Grant v. Commissioner of Social Security
Filing
11
MEMORANDUM OPINION AND ORDER - IT IS ORDERED THAT the decision of the Commissioner to deny Plaintiff benefits is AFFIRMED because it is supported by substantial evidence in the record as a whole, and that this case be closed. Signed by Magistrate Judge Stephanie K. Bowman on 6/5/2024. (km)
UNITED STATES DISTRICT COURT
SOUTHERN DISTRICT OF OHIO
WESTERN DIVISION
RACHAEL G.,
Case No. 3:23-cv-115
Plaintiff,
Bowman, M.J.
v.
COMMISSIONER OF SOCIAL SECURITY,
Defendant.
MEMORANDUM OPINION AND ORDER
Plaintiff Rachael G. filed this Social Security appeal in order to challenge the
Defendant’s finding that she is not disabled. See 42 U.S.C. § 405(g). Proceeding through
counsel, Plaintiff presents three claims of error for this Court’s review.1 The Court affirms
the ALJ’s finding of non-disability because it is supported by substantial evidence in the
record.
I. Summary of Administrative Record
On June 16, 2021, Plaintiff filed an application for Disability Insurance Benefits
(“DIB”), alleging the onset of disability on April 1, 2020 based on chronic back issues,
chronic pain syndrome, anxiety, fibromyalgia, and acid reflux. (Tr. 198). After Plaintiff’s
claim was denied initially and on reconsideration, she requested an evidentiary hearing.
On May 10, 2022, Plaintiff and her attorney appeared telephonically before ALJ Gregory
Kenyon; a vocational expert also testified. (Tr. 35-59). On May 26, 2022, ALJ Kenyon
1
The parties have consented to final disposition before the undersigned magistrate judge in accordance
with 28 U.S.C. § 636(c) and Fed. R. Civ. P. 73.
1
issued an adverse decision that concluded that Plaintiff was not disabled within the
alleged disability period because she could perform her past relevant work. (Tr. 17-30).
Plaintiff was 58 years old on the date of the evidentiary hearing, and remained in
the same “advanced age” category through the date of the ALJ’s decision. She lives in a
single family home with her husband, as well as with her adult son. In her application,
Plaintiff reported that she stopped working in March 2020 to care for the adult son, who
has cancer. (Tr. 198). Plaintiff has a high school equivalent education and worked as a
telephone representative at a call center for thirteen years. (See Tr. 42, testifying that her
work included both telemarketing and answering calls at a call center).
The ALJ determined that Plaintiff suffers from the following severe impairments:
“degenerative disc disease of the thoracic and lumbar spine, obesity, bilateral carpal
tunnel syndrome, and arthritis of the wrists.” (Tr. 20). However, the ALJ held that Plaintiff’s
alleged fibromyalgia was not a “medically determinable impairment” because it had not
been established by an acceptable medical source with specific evidence, as described
under SSR 12-2p. (Tr. 20-21). In addition to Plaintiff’s severe impairments, the ALJ found
nonsevere impairments of gastroesophageal reflux disease (“GERD”), Barrett's
esophagus, and mental impairments including depressive disorder. (Tr. 21, 23-24).
None of Plaintiff impairments, alone or in combination, met or medically equaled
the severity of one of the listed impairments in 20 CFR Part 404, Subpart P, Appendix 1.
(Tr. 24). Considering all impairments, the ALJ found that Plaintiff retains the RFC to
perform a restricted range of light work, subject to the following limitations:
except she can occasionally crouch, crawl, kneel, and stoop; occasionally
climb ramps and stairs, but never ladders, ropes, and scaffolds; no work
around hazards such as unprotected heights or dangerous machinery; and
frequently use hands for handling and fingering.
2
(Tr. 25). The vocational expert testified that Plaintiff’s prior work as a telephone
representative was semi-skilled and sedentary. (Tr. 56). Based upon the RFC as
determined and testimony by the VE, the ALJ concluded that Plaintiff still could perform
that past relevant work. (Tr. 29). Therefore, the ALJ determined that Plaintiff was not
under a disability. (Tr. 30).
If Plaintiff had not been able to perform her past work, she would have been entitled
to a presumption of disability based on her advanced age under the Grid Rules. In this
appeal, Plaintiff asserts that the ALJ erred in finding her capable of her past work.
Specifically she argues that the ALJ erred: (1) by failing to include any mental RFC
limitations; (2) by failing to include additional analysis of the psychological opinion
evidence; and (3) by placing too much reliance on Plaintiff’s daily activities.
