Prejean v. Correctional Healthcare Companies, Inc. et al
Filing
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OPINION AND ORDER by Judge John E Dowdell The dismissal motions (Doc. 5, 9, 18, 35) are granted. The First Claim of plaintiff's Complaint, asserted under 42 U.S.C. § 1983, is hereby dismissed with prejudice. The Second, Third, Fourt h and Fifth Claims of the Complaint, which assert claims under state law, are hereby dismissed without prejudice in accord with 28 U.S.C. § 1367(c)(3). ; striking/terminating deadline(s)/Hearing(s); granting 35 Motion to Dismiss for Failure to State a Claim; granting 5 Motion to Dismiss; granting 9 Motion to Dismiss; granting 18 Motion to Dismiss Party (Re: 2 Complaint ) (SAS, Chambers)
IN THE UNITED STATES DISTRICT COURT FOR THE
NORTHERN DISTRICT OF OKLAHOMA
DOLAN PREJEAN,
Plaintiff,
v.
CORRECTIONAL HEALTHCARE
COMPANIES, INC., et al.,
Defendants.
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Case No. 13-CV-111-JED-FHM
OPINION AND ORDER
I.
Background
The following facts are alleged in the Complaint and are taken as true for purposes of this
Opinion and Order. In February, 2011, while housed as a pretrial detainee in the David L. Moss
Criminal Justice Center, also known as the Tulsa County Jail, plaintiff had surgery to repair a
hernia. (Doc. 2 at ¶¶ 1-2). He was subsequently housed in the medical unit of the jail. He
alleges that, on or about February 22, 2011, the Director of Nursing at the time, Darryl Payton,
R.N., entered plaintiff’s cell “for the alleged purpose of providing medical care to Plaintiff’s
wound.”
(Id. at ¶ 17).
During the course of the examination, Payton “offensively,
inappropriately and unnecessarily touched Plaintiff and asked questions with overt sexual
overtones, on such topics as masturbation.” (Id.). Plaintiff alleges that Payton was an employee
or agent of Correctional Healthcare Companies, Inc. (CHC), Correctional Healthcare
Management, Inc. (CHM), Correctional Healthcare Management of Oklahoma, Inc. (CHMO),
and Sheriff Stanley Glanz. (Id. at ¶ 13).
After plaintiff reported the “sexual [sic] harassing conduct” to unnamed employees of the
Tulsa County Sheriff’s Office (TCSO) and the CHC, CHM, and CHMO defendants, Payton
instructed his medical staff that only Payton would thereafter provide medical care to the
plaintiff. (Id. at ¶¶ 17-18). On or about March 10, 2011, Payton again entered plaintiff’s cell in
the medical unit. Plaintiff’s surgical incision was infected, so he allowed Payton to conduct an
examination. During the course of the examination, Payton inserted his finger into plaintiff’s
rectum, which was done “for the sexual gratification of Defendant Payton and was without any
medical purpose but was an act which is fairly and naturally incident to the delivery of nursing
care.” (Id. ¶ 19).
Plaintiff’s Complaint asserts claims against Sheriff Glanz, in his individual and official
capacities, and against CHC, CHM, CHMO, and Mr. Payton. The Complaint includes claims
under 42 U.S.C. § 1983 against all defendants for cruel and unusual punishment in violation of
the Eighth and Fourteenth Amendments to the United States Constitution (First Claim), a
negligence claim against the healthcare defendants (Second Claim), claims against Payton for
sexual assault / battery (Third Claim) and intentional infliction of emotional distress (Fourth
Claim), and claims against all defendants under the Oklahoma Constitution, art. II, §§ 7, 9, and
30, based upon a denial of needed medical care (Fifth Claim). All of the defendants have moved
for dismissal (Doc. 5, 9, 18, 35).
II.
