Revilla et al v. Glanz et al
Filing
42
OPINION AND ORDER by Judge John E Dowdell Denying Defendant Stanley Glanz's Motion to Dismiss (Doc.32) ; denying 32 Motion to Dismiss Party (Re: 4 Amended Complaint ) (SAS, Chambers)
UNITED STATES DISTRICT COURT FOR THE
NORTHERN DISTRICT OF OKLAHOMA
BRIDGET NICOLE REVILLA, et al.,
Plaintiffs,
v.
STANLEY GLANZ, SHERIFF OF TULSA
COUNTY, et al.
Defendants.
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Case No. 13-CV-315-JED-TLW
OPINION AND ORDER
Before the Court is defendant Stanley Glanz’s Motion to Dismiss (Doc. 32), to which
plaintiffs have responded (Doc. 36), and Sheriff Glanz has replied (Doc. 39).
I.
Background
This action was commenced by one plaintiff, Bridget Nicole Revilla, regarding injuries
she allegedly suffered as a result of the “Tulsa County Jail’s unconstitutional medical care
policies and customs.” (Complaint, Doc. 2). The same day that Ms. Revilla filed the initial
Complaint, an Amended Complaint, adding three additional plaintiffs, was filed. (Doc. 4). The
additional plaintiffs are: (1) Alma McCaffrey, as the Personal Representative of the Estate of
Gregory Brown; (2) Christine Wright, as Special Administrator of the Estate of Lisa Salgado;
and (3) Deborah Young, as Special Administrator of the Estate of Gwendolyn Young. All four
plaintiffs allege that Sheriff Glanz is liable, in his official and individual capacities, under 42
U.S.C. § 1983 and the Oklahoma Constitution, art. 2, §§ 7 and 9. They allege that he maintained
and was responsible for a policy, custom, or practice of constitutionally deficient medical care at
the Tulsa County Jail, that he was deliberately indifferent to serious risks to inmate health and
safety, and that the alleged deliberately indifferent failure to provide medical care resulted in
injuries to or the deaths of plaintiffs or their decedents who were incarcerated at the Jail.
Sheriff Glanz seeks dismissal on several grounds, including improper joinder of the three
additional plaintiffs in the Amended Complaint, and dismissal of plaintiffs’ individual and
official capacity claims against Glanz under 42 U.S.C. § 1983 and the Oklahoma Constitution,
for failure to state a claim under Fed. R. Civ. P. 12(b)(6). Sheriff Glanz also requests that the
Court dismiss plaintiffs’ requests for punitive damages against him in his official capacity.
II.
Dismissal Standards
In considering a Rule 12(b)(6) dismissal motion, a court must determine whether the
plaintiff has stated a claim upon which relief may be granted. See Fed. R. Civ. P. 12(b)(6). The
Federal Rules of Civil Procedure require “a short and plain statement of the claim to show that
the pleader is entitled to relief.” Fed. R. Civ. P. 8(a)(2). A complaint must provide “more than
labels and conclusions, and a formulaic recitation of the elements of a cause of action.” Bell
Atlantic Corp. v. Twombly, 550 U.S. 544, 555 (2007).
The standard does “not require a
heightened fact pleading of specifics, but only enough facts to state a claim to relief that is
plausible on its face,” and the factual allegations “must be enough to raise a right to relief above
the speculative level.” Id. at 555-56, 570 (citations omitted). “Asking for plausible grounds . . .
does not impose a probability requirement at the pleading stage; it simply calls for enough facts
to raise a reasonable expectation that discovery will reveal evidence [supporting the claim].
And, of course, a well-pleaded complaint may proceed even if it strikes a savvy judge that actual
proof of those facts is improbable, and ‘that a recovery is very remote and unlikely.’” Id. at 556.
“Once a claim has been stated adequately, it may be supported by showing any set of facts
consistent with the allegations in the complaint.” Id. at 562.
2
Twombly articulated the pleading standard for all civil actions. See Ashcroft v. Iqbal, 556
U.S. 662, 684 (2009). For the purpose of making the dismissal determination, a court must
accept all the well-pleaded factual allegations of the complaint as true, even if doubtful, and must
construe the allegations in the light most favorable to the claimant. See Twombly, 550 U.S. at
555; Alvarado v. KOB–TV, L.L.C., 493 F.3d 1210, 1215 (10th Cir. 2007).
III.
Discussion
A.
Joinder of Plaintiffs
Sheriff Glanz seeks dismissal of plaintiffs McCaffrey, Wright, and Young on misjoinder
grounds. He asserts that “each plaintiff’s claims arise from separate occurrences at different
times,” and that joinder of their claims is thus improper under Fed. R. Civ. P. 20, such that
dismissal is appropriate under Fed. R. Civ. P. 21. (Doc. 32 at 4). In the alternative, Glanz
requests severance of each of the plaintiffs.
