Landers v. Warden, London Correctional Institute
Filing
11
REPORT AND RECOMMENDATIONS - The Magistrate Judge respectfully recommends that the Petition be dismissed with prejudice. Because reasonable jurists would not disagree with this conclusion, Petitioner should be denied a certificate of appealability and the Court should certify to the Sixth Circuit that any appeal would be objectively frivolous and therefore should not be permitted to proceed in forma pauperis. Objections to R&R due by 10/23/2018. Signed by Magistrate Judge Michael R. Merz on 10/9/2018. (kpf)(This document has been sent by regular mail to the party(ies) listed in the NEF that did not receive electronic notification.)
IN THE UNITED STATES DISTRICT COURT
FOR THE SOUTHERN DISTRICT OF OHIO
WESTERN DIVISION AT DAYTON
JOSHUA LANDERS,
Petitioner,
:
- vs -
Case No. 3:18-cv-175
District Judge Walter H. Rice
Magistrate Judge Michael R. Merz
NORM ROBINSON1, Warden,
London Correctional Institution
:
Respondent.
REPORT AND RECOMMENDATIONS
This habeas corpus action is before the Court for decision on the merits. Upon initial
consideration of the Petition, the Court ordered the Respondent to file the state court record and a
return of writ (ECF No. 3) which has been done (ECF Nos. 6, 7, and 8). In the Order for Answer,
the Court provided that Petitioner could file a reply to the Return not later than twenty-one days
after the Return was filed (ECF No. 3, PageID 34). Despite having taken an extension of time to
file a reply, Petitioner has not done so and the extension has expired.2
However, Petitioner
included significant argument on his grounds for relief as an attachment to his Petition (ECF No.
1, PageID 20-30).
1
As of the date of the Return, Robinson was warden at London Correctional Institution and therefore the proper
Respondent. The caption is amended accordingly.
2
The Magistrate Judge notes that Petitioner is confined at one of the Ohio Department of Rehabilitation and Correction
facilities where a prisoner can file electronically, as he did with his motion for extension of time.
1
Procedural History
Joshua Landers was indicted by a Greene County grand jury on three counts of rape of a
child under thirteen years of age and one count of attempted anal rape of the same victim. A first
trial resulted in a hung jury. At a second trial the State moved to dismiss the attempt charge at the
close of its case; the trial judge granted a defense motion to have the dismissal be with prejudice.
The jury acquitted Landers on the first two counts but convicted him of anal rape as charged in
Count Three. He was then sentenced to ten years to life imprisonment and classified as a Tier III
sex offender.
Landers appealed to the Second District Court of Appeals which affirmed the conviction.
State v. Landers, 2nd Dist. Greene No. 2015-CA-74, 2017-Ohio-1194 (Mar. 31, 2017), appellate
jurisdiction declined, 150 Ohio St. 3d 1411, 2017-Ohio-6964. Landers subsequently filed an
application under Ohio R. App. P. 26(B) to raise claims of ineffective assistance of appellate
counsel. The Second District denied relief on both procedural and merits grounds (State Court
Record, ECF No. 6, PageID 191-209, and Landers took no further appeal to the Supreme Court of
Ohio.
On May 21, 2018, Landers filed his Petition in this Court, pleading the following grounds
for relief:
Ground One: Petitioner’s right of Double Jeopardy was violated,
as guaranteed by the 5th and 14th Amendment [sic], United States
Constitution, because Trial Court granted State’s Rule 29 motion to
dismiss Count 4-Attempted Anal Rape, and failed to terminate
prosecution against Petitioner on Count 3-Anal Rape charge.
Ground Two: Petitioner was deprived of right to Due Process of
Law and a Fair Trial, as guaranteed by the 5th and 14th Amendment
[sic], United States Constitution, where the Trial Court granted the
State’s Rule 29 motion at the conclusion of its case in chief.
2
Ground Three: Petitioner was deprived of right to Due Process, as
guaranteed by the 5th and 14th Amendment [sic], United States
Constitution, where Trial Court denied Defense motion for lesser
included offense instruction of Attempted Anal Rape for Count 3
Anal Rape Charge.
Ground Four: Petitioner was deprived of right to Due Process, as
guaranteed by the 5th and 14th Amendment [sic], United States
Constitution, as State’s evidence insufficient to support conviction.
Ground Five: Petitioner was deprived of right to Effective
Assistance of Trial and Appellate Counsel, as guaranteed by the 6th
Amendment of the United States Constitution, by Counsel’s failure
to bring constitutional issues to the State’s Courts [sic] attention,
that resulted in the wrongful conviction of an innocent man.
Ground Six: Petitioner was deprived of right to Due Process of Law
and Fair Trial, as guaranteed by the 5th and 14th Amendment [sic],
United States Constitution, due to Trial Court’s permitting the State
to introduce “other acts” testimony.
(Petition, ECF No. 1, PageID 5-14.
Analysis
Ground One: Double Jeopardy
In his First Ground for Relief, Landers contends his rights under the Double Jeopardy
Clause were violated when the trial court dismissed Count 4, the attempted anal rape charge,
without also dismissing Count 3 (Petition, ECF No. 1, PageID 5; ECF No. 1-1, PageID 20-21).
Respondent asserts this claim is procedurally defaulted because it could have been raised
on direct appeal but was not (Return of Writ, ECF No. 7, PageID 250-51). Under Ohio law, a
claim which can be adjudicated on direct appeal must be raised there or it is barred by res judicata
3
from being raised in a subsequent proceeding. State v. Perry, 10 Ohio St. 2d 175 (1967). The
Sixth Circuit has held that Ohio’s doctrine of res judicata in criminal cases is an adequate and
independent state ground of decision. Durr v. Mitchell, 487 F.3d 423, 432 (6th Cir. 2007); Buell
v. Mitchell, 274 F.3d 337 (6th Cir. 2001); Coleman v. Mitchell, 268 F.3d 417 (6th Cir. 2001); Byrd
v. Collins, 209 F.3d 486, 521-22 (6th Cir. 2000); Rust v. Zent, 17 F.3d 155, 160-61 (6th Cir. 1994)
(citation omitted); Van Hook v. Anderson, 127 F. Supp. 2d 899, 913 (S.D. Ohio 2001) (Smith, J.).