II. Analysis
A. Judicial Standard of Review
To be eligible for benefits, a claimant must be under a “disability.” See 42 U.S.C.
§1382c(a). Narrowed to its statutory meaning, a “disability” includes only physical or
mental impairments that are both “medically determinable” and severe enough to prevent
the applicant from (1) performing his or her past job and (2) engaging in “substantial
gainful activity” that is available in the regional or national economies. See Bowen v. City
of New York, 476 U.S. 467, 469-70 (1986).
When a court is asked to review the Commissioner’s denial of benefits, the court’s
first inquiry is to determine whether the ALJ’s non-disability finding is supported by
substantial evidence. 42 U.S.C. § 405(g). Substantial evidence is “such relevant evidence
as a reasonable mind might accept as adequate to support a conclusion.” Richardson v.
Perales, 402 U.S. 389, 401 (1971) (additional citation and internal quotation omitted). In
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conducting this review, the court should consider the record as a whole. Hephner v.
Mathews, 574 F.2d 359, 362 (6th Cir. 1978). If substantial evidence supports the ALJ’s
denial of benefits, then that finding must be affirmed, even if substantial evidence also
exists in the record to support a finding of disability. Felisky v. Bowen, 35 F.3d 1027, 1035
(6th Cir. 1994). As the Sixth Circuit has explained:
The Secretary’s findings are not subject to reversal merely because
substantial evidence exists in the record to support a different conclusion....
The substantial evidence standard presupposes that there is a ‘zone of
choice’ within which the Secretary may proceed without interference from
the courts. If the Secretary’s decision is supported by substantial evidence,
a reviewing court must affirm.
Id. (citations omitted). See also Biestek v. Berryhill, 139 S. Ct.1148, 1154 (2019) (holding
that substantial evidence is evidence a reasonable mind might accept as adequate to
support a conclusion and that the threshold “is not high”).
In considering an application for supplemental security income or for disability
benefits, the Social Security Agency is guided by the following sequential benefits
analysis: at Step 1, the Commissioner asks if the claimant is still performing substantial
gainful activity; at Step 2, the Commissioner determines if one or more of the claimant’s
impairments are “severe;” at Step 3, the Commissioner analyzes whether the claimant’s
impairments, singly or in combination, meet or equal a Listing in the Listing of
Impairments; at Step 4, the Commissioner determines whether or not the claimant can
still perform his or her past relevant work; and finally, at Step 5, if it is established that
claimant can no longer perform his or her past relevant work, the burden of proof shifts to
the agency to determine whether a significant number of other jobs which the claimant
can perform exist in the national economy. See Combs v. Com’r of Soc. Sec., 459 F.3d
640, 643 (6th Cir. 2006); 20 C.F.R. §§404.1520, 416.920.
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A plaintiff bears the ultimate burden to prove by sufficient evidence that she is
entitled to disability benefits. 20 C.F.R. § 404.1512(a). A claimant seeking benefits must
present sufficient evidence to show that, during the relevant time period, she suffered an
impairment, or combination of impairments, expected to last at least twelve months, that
left her unable to perform any job. 42 U.S.C. § 423(d)(1)(A).
B.
Plaintiff’s Claims2
As stated above, the ALJ in this case ended his analysis at Step 4, concluding that
Plaintiff could perform her past work as a telephone representative. If the ALJ had not
concluded that Plaintiff remained capable of her past work, she would have been
presumed to be disabled under the Grid Rules. See 20 C.F.R., Part 404, Subpt. P, App.
2, §§201.00(f), 201.06 (stating that a person of advanced age with no transferable skills
should be found disabled unless she has acquired transferable skills as a result of her
past relevant work which can be applied to other work with “very little, if any” vocational
adjustment). Therefore, Plaintiff’s claims challenge the ALJ’s conclusion that she retains
the residual functional capacity sufficient to perform her prior work.
1. Claims Relating to Mental Health Limitations
Plaintiff’s first two claims challenge the ALJ’s failure to incorporate any mental
limitations into her RFC. She points to her testimony describing her prior work as fastpaced and stressful, and that she was beginning to have issues with her “nerves” while
2
Regrettably, Plaintiff’s counsel – who appears frequently in this Court - cites solely to PageID numbers
rather than to Administrative Transcript (“Tr.) numbers throughout her Statement of Errors and Reply
Memorandum. Adding to the confusion, counsel denominates the citations as “Tr.” rather than as “PageID.”