Rule 20(a)(1) of the Federal Rules of Civil
Procedure governs permissive joinder of plaintiffs. The rule provides:
Persons may join in one action as plaintiffs if:
(A) they assert any right to relief jointly, severally, or in the alternative with
respect to or arising out of the same transaction, occurrence, or series of
transactions or occurrences; and
(B) any question of law or fact common to all plaintiffs will arise in the action.
Fed. R. Civ. P. 20(a)(1). “Misjoinder of parties is not a ground for dismissing an action. On
motion or on its own, the court may at any time, on just terms, add or drop a party. The court
may also sever any claim against a party.” Fed. R. Civ. P. 21.
Sheriff Glanz does not argue that there is no “question of law or fact common to all
plaintiffs.”
See Fed. R. Civ. P. 20(a)(1)(B).
However, the parties dispute whether these
plaintiffs seek relief arising out of the same transaction, occurrence, or series of transactions or
3
occurrences. See Fed. R. Civ. P. 20(a)(1)(A). The courts have adopted a case-by-case approach
as to whether a particular factual situation constitutes a transaction or occurrence for purposes of
Rule 20. Jacobs v. Watson Pharm., Inc., 10-CV-120-TCK, 2011 WL 2216257, *2 (June 7,
2011) (citations omitted).
Borrowing from the judicial construction of “transaction or
occurrence” used in Fed. R. Civ. P. 13(a), courts construing the meaning of transaction and
occurrence in Rule 20 have generally applied the “logical relationship” test. Id. That is, in
determining whether claims arise out of the same series of transactions or occurrences, “all
logically related events entitling a person to institute a legal action against another generally are
regarded as comprising a transaction or occurrence.” Id. (quoting 7 Charles Alan Wright, Arthur
R. Miller, Mary Kay Kane, Richard L. Marcus, Federal Practice & Procedure, § 1653 (3d ed.
2010)).
Plaintiffs argue that permissive joinder is appropriate under Rule 20(a) because all of the
plaintiffs challenge the “same systemic deficiencies with the Tulsa County Jail’s health services
program and all allege that there is an affirmative causal nexus between common health policies,
practices and/or customs and the underlying constitutional violations and injuries.” (Doc. 36 at
5-6). The Court recognizes that there are differences in the specific dates of incarceration with
respect to each plaintiff’s claim and the specific ailments which they assert were improperly
treated or not treated at all. Also, the particular medical staff involved in each incident are not
identical. However, the injuries / deaths alleged to have resulted from systemic deficiencies in
medical care at the Jail were within a time frame of approximately 18 months, between June
2011 and February 2013. There is also overlap between the specific medical staff who are
alleged to have provided dangerously negligent care to different plaintiffs pursuant to a Jail
policy, custom, or practice of providing constitutionally deficient medical care during that time
4
frame. These allegations present a logical relationship between the circumstances underlying the
claims such that the Court does not find joinder of the plaintiffs to be improper. See, e.g.,
Jacobs, 2011 WL 2216257 (finding joinder of plaintiffs proper where the same type of fentanyl
patches were alleged to have been prescribed by different doctors at different times and caused
deaths by overdose nearly a year apart); Laureano v. Goord, 06-Civ-7845(SHS)(RLE), 2007 WL
2826649 (S.D.N.Y. Aug. 31, 2007), report and recommendation adopted, 2007 WL 2852770
(S.D.N.Y. Sept. 28, 2007) (finding joinder of two plaintiffs who asserted claims based upon the
deaths of two prison inmates in the same prison system: “Plaintiffs claim that DOCS
[Department of Correctional Services] and the OMH [Office of Mental Health] policy makers
knowingly disregarded serious risks to the safety of seriously mentally ill inmates through
understaffing and other systemic deficiencies. . . . [T]hese claims are logically related in that they
are challenges to the DOCS and OMH mental health practices and policies [the inmates] were
subjected to by virtue of being in DOCS custody.
Therefore, they arise out of the same
transaction or occurrence such that joinder is appropriate.”).
Even properly joined claims may be severed under Fed. R. Civ. P. 21, or the Court may
order separate trials of any claims under Fed. R. Civ. P. 42(b). The Court finds that judicial
economy would be served by denying severance at this time, as the common issues of law and
fact and logical relationship between the claims would likely result in duplicative discovery and
dispositive motions covering common issues of law and fact. There is a substantial overlap of
witnesses, although as noted they are not identical as between each plaintiff’s claims.
For the foregoing reasons, the request to dismiss the three plaintiffs is denied. The denial
of Sheriff Glanz’s alternate request for severance of plaintiffs’ claims at this time is without
prejudice to any of the parties reasserting a request for severance prior to trial.
5
B.
Failure to State a Claim
1.
