Congress has provided that state prisoners who are in custody in violation of the
Constitution or laws or treaties of the United States may apply to the federal courts for a writ of
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habeas corpus. 28 U.S.C. § 2254(a). In recognition of the equal obligation of the state courts to
protect the constitutional rights of criminal defendants, and in order to prevent needless friction
between the state and federal courts, a state criminal defendant with federal constitutional claims
is required to present those claims to the state courts for consideration. 28 U.S.C. § 2254(b), (c).
If the prisoner fails to do so, but still has an avenue open to present the claims, then the petition
is subject to dismissal for failure to exhaust state remedies. Id.; Anderson v. Harless, 459 U.S. 4,
6 (1982) (per curiam) (citing Picard v. Connor, 404 U.S. 270, 275–78 (1971)). Where a
petitioner has failed to exhaust claims but would find those claims barred if later presented to the
state courts, “there is a procedural default for purposes of federal habeas.”
Coleman v.
Thompson, 501 U.S. 722, 735 n.1 (1991).
The term “procedural default” has come to describe the situation where a person
convicted of a crime in a state court fails (for whatever reason) to present a particular claim to
the highest court of the State so that the State has a fair chance to correct any errors made in the
course of the trial or the appeal before a federal court intervenes in the state criminal process.
This “requires the petitioner to present ‘the same claim under the same theory’ to the state courts
before raising it on federal habeas review.” Hicks v. Straub, 377 F.3d 538, 552–53 (6th Cir.
2004) (quoting Pillette v. Foltz, 824 F.2d 494, 497 (6th Cir. 1987)). One of the aspects of “fairly
presenting” a claim to the state courts is that a habeas petitioner must do so in a way that gives
the state courts a fair opportunity to rule on the federal law claims being asserted. That means
that if the claims are not presented to the state courts in the way in which state law requires, and
the state courts therefore do not decide the claims on their merits, neither may a federal court do
so. As the Supreme Court found in Wainwright v. Sykes, 433 U.S. 72, 87 (1977), “contentions of
federal law which were not resolved on the merits in the state proceeding due to respondent’s
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failure to raise them there as required by state procedure” also cannot be resolved on their merits
in a federal habeas case—that is, they are “procedurally defaulted.”
To determine whether procedural default bars a habeas petitioner’s claim, courts in the
Sixth Circuit engage in a four-part test. See Maupin v. Smith, 785 F.2d 135, 138 (6th Cir. 1986);
see also Scuba v. Brigano, 259 F. App’x 713, 718 (6th Cir. 2007) (following the four-part
analysis of Maupin). First, the court must determine that there is a state procedural rule that is
applicable to the petitioner’s claim and that the petitioner failed to comply with the rule. Second,
the court must determine whether the state courts actually enforced the state procedural sanction.
Third, the court must determine whether the forfeiture is an adequate and independent state
ground on which the state can rely to foreclose review of a federal constitutional claim. Maupin,
785 F.2d at 138. Finally, if “the court determines that a state procedural rule was not complied
with and that the rule [has] an adequate and independent state ground, then the petitioner” may
still obtain review of his or her claims on the merits if the petitioner establishes: (1) cause
sufficient to excuse the default and (2) that he or she was actually prejudiced by the alleged
constitutional error. Id.
In claim three, Petitioner asserts, inter alia, that he was denied the effective assistance of
counsel because his attorney failed to object to admission of his telephone conversation as
improperly authenticated. Petitioner did not raise this issue on direct appeal, where he was
represented by new counsel. Moreover, he may now no longer present this claim to the state
courts by virtue of the application of Ohio’s doctrine of res judicata. See State v. Perry, 10 Ohio
St.2d 175 (1967) (holding that claims must be raised on direct appeal, if possible, or they will be
barred by the doctrine of res judicata); see also State v. Cole, 2 Ohio St.3d 112 (1982); State v.
Ishmail, 67 Ohio St.2d 16 (1981).
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Ohio courts have consistently refused, in reliance on the doctrine of res judicata, to
review the merits of procedurally barred claims. See Cole, 443 N.E.2d at 170–71; Ishmail, 423
N.E.2d at 1070. The Sixth Circuit has held that Ohio’s doctrine of res judicata is an independent
and adequate ground for denying federal habeas relief. Lundgren v. Mitchell, 440 F.3d 754, 765
(6th Cir. 2006); Coleman v. Mitchell, 268 F.3d 417, 427–29 (6th Cir. 2001); Seymour v. Walker,
224 F.3d 542, 555 (6th Cir. 2000); Byrd v. Collins, 209 F.3d 486, 521–22 (6th Cir. 2000); Norris
v. Schotten, 146 F.3d 314, 332 (6th Cir. 1998). Finally, with respect to the last Maupin factor,
the independence prong, the Court concludes that Ohio’s doctrine of res judicata in this context
does not rely on or otherwise implicate federal law. Accordingly, the Court is satisfied from its
own review of relevant case law that res judicata rule articulated in Perry is an adequate and
independent ground for denying relief, and the Maupin factors are satisfied.