Because PageID citations cannot be easily searched in Social Security cases, Local Rule 8.1(d) requires
parties in Social Security cases to “provide pinpoint citations to the administrative record, regardless of
whether a party also chooses to provide PageID citations.” Counsel is strongly encouraged to comply
with LR 8.1(d) in the future.
5
at work, shortly before her alleged onset of disability. (Tr. 44). Leaning into that testimony,
she posits that the inclusion of any type of mental RFC limitation would have precluded
her prior work.
By way of example, Plaintiff cites to an alternative hypothetical question posed by
the ALJ to the vocational expert that included a limitation to “simple, routine, repetitive
tasks.” (Tr. 57). The VE testified that such a limitation would preclude Plaintiff’s prior work
because that work was semi-skilled. (Id.) But the mere fact that the ALJ considered an
additional RFC limitation at the hearing, without ultimately adopting any such limitation,
says nothing about whether the determination not to include such limitations is
substantially supported.
On the record presented, the ALJ found Plaintiff’s mental impairments to be
“nonsevere,” meaning that they do “not cause more than minimal limitation on the
claimant’s ability to perform basic mental work activities.” (Tr. 21). Notably, Plaintiff does
not seriously dispute the classification of her mental impairment as “nonsevere” at Step
2 of the sequential analysis. In any event, Step 2 challenges provide no basis for reversal,
so long as the ALJ has found at least one other “severe” impairment and has conducted
the requisite remaining sequential steps. See Maziarz v. Secretary of Health & Human
Services, 837 F.2d 240, 244 (6th Cir. 1987). Here, the ALJ found multiple severe
impairments and continued the sequential analysis through Step 4.
Still, Plaintiff argues that the ALJ committed two articulation errors that distinguish
this case from Maziarz and support reversal. Specifically, she argues that the ALJ failed
to comply with a regulatory articulation requirement when assessing the psychological
opinion evidence, and further failed to sufficiently articulate his reasons for excluding
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limitations for her nonsevere mental impairment at Step 4. Contrary to Plaintiff’s
argument, neither alleged articulation error provides grounds for reversal.
Plaintiff takes no medication for any mental impairment, and has never engaged
in any outpatient or inpatient mental health treatment. (See Tr. 23). Nevertheless, the ALJ
discussed references in the record in which sources assessed Plaintiff as anxious or
depressed on occasion. (Tr. 22). But the ALJ contrasted that evidence with many other
records that found her to exhibit an appropriate mood and affect, and that described her
as appropriately dressed and groomed, pleasant and cooperative with good eye contact
and speech, and with good insight and judgment. (Tr. 22-23).
In the absence of treatment records, the most significant medical evidence
concerning Plaintiff’s mental impairment was comprised of three agency opinions. Robert
Kurzhals, Ph.D., completed a consultative psychological evaluation on September 24,
2021. Dr. Kurzhals provided a “Suggested DSM-5 Diagnosis” of “Adjustment Disorder
with anxiety and depressed mood.” (Tr. 301). In his summary, Dr. Kurzhals wrote:
[Plaintiff] presented as a friendly and cooperative woman who
demonstrated good effort in the evaluation. She reluctantly acknowledged
mild depression and anxiety dating back about 1 ½ years, and attributed
her distress to not working, no longer being around many people, her son’s
cancer, and the pandemic. She has had no formal mental health treatment.
She has good social support and a positive attitude. She described a stable
work history.
(Tr. 302).
During the clinical interview, Plaintiff reported that she had never been fired,
generally related adequately to coworkers and supervisors, and was usually able to
concentrate and maintain attention in work settings. (Tr. 299). However, Dr. Kurzhals
observed: “Her concentration and attention were below average as some questions had
to be repeated. She was able to understand and follow simple instructions but some had
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to be repeated.” (Tr. 300). She was able to recall 3 out of 3 items on a memory test without
interference, 2 of 3 with interference, but only 1 of 3 items after a 5-minute delay. (Tr.
301). She also recalled 5 digits forward and 3 digits backward. (Id.) She reported “no
significant difficulty dealing with the pressures present in competitive work settings,” with
a work history of “adequately coping with stress” at the call center. (Tr. 302).
Dr. Kurzhals’ narrative report offered limited and equivocal opinions concerning
functional limitations. Although Plaintiff denied any difficulties in understanding, carrying
out and remembering instructions, he opined that the fact that some questions had to be
repeated to her “suggests there may be limitation in this area.” (Tr. 302, emphasis added).