On direct appeal, Landers raised this issue as a fair trial claim. His Second Assignment of
Error stated “The trial court erred and thereby deprived Landers of a fair trial under the United
States and Ohio Constitutions when it granted the State’s motion to dismiss Count IV after its case
in chief.” State v. Landers, 2017-Ohio-1194, ¶ 71. The Second District found no error because
the State had presented evidence of anal rape – actual penetration – but no evidence of an
unsuccessful attempt at anal rape. Id. at ¶¶ 72-82. No argument whatsoever was made about
Double Jeopardy.
As his Third Assignment of Error on direct appeal, Landers asserted “the trial court erred
when it overruled Defendant’s motion for a lesser included instruction.” 2017-Ohio-1194,
¶ 83. The Second District analyzed this assignment in two steps. The first step was to determine
that, as Landers contends, attempted anal rape is a lesser included offense of anal rape; the court
found this conclusion was not disputed. Id. at ¶ 86. The second step was to analyze the testimony
to see if it supported the instruction. Because the victim testified to successful penetration, a lesser
included instruction on attempt was not justified. Id. at ¶¶ 87-89. Here again, there is no mention
of the Double Jeopardy Clause.
Nor is it the case that Landers sought relief on Double Jeopardy grounds but the Second
District missed the issue: Landers’s brief on appeal also includes no mention of the Double
4
Jeopardy Clause nor does it cite any federal case law on that issue (State Court Record, ECF No.
6, PageID 68).
To preserve a federal constitutional claim for presentation in habeas corpus, the claim must
be “fairly presented” to the state courts in a way which provides them with an opportunity to
remedy the asserted constitutional violation, including presenting both the legal and factual basis
of the claim. Williams v. Anderson, 460 F.3d 789, 806 (6th Cir. 2006); Levine v. Torvik, 986 F.2d
1506, 1516 (6th Cir. 1993), overruled in part on other grounds by Thompson v. Keohane, 516 U.S.
99 (1995); Riggins v. McMackin, 935 F.2d 790, 792 (6th Cir. 1991). The claim must be fairly
presented at every stage of the state appellate process. Wagner v. Smith, 581 F.3d 410, 418 (6th
Cir. 2009).
Merely using talismanic constitutional phrases like “fair trial” or “due process of law” does
not constitute raising a federal constitutional issue. Slaughter v. Parker, 450 F.3d 224, 236 (6th
Cir. 2006) ; McMeans v. Brigano, 228 F.3d 674, 681 (6th Cir. 2000), citing Petrucelli v. Coombe,
735 F.2d 684, 688-89 (2nd Cir. 1984); Franklin v. Rose, 811 F.2d 322, 326 (6th Cir. 1987). Mere
use of the words “due process and a fair trial by an impartial jury” are insufficient. Slaughter v.
Parker, 450 F.3d 224, 236 (6th Cir. 2006); Blackmon v. Booker, 394 F.3d 399, 400 (6th Cir. 2004)
(same). “A lawyer need not develop a constitutional argument at length, but he must make one;
the words ‘due process’ are not an argument.” Riggins v. McGinnis, 50 F.3d 492, 494 (7th Cir.
1995).
If a petitioner’s claims in federal habeas rest on different theories than those presented to
the state courts, they are procedurally defaulted. Williams v. Anderson, 460 F.3d 789, 806 (6th Cir.
2006); Lorraine v. Coyle, 291 F.3d 416, 425 (6th Cir. 2002), citing Wong v. Money, 142 F.3d 313,
322 (6th Cir. 1998); Lott v. Coyle, 261 F.3d 594, 607, 619 (6th Cir. 2001) (“relatedness” of a claim
5
will not save it).
“[A] state prisoner ordinarily does not ‘fairly present’ a federal claim to a state court if that
court must read beyond a petition or a brief (or a similar document)” to find material that will alert
it to the presence of such a claim. Baldwin v. Reese, 541 U.S. 27, 32 (2004). When a defendant
does so little to present his claim that it has not been fairly presented, then the presumption under
Harrington v. Richter that the state court decided the claim on the merits is “fully rebutted.”
Johnson v. Williams, 568 U.S. 289, 302 n.3 (2013). On the other hand, when a federal claim is
fairly presented but not addressed, “a federal habeas court must presume that the federal claim was
adjudicated on the merits . . . .” Ross v. Pineda, No. 11-3454, 549 F. App’x 444, (6th Cir. 2013)
(emphasis in original, quoting Johnson, 568 U.S. at 300.
Because Landers did not fairly present a Double Jeopardy claim to the Second District, his
First Ground for Relief is procedurally defaulted and should therefore be dismissed.
Ground Two: Dismissal of the Attempted Anal Rape Charge
In his Second Ground for Relief, Landers asserts he was denied due process of law when
the state trial court granted the State’s motion to dismiss the attempt charge at the close of the
State’s case (Petition, ECF No. 1, PageID 7). As noted above, Landers presented this claim to the
Second District as his Second Assignment of Error on direct appeal.
When the State moved to dismiss Count 4, Landers’ counsel asked that the motion be
denied or, in the alternative, a lesser included offense instruction be given. Landers, 2017-Ohio-
6
1194, ¶ 72. The trial court denied both of those requests, although it made the dismissal with
prejudice at Landers’ request.3 The Second District decided this assignment of error as follows:
{¶ 73} According to Landers, the trial court erred by removing an
option for the jury to convict him of a lesser charge. In this vein,
Landers points to evidence that A.G. did not tell the examining
doctor or her mother that she had been anally raped, and that A.G.’s
testimony varied regarding the anal rape.