Dismissal Standards
In considering a Rule 12(b)(6) dismissal motion, a court must determine whether the
plaintiff has stated a claim upon which relief may be granted. See Fed. R. Civ. P. 12(b)(6). The
Federal Rules of Civil Procedure require “a short and plain statement of the claim to show that
the pleader is entitled to relief.” Fed. R. Civ. P. 8(a)(2). However, a complaint must provide
“more than labels and conclusions, and a formulaic recitation of the elements of a cause of
action.” Bell Atlantic Corp. v. Twombly, 550 U.S. 544, 555 (2007). The standard does “not
require a heightened fact pleading of specifics, but only enough facts to state a claim to relief that
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is plausible on its face,” and the factual allegations “must be enough to raise a right to relief
above the speculative level.” Id. at 555-56, 570 (citations omitted). “Asking for plausible
grounds ... does not impose a probability requirement at the pleading stage; it simply calls for
enough facts to raise a reasonable expectation that discovery will reveal evidence [supporting the
claim]. And, of course, a well-pleaded complaint may proceed even if it strikes a savvy judge
that actual proof of those facts is improbable, and ‘that a recovery is very remote and unlikely.’”
Id. at 556. For the purpose of making the dismissal determination, a court must accept all the
well-pleaded factual allegations of the complaint as true, even if doubtful, and must construe the
allegations in the light most favorable to the claimant. See Twombly, 550 U.S. at 555; Alvarado
v. KOB–TV, L.L.C., 493 F.3d 1210, 1215 (10th Cir. 2007).
III.
Discussion
A.
Section 1983 Claims
1.
The PLRA
All of the defendants seek dismissal for plaintiff’s failure to exhaust administrative
remedies under the Prison Litigation Reform Act (PLRA). Plaintiff asserts in response that he
was not an inmate at the time he filed suit, such that the PLRA does not apply to his claims. The
PLRA, by its plain terms, applies to suits brought by inmates. If plaintiff was not an inmate at
the time of filing, the PLRA does not apply. The statute requires exhaustion of administrative
remedies with the jail before a suit is brought “by a prisoner confined in any jail, prison, or other
correctional facility.” 42 U.S.C. § 1997e(a). In Norton v. City of Marieta, Okla., 432 F.3d 1145,
1150 (10th Cir. 2005), the Tenth Circuit directly held that “a plaintiff who seeks to bring suit
about prison life after he has been released and is no longer a prisoner does not have to satisfy
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the PLRA’s exhaustion requirements before bringing suit.” This Court has applied that rule in a
prior decision. See Revilla v. Glanz, 8 F. Supp. 2d 1336, 1345 (N.D. Okla. 2014).
2.
Darryl Payton, R.N.
Defendant Payton first argues that the plaintiff’s allegations do not establish that Payton
was acting under color of state law for purposes of § 1983 liability. The Court disagrees. The
Complaint specifically alleges that Payton was at the time the jail’s Director of Nursing, was
responsible for overseeing and providing medical care to plaintiff, and was at the relevant times
in plaintiff’s cell to ostensibly provide medical care following plaintiff’s hernia surgery. Those
allegations are sufficient to plausibly allege that Payton was acting under color of law for
purposes of § 1983 liability. See West v. Atkins, 487 U.S. 42, 54 (1988) (“a physician employed
by North Carolina to provide medical services to state prison inmates, acted under color of state
law for purposes of § 1983 when undertaking his duties in treating petitioner's injury. Such
conduct is fairly attributable to the State”); Nieto v. Kapoor, 268 F.3d 1208, 1216 (10th Cir.
2001) (Tenth Circuit applied the reasoning in West to determine that a doctor under contract with
the State was acting under color of law in a § 1983 equal protection and free expression case);
Revilla v. Glanz, 8 F. Supp. 3d 1336, 1337-39 (N.D. Okla. 2014).
Payton next argues for dismissal of the § 1983 claim on the ground that plaintiff’s
allegations do not state a plausible claim for cruel and unusual punishment under the Eighth and
Fourteenth Amendments. The Eighth Amendment, which applies to pretrial detainees through
the Due Process Clause of the Fourteenth Amendment, prohibits the infliction of “cruel and
unusual punishments.” U.S. Const. amend. VIII; see, e.g., Lopez v. LeMaster, 172 F.3d 756,
759, n.2 (10th Cir. 1999).