Similarly, while Plaintiff reported no difficulty, Dr. Kurzhals opined that there “may be
limitation” in sustaining concentration and persistence in work-related activity at a
reasonable pace based on his need to repeat some questions. (Id., emphasis added). In
contrast, he found no work-related functional limitations in social interactions with
supervisors, co-workers or the public, or in dealing with normal pressures in a competitive
work setting. (Id.)
Shortly after Dr. Kurzhals completed his report, a non-examining consultant, Paul
Tangeman, Ph.D., reviewed that report along with other medical evidence and assessed
Plaintiff’s mental impairment as nonsevere. Dr. Tangeman found “mild” limitations in all
four “paragraph B” areas, but found no work-related functional limitations. (Tr. 63). On
November 27, 2021, a second agency psychological consultant, Karla Delcour, Ph.D.,
agreed with Dr. Tangeman’s assessment of Plaintiff’s mental impairment as nonsevere,
with no work-related functional limitations despite “mild” limitations in the “paragraph B”
areas. (Tr. 71).
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Evaluating Dr. Kurzhals’ opinion as well as those of Drs. Tangeman and Delcour
at the administrative level, the ALJ found all three to be “persuasive.” The ALJ reasoned
that Dr. Kurzhals’ opinion that Plaintiff “may” have some limitations in two functional areas
based on his having to repeat some questions to be “consistent with…the other medical
evidence of record demonstrating generally benign mental status findings and minimal
treatment,” and consistent with the determination of Plaintiff’s mild impairment as
nonsevere. (Tr. 24). The ALJ similarly found the opinions of Drs. Tangeman and Delcour
to be “supported by a thorough review of the evidence with citations and explanations for
the claimant’s limitations up to the date of evaluation,” and “consistent with benign
findings of the claimant’s mental status upon objective examination.” (Tr. 24).
Plaintiff does not dispute the ALJ’s reasonable analysis of the supportability and
consistency of the psychological opinions. Instead, she argues that the ALJ failed to
comply with the following regulation:
When we find that two or more medical opinions or prior administrative
medical findings about the same issue are both equally well-supported
(paragraph (c)(1) of this section) and consistent with the record (paragraph
(c)(2) of this section) but are not exactly the same, we will articulate how we
considered the other most persuasive factors in paragraphs (c)(3) through
(c)(5) of this section for those medical opinions or prior administrative
medical findings in your determination or decision.
20 C.F.R. § 404.1520c(b)(3) (emphasis added). The referenced factors include
consideration of the relationship of the source of the opinion to the plaintiff, the
specialization of the source, and any other relevant factors. 20 C.F.R. § 404.1520c(c)(3)(5). Asserting that the three agency consulting opinions were not “exactly the same,”
Plaintiff insists that the ALJ reversibly erred by failing to offer greater explanation for why
he did not translate Dr. Kurzhals’ opinions into some form of mental RFC limitations.
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The Court finds no reversible articulation error for two reasons. First, the
psychological opinions were essentially the same from a functional standpoint, rendering
harmless any possible error. In their administrative medical findings, the two nonexamining consultants found no mental RFC limitations, whereas Dr. Kurzhals – at most
– opined only that mental RFC limitations remained within the realm of possibility, but
without offering opinions on any definitive or specific limitations. (See Tr. 24, emphasizing
that Dr. Kurzhals opined only that Plaintiff “may” have functional limitations in two broad
areas).3 The ALJ pointed out that in contrast to Dr. Kurzhals’ observation that he had to
repeat some questions, Plaintiff had no difficulties with concentrating, understanding,
talking and answering questions during her initial interview with social security agents.
(Tr. 22-23, citing Tr. 195, 300). The ALJ also noted Plaintiff’s lack of difficulty at the
evidentiary hearing, observing that she was “able to keep up with the pace of questioning
and maintain sufficient concentration to understand and answer questions.” (Tr. 23; see
also Tr. 22). And the ALJ discussed other evidence in the record, including
inconsistencies in Plaintiff’s subjective reports and daily activities, that supported a lack
of any specific impairment in the two functional areas identified by Dr. Kurzhals.