***
{¶ 78} The Supreme Court of Ohio has held that “there is sufficient
evidence of anal intercourse, for purposes of the crime of anal rape
under R.C. 2907.02, where the trier of fact finds that the defendant
penetrated, however slightly, the victim's anus with any part of the
defendant's body, or with any instrument, apparatus, or other object.
If the evidence shows that the defendant made contact only with the
victim's buttocks, there is not sufficient evidence to prove the
defendant guilty of the crime of anal rape. As a corollary, where the
evidence shows that the defendant attempts to penetrate the victim's
anus, and, for whatever reason, fails to do so and makes contact only
with the buttocks, there is sufficient evidence to prove the defendant
guilty of the crime of attempted anal rape.” State v. Wells, 91 Ohio
St.3d 32, 34, 2001 Ohio 3, 740 N.E.2d 1097 (2001).
{¶ 79} We have carefully reviewed A.G.'s testimony, and there is
no indication of an attempted anal rape, rather than an anal rape.
Rather than describing an attempt, A.G.'s testimony indicates that
penetration occurred. See Transcript of Proceedings, Vol. I, pp. 6062 (indicating that Landers' penis went “in” her “butt” and went into
her “butthole,” but not all the way); pp. 70-71 (she yelled after he
put his penis in her “butthole”); pp. 80-81 (he put his penis inside
her anus and she yelled out; his penis was actually in her anus at that
time but it was not in there all the way); and p. 88 (his penis was “in
her butt,” but not all the way).
{¶ 80} It is true that A.G. did not tell her mother about the anal rape,
nor did she report it to Dr. Matre at the hospital. However, Dr. Matre
stated that it is common for children to disclose sexual abuse
gradually; sometimes they will come in with one complaint and later
something else will surface. Dr. Matre also did not find any trauma
3
The request to dismiss with prejudice was apparently made out of an abundance of caution. Since jeopardy had
already attached on that Count, the State would have been unable, because of the Double Jeopardy Clause, to re-try
Landers on the attempt count. The hung jury at the first trial did not prevent retrial because a hung jury “interrupts”
jeopardy.
7
to the anus. However, Dr. Matre, who had 37 years of experience
in this area, stated that he had received histories of anal penetration
before, and did not usually find any physical findings. The anal
swabs also contained a partial Y (male) chromosome from which
Landers' DNA profile could not be excluded.
{¶ 81} As a result, we find no error in the fact that the trial court
granted the State's request to dismiss the charge in Count IV for
attempted anal Rape (sic). The State conceded that it could not
prove an attempt, and this was true.
State v. Landers, supra.
Petitioner did claim on appeal that the dismissal was an unconstitutional denial of a fair
trial, although he cited no federal case law in this section of his brief. When a state court decides
on the merits a federal constitutional claim later presented to a federal habeas court, the federal
court must defer to the state court decision unless that decision is contrary to or an objectively
unreasonable application of clearly established precedent of the United States Supreme Court. 28
U.S.C. ' 2254(d)(1); Harrington v. Richter, 562 U.S. 86, 99-100 (2011); Brown v. Payton, 544
U.S. 133, 140 (2005); Bell v. Cone, 535 U.S. 685, 693-94 (2002); Williams (Terry) v. Taylor, 529
U.S. 362, 379 (2000).
Petitioner has presented no Supreme Court case law in his Petition that would show his
right not to have Count 4 dismissed was clearly established. Instead, he argues this Ground for
Relief in the Attachment to the Petition as an infringement on his right to indictment by a grand
jury by way of constructive amendment of the indictment (ECF No. 1-1, PageID 21-23). However,
the Fifth Amendment right to indictment by grand jury does not apply to the States. Gerstein v.
Pugh, 420 U.S. 103 (1975); Branzburg v. Hayes,408 U.S. 665, 687-88 n.25 (1972); Hurtado v.
California, 110 U.S. 516 (1884);. More substantively, a prosecutor does not constructively amend
an indictment when he dismisses one of its counts because he has not presented sufficient evidence
to support it. After such a dismissal, the jury cannot return any verdict on the dismissed count.
8
Ground Two should therefore be dismissed.
Ground Three: Failure to Give a Lesser Included Offense Instruction on Count Three
In his Third Ground for Relief, Landers claims he was denied due process when the trial
court refused to give a lesser included offense instruction as to the anal rape charge, Count 3.
Although the Second District agreed that attempted anal rape was a lesser included offense of anal
rape, it found no error in refusing the instruction because the evidence would not have supported
a conviction for attempted rape.
Landers, 2017-Ohio-1194, ¶¶ 83-90.
This conclusion is
consistent with Ohio law and the testimony of the victim as the Second District recounted it.
However, even if Ohio law would have supported giving the lesser included instruction,
the trial court was not constitutionally obliged to do so. There is no constitutional requirement to
give a lesser included offense instruction in a non-capital case. Campbell v. Coyle, 260 F.3d 531,
541 (6th Cir. 2001); Bagby v. Sowders, 894 F.2d 792, 795-97 (6th Cir. 1990).
Therefore, Ground Three should be dismissed.
Ground Four: Insufficiency of the Evidence
In his Fourth Ground for Relief, Landers asserts he was convicted on insufficient evidence.
An allegation that a verdict was entered upon insufficient evidence states a claim under the
Due Process Clause of the Fourteenth Amendment to the United States Constitution. Jackson v.
Virginia, 443 U.S. 307 (1979); In re Winship, 397 U.S. 358 (1970); Johnson v. Coyle, 200 F.3d
987, 991 (6th Cir. 2000); Bagby v. Sowders, 894 F.2d 792, 794 (6th Cir. 1990) (en banc). In order
9
for a conviction to be constitutionally sound, every element of the crime must be proved beyond a
reasonable doubt. In re Winship, 397 U.S. at 364.
[T]he relevant question is whether, after viewing the evidence in the
light most favorable to the prosecution, any rational trier of fact
could have found the essential elements of the crime beyond a
reasonable doubt . . . . This familiar standard gives full play to the
responsibility of the trier of fact fairly to resolve conflicts in the
testimony, to weigh the evidence and to draw reasonable inferences
from basic facts to ultimate facts.