Therefore,
Petitioner has waived this portion of claim three for review in these proceedings.
Petitioner may still secure review of his claim on the merits if he demonstrates cause for
his failure to follow the state procedural rules, as well as actual prejudice from the constitutional
violations that he alleges. “‘[C]ause’ under the cause and prejudice test must be something
external to the petitioner, something that cannot fairly be attributed to him[,] ‘. . . some objective
factor external to the defense [that] impeded. . . efforts to comply with the State’s procedural
rule.’“ Coleman v. Thompson, 501 U.S. 722, 753 (1991) (quoting Murray v. Carrier, 477 U.S.
478, 488 (1986)). It is Petitioner’s burden to show cause and prejudice. Hinkle v. Randle, 271
F.3d 239, 245 (6th Cir. 2001) (citing Lucas v. O’Dea, 179 F.3d 412, 418 (6th Cir. 1999) (internal
citation omitted)). A petitioner’s pro se status, ignorance of the law, or ignorance of procedural
requirements are insufficient bases to excuse a procedural default. Bonilla v. Hurley, 370 F.3d
494, 498 (6th Cir. 2004). Instead, in order to establish cause, a petitioner “must present a
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substantial reason that is external to himself and cannot be fairly attributed to him.” Hartman v.
Bagley, 492 F.3d 347, 358 (6th Cir. 2007). Petitioner has offered no excuses and has thus failed
to establish cause for his procedural default.
The United States Supreme Court has also held that a claim of actual innocence may be
raised “to avoid a procedural bar to the consideration of the merits of [a petitioner’s]
constitutional claims.” Schlup v. Delo, 513 U.S. 298, 326–27 (1995). “[I]n an extraordinary
case, where a constitutional violation has probably resulted in the conviction of one who is
actually innocent, a federal habeas court may grant the writ even in the absence of a showing of
cause for the procedural default.” Murray, 477 U.S. at 496. In Schlup, the Supreme Court held
that a credible showing of actual innocence was sufficient to authorize a federal court in reaching
the merits of an otherwise procedurally-barred habeas petition. Id. at 317. However, a claim of
actual innocence is “‘not itself a constitutional claim, but instead a gateway through which a
habeas petitioner must pass to have his otherwise barred constitutional claim considered on the
merits.’“ Id. at 315 (quoting Herrera, 506 U.S. at 404).
The actual innocence exception to procedural default allows a petitioner to pursue his
constitutional claims if it is “more likely than not” that new evidence—i.e., evidence not
previously presented at trial—would allow no reasonable juror to find him guilty beyond a
reasonable doubt. Souter v. Jones, 395 F.3d 577 (6th Cir. 2005). Review of the record fails to
establish that Petitioner can meet this standard here.
Merits: Claims One, Two and Four
Standard of Review
Petitioner seeks habeas relief under 28 U.S.C. § 2254. The Antiterrorism and Effective
Death Penalty Act (“AEDPA”) sets forth standards governing this Court’s review of state-court
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determinations. The United State Supreme Court described AEDPA as “a formidable barrier to
federal habeas relief for prisoners whose claims have been adjudicated in state court” and
emphasized that courts must not “lightly conclude that a State’s criminal justice system has
experienced the ‘extreme malfunction’ for which federal habeas relief is the remedy.” Burt v.
Titlow, 571 U.S. 12, 20 (2013) (quoting Harrington v. Richter, 562 U.S. 86 (2011)); see also
Renico v. Lett, 559 U.S. 766, 773 (2010) (“AEDPA . . . imposes a highly deferential standard for
evaluating state-court rulings, and demands that statecourt decisions be given the benefit of the
doubt.” (internal quotation marks, citations, and footnote omitted)).
The factual findings of the state appellate court are presumed to be correct. 28 U.S.C. §
2254(e)(1) provides:
In a proceeding instituted by an application for a writ of habeas
corpus by a person in custody pursuant to the judgment of a State
court, a determination of a factual issue made by a State court shall
be presumed to be correct. The applicant shall have the burden of
rebutting the presumption of correctness by clear and convincing
evidence.