Second, the ALJ adequately complied with the regulation to the extent that
additional articulation was required. In addition to discussing the supportability and
consistency factors, the ALJ noted the credentials of each agency consultant and their
respective examining/non-examining roles. The ALJ emphasized that Dr. Kurzhals
opined equivocally only that Plaintiff “may” have limitations in two areas, based solely on
his one-time observation of having to repeat some questions during his interview. The
3
Apart from Dr. Kurzhals’ suggestion that Plaintiff “may” have some undetermined limitation, no examining,
treating, or consulting physician offered any mental RFC limitations.
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ALJ then explicitly discussed contrary evidence that supported his finding of no actual
limitations. (Tr. 22-23).
But even if this Court concludes, as it has, that the ALJ did not commit reversible
error in his analysis of the opinion evidence, Plaintiff urges remand on the basis of a
different articulation error. In Plaintiff’s view, the ALJ had a separate mandate to fully
articulate precisely why he did not include functional mental RFC limitations at Step 4 of
the sequential analysis. Plaintiff maintains that it was not good enough for the ALJ to rely
on the evidence that undermined the need for functional limitations set forth in his Step 2
analysis. In Plaintiff’s view, even if an ALJ finds an impairment to be nonsevere, he still
must explicitly articulate in a separate Step 4 analysis why he found no work-related RFC
limitations for that impairment.
The Court disagrees. First, Plaintiff does not appear to have carried her burden to
show that she required any specific mental RFC limitation. See Jones v. Comm'r of Soc.
Sec., 336 F.3d 469, 474 (6th Cir. 2003) (noting that the plaintiff bears the burden of
proving the existence and severity of limitations caused by her impairments through step
four of the sequential evaluation process); see also, Her v. Comm'r of Soc. Sec., 203 F.3d
388, 391 (6th Cir. 1999). In addition, the older unpublished cases on which Plaintiff relies
to support her position (that this separate articulation duty exists) are factually and legally
distinguishable.4 Most importantly, recent published and controlling Sixth Circuit case law
4
In Napier v. Comm’r of Soc. Sec., Case No. 3:15-cv-154, 2016 WL 5334507 (S.D. Ohio, Sept. 23, 2016),
for example, the ALJ committed Step 2 error by failing to discuss whether plaintiff’s lumbar and thoracic
spine disorders and migraines were severe or nonsevere. Given the lack of any significant discussion of
those impairments, the Court found it impossible to follow the ALJ’s reasoning for failing to assess RFC
limitations. See also, e.g., Meadows v. Comm’r of Soc. Sec., No. 1:07-cv-1010, 2008 WL 4911243 (S.D.
Ohio, Nov. 13, 2008) (ALJ erred by finding plaintiff’s foot impairment as nonsevere in light of significant
evidence of severity that the ALJ failed to discuss; error was not harmless given reliance on RFC opinions
of physicians who had no knowledge of the foot impairment at the time their opinions were rendered);
Johnson v. Colvin, 3:13-cv-301, 2014 WL 6603376, at *8-9 (S.D. Ohio 2014) (ALJ erred by failing to
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rejects the premise that an ALJ must expressly articulate at Step 4 why he has assessed
no limitations for an impairment found to be nonsevere at Step 2. See Emard v. Comm’r
of Soc. Sec., 953 F.3d 844, 851-52 (6th Cir. 2020).
In Emard, the plaintiff complained both that the ALJ “did not specifically discuss
the combined effect” of his impairments and that the ALJ failed to mention the plaintiff’s
nonsevere impairments when assessing his residual functional capacity at Step 4. Id.,
953 F.3d at 851. The Sixth Circuit rejected the notion that greater articulation is required:
This court in Gooch v. Secretary of Health & Human Services, 833 F.2d 589
(6th Cir. 1987), concluded that an ALJ’s statement that he had conducted
“a thorough review of the medical evidence of record,” along with the fact
that the ALJ had considered the claimant’s impairments individually,
sufficed to show that the ALJ had considered the impairments in
combination. Id. at 591-92. It explained that “the fact that each element of
the record was discussed individually hardly suggests that the totality of the
record was not considered,” and “[t]o require a more elaborate articulation
of the ALJ’s thought processes would not be reasonable.” Id. at 592. As in
Gooch, the ALJ’s statements that she had considered the entire record and
all of Emard’s symptoms suggest that she had considered Emard’s
impairments in combination.
Moreover, the ALJ specifically noted in her summary of the applicable law
that she was required to comply with SSR 96-8p’s mandate to “consider all
of the claimant’s impairments, including impairments that are not severe.”