Jackson v. Virginia, 443 U.S. at 319; United States v. Paige, 470 F.3d 603, 608 (6th Cir. 2006);
United States v. Somerset, No. 3:03-po-2, 2007 U.S. Dist. LEXIS 76699 (S.D. Ohio Oct. 12, 2007)
(Rice, J.). This rule was recognized in Ohio law at State v. Jenks, 61 Ohio St. 3d 259 (1991). Of
course, it is state law which determines the elements of offenses; but once the state has adopted
the elements, it must then prove each of them beyond a reasonable doubt. In re Winship, supra.
In cases such as Petitioner’s challenging the sufficiency of the evidence and filed after
enactment of the Antiterrorism and Effective Death Penalty Act of 1996 (Pub. L. No 104-132, 110
Stat. 1214) (the “AEDPA”), two levels of deference to state decisions are required:
In an appeal from a denial of habeas relief, in which a petitioner
challenges the constitutional sufficiency of the evidence used to
convict him, we are thus bound by two layers of deference to groups
who might view facts differently than we would. First, as in all
sufficiency-of-the-evidence challenges, we must determine
whether, viewing the trial testimony and exhibits in the light most
favorable to the prosecution, any rational trier of fact could have
found the essential elements of the crime beyond a reasonable doubt.
See Jackson v. Virginia, 443 U.S. 307, 319, 99 S. Ct. 2781, 61 L.
Ed. 2d 560 (1979). In doing so, we do not reweigh the evidence, reevaluate the credibility of witnesses, or substitute our judgment for
that of the jury. See United States v. Hilliard, 11 F.3d 618, 620 (6th
Cir. 1993). Thus, even though we might have not voted to convict
a defendant had we participated in jury deliberations, we must
uphold the jury verdict if any rational trier of fact could have found
the defendant guilty after resolving all disputes in favor of the
prosecution. Second, even were we to conclude that a rational trier
of fact could not have found a petitioner guilty beyond a reasonable
10
doubt, on habeas review, we must still defer to the state appellate
court's sufficiency determination as long as it is not unreasonable.
See 28 U.S.C. § 2254(d)(2).
Brown v. Konteh, 567 F.3d 191, 205 (6th Cir. 2009). In a sufficiency of the evidence habeas corpus
case, deference should be given to the trier-of-fact's verdict under Jackson v. Virginia and then to
the appellate court's consideration of that verdict, as commanded by AEDPA. Tucker v. Palmer,
541 F.3d 652, 661 (6th Cir. 2008); accord: Parker v. Matthews, 567 U.S. 37, 43 (2012); Davis v.
Lafler, 658 F.3d 525, 531 (6th Cir. 2011) (en banc);. The standard does not require that all the
State’s evidence must be internally consistent. Notably, “a court may sustain a conviction based
upon nothing more than circumstantial evidence.” Stewart v. Wolfenbarger, 595 F.3d 647, 656
(6th Cir. 2010).
We have made clear that Jackson claims face a high bar in federal
habeas proceedings because they are subject to two layers of judicial
deference. First, on direct appeal, “it is the responsibility of the jury
-- not the court -- to decide what conclusions should be drawn from
evidence admitted at trial. A reviewing court may set aside the jury's
verdict on the ground of insufficient evidence only if no rational trier
of fact could have agreed with the jury.” Cavazos v. Smith, 565 U.S.
1, 2, 132 S. Ct. 2, 181 L. Ed. 2d 311, 313 (2011) (per curiam). And
second, on habeas review, "a federal court may not overturn a state
court decision rejecting a sufficiency of the evidence challenge
simply because the federal court disagrees with the state court. The
federal court instead may do so only if the state court decision was
'objectively unreasonable.'" Ibid. (quoting Renico v. Lett, 559 U.S.
766, 773, 130 S. Ct. 1855, 176 L. Ed. 2d 678 (2010)).
Coleman v. Johnson, 566 U.S. 650, 651, (2012) (per curiam); Parker v. Matthews, 567 U.S. 37,
43 (2012) (per curiam).
Landers did not present an insufficiency of the evidence claim to the Second District.
Instead, his Fourth Assignment of Error asserted his conviction was against the manifest weight
of the evidence. State v. Landers, 2017-Ohio-1194, ¶¶ 91-98. A weight of the evidence claim is
not a federal constitutional claim. Johnson v. Havener, 534 F.2d 1232 (6th Cir. 1986).
11
In State v. Thompkins, 78 Ohio St. 3d 380 (1997), the Ohio Supreme Court reaffirmed the
important distinction between appellate review for insufficiency of the evidence and review on the
claim that the conviction is against the manifest weight of the evidence. It held:
In essence, sufficiency is a test of adequacy. Whether the evidence
is legally sufficient to sustain a verdict is a question of law. State v.
Robinson (1955), 162 Ohio St. 486, 55 O.O. 388, 124 N.E.2d 148.
In addition, a conviction based on legally insufficient evidence
constitutes a denial of due process. Tibbs v. Florida (1982), 457
U.S. 31, 45, 102, 387 S.Ct. 2211, 2220, 72 L.Ed.2d 652, 663, citing
Jackson v. Virginia (1979), 443 U.S. 307, 99 S.Ct. 2781, 61 L.Ed.2d
560. Although a court of appeals may determine that a judgment of
a trial court is sustained by sufficient evidence, that court may
nevertheless conclude that the judgment is against the weight of the
evidence. Robinson, supra, 162 Ohio St. at 487, 55 O.O. at 388389, 124 N.E.2d at 149. Weight of the evidence concerns "the
inclination of the greater amount of credible evidence, offered in a
trial, to support one side of the issue rather than the other. It
indicates clearly to the jury that the party having the burden of proof
will be entitled to their verdict, if, on weighing the evidence in their
minds, they shall find the greater amount of credible evidence
sustains the issue which is to be established before them. Weight is
not a question of mathematics, but depends on its effect in inducing
belief." (Emphasis added.)