Individual Capacity
As to his individual capacity, Glanz argues that the Amended Complaint does not allege
his personal role in depriving the plaintiffs (or their decedents) of their constitutional rights and
does not allege that the Sheriff “was privy to any information that would allow a reasonable
finder of fact to conclude that he ignored an excessive risk of harm to these Plaintiffs, or people
like plaintiff,” and therefore the Amended Complaint does not state a claim for supervisory
liability under § 1983. (Doc. 32 at 10, 14).
Plaintiff’s claims of individual liability are premised upon a theory of supervisory
liability under § 1983. Section 1983 “allows a plaintiff to impose liability upon a defendantsupervisor who creates, promulgates, implements, or in some other way possesses responsibility
for the continued operation of a policy the enforcement (by the defendant-supervisor or her
subordinates) of which ‘subjects, or causes to be subjected’ that plaintiff ‘to the deprivation of
any rights . . . secured by the Constitution. . . .” Dodds v. Richardson, 614 F.3d 1185, 1199 (10th
Cir. 2010) (quoting 42 U.S.C. § 1983). A plaintiff may therefore establish § 1983 liability of a
defendant-supervisor by demonstrating that “(1) the defendant promulgated, created,
implemented or possessed responsibility for the continued operation of a policy that (2) caused
the complained of constitutional harm, and (3) acted with the state of mind required to establish
the alleged constitutional deprivation.” Id.
The Eighth Amendment “imposes a duty on prison officials to provide humane
conditions of confinement, including adequate food, clothing, shelter, sanitation, medical care,
and reasonable safety from serious bodily harm.” Tafoya v. Salazar, 516 F.3d 912, 916 (10th
Cir. 2008). “Under the Fourteenth Amendment due process clause, ‘pretrial detainees are . . .
6
entitled to the degree of protection against denial of medical attention which applies to convicted
inmates under the Eighth Amendment.” Martinez v. Beggs, 563 F.3d 1082, 1088 (10th Cir.
2009) (quoting Garcia v. Salt Lake County, 768 F.2d 303, 307 (10th Cir. 1985)). A violation of
such rights under the Eighth Amendment gives rise to a civil rights claim under 42 U.S.C. §
1983. See Tafoya, 516 F.3d at 916.
Claims based upon deliberate indifference to serious medical needs of inmates are judged
under the “deliberate indifference to serious medical needs” test of Estelle v. Gamble, 429 U.S.
97 (1976). As explained by the Supreme Court in Estelle:
The [Eighth] Amendment embodies “broad and idealistic concepts of dignity,
civilized standards, humanity, and decency. . . against which we must evaluate
penal measures. Thus, we have held repugnant to the Eighth Amendment
punishments which are incompatible with the “evolving standards of decency that
mark the progress of a maturing society” . . . or which “involve the unnecessary
and wanton infliction of paint. . . .
These elementary principles establish the government's obligation to provide
medical care for those whom it is punishing by incarceration. An inmate must rely
on prison authorities to treat his medical needs; if the authorities fail to do so,
those needs will not be met. In the worst cases, such a failure may actually
produce physical “torture or a lingering death,” the evils of most immediate
concern to the drafters of the Amendment. In less serious cases, denial of medical
care may result in pain and suffering which no one suggests would serve any
penological purpose. The infliction of such unnecessary suffering is inconsistent
with contemporary standards of decency as manifested in modern legislation
codifying the common-law view that “(i)t is but just that the public be required to
care for the prisoner, who cannot by reason of the deprivation of his liberty, care
for himself.”
We therefore conclude that deliberate indifference to serious medical needs of
prisoners constitutes the “unnecessary and wanton infliction of pain,” proscribed
by the Eighth Amendment. This is true whether the indifference is manifested by
prison doctors in their response to the prisoner's needs or by prison guards in
intentionally denying or delaying access to medical care or intentionally
interfering with the treatment once prescribed. Regardless of how evidenced,
deliberate indifference to a prisoner's serious illness or injury states a cause of
action under § 1983.
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This conclusion does not mean, however, that every claim by a prisoner that he
has not received adequate medical treatment states a violation of the Eighth
Amendment. An accident, although it may produce added anguish, is not on that
basis alone to be characterized as wanton infliction of unnecessary pain.
Estelle, 429 U.S. at 103-05 (internal citations and footnotes omitted).
In accordance with the principles set forth in Estelle, “deliberate indifference” is defined
as something more than negligence; it requires knowing and disregarding an excessive risk to
inmate health or safety. Farmer v. Brennan, 511 U.S. 825, 837 (1994). In Wilson v. Seiter, 501
U.S. 294 (1991), the Supreme Court clarified that deliberate indifference has both objective and
subjective components. Wilson, 501 U.S. at 298-99. The objective component is met if the harm
suffered is sufficiently serious. Id. The subjective component of the deliberate indifference test
is met if a prison official knows of and disregards an excessive risk to inmate health or safety.