District courts in this circuit have held that an ALJ need not specifically
discuss all nonsevere impairments in the residual-functional-capacity
assessment when the ALJ makes clear that her decision is controlled by
SSR 96-8p. See, e.g., Morrison v. Comm’r of Soc. Sec., No. 1:14-CV-1059,
2016 WL 386152, at *4 (W.D. Mich. Feb. 2, 2016), aff’d, No. 16-1360, 2017
WL 4278378 (6th Cir. Jan. 30, 2017); Davis v. Comm’r of Soc. Sec., No.
1:14-CV-0413, 2015 WL 5542986, at *4 (W.D. Mich. Sept. 18, 2015). These
decisions have relied on this court’s decision in White v. Commissioner of
Social Security, 572 F.3d 272 (6th Cir. 2009), where an ALJ’s statement
that she considered a Social Security Ruling pertaining to credibility findings
sufficed to show that the ALJ complied with that ruling. Id. at 287. The ALJ’s
express reference to SSR 96-8p, along with her discussion of the functional
adequately discuss basis for lack of limitations relating to mental disorder where extensive treatment
records reflected long-term mental health treatment for a significant impairment, and ALJ also relied on
non-examining agency psychologists under an incorrect legal standard).
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limitations imposed by Emard’s nonsevere impairments at step two of her
analysis, fully support our conclusion that the ALJ complied with 20 C.F.R.
§ 416.945(e) and SSR 96-8p.
Emard, 953 F.3d at 851-52.
As in Emard, the ALJ here made clear that his decision was controlled by SSR 968p, and that he was appropriately considering both severe and nonsevere impairments in
assessing the RFC as determined. (Tr. 19, citing 20 C.F.R. §§ 404.1520(e), 404.1545,
and SSR 96-8p). In the course of his sequential analysis, the ALJ discussed the four
broad functional areas commonly known as the “paragraph B” criteria: (1) understanding,
remembering or applying information; (2) interacting with others; (3) concentrating,
persisting and maintaining pace; and (4) adapting or managing oneself. (Tr. 21-23).
Finding no more than “mild” limitations in each area, he assessed Plaintiff’s mental health
impairment as “nonsevere” at Steps 2 and 3. (Tr. 23). The ALJ acknowledged that the
RFC assessment required a more detailed analysis than used to rate the “severity” of a
mental impairment. (Tr. 23). Nevertheless, the ALJ explained at Step 4 that the RFC that
he assessed (i.e., without the inclusion of any specific mental limitations) “reflects the
degree of limitation the undersigned has found in the ‘paragraph B’ mental function
analysis.” (Id.) In other words, the ALJ explicitly referred to the same body of evidence at
both Steps 2 and 4.
Throughout his opinion, ALJ considered Plaintiff’s testimony, functional reports,
treatment records, and the opinion evidence. (Tr. 21-23). The ALJ also highlighted
portions of the medical records and opinion evidence that specifically supported a lack of
functional mental limitations. (Tr. 23-24). As for Plaintiff’s subjective statements regarding
her anxiety and depressive symptoms, the ALJ made an adverse credibility/consistency
determination, reasoning that Plaintiff’s subjective “statements concerning the intensity,
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persistence and limiting effects of [her] symptoms are not entirely consistent with the
medical evidence and other evidence in the record.” (Tr. 27). Among the inconsistencies
noted by the ALJ were the lack of any mental health treatment, medical records that
reflected mostly normal findings, and reports that Plaintiff is able to attend to her personal
care and hygiene, can prepare simple meals, manages appointments, performs some
light household chores, uses the internet, manages finances, helps to care for her adult
son with cancer,5 walks her dog a short distance, watches TV, and plays boardgames.
(Tr. 22-23, 26-27).6 A credibility/consistency determination7 cannot be disturbed “absent
a compelling reason,” see Smith v. Halter, 307 F.3d 377, 379 (6th Cir. 2001). Having
closely examined the record presented including the many inconsistencies noted by the
ALJ, the Court finds the ALJ’s analysis of Plaintiff’s subjective complaints to be
substantially supported. In short, the ALJ was not required to fully credit Plaintiff’s
testimony that her “nerves” or limitations from her nonsevere mental impairment would
preclude her ability to perform her past work.
For the reasons stated, the ALJ’s thorough analysis of all relevant evidence to
support the lack of any specific mental RFC limitations is substantially supported.
Plaintiff’s arguments in favor of a more restrictive RFC largely amount to a request to
5
Plaintiff reported on her function report that she assists with caring for both her husband and son, since
both are disabled, including doing the cooking and laundry and helping her son with his medications. (Tr.