When a court of appeals reverses a judgment of a trial court on the
basis that the verdict is against the weight of the evidence, the
appellate court sits as a “‘thirteenth juror’” and disagrees with the
factfinder's resolution of the conflicting testimony. Tibbs, 457 U.S.
at 42, 102 S.Ct. at 2218, 72 L.Ed.2d at 661. See, also, State v. Martin
(1983), 20 Ohio App. 3d 172, 175, 20 OBR 215, 219, 485 N.E.2d
717, 720-721 (“The court, reviewing the entire record, weighs the
evidence and all reasonable inferences, considers the credibility of
witnesses and determines whether in resolving conflicts in the
evidence, the jury clearly lost its way and created such a manifest
miscarriage of justice that the conviction must be reversed and a new
trial ordered. The discretionary power to grant a new trial should be
exercised only in the exceptional case in which the evidence weighs
heavily against the conviction.”).
78 Ohio St. 3d at 387. In State v. Martin, 20 Ohio App. 3d 172 (1st Dist. 1983)(cited approvingly
by the Supreme Court in Thompkins), Judge Robert Black contrasted the manifest weight of the
12
evidence claim:
In considering the claim that the conviction was against the manifest
weight of the evidence, the test is much broader. The court,
reviewing the entire record, weighs the evidence and all reasonable
inferences, considers the credibility of the witnesses and determines
whether in resolving conflicts in the evidence, the jury clearly lost
its way and created such a manifest miscarriage of justice that the
conviction must be reversed and a new trial ordered. …
Martin, 20 Ohio App. 3d 172, paragraph three of the syllabus. The consequences of the distinction
are important for a criminal defendant. The State may retry a case reversed on the manifest weight
of the evidence; retrial of a conviction reversed for insufficiency of the evidence is barred by the
Double Jeopardy Clause. Tibbs v. Florida, 457 U.S. 31, 41 (1982).
Because Landers did not present a sufficiency of the evidence claim to the Second District,
it would be proper to dismiss his Fourth Ground for Relief for lack of fair presentation. However,
a state court finding that the verdict is not against the manifest weight of the evidence implicitly
also holds that there is sufficient evidence. Nash v. Eberlin, No. 06-4059, 258 F. App’x 761, (6th
Cir. Dec. 14, 2007); Ross v. Miller, No. 1:10-cv-1185, 2011 U.S. Dist. LEXIS 65082 (N.D. Ohio
May 10, 2011) (White, M.J.); Hughes v. Warden, No. 1:10-cv-091, 2011 U.S. Dist. LEXIS 54131
(S.D. Ohio Apr. 27, 2011) (Merz, Mag. J.).
Landers’s argument on this claim notes inconsistencies in the State’s evidence, but such
inconsistencies are for the jury to resolve. He also asserts that the State presented perjured
testimony by the victim, but offers no proof of perjury. Ground Four should therefore be
dismissed.
Ground Five: Ineffective Assistance of Trial and Appellate Counsel
13
In his Fifth Ground for Relief, Landers asserts he received ineffective assistance of trial
counsel and ineffective assistance of appellate counsel “by counsel’s failure to bring constitutional
issues to the States [sic] courts attention, that resulted in the wrongful conviction of an innocent
man.” (Petition, ECF No. 1-1, PageID 26.)
To the extent Landers claims ineffective assistance of appellate counsel, that claim is
procedurally defaulted by his failure to appeal to the Supreme Court of Ohio from the Second
District’s denial of his App. R. 26(B) application.
Petitioner also raises three claims of ineffective assistance of trial counsel: (1) failure to
object to the prosecutor’s misconduct in presenting or failing to correct perjured testimony; (2)
asking for a lesser included offense instruction on Count 3; and (3) failure to secure “an expert
Medical and Child Psychologist witness,” allegedly to save the Greene County Public Defender’s
Office money.
The governing standard for ineffective assistance of trial counsel, as Landers
acknowledges, was adopted by the Supreme Court in Strickland v. Washington, 466 U.S. 668
(1984):
A convicted defendant’s claim that counsel's assistance was so
defective as to require reversal of a conviction or death sentence has
two components. First, the defendant must show that counsel’s
performance was deficient. This requires showing that counsel was
not functioning as the “counsel” guaranteed the defendant by the
Sixth Amendment. Second, the defendant must show that the
deficient performance prejudiced the defense. This requires
showing that counsel's errors were so serious as to deprive the
defendant of a fair trial, a trial whose result is reliable. Unless a
defendant makes both showings, it cannot be said that the conviction
or death sentence resulted from a breakdown in the adversary
process that renders the result unreliable.
466 U.S. at 687. In other words, to establish ineffective assistance, a defendant must show both
deficient performance and prejudice. Berghuis v. Thompkins, 560 U.S. 370, 389 (2010), citing
14
Knowles v. Mirzayance, 556 U.S.111 (2009).
With respect to the first prong of the Strickland test, the Supreme Court has commanded:
Judicial scrutiny of counsel's performance must be highly
deferential. . . . A fair assessment of attorney performance requires
that every effort be made to eliminate the distorting effects of
hindsight, to reconstruct the circumstances of counsel=s challenged
conduct, and to evaluate the conduct from counsel=s perspective at
the time. Because of the difficulties inherent in making the
evaluation, a court must indulge a strong presumption that counsel's
conduct falls within a wide range of reasonable professional
assistance; that is, the defendant must overcome the presumption
that, under the circumstances, the challenged action "might be
considered sound trial strategy."
466 U.S. at 689.
As to the second prong, the Supreme Court held:
The defendant must show that there is a reasonable probability that,
but for counsel's unprofessional errors, the result of the proceeding
would have been different. A reasonable probability is a probability
sufficient to overcome confidence in the outcome.
466 U.S. at 694. See also Darden v. Wainwright, 477 U.S. 168 (1986); Wong v. Money, 142 F.3d
313, 319 (6th Cir. 1998); Blackburn v. Foltz, 828 F.2d 1177 (6th Cir. 1987). See generally
Annotation, 26 ALR Fed 218.