“Under AEDPA, a writ of habeas corpus should be denied unless the state court decision was
contrary to, or involved an unreasonable application of, clearly established federal law as
determined by the Supreme Court, or based on an unreasonable determination of the facts in light
of the evidence presented to the state courts.” Coley v. Bagley, 706 F.3d 741, 748 (6th Cir. 2013)
(citing Slagle v. Bagley, 457 F.3d 501, 513 (6th Cir. 2006)); 28 U.S.C. § 2254(d)(1) (a petitioner
must show that the state court’s decision was “contrary to, or involved an unreasonable
application of, clearly established federal law”); 28 U.S.C. § 2254(d)(2) (a petitioner must show
that the state court relied on an “unreasonable determination of the facts in light of the evidence
presented in the State court proceeding”). The United States Court of Appeals for the Sixth
Circuit explained these standards as follows:
8
A state court’s decision is “contrary to” Supreme Court precedent
if (1) “the state court arrives at a conclusion opposite to that
reached by [the Supreme] Court on a question of law[,]” or (2) “the
state court confronts facts that are materially indistinguishable
from a relevant Supreme Court precedent and arrives” at a
different result. Williams v. Taylor, 529 U.S. 362, 405, 120 S.Ct.
1495, 146 L.Ed.2d 389 (2000). A state court’s decision is an
“unreasonable application” under 28 U.S.C. § 2254(d)(1) if it
“identifies the correct governing legal rule from [the Supreme]
Court’s cases but unreasonably applies it to the facts of the
particular . . .
case” or either unreasonably extends or
unreasonably refuses to extend a legal principle from Supreme
Court precedent to a new context. Id. at 407, 529 U.S. 362, 120
S.Ct. 1495, 146 L.Ed.2d 389.
Coley, 706 F.3d at 748–49. The burden of satisfying the standards set forth in § 2254 rests with
the petitioner. Cullen v. Pinholster, 563 U.S.170, 181 (2011).
“In order for a federal court to find a state court’s application of [Supreme Court
precedent] unreasonable, . . .
[t]he state court’s application must have been objectively
unreasonable,” not merely “incorrect or erroneous.” Wiggins v. Smith, 539 U.S. 510, 520–21,
(2003) (internal quotation marks omitted) (citing Williams v. Taylor, 529. U.S. at 409 and
Lockyer v. Andrade, 538 U.S. 63, 76 (2003)); see also Harrington v. Richter, 131 S.Ct. at 786
(“A state court’s determination that a claim lacks merit precludes federal habeas relief so long as
“‘fairminded jurists could disagree’ on the correctness of the state court’s decision.” (quoting
Yarborough v. Alvarado, 541 U.S. 652, 664 (2004)). In considering a claim of “unreasonable
application” under § 2254(d)(1), courts must focus on the reasonableness of the result, not on the
reasonableness of the state court’s analysis. Holder v. Palmer, 588 F.3d 328, 341 (6th Cir. 2009)
(“‘[O]ur focus on the ‘unreasonable application’ test under Section 2254(d) should be on the
ultimate legal conclusion that the state court reached and not whether the state court considered
and discussed every angle of the evidence.’” (quoting Neal v. Puckett, 286 F.3d 230, 246 (5th
Cir. 2002) (en banc))); see also Nicely v. Mills, 521 F. App’x 398, 403 (6th Cir. 2013)
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(considering evidence in the state court record that was “not expressly considered by the state
court in its opinion” to evaluate the reasonableness of state court’s decision). Relatedly, in
evaluating the reasonableness of a state court’s ultimate legal conclusion under § 2254(d)(1), a
court must review the state court’s decision based solely on the record that was before it at the
time it rendered its decision.
Pinholster, 563 U.S. at 181.
Put simply, “review under §
2254(d)(1) focuses on what a state court knew and did.” Id. at 182.
Claims One and Four
In claim one, Petitioner asserts that the evidence is constitutionally insufficient to sustain
his convictions and that his convictions are against the manifest weight of the evidence. In claim
four, Petitioner similarly asserts that the trial court erred in denying his motion for judgment of
acquittal, because the State failed to introduce sufficient evidence to establish guilt.
The state appellate court rejected these claims in relevant part as follows:
Crockett argues in this first, third, and fourth assignments of error
that his convictions are against the manifest weight of the evidence
and are not supported by sufficient evidence so that the trial court
should have granted his Crim.R. 29 motion.
Crim.R. 29(A) permits a trial court, upon motion, to enter a
judgment of acquittal. State v. Dougherty, 12th Dist. Preble No.