205). However, she also reported that they all “have to …help each other at times.” (Id.)
6
Plaintiff did not claim that she quit work based on her symptoms. Instead, her call center job ended when
the call center “shut down,” coinciding with start of the Covid-19 pandemic, and she decided to stay home
care for her adult son with cancer. (Tr. 299; see also Tr. 43, testimony; Tr. 198, initial interview).
7
SSR 16-3p clarified that in the evaluation of subjective symptoms, the focus is not on the claimant’s
propensity for truthfulness or character (“credibility”), but rather on the consistency of his or her statements
about the intensity, persistence, and limiting effects of symptoms with the relevant evidence. However, SSR
16-3p did not alter established case law that used the phrase “credibility determination.” For that reason,
this Court uses the hybrid phrase “credibility/consistency” determination.
14
have the Court reweigh the evidence in her favor, which is not the role of this Court. Dyson
v. Comm’r of Soc. Sec., 786 Fed. Appx. 586, 588 (6th Cir. 2019)
B. The ALJ Reasonably Evaluated Plaintiff’s Daily Activities
Plaintiff’s third claim of error challenges the ALJ’s adverse decision from a slightly
different angle. She argues that the ALJ committed reversible error by over-relying on her
daily activities, and improperly finding “that her daily activities are analogous to the
demands of sustained employment.” (Doc. 8 at 10, PageID 593). Plaintiff cites case law
for the unremarkable proposition that the ability to perform simple daily activities, standing
alone, “does not necessarily indicate that [a plaintiff] possesses an ability to engage in
substantial gainful activity.” Walston v. Gardner, 381 F.2d 580, 586 (6th Cir. 1967)
(emphasis added). Plaintiff contends more generally that the RFC is not supported by
substantial evidence because the ALJ over-relied on the daily activities listed in her
function report, without adequate consideration of her asserted limitations in performing
those activities.
The Court finds no error here. The Court has already discussed the substantial
support in the record for the ALJ’s assessment of the psychological opinions and prior
administrative findings concerning her mental RFC. Plaintiff’s quarrel with the ALJ’s
assessment of her daily activity level and physical RFC is unpersuasive for similar
reasons.
The only medical opinion evidence concerning Plaintiff’s physical limitations came
from state agency consultants. In August 2021, Philip Swedberg, M.D., opined that
Plaintiff was capable of “moderate to marked amount of sitting, ambulating, standing,
bending, kneeling, pushing, pulling, lifting and carrying heavy objects” (Tr. 288-96). The
ALJ found his opinion to be “persuasive to the extent that it is supported by the physician’s
15
own examination findings which were wholly normal” but reasoned (to Plaintiff’s benefit)
that it was “somewhat inconsistent with the other evidence in the record.” (Tr. 29). In
contrast to Dr. Swedberg’s “normal” one-time examination findings, the ALJ noted some
evidence in the clinical record of abnormal gait, wrist tenderness and decreased spinal
range of motion (Id.)
The ALJ also considered the physical RFC opinions rendered at the initial and
reconsideration levels. Consulting reviewers Elizabeth Das, M.D. and Diane Manos, M.D.
reviewed Dr. Swedberg’s report and other records, and opined that Plaintiff was limited
to light work with additional postural limitations. Dr. Das added manipulative limitations
(Tr. 65-66, 72-73). The ALJ found both their opinions to be “generally persuasive” based
on their consistency and supportability. (Tr. 28-29). Thus, the ALJ incorporated the State
agency opinions including the manipulative limitations assessed by Dr. Das into Plaintiff’s
physical RFC. (Tr. 25). The ALJ also added environmental limitations based on the
record. (Id.)
Contrary to Plaintiff’s argument, it is abundantly clear that the ALJ did not rely
solely on her reported daily activities to assess her RFC. Rather, Plaintiff’s daily activities
were merely one component that the ALJ reasonably considered in evaluating her
subjective complaints and the record as a whole. See 20 C.F.R. § 404.1529(c)(3)(i); SSR
16-3p; Blacha v. Sec’y of HHS, 927 F.2d 228, 231 (6th Cir. 1990) (as a matter of law, the
ALJ may consider a claimant’s household and social activities when assessing credibility).