The Supreme Court long ago determined that this prohibition
extended to prison conditions, and not just punishments imposed as part of a sentence. See, e.g.,
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Estelle v. Gamble, 429 U.S. 97, 102-04 (1976). It is settled that “the unnecessary and wanton
infliction of pain constitutes cruel and unusual punishment forbidden by the Eighth
Amendment.” Hudson v. McMillian, 503 U.S. 1, 5 (1992). A “serious injury” is not required in
order to set out a claim. See id. at 4. That is “not to say that the ‘absence of serious injury’ is
irrelevant to the Eighth Amendment inquiry.” Wilkins v. Gaddy, 559 U.S. 34, 37 (2010) (quoting
Hudson, 503 U.S. at 7). “Not ‘every malevolent touch by a prison guard gives rise to a federal
cause of action.’” Id. (quoting Hudson, 503 U.S. at 9).
Here, plaintiff alleges first that a nurse, while in his medical unit cell for the stated
purpose of checking plaintiff’s post-hernia surgery wound, “offensively, inappropriately and
unnecessarily touched Plaintiff and asked questions with overt sexual overtones, on such topics
as masturbation.” (Doc. 2 at ¶ 17). The nature of the touching is not further described. With
respect to the second incident, alleged to have occurred on March 10, 2011, plaintiff alleges that
he allowed defendant Payton to conduct an examination to check his surgical incision, which
was infected, and that, in the course of that examination, Payton inserted his finger in plaintiff’s
rectum. (Id. at ¶ 19). Plaintiff acknowledges that the alleged digital rectal exam “was an act
which is fairly and naturally incident to the delivery of nursing care,” but he claims that it was
done for Payton’s “sexual gratification” rather than for a proper medical purpose. (Id.).
As noted, the first alleged incident involved some form of touching that plaintiff has not
described. That allegation does not provide facts that would rise to a constitutional violation; he
merely asserts that he was touched in some manner which he felt was unnecessary and
inappropriate. (See id. at ¶ 17). While a serious injury is not required, even malevolent touching
does not necessarily give rise to a constitutional violation. See Hudson, 503 U.S. at 9; see also
Rhoten v. Werholtz, 243 Fed. Appx. 364, 365-66 (10th Cir. 2007) (unpublished) (allegations that
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correctional officer, while conducting a pat-down search of the plaintiff, “slammed [him] against
the wall, squeezed [his] nipples real hard, squeezed [his] buttocks, and pulled on [his] testicles
real hard causing [him] a great deal of discomfort and pain,” did “not state an Eighth
Amendment violation.”). A generic claim of inappropriate touching, as is alleged to have
occurred on February 22, 2011, is plainly insufficient to state a claim under § 1983 for a
constitutional violation.
The Court is also unwilling to determine that discussions involving a “sexual overtone”
or masturbation satisfy the requisite standard required to state a claim for the unconstitutional
infliction of cruel and unusual conduct upon an inmate.
In this Circuit, verbally abusive
language, racial epithets, taunts, death threats, and deplorable language toward an inmate do not
amount to a constitutional violation. See, e.g., McBride v. Deer, 240 F.3d 1281, 1291, n.3 (10th
Cir. 2001) (threats and verbal taunts do not violate the Eighth Amendment); Collins v. Cundy,
603 F.2d 825, 827 (10th Cir. 1979) (per curiam) (threats to hang a detainee did not state a claim
for constitutional deprivation under § 1983); Moore v. Morris, 116 Fed. Appx. 203 (10th Cir.
2004) (unpublished) (verbal abuse by use of a racial epithet does not constitute constitutional
violation); Yarbrough v. City of Kingfisher, 1998 WL 427122, *2 (10th Cir. Jul. 14, 1998)
(unpublished) (allegation that sheriff threatened inmate with death and used a racial epithet,
without further action, did not establish constitutional violation under § 1983); Williams v.
Levansailor, 1998 WL 426865 (10th Cir. Jul. 21, 1998) (unpublished) (allegations of racial
epithets, which are deplorable, offensive and unprofessional, do not constitute a constitutional
violation); Harris v. Rocchio, 1997 WL 7887185, *3 (10th Cir. Dec. 24, 1997) (unpublished)
(“Insensitive words do not amount to an Eighth Amendment violation.”); Buford v. Leck, 1993
WL 125412 (10th Cir. Apr. 20, 1993) (unpublished) (“Under 42 U.S.C. § 1983, this court has
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held that words alone, no matter how reprehensible, are not sufficient to state a constitutional
violation.”).