CA2013–12–014, 2014–Ohio–4760, ¶ 17. An appellate court
reviews a trial court’s decision on a motion for acquittal using the
same standard as that used to review a claim challenging the
sufficiency of evidence. State v. Clements, 12th Dist. Butler No.
CA2009–11–277, 2010–Ohio–4801, ¶ 17.
When reviewing the sufficiency of the evidence underlying a
criminal conviction, an appellate court examines the evidence in
order to determine whether such evidence, if believed, would
support a conviction. State v. Wilson, 12th Dist. Warren No.
CA2006–01–007, 2007–Ohio–2298. “The relevant inquiry is
whether, after viewing the evidence in a light most favorable to the
prosecution, any rational trier of fact could have found the
essential elements of the crime proven beyond a reasonable doubt.”
10
State v. Jenks, 61 Ohio St.3d 259 (1991), paragraph two of the
syllabus, superseded on other grounds.
***
When offering proof, both circumstantial and direct evidence have
the same probative value, and in some instances, certain facts can
be established only by circumstantial evidence. State v.
Crutchfield, 12th Dist. Warren No. CA2005–11–121, 2006–Ohio–
6549, ¶ 20. Circumstantial evidence is sufficient to sustain a
conviction if that evidence would convince the average mind of the
defendant’s guilt beyond a reasonable doubt. State v. McKnight,
107 Ohio St.3d 101, 2005–Ohio–6046, ¶ 75. A conviction based
on purely circumstantial evidence is no less sound than a
conviction based on direct evidence. State v. Shannon, 191 Ohio
App.3d 8, 2010–Ohio–6079, ¶ 10 (12th Dist.).
Crockett was convicted of trafficking in cocaine and heroin in
violation of R.C. 2925.03(A)(2), which provides that no person
shall knowingly “prepare for shipment, ship, transport, deliver,
prepare for distribution, or distribute a controlled substance or a
controlled substance analog, when the offender knows or has
reasonable cause to believe that the controlled substance or a
controlled substance analog is intended for sale or resale by the
offender or another person.”
Crockett was also convicted of possession of cocaine and heroin in
violation of R.C. 2925.11(A), which provides that no person shall
knowingly “obtain, possess, or use a controlled substance or a
controlled substance analog.”
Crockett was also convicted of having weapons while under
disability in violation of R.C. 2923.13(A)(3), which provides, “no
person shall knowingly acquire, have, carry, or use any firearm or
dangerous ordnance, if any of the following apply: The person is
under indictment for or has been convicted of any felony offense
involving the illegal possession, use, sale, administration,
distribution, or trafficking in any drug of abuse * * *.”
After reviewing the record, we find that Crockett’s convictions
were supported by sufficient evidence, were not rendered against
the manifest weight of the evidence, and that the trial court did not
err in denying Crockett’s Crim.R. 29 motion. The state presented
evidence that Crockett possessed, and was preparing for sale,
heroin and cocaine, and that he possessed a gun after having been
convicted of a prior drug offense.
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Ivers testified that he was Ruth’s probation officer, and that as a
term of her probation, he was permitted to search Ruth’s home.
Ivers testified that when he arrived to conduct the search, Ruth and
her daughter were in the home, along with Crockett and another
man. Ivers estimated that the apartment was approximately 500
square feet, and that during the search, he found multiple drugs and
drug paraphernalia, including digital scales, lighters, and a burnt
spoon. Ivers also located a pill counter and several pill containers.
Ivers also testified that during the search, he discovered a safe
under the bed as well as the key to the safe in a cup near the bed.
When opened, Ivers discovered more drugs, cash, and a gun. Ivers
then contacted Lieutenant McFarland, who proceeded to
investigate by processing the drugs, paraphernalia, and gun.
Lieutenant McFarland testified that he is a detective with the
Fayette County Sheriff’s Office, and that based upon his training
and experience, he is familiar with the preparation of drugs for
distribution and sale. Lieutenant McFarland testified that when he
encountered the drugs in the bedroom and safe, he observed a
“large amount” of cocaine and heroin, as well as digital scales used
to measure the drugs, and baggies used to separate the drugs for
sale. Lieutenant McFarland also seized $1,494.70 in cash from the
safe, as well as the gun.
The state then played a redacted version of a phone call between
Crockett and an unnamed female. The call was placed from the
jail, and was intercepted and recorded by the sheriff’s office. The
jury received a transcript of the redacted phone call, and Crockett
stipulated that it was his voice heard on the phone call and that the
transcript was accurate. In full, the transcript states,
[Female] Right. That’s what he said-we might as well wait on that,
you know and um, I don’t know-he-he-said they’ll dust the gun to
see whose it is and . . .
[Crockett] I wiped that down. I got nothing to do with that.