As noted above, Ohio’s criminal res judicata rule requires that issues that can be decided
on the appellate record be raised on direct appeal. This includes claims of ineffective assistance
of trial counsel if they are shown on the trial court record. On the other hands, claim of ineffective
assistance of trial counsel which depend on evidence outside the record must be raised by way of
a petition for post-conviction relief under Ohio Revised Code § 2953.21.
In his first subclaim of ineffective assistance of trial counsel, Landers faults his trial
attorney for not objecting to prosecutorial misconduct in presenting false or perjured testimony.
However, the only evidence of perjury or falsification to which he refers is the inconsistencies in
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the testimony of State’s witnesses. Inconsistency does not prove perjury. Conversely if the
inconsistencies are clear enough on the record to prove perjury or falsification, then trial counsel’s
failure to object could have been raised on direct appeal, but it was not. Therefore, the first
subclaim of ineffective assistance of trial counsel should be dismissed.
In his second subclaim, Landers asserts his trial attorney performed deficiently in asking
for a lesser included offense instruction (Petition, ECF No. 1-1, PageID 27). This claim is
completely inconsistent with Landers’ Third Ground for Relief where he claims it was
unconstitutional to refuse the instruction. His theory seems to be that since the jury at his first trial
failed to return a verdict at all, he would have received the same result at the second trial if counsel
had not sought the instruction. But the record is clear that counsel only sought the instruction after
the State had moved to dismiss Count 4, at which point Landers had no chance of a conviction for
attempt alone without the lesser included offense instruction. It was not deficient performance to
seek such an instruction.
In his third subclaim, Landers asserts his trial attorney performed deficiently by failing to
obtain an expert and that his reason for doing so was to save the Greene County Public Defender
money (Petition, ECF No. 1-1, PageID 28, citing Trial Transcript at pp. 222-23). This claim
evinces a misreading of the transcript. It is the State through Greene County that pays for expert
witnesses. It is clear from reading the transcript that the offer was to save the County money, not
the Public Defender. It is also clear from the transcript that an expert, Dr. Heinig, had been hired
and the offer was merely to present his testimony by reading it into the record.
From the pleading, it appears Petitioner may be complaining of the lack of expert
qualifications of the State’s expert witnesses, but the Constitution places no such restriction on
evidence.
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Ground Five should therefore be dismissed.
Ground Six: Introduction of “Other Acts” Testimony
Over Petitioner’s objection, the State was permitted to introduce evidence of “other bad
acts” – sexual contact with the victim which the State characterized as “grooming” behavior, and
which occurred before the sexual conduct for which Landers was indicted. Landers claims that he
was prejudiced by this evidence on the theory that it was not introduced in his first trial which
resulted in a hung jury (Petition, ECF No. 1, PageID 14-15).
Landers presented this claim to the Second District as his First Assignment of Error,
complaining: “The Trial Court Erred When It Allowed the State to Use 404(B) Evidence at Trial
Without a Contemporaneous Limiting Instruction, and This Error Deprived Landers of His Right
to a Fair Trial Pursuant to the United States and Ohio Constitutions.” Landers, 2017-Ohio-1194,
¶ 50. The Second District decided the claim as follows:
{¶ 51} Under this assignment of error, Landers contends that the
trial court erred in allowing the State to submit evidence of his
sexual contact with A.G. on or about February 16, 2013. Landers
was not charged with offenses relating to this conduct, and theState
asked that the evidence be admitted as evidence that Landers was
"grooming" A.G. for the acts that occurred on March 2, 2013.
{¶ 52} Ohio Evid.R. 404(B) provides that:
Evidence of other crimes, wrongs, or acts is not admissible
to prove the character of a person in order to show action
in conformity therewith. It may, however, be admissible
for other purposes, such as proof of motive, opportunity,
intent, preparation, plan, knowledge, identity, or absence
of mistake or accident.
{¶ 53} R.C. 2945.59 also provides that “[i]n any criminal case in
which the defendant's motive or intent, the absence of mistake or
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accident on his part, or the defendant's scheme, plan, or system in
doing an act is material, any acts of the defendant which tend to
show his motive or intent, the absence of mistake or accident on his
part, or the defendant's scheme, plan, or system in doing the act in
question may be proved, whether they are contemporaneous with or
prior or subsequent thereto, notwithstanding that such proof may
show or tend to show the commission of another crime by the
defendant.”
{¶ 54} Evid.R. 404(B) “is in accord with R.C. 2945.59,” and both
the rule and statute adopt the common law to “preclude admission
of other acts evidence to prove a character trait in order [**20] to
demonstrate conduct in conformity with that trait * * *.” (Citations
omitted.) State v. Williams, 134 Ohio St.3d 521, 2012-Ohio-5695,
983 N.E.2d 1278, ¶ 16. However, unlike R.C. 2945.59, Evid.R.
404(B) “contains no reference to materiality.” Id. at ¶ 17. “Rather,
[Evid.R. 404(B)] precludes the admission of evidence of crimes,
wrongs, or acts offered to prove the character of an accused in order
to demonstrate conforming conduct, and it affords the trial court
discretion to admit evidence of other crimes, wrongs, or acts for
‘other purposes,’ including, but not limited to, those set forth in the
rule. Hence, the rule affords broad discretion to the trial judge
regarding the admission of other acts evidence.” Id.
{¶ 55} The Supreme Court of Ohio has stressed that “[u]nless the
trial court has 'clearly abused its discretion and the defendant has
been materially prejudiced thereby, this court should be slow to
interfere' with the exercise of such discretion.” State v. Kirkland,
140 Ohio St.3d 73, 2014-Ohio-1966, 15 N.E.3d 818, ¶ 67, quoting
State v. Hymore, 9 Ohio St.2d 122, 128, 224 N.E.2d 126 (1967).
{¶ 56} “Generally, evidence of other acts is admissible if it is
offered for a purpose other than to prove the character of a person in
order to show action in conformity with that character, Evid.R.