As to Payton’s alleged insertion of a finger in plaintiff’s rectum, plaintiff’s own
allegations indicate that he allowed at least a partial physical exam because his incision was
infected, the act is one which “is fairly and naturally incident to the delivery of nursing care,”
and plaintiff does not describe any other facts or circumstances indicative of sexual assault, other
than an allegation as to Payton’s subjective thinking – that it was done for Payton’s sexual
gratification. (See Doc. 2 at ¶ 19). No additional facts have been provided to indicate that there
were any actions demonstrating a purposeful sexual assault or that Payton was somehow
sexually gratified.
Even though plaintiff elsewhere in his Complaint describes the alleged digital-rectal
contact as “rape” and “sodomy,” his specific factual allegations expressly acknowledge that such
an act is naturally incident to the delivery of nursing care and was done by a nurse while
performing a medical examination relating to plaintiff’s hernia surgery. These allegations do not
include facts that state a plausible claim of cruel and unusual treatment. See, e.g., Rhoten, 243
Fed. Appx. 364; Hill v. Rectenwald, 2011 WL 3494967 (inmate with hernias and rectal discharge
who was shackled and subjected to a doctor’s insertion of a finger in his rectum, even though the
inmate had demanded the doctor not do so, did not describe conduct that was objectively
sufficiently serious as a matter of law to establish a claim, and his complaint was dismissed with
prejudice), adopted, 2011 WL 3492748 (E.D. Ark. Aug. 10, 2011), aff’d, 471 Fed. Appx. 539
(8th Cir. 2012) (unpublished).
Without more, the allegations of plaintiff’s Complaint are
insufficient to state a claim for a constitutional violation under the Eighth Amendment.
Accordingly, the plaintiff’s § 1983 claim against defendant Payton is dismissed.
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For the foregoing reasons, the facts asserted by plaintiff do not state a claim. Plaintiff has
not identified any additional facts which, if added by amendment, would state a claim of a
constitutional violation, such that granting leave to amend would be futile. Therefore, the
plaintiff’s § 1983 claims are dismissed with prejudice. See Grossman v. Novell, 120 F.3d 1112,
1126 (10th Cir. 1997) (where amendment would be futile, dismissal with prejudice is not an
abuse of discretion); Bereton v. Bountiful City Corp., 434 F.3d 1213, 1219 (10th Cir. 2006) (“A
dismissal with prejudice is appropriate where a complaint fails to state a claim under Rule
12(b)(6) and granting leave to amend would be futile.”); Tennant v. Miller, __ Fed. Appx. __,
2014 WL 5509779 (10th Cir. Nov. 3, 2014) (because the plaintiff failed to identify “how he
could have cured the pleading defect,” district court’s dismissal with prejudice was not an abuse
of discretion).
3.
Correctional Healthcare Entities
Plaintiff has sued the Correctional Healthcare entities based upon a municipal liability
theory. (See Doc. 2 at ¶¶ 44-53). Because the Petition fails to state a plausible claim that
plaintiff’s constitutional rights were violated, plaintiff may not maintain any § 1983 claims
against any of the Correctional Healthcare entities that are alleged to have employed him. See,
e.g., Olsen v. Layton Hills Mall, 312 F.3d 1304, 1317-18 (10th Cir. 2002) (there can be no
municipal liability where there was no underlying constitutional violation). Accordingly, the §
1983 claims against the private entities will also be dismissed with prejudice.
4.
Sheriff Glanz
Because the Petition fails to state a plausible claim that plaintiff’s constitutional rights
were violated, plaintiff may not maintain any § 1983 claims against Sheriff Glanz, in his
individual / supervisory capacity, or in his official capacity. Olsen, 312 F.3d at 1317-18;
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Martinez v. Beggs, 563 F.3d 1082, 1091-92 (10th Cir. 2009) (“A county or sheriff in his official
capacity cannot be held ‘liable for constitutional violations when there was no underlying
constitutional violation by any of its officers’ ... [and a sheriff] cannot be held liable in his
individual capacity ... under a theory of supervisory liability, when there was no violation of [a
plaintiff’s] constitutional rights.”). For that reason, the § 1983 claims against Sheriff Glanz, in
his individual and official capacities, will also be dismissed with prejudice.