[Female] Don’t talk on this phone.
When viewed in a light most favorable to the prosecution, the
evidence supports Crockett’s convictions for trafficking in and
possession of heroin and cocaine. The fact that the gun was located
in the safe with large amounts of cocaine, heroin, and cash
indicates that Crockett, who admitted to wiping down the gun, had
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knowledge of the items used in the trafficking of drugs. The
evidence indicates that Crockett knew that the drugs were being
processed for sale, as indicated by the presence of paraphernalia
required to sell the drugs, including digital scales, baggies, and pill
counters, along with the cash and gun.
The evidence also supports Crockett’s conviction for having a
weapon under disability. Crockett stipulated to his prior conviction
for aggravated possession of drugs, so that he was not permitted to
possess a gun. Given his statement that he wiped down the gun
found in the safe, the jury was free to infer that Crockett possessed
the gun.
Crockett argues that the state failed to prove his participation in
trafficking or his possession of the gun because there were never
fingerprints recovered from the gun, safe, or drugs. However, and
based upon Crockett’s statement during the phone call that he
wiped down the gun, it was reasonable to infer that no fingerprints
would be found. Crockett also argues that his statement regarding
wiping down the gun was taken out of context. However, the
portion of the phone call used during trial clearly indicates that
Crockett and the female were discussing the gun seized from
Ruth’s apartment. Crockett gave no indication that he was
discussing some other gun when he spoke with the unnamed
female. It readily appears the gun the female was discussing was
being processed for evidence, and it is the same gun about which
Crockett made his response.
The jury’s verdict indicates that it considered and weighed the
evidence carefully. The jury found Crockett guilty only of the
trafficking and possession charges related to the heroin and
cocaine found in the safe with the gun. The jury, however,
acquitted Crockett of the other charges specific to the drugs found
in Ruth’s bedroom that were not found alongside the gun in the
safe. The jury’s verdict, therefore, indicates that it considered the
fact that heroin and cocaine were directly linked to the gun, and
that Crockett’s knowledge of the gun also indicated his knowledge
of the large amounts of cocaine and heroin found with the gun.
After viewing the evidence in a light most favorable to the
prosecution, the jury could have found the essential elements of
trafficking, possession, and having weapons under disability
proven beyond a reasonable doubt. As such, Crockett’s convictions
are supported by sufficient evidence. . . .
13
Having found that Crockett’s convictions are supported by
sufficient evidence and were not rendered against the manifest
weight of the evidence, Crockett’s first, third, and fourth
assignments of error are overruled.
State v. Crockett, 2015 WL 2169268, at *2-5.
Petitioner’s claim that his convictions are against the manifest weight of the evidence
fails to present an issue appropriate for federal habeas corpus relief. See Nash v. Eberlin, 258 F.
App’x 761, 765, n. 4 (6th Cir. 2007). Although 28 U.S.C. § 2254 authorizes habeas corpus relief
to a state prisoner if the prisoner establishes that he is in custody in violation of the Constitution
or laws of the United States, federal law does not authorize federal habeas relief merely on the
basis that a jury’s verdict is against the manifest weight of the evidence.
[U]nder Ohio law, a claim that a verdict was against the manifest
weight of the evidence—as opposed to one based upon insufficient
evidence—requires the appellate court to act as a “thirteenth juror”
and review the entire record, weight the evidence, and consider the
credibility of witnesses to determine whether “the jury clearly lost
its way and created such a manifest miscarriage of justice that the
conviction must be reversed and a new trial ordered.” State v.
Martin, 20 Ohio App.3d 172, 175 (1983); cf. Tibbs v. Florida, 457
U.S. 31 (1982). Since a federal habeas court does not function as
an additional state appellate court, vested with the authority to
conduct such an exhaustive review, any claim that petitioner’s
conviction was against the manifest weight of the evidence cannot
be considered by this Court.
Norris v. Warden, NCI, No. 2:08–CV–732, 2010 WL 582623, *9–10 (S.D. Ohio Feb. 11, 2010),
adopted and affirmed 2010 WL 883847 (S.D. Ohio Mar. 9, 2010). Thus, Petitioner’s claim that
his convictions are against the manifest weight of the evidence does not raise an issue of federal
law and must be dismissed.
However, before a criminal defendant can be convicted consistent with the United States
Constitution, there must be evidence sufficient to justify a reasonable trier of fact to find guilt
beyond a reasonable doubt. Jackson v. Virginia, 443 U.S. 307, 319 (1979). In determining
14
whether the evidence was sufficient to support a petitioner’s conviction, a federal habeas court
must view the evidence in the light most favorable to the prosecution. Wright v. West, 505 U.S.