404(B), it is relevant when offered for that purpose, Evid.R. 401,
and the danger of unfair prejudice does not substantially outweigh
its probative value. Evid.R. 403.” Kirkland at ¶ 68, citing Williams
at ¶ 20.
{¶ 57} In Williams, the court stated that:
The first step is to consider whether the other acts evidence
is relevant to making any fact that is of consequence to the
determination of the action more or less probable than it
would be without the evidence. Evid.R. 401. The next step
is to consider whether evidence of the other crimes,
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wrongs, or acts is presented to prove the character of the
accused in order to show activity in conformity therewith
or whether the other acts evidence is presented for a
legitimate purpose, such as those stated in Evid.R. 404(B).
The third step is to consider whether the probative value of
the other acts evidence is substantially outweighed by the
danger of unfair prejudice.
Williams, 134 Ohio St.3d 521, 2012-Ohio-5695, 983 N.E.2d 1278,
at ¶ 20.
{¶ 58} As was noted, the State's purpose in presenting evidence
about Valentine's Day weekend was to show that Landers was
grooming A.G. In Williams, the court observed that “‘[g]rooming
refers to deliberate actions taken by a defendant to expose a child to
sexual material; the ultimate goal of grooming is the formation of an
emotional connection with the child and a reduction of the child's
inhibitions in order to prepare the child for sexual activity’ * * * .”
Id. at ¶ 21, quoting United States v. Chambers, 642 F.3d 588, 593
(7th Cir.2011).
{¶ 59} The “other acts” evidence concerning Landers' conduct a few
weeks before the alleged rapes was relevant to this issue, as it
indicated an attempt to form an emotional connection with A.G. and
a gradual introduction to sexual activity in order to reduce A.G.’s
inhibitions. It was also not presented as proof of Landers' character,
but for a legitimate purpose, to show intent, plan, and preparation.
{¶ 60} As to the third step, the court in Williams concluded that the
evidence was “not unduly prejudicial, because the trial court
instructed the jury that this evidence could not be considered to show
that [the defendant] had acted in conformity with a character trait.”
Williams, 134 Ohio St.3d 521, 2012-Ohio-5695, 983 N.E.2d 1278,
at ¶ 24. In Williams, the trial court gave the cautionary instruction
both at the time the witness testified and during its charge at the end
of the case. Id. at ¶ 8-9.
{¶ 61} In contrast, the trial court in the case before us refused to give
a cautionary instruction at the time A.G. testified as to the prior acts;
instead, the court said it would give a limiting instruction at the time
of the charge to the jury. Transcript of Proceedings, Vol. I, pp. 2425. Consistent with its promise, the court did, in fact, provide a
limiting instruction when the jury was charged. See Transcript of
Proceedings, Vol. II, p. 318. As a result, the trial court did not abuse
its discretion in allowing the evidence as to prior sexual contact
between Landers and A.G.
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{¶ 62} The Supreme Court of Ohio has indicated that where a
limiting instruction is given in connection with admission of 404(B)
evidence, the jury is presumed to have followed the instructions
given by the trial court. State v. Jones, 135 Ohio St.3d 10, 2012Ohio-5677, 984 N.E.2d 948, ¶ 194. Thus, we presume that the jury
followed the trial court's instructions.
{¶ 63} In a second issue under this assignment of error, Landers
argues that the trial court erred by failing to give a contemporaneous
instruction when A.G. testified about the “other acts” evidence. In
this regard, Landers relies on our prior decision in State v. Shaw, 2d
Dist. Montgomery No. 21880, 2008-Ohio-1317.
{¶ 64} In Shaw, the defendant was charged with 15 counts of Rape
of a Child Under the Age of Thirteen and 10 counts of Sexual
Battery in connection with three of his minor daughters. Id. at ¶ 3.
The trial court allowed “an extensive amount of ‘other acts’
testimony,” but failed to give any limiting instruction about the
evidence. Id. at ¶ 9. In this regard, we observed that “the State
elicited extensive testimony from the three girls that they had
endured ongoing sexual abuse by their father. Over the years the
abuse of each girl was said to have occurred multiple times each
week. While each of the girls testified to several specific instances
of abuse, each also repeatedly testified, over ongoing objections,
that the abuse had happened many other times.” Id. at ¶ 11.
{¶ 65} In contrast to the situation in Shaw, the “other acts” testimony
in the case before us was not extensive, and a limiting instruction
was given.
{¶ 66} In Shaw, we stated that “[t]he limiting instruction should be
given at the time the 'other acts' evidence is received, [State v.]
Lewis, supra [66 Ohio App.3d 37, 583 N.E.2d 404 (2d Dist.1990)],
and it has been held that the failure to give any limiting instruction
constitutes plain error.” (Citations omitted.) Id. at ¶ 13. We also
found no justification for the extensive amount of other acts
testimony. Id. at ¶ 14. We stressed that “[e]ven if some minimal
reference to the pattern of abuse as part of the fabric of the victims'
lives was more relevant than prejudicial, the pervasive nature of the
testimony precluded Shaw's right to a fair trial. It is also significant
that the trial court gave no limiting instruction regarding the ‘other
acts’ testimony, either at the time the testimony was offered or in the
jury instructions at the close of the trial.” Id.
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{¶ 67} Notably, in Shaw, we did not say that the limiting instruction
"must" be given at the time of the testimony. We used the terms
"should" and "either" - meaning that the instruction could be given
at the time of the testimony or at the end of the trial. See also State
v. Jordan, 2d Dist. Montgomery No. 26163, 2016-Ohio-603, ¶ 25
(finding no error where trial court gave the limiting instruction
during the jury charge, even though “it may have been better if the
court had given the instruction immediately following the Evid.R.
404(B) testimony and also reiterated it in the charge to the jury.”)
{¶ 68} Thus, in the case before us, the trial court did not err in failing
to give the instruction at the time A.G. testified. Again, the trial
court did give a limiting instruction, and we presume that the jury
followed the instruction.