The Court also notes that, even had plaintiff stated a plausible claim for a violation of his
constitutional rights, the Complaint would still fail to state a claim against Glanz, because the
Petition contains only boilerplate language regarding policies and fails to include any factual
allegations sufficient to show personal involvement by Glanz or to provide any facts which, if
true, would establish a causal connection between the alleged policies and the alleged injury. A
municipality or county may not be held liable under § 1983 solely because its employee (or as
alleged in this case, its agent) inflicted injury; municipal liability cannot be found by application
of the theory of respondeat superior. Monell v. Dept. of Soc. Servs., 436 U.S. 658, 694 (1978).
“[L]ocal governments are responsible only for ‘their own illegal acts.’” Connick v. Thompson,
__ U.S. __, 131 S. Ct. 1350, 1359 (2011) (quoting Pembaur v. Cincinnati, 475 U.S. 469, 479
(1986)). “[I]t is when execution of a government’s policy or custom, whether made by its
lawmakers or by those whose edicts or acts may fairly be said to represent official policy, inflicts
the injury that the government as an entity is responsible under § 1983.” Monell, 436 U.S. at
694.
To establish municipal liability under § 1983, a plaintiff must show “1) the existence of a
municipal policy or custom and 2) a direct causal link between the policy or custom and the
injury alleged.” Graves v. Thomas, 450 F.3d 1215, 1218 (10th Cir. 2006) (citing City of Canton,
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Ohio v. Harris, 489 U.S. 378, 385 (1989)). The requirement of a policy or custom distinguishes
the “acts of the municipality from acts of employees of the municipality, and thereby make[s]
clear that municipal liability is limited to action for which the municipality is actually
responsible.” Pembaur, 475 U.S. at 479 (emphasis in original). “Official municipal policy
includes the decisions of a government’s lawmakers, the acts of its policymaking officials, and
practices so persistent and widespread as to practically have the force of law.’” Connick, 131 S.
Ct. at 1359.
A supervisor may also not be held liable individually under a theory of respondeat
superior. Estate of Booker v. Gomez, 745 F.3d 405, 435 (10th Cir. 2014) (citing Schneider v.
City of Grand Junction Police Dept., 717 F.3d 760, 767 (10th Cir. 2013)). “[M]ere negligence is
insufficient to establish supervisory liability.” Johnson v. Martin, 195 F.3d 1208, 1219 (10th Cir.
1999). Three elements are required to establish supervisory liability: (1) personal involvement;
(2) causation; and (3) state of mind. Schneider, 717 F.3d at 767. Although federal courts appear
to uniformly agree that the Supreme Court’s Iqbal decision imposes a stricter liability standard
for the “personal involvement” element of a claim for supervisor liability, the Tenth Circuit has
not yet determined the contours of that standard. See, e.g., Booker, 745 F.3d at 435 (noting the
contours of the personal involvement requirement set forth in Iqbal “are still somewhat unclear
after Iqbal ... [but] [w]e need not define those contours here....”). But the Tenth Circuit has not
overruled its post-Iqbal decision that Ҥ 1983 allows a plaintiff to impose liability upon a
defendant-supervisor who creates, promulgates, implements, or in some other way possesses
responsibility for the continued operation of a policy the enforcement (by the defendantsupervisor or her subordinates) of which ‘subjects, or causes to be subjected’ that plaintiff ‘to the
deprivation of any rights ... secured by the Constitution....” Dodds v. Richardson, 614 F.3d 1185,
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1199 (10th Cir. 2010) (quoting § 1983). A plaintiff may therefore establish supervisor liability
by showing that “(1) the defendant promulgated, created, implemented or possessed
responsibility for the continued operation of a policy that (2) caused the complained of
constitutional harm, and (3) acted with the state of mind required to establish the alleged
constitutional deprivation.” Id. at 1199-1200.
Given the limited nature of the alleged wrongdoing in this case, the Complaint does not
state a plausible claim against Sheriff Glanz, officially or individually. Plaintiff alleges that
nurse Payton, while in plaintiff’s medical unit cell for the stated purpose of checking plaintiff’s
post-hernia surgery wound, “offensively, inappropriately and unnecessarily touched Plaintiff and
asked questions with overt sexual overtones, on such topics as masturbation.” (Doc. 2 at ¶ 17).