277, 296 (1992) (citing Jackson, 443 U.S. at 319). The prosecution is not affirmatively required
to “rule out every hypothesis except that of guilt.” Id. (quoting Jackson, at 326). “[A] reviewing
court ‘faced with a record that supports conflicting inferences must presume—even if it does not
appear on the record—that the trier of fact resolved any such conflicts in favor of the
prosecution, and must defer to that resolution.’“ Id. (quoting Jackson, at 326).
Moreover, federal habeas courts must afford a “double layer” of deference to state court
determinations of the sufficiency of the evidence. As explained in Brown v. Konteh, 567 F.3d
191, 205 (6th Cir. 2009), deference must be given, first, to the jury’s finding of guilt because the
standard, announced in Jackson v. Virginia, is whether “viewing the trial testimony and exhibits
in the light most favorable to the prosecution, any rational trier of fact could have found the
essential elements of the crime beyond a reasonable doubt.” Second, and even if a de novo
review of the evidence leads to the conclusion that no rational trier of fact could have so found, a
federal habeas court “must still defer to the state appellate court’s sufficiency determination as
long as it is not unreasonable.” See White v. Steele, 602 F.3d 707, 710 (6th Cir. 2009). This is a
substantial hurdle for a habeas petitioner to overcome, and for the reasons discussed by the state
appellate court, Petitioner has not done so here.
Evidence indicated that Petitioner had handled the firearm that was found in the safe
along with large amounts of cocaine and heroin, and various items used in the selling of drugs,
including digital scales, baggies, a pill counter, and pill containers. When viewing this evidence
in the light most favorable to the prosecution, the jury could reasonably conclude that Petitioner
had been in possession of the firearm (while under a disability), and was guilty of the possession
15
and trafficking in heroin and cocaine. Notably, “circumstantial evidence alone can sustain a
guilty verdict and . . . circumstantial evidence need not remove every reasonable hypothesis
except that of guilt.” United States v. Stone, 748 F.2d 361, 362 (6th Cir. 1984). Additionally,
“Jackson leaves juries broad discretion in deciding what inferences to draw from the evidence
presented at trial, requiring only that jurors ‘draw reasonable inferences from basic facts to
ultimate facts.’“ Coleman v. Johnson, 566 U.S. 650, 655 (2012) (per curiam) (citing Jackson,
443 U.S. at 319).
“[I]t is the responsibility of the jury—not the court—to decide what
conclusions should be drawn from evidence admitted at trial.” Cavazos v. Smith, 565 U.S. 1, 2
(2011). “[T]he only question under Jackson is whether [the jury’s finding] was so insupportable
as to fall below the threshold of bare rationality.” Coleman, 566 U.S. at 656.
Claims one and four are without merit.
Claims Two and Three
In claim two, Petitioner asserts that he was denied the effective assistance of trial counsel
because his attorney failed to request that the charge of having a weapon while under disability
be tried to the trial court and, as a result, the jury learned that he had previously been convicted
of possession of drugs. In the remaining portions of claim three, Petitioner asserts that he was
denied the effective assistance of counsel, because his attorney stipulated to a redacted recording
of a telephone conversation rather than requiring admission of the entire conversation. The state
appellate court rejected these claims as follows:
Crockett argues in his second assignment of error that his trial
court was ineffective for allowing the state to try the having
weapons under disability charge to a jury, as well as stipulating to
the admittance of the redacted phone call between himself and the
unnamed female.
The United States Supreme Court established a two-part test in
regard to ineffective assistance of counsel. Strickland v.
16
Washington, 466 U.S. 668, 104 S.Ct. 2052 (1984). That test
requires an appellant to establish that first, “his trial counsel’s
performance was deficient; and second, that the deficient
performance prejudiced the defense to the point of depriving the
appellant of a fair trial.” State v. Myers, 12th Dist. Fayette No.
CA2005–12–035, 2007–Ohio–915, ¶ 33. Regarding the first prong,
an appellant must show that his counsel’s representation “fell
below an objective standard of reasonableness.” Strickland, 466
U.S. at 688. The second prong requires the appellant to show “a
reasonable probability that, but for counsel’s unprofessional errors,
the result of the proceeding would have been different.” Id. at 694.
Crockett first argues that his trial counsel was ineffective for not
having a bench trial on the having weapons under disability charge
because his prior conviction was the sole basis for the jury’s guilty
verdict. Despite his assertion, however, the jury’s verdict was not
solely premised upon the fact that Crockett had a prior conviction
for a drug-related offense. Instead, the jury heard evidence that
Crockett wiped down the gun, and that the gun was located in the
same safe as large amounts of cocaine, heroin, and cash. In
addition to the prior conviction, the state had to prove that Crockett
possessed the gun, which it did by presenting evidence that
Crockett wiped the gun of his fingerprints.