{¶ 6958} Furthermore, when the Evid.R. 404(B) objection was
made, Landers only asked that “the Court issue a brief cautionary
instruction either at this time or after the testimony is rendered; just
simply tracking the language of 404(B)” Transcript of Proceedings,
Vol. I, p. 24. The court's action, therefore, was consistent with
Landers' request. See State v. Robinson, 6th Dist. Lucas No. L-101369, 2012-Ohio-6068, ¶ 66 (noting that "Ohio law does not require
the trial court to issue contemporaneous limiting instructions where
none are requested.").
{¶ 70} Based on the preceding discussion, we conclude that the trial
court did not abuse its discretion in admitting evidence under
Evid.R. 404(B). The evidence in question met the criteria for
admission. Furthermore, the trial court did not err in failing to give
the jury a limiting instruction at the time the evidence was presented.
Landers did not request a contemporaneous instruction, and the
court properly provided limiting instructions during the jury charge.
Accordingly, the First Assignment of Error is overruled.
State v. Landers, supra.
As can be readily seen, the Second District decided this issue entirely as a matter of Ohio
evidence law, applying Ohio R. Evid. 404(B) and Ohio Revised Code § 2929.59. It does not
mention any federal case law at all. This is scarcely surprising since Landers cited no federal case
law in his brief in support of his First Assignment of Error; all he did was to claim denial of a fair
trial under the Fifth and Fourteenth Amendments. (Appellant’s Brief, State Court Record, ECF
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No. 6, PageID 75). From one perspective, then, Ground Six could be treated as procedurally
defaulted for want of fair presentation.
On the other hand, Landers did make a barebones federal constitutional claim in his First
Assignment of Error and the Second District did decide that Assignment on the merits. From this
perspective, the issue would be whether that decision was contrary to or an objectively
unreasonable application of clearly established Supreme Court precedent. It was not because the
Supreme Court has never held that admission of “other bad acts” evidence violates the United
States Constitution.
Evidentiary questions generally do not rise to the constitutional level unless the error was
so prejudicial as to deprive a defendant of a fair trial. Cooper v. Sowders, 837 F.2d 284, 286 (6th
Cir.1988); Walker v. Engle, 703 F.2d 959, 962 (6th Cir. 1983); Bell v. Arn, 536 F.2d 123 (6th Cir.,
1976); Burks v. Egeler, 512 F.2d 221, 223 (6th Cir. 1975). Where an evidentiary error is so
egregious that it results in a denial of fundamental fairness, it may violate due process and thus
warrant habeas relief. Bey v. Bagley, 500 F.3d 514, 519-20 (6th Cir. 2007); Bugh v. Mitchell, 329
F.3d 496 (6th Cir. 2003), citing Coleman v. Mitchell, 244 F.3d 533, 542 (6th Cir. 2000). Courts
have, however, “‘defined the category of infractions that violate fundamental fairness very
narrowly.’” Bugh, 329 F.2d at 512, quoting Wright v. Dallman, 999 F.2d 174, 178 (6th Cir. 1993)
(quoting Dowling v. United States, 493 U.S. 342, 352 (1990)). “Generally, state-court evidentiary
rulings cannot rise to the level of due process violations unless they ‘offend[] some principle of
justice so rooted in the traditions and conscience of our people as to be ranked as fundamental.’”
Seymour v. Walker, 224 F.3d 542, 552 (6th Cir. 2000), quoting Montana v. Egelhoff, 518 U.S. 37,
43 (1996). “[T]he Supreme Court has defined very narrowly the category of infractions that
violates fundamental fairness.” Bey v. Bagley, 500 F.3d at 522 (6th Cir. 2007) (internal quotation
22
marks omitted), citing Dowling v. United States, 493 U.S. 342, 352 (1990) (Identification from a
trial which resulted in an acquittal could be introduced at second trial for similarities.) “There is
no clearly established Supreme Court precedent which holds that a state violates due process by
permitting propensity evidence in the form of other bad acts evidence.” Bugh , 329 F.3d at 512
(noting that the Supreme Court refused to reach the issue in Estelle v. McGuire. 502 U.S. 62
(1991)).
In this particular case, the other bad acts evidence was particularly relevant to the charges
on which Landers was indicted. All of the acts in question were sexual acts directed to the victim
of the indicted counts. They were intended to show that Landers was “grooming” her for eventual
sexual conduct. “Grooming” of this sort is a well-known phenomenon with respect to lowering
the inhibitions of intended child sexual victims, of normalizing sexual conduct between the
intended victim and the offending adult. Landers was not denied a fair trial by admission of this
other act testimony.
Therefore, Ground Six should be dismissed either as procedurally defaulted or because the
Second District’s decision is neither contrary to nor an objectively unreasonable application of
Supreme Court precedent.
Conclusion
Based on the foregoing analysis, the Magistrate Judge respectfully recommends that the
Petition be dismissed with prejudice. Because reasonable jurists would not disagree with this
conclusion, Petitioner should be denied a certificate of appealability and the Court should certify
to the Sixth Circuit that any appeal would be objectively frivolous and therefore should not be
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permitted to proceed in forma pauperis.
October 9, 2018.
s/ Michael R. Merz
United States Magistrate Judge
NOTICE REGARDING OBJECTIONS
Pursuant to Fed. R. Civ. P. 72(b), any party may serve and file specific, written objections to the
proposed findings and recommendations within fourteen days after being served with this Report
and Recommendations. Pursuant to Fed. R. Civ. P. 6(d), this period is extended to seventeen days
because this Report is being served by mail. Such objections shall specify the portions of the
Report objected to and shall be accompanied by a memorandum of law in support of the objections.
A party may respond to another party=s objections within fourteen days after being served with a
copy thereof. Failure to make objections in accordance with this procedure may forfeit rights on
appeal. See Thomas v. Arn, 474 U.S. 140, 153-55 (1985); United States v. Walters, 638 F.2d 947,
949-50 (6th Cir. 1981).
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