As alleged, there is no logical relationship whatsoever, much less “a direct causal link” or any
degree of causation between any policy of the TCSO or Sheriff Glanz and the conduct or injury
alleged. See Graves, 450 F.3d 1215. For example, with respect to a lack of cameras in the
medical unit generally, plaintiff has not identified how a camera would prevent any individual,
whether a nurse or other staff at the jail, from asking an inmate improper questions or engaging
in discussions involving overt sexual overtones.
With respect to the second incident, alleged to have occurred on March 10, 2011, plaintiff
alleges that he permitted defendant Payton to conduct a physical examination to check his
surgical incision, which was infected. There is no causal link, much less a direct one, between
any TCSO policy that is identified in the Complaint and the fact that Payton allegedly inserted
his finger in plaintiff’s rectum during the exam. The “policies” or failures which plaintiff alleges
in the Complaint include (1) a failure to implement adequate housing and supervision policies
responsive to inmates housed in the medical unit, (2) a practice of inadequate supervision and
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safety precautions with respect to known “blind spots,” areas known as being unmonitored by
video equipment, (3) a policy of understaffing the medical unit, such that only one Detention
Officer was on duty at times, and (4) a failure to train staff concerning sexual misconduct and
reporting requirements. (Doc. 2 at ¶¶ 27-30). Plaintiff has not identified any causal link between
any such policies and the specific conduct to which plaintiff alleges he was subjected.
The plaintiff’s allegations of wrongdoing are very limited, and there is no indication that
the presence of a camera or a second detention officer on the medical unit would prevent a nurse
from entering the medical unit cell of an inmate to ostensibly perform nursing care and, while
there, allegedly exceeding the scope of a proper medical examination by performing acts that are
“naturally incident to the delivery of nursing care.” There is also no allegation that Sheriff Glanz
had any knowledge of a risk of harm to the plaintiff from defendant Payton or that there was any
policy or practice of permitting nurses to conduct allegedly unnecessary rectal examinations.
While plaintiff cites other cases as applicable here, the specific factual allegations of wrongdoing
in this case are distinct in that there appears to be no causal nexus between the conduct averred
by plaintiff and the alleged policies, practices, or failures of defendants. In light of plaintiff’s
allegation that the alleged digital-rectal contact “was an act which is fairly and naturally incident
to the delivery of nursing care” and that Payton’s job was to deliver medical care to inmates,
there is simply too large of an analytical causation gap to state a plausible claim against Sheriff
Glanz for that act.
B.
State Law Claims
The remaining claims, the Second, Third, Fourth, and Fifth Claims asserted in plaintiff’s
Complaint, all arise under the laws of the State of Oklahoma. The plaintiff invoked this Court’s
original jurisdiction based upon federal question jurisdiction under 28 U.S.C. § 1331 and
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supplemental jurisdiction over related state law claims pursuant to 28 U.S.C. § 1367(a). (Doc. 2
at ¶¶ 5-6). Because the only federal claims asserted in the Complaint are hereby dismissed, the
Court will exercise its discretion to decline to exercise supplemental jurisdiction over the
plaintiff’s state law claims. 28 U.S.C. § 1367(c)(3). The Court’s determination to decline to
exercise supplemental jurisdiction is further bolstered by the fact that the parties have presented a
host of novel issues with respect to the application of state law to these parties and the facts
alleged. Plaintiff’s state law claims for negligence, assault and battery, intentional infliction of
emotional distress, and his claims under the Oklahoma Constitution and Bosh are thus dismissed
without prejudice. See Merrifield v. Bd. of County Comm’rs for County of Santa Fe, 654 F.3d
1073, 1085-86 (10th Cir. 2011).
IV.
Conclusion
For the foregoing reasons, the dismissal motions (Doc. 5, 9, 18, 35) are granted. The
First Claim of plaintiff’s Complaint, asserted under 42 U.S.C. § 1983, is hereby dismissed with
prejudice. The Second, Third, Fourth and Fifth Claims of the Complaint, which assert claims
under state law, are hereby dismissed without prejudice in accord with 28 U.S.C. § 1367(c)(3).
SO ORDERED this 18th day of February, 2015.
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