Moreover, the trial court instructed the jury that Crockett’s prior
conviction was to be used for a limited purpose. Within the jury
instructions, the trial court informed the jury that Crockett’s prior
conviction for drug possession was received only for a limited
purpose. You may not consider it to prove character of the
defendant in order to show he acted in conformity with that
character. You may consider that evidence only for the purpose of
determining whether or not this Defendant was under disability at
the time in question. It cannot be considered for any other
purpose.FN1
Given the other evidence of guilt, as well as the trial court’s
instruction that the conviction could not be used as proof of
Crockett’s character or acts in conformity with that character,
Crockett has failed to prove that the results of his trial would have
been different had the having weapons under disability charge
been tried separately.
Crockett also argues that his counsel was ineffective for stipulating
to the redacted phone call because the jury was given the
statements out of context. Crockett asserts that because of the
redactions, it was “impossible to determine the context of the
17
conversation.” However, Crockett does not indicate what the
proper context was, or in what way the redacted portions would
have demonstrated that Crockett and the female were discussing a
gun other than the one seized from the safe on the night of the
probation search.
Crockett does not explain in what way the results of his trial would
have been different, other than to argue that the jury would have
been able to determine the context of the statements had it been
given the entire phone call. However, and even if the jury had been
given the entire phone call, it would not have changed the fact that
Crockett is heard admitting that he wiped down the gun.FN2
Crockett’s defense counsel was provided the full recording during
discovery, and did not believe that any other portion of the phone
call would have proven helpful to Crockett or provided any
necessary context. We will not question the obvious trial strategy
connected with determining what limited amount of the damaging
phone call should be played for the jury.
Furthermore, a complete transcript of the phone call was included
in the record. We have reviewed the complete transcript and find
that nothing within the remainder of the phone call would have
provided necessary context, and nothing in the phone call indicates
in any way that Crockett was not talking about the gun found in the
safe when he admitted that he wiped it down.
In fact, from the beginning of the phone call until the end, Crockett
is heard discussing the case, the charges against him, the
possibility of posting bond, and facing felony charges. At no time
did Crockett change the course of the conversation away from his
current charges, and at no time did the conversation indicate that
any other gun was being discussed. There is no indication
whatsoever that the other aspects of the phone call would have
allowed the jury to believe anything other than Crockett and the
female were discussing the gun seized from Ruth’s home. As such,
Crockett has failed to demonstrate that the results of his trial would
have been different had the jury heard the entire phone call.
After reviewing the record, we find that Crockett received effective
assistance of counsel. Therefore, Crockett’s second assignment of
error is overruled.
FN1: A jury is presumed to follow and comply with instructions
given to them by the trial court. State v. Shouse, 12th Dist. Brown
No. CA2013-11-014, 2014-Ohio-4620, ¶ 13.
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FN2: Crocket does not direct us to any portion of the phone call
that if played would have provided facts that change the context in
which the jury heard his comments regarding the gun.
State v. Crockett, 2015 WL 2169268, at *5-7.
In all criminal prosecutions,” the Sixth Amendment affords “the accused. . . the right. . .
to Assistance of Counsel for his defence.” U.S. Const. amend. VI. “Only a right to ‘effective
assistance of counsel’ serves the guarantee.” Couch v. Booker, 632 F.3d 241, 245 (6th Cir. 2011)
(citation omitted). The United States Supreme Court set forth the legal principles governing
claims of ineffective assistance of counsel in Strickland v. Washington, 466 U.S. 556 (1984). A
petitioner who claims the ineffective assistance of counsel must demonstrate that his counsel’s
performance was deficient and that he suffered prejudice as a result. Id. at 687; Hale v. Davis,
512 Fed.Appx. 516, 520 (6th Cir. 2013). A petitioner “show[s] deficient performance by counsel
by demonstrating ‘that counsel’s representation fell below an objective standard of
reasonableness.’“ Poole v. MacLaren, 547 F. App’x 749, 754 (6th Cir. 2013) (quoting Davis v.
Lafler, 658 F.3d 525, 536 (6th Cir. 2011) and citing Strickland, 466 U.S. at 687). To make such
a showing, a petitioner must overcome the strong presumption that his counsel “rendered
adequate assistance and made all significant decisions in the exercise of reasonable professional
judgment.” Strickland, 466 U.S. at 689. To make such a showing, a petitioner “must overcome
the ‘strong [ ] presum[ption]’ that his counsel ‘rendered adequate assistance and made all
significant decisions in the exercise of reasonable professional judgment.”