The ALJ accurately summarized the subjective physical complaints that Plaintiff
reported and testified about:
Her alleged symptoms include back pain and weakness, hand pain, and
generalized body pain. She reported that she has difficulty sitting, standing,
and walking for more than a short time. The claimant testified that she can
stand for about 15-minutes, sit for about 30-minutes, and walk a couple of
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blocks at most. She stated that her pain is consistently 6-7/10. The claimant
attested that she could lift and carry about 3 pounds without aggravating
her back. She reported that even light household chores take more time
than would be considered typical. She does not and has never had a driver’s
license. She noted difficulty writing and typing.
(Tr. 26).
In discounting Plaintiff’s subjective reports of disabling symptoms, the ALJ pointed
to many inconsistencies throughout the record. In context, the ALJ’s reference to
Plaintiff’s “somewhat normal level of daily activity” – including but not limited to her
personal care and hygiene, ability to prepare simple meals, perform light household
chores, helping to care for her son with cancer, walking her dog and using the internet –
was merely one component factored into the ALJ’s assessment. (See Tr. 26, finding
Plaintiff’s level of activity to be generally inconsistent with her report of disabling
symptoms).
The ALJ was permitted to, and did, appropriately consider Plaintiff’s daily activities
when assessing the consistency of Plaintiff’s subjectively reported symptoms with the
totality of the record. (Tr. 27-28). For example, the ALJ reasonably concluded that
Plaintiff’s “ability to participate in such activities is not completely consistent with [her]
allegations of disabling functional limitations” (Tr. 26-27). See Warner v. Comm’r of Soc.
Sec., 375 F.3d 387, 392 (6th Cir. 2004) (“The administrative law judge justifiably
considered Warner’s ability to conduct daily life activities in the face of his claim of
disabling pain.”). Rather than overly relying on daily activities, the ALJ discussed why the
objective medical evidence, clinical records, and opinion evidence alike did not fully
support Plaintiff’s statements concerning the intensity, persistence and limiting effects of
her symptoms. (Tr. 27).
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The ALJ also discussed Plaintiff’s benign examinations and “very conservative”
course of treatment, the medical opinion evidence, and prior administrative medical
findings. (Tr. 28). For example, while Plaintiff attributed some of her pain, fatigue and
mental impairment to fibromyalgia, Plaintiff offered insufficient evidence to establish the
existence of that condition. (Tr. 21). And while Plaintiff experienced some pain and
decreased range of motion because of body habitus and degenerative disc disease and
had some limitation due to carpal tunnel syndrome and wrist arthritis, the ALJ noted that
the record showed “intact physical function overall” (Tr. 27). Spinal imaging demonstrated
multilevel facet hypertrophy and lumbar mild annular osteophytes (Id., citing Tr. 297). The
ALJ accurately referenced only two instances of antalgic gait and mildly decreased lower
extremity motor strength, contrasting those records with many others documenting
normal gait and station, motor strength, intact sensation, and negative straight leg raise
(Tr. 27-28). Plaintiff had documented decrease in spinal range of motion and tenderness
but normal gait, stable station, and normal neurologic findings during the consultative
exam. (Tr. 28). The ALJ explained that he was limiting Plaintiff to frequent handling and
fingering based on evidence of some bilateral wrist pain with motion and tenderness, but
that additional limitations were not appropriate because her motor and grip strength
findings were within normal limits (Id.)
Fundamentally, Plaintiff’s argument that the ALJ over-relied on the daily activities
listed in her function report harkens back to the ALJ’s adverse credibility/consistency
determination. She complains that the ALJ cites to her function report, but does not
specifically discuss more limiting statements in that same report, such as a statement that
she has “to stop what I am doing to rest my back” throughout the day, and other
statements that pain and fatigue severely limit her speed and stamina. But an ALJ is not
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required to discuss every possible piece of relevant evidence including every statement
that Plaintiff made in the function report; it is enough that the ALJ accurately summarized
Plaintiff’s subjective allegations on the whole, as he did in this case. The ALJ
acknowledged that Plaintiff alleged greater RFC limitations than he assessed, but
emphasized that her “allegations are not consistent with the overall evidence of record,
including findings on examination and treatment sought and provided.” (Tr. 27). The ALJ’s
decision not to fully credit Plaintiff’s subjectively reported limitations is substantially
supported, and easily within a reasonable “zone of choice.”
III. Conclusion and Order
For the reasons explained herein, IT IS ORDERED THAT the decision of the
Commissioner to deny Plaintiff benefits is AFFIRMED because it is supported by
substantial evidence in the record as a whole, and that this case be closed.
s/Stephanie K. Bowman
Stephanie K. Bowman
United States Magistrate Judge
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