Id. (quoting
Strickland, 466 U.S. at 687). “To avoid the warping effects of hindsight, [courts must] ‘indulge
a strong presumption that counsel’s conduct falls within the wide range of reasonable
professional assistance.’“ Bigelow v. Haviland, 576 F.3d 284, 287 (6th Cir. 2009) (quoting
Strickland, 466 U.S. at 689). To establish prejudice, it must be shown that there is a reasonable
19
probability that, but for counsel’s errors, the result of the proceedings would have been different.
Strickland, at 694. “A reasonable probability is a probability sufficient to undermine confidence
in the outcome.” Id. at 697. Because petitioner must satisfy both prongs of the Strickland test to
demonstrate ineffective assistance of counsel, if the Court determines that petitioner has failed to
satisfy one prong, it need not consider the other. Id. at 697.
Additionally, the United States Supreme Court has cautioned federal habeas courts to
“guard against the danger of equating unreasonableness under Strickland with unreasonableness
under § 2254(d).” Harrington v. Richter, 562 U.S. 86, 105 (2011). The Court observed that
while “‘[s]urmounting Strickland’s high bar is never . . . easy.’ . . . [e]stablishing that a state
court’s application of Strickland was unreasonable under § 2254(d) is even more difficult.” Id.
(quoting Padilla v. Kentucky, 559 U.S. 356, 371 (2010) and citing Strickland, 466 U.S. at 689).
The Court instructed that the standards created under Strickland and § 2254(d) are both “‘highly
deferential,’ and when the two apply in tandem, review is ‘doubly’ so.” Id. (citations omitted).
Thus, when a federal habeas court reviews a state court’s determination regarding an ineffective
assistance of counsel claim, “[t]he question is not whether counsel’s actions were reasonable.
The question is whether there is any reasonable argument that counsel satisfied Strickland’s
deferential standard.” Id.
As discussed by the state appellate court, Petitioner does not indicate, and the record does
not reflect, in what manner any portion of the telephone conversation that was not admitted at
trial would have assisted him. Further, “Ohio courts. . . treat the question of whether to try a
weapons under disability charge separately to the bench so that the jury will not hear about the
prior convictions as a matter of trial strategy.” Jones v. Moore, No. 3:13-cv-085, 2013 WL
1192407, at *3 (S.D. Ohio March 22, 2013). In this respect, “[c]ounsel’s tactical decisions are
20
particularly difficult to attack” and “are ‘virtually unchallengeable.’” Id. (citing O’Hara v.
Wigginton, 24 F.3d 823, 828 (6th Cir. 1994); Buell v. Mitchell, 274 F.3d at 337, 359 (6th Cir.
2001) (quoting Meeks v. Bergen, 749 F.2d 322, 328 (6th Cir. 1984)). In any event, and in view
of the substantial evidence of guilt and for the reasons addressed by the state appellate court, this
Court agrees that Petitioner cannot establish prejudice, as that term is defined in Strickland,
based on his attorney’s failure to request that the charge of having a weapon while under
disability be tried to the court.
Claims two and three are without merit.
Recommended Disposition
Therefore, the Magistrate Judge RECOMMENDS that this action be DISMISSED.
Procedure on Objections
If any party objects to this Report and Recommendation, that party may, within fourteen
days of the date of this Report, file and serve on all parties written objections to those specific
proposed findings or recommendations to which objection is made, together with supporting
authority for the objection(s). A judge of this Court shall make a de novo determination of those
portions of the report or specified proposed findings or recommendations to which objection is
made. Upon proper objections, a judge of this Court may accept, reject, or modify, in whole or
in part, the findings or recommendations made herein, may receive further evidence or may
recommit this matter to the magistrate judge with instructions. 28 U.S.C. § 636(B)(1).
The parties are specifically advised that failure to object to the Report and
Recommendation will result in a waiver of the right to have the district judge review the Report
and Recommendation de novo, and also operates as a waiver of the right to appeal the decision of
21
the District Court adopting the Report and Recommendation. See Thomas v. Arn, 474 U.S. 140
(1985); United States v. Walters, 638 F.2d 947 (6th Cir. 1981).
The parties are further advised that, if they intend to file an appeal of any adverse
decision, they may submit arguments in any objections filed, regarding whether a certificate of
appealability should issue.
__s/ Elizabeth A. Preston Deavers
Elizabeth A. Preston Deavers
United States Magistrate Judge
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