Farmer, 511 U.S. at 837; Estelle, 429 U.S. at 104-05.
“To prevail on the subjective component, the prisoner must show that the defendant[]
knew [he] faced a substantial risk of harm and disregarded that risk, by failing to take reasonable
measures to abate it.” Martinez, 563 F.3d at 1089; see also Olsen v. Layton Hills Mall, 312 F.3d
1304, 1315 (10th Cir. 2002) (“The subjective component is satisfied ‘if an officer knows of and
disregards an excessive risk to [an inmate’s] health or safety.’”). “The official’s knowledge of
the risk need not be knowledge of a substantial risk to a particular inmate, or knowledge of the
particular manner in which injury might occur.” Tafoya, 516 F.3d at 916 (10th Cir. 2008)
(emphasis in original); see Farmer, 511 U.S. at 843; Layton v. Board of County Comm’rs of
Okla. County, 512 Fed. App’x 861 (10th Cir. Mar. 12, 2013) (quoting Tafoya). “It does not
matter whether the risk comes from a single source or multiple sources, any more than it matters
whether a prisoner faces an excessive risk . . . for reasons personal to him or because all
prisoners in his situation face such a risk.” Tafoya, 516 F.3d at 916 (quoting Farmer, 511 U.S. at
8
843).
“[A] jury is permitted to infer that a prison official had actual knowledge of the
constitutionally infirm condition based solely on circumstantial evidence, such as the
obviousness of the condition.” Tafoya, 516 F.3d at 916.
Plaintiffs have adequately alleged facts which state a plausible claim against Sheriff
Glanz in his individual capacity.
The allegations in the Amended Complaint include the
following:
Defendant Glanz, as Sheriff and the head of the Tulsa County Sheriff’s Office
(“TCSO”), was, at all times relevant hereto, responsible for ensuring the safety
and well-being of inmates detained and housed at the Tulsa County Jail, including
the provision of appropriate medical and mental health care and treatment to
inmates in need of such care. . . . [He is] responsible for creating, adopting,
approving, ratifying, and enforcing the rules, regulations, policies, practices,
procedures, and/or customs of TSCO and Tulsa County Jail, including the
policies, procedures, and/or customs that violated Ms. Revilla, Mr. Brown, Ms.
Salgado and Ms. Young’s rights. . . . (Doc. 4, ¶ 10).
Sheriff Glanz . . . [failed] to provide prompt and adequate care in the face of
known and substantial risks to [each inmate’s] health and well being (¶¶ 38-39
[Mr. Brown], ¶ 51 [Ms. Salgado], ¶¶ 62-63 [Ms. Young], ¶¶ 74-75 [Ms. Revilla]).
The deliberate indifference [to each inmate’s] serious medical needs . . . was in
furtherance of and consistent with policies, customs and/or practices that Sheriff
Glanz promulgated, created, implemented or possessed responsibility for the
continued operation of. . . . (Id. at ¶ 77).
There are longstanding, systemic deficiencies in the medical and mental health
care provided to inmates at the Tulsa County Jail. Sheriff Glanz [has] long
known of these systemic deficiencies and the substantial risks to inmates like
Plaintiffs, but [has] failed to take reasonable steps to alleviate those deficiencies
and risks. (Id. at ¶ 78)
Plaintiffs also recite numerous other incidents and reports, as well as inmate deaths,
which they allege provided clear notice to Sheriff Glanz of a seriously deficient medical and
mental health care which placed inmates at serious risk of injury or death. Such notice included
a report by the United States Department of Homeland Security’s Office of Civil Rights and
Civil Liberties in 2011, which “found a prevailing attitude among clinic staff [at the Jail] of
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indifference.” Plaintiff alleges that Sheriff Glanz did not implement any meaningful changes in
medical care at the Jail after having such notice of extensive and dangerous deficiencies. They
further allege that, less than 30 days after that 2011 report was issued, another inmate “died as a
result of truly inhumane and reckless medical neglect which defies any standard of human
decency,” and that, even after that Jail death, Sheriff Glanz did not make any meaningful
improvements to the medical system. (Id. at ¶¶ 78-96). Plaintiffs also assert that “[t]here is a
longstanding policy, practice or custom at the Jail of . . . refusing to send inmates with emergent
needs to the hospital for purely financial reasons,” that “[t]here is a well-established policy,
practice and/or custom of understaffing the Jail’s medical unit,” and that Sheriff Glanz has
continued to retain Correctional Healthcare as the Jail’s medical provider notwithstanding the
serious deficiencies of which he was notified prior to the deaths or injuries of each of the
plaintiffs. (Id. at ¶¶ 97-99).
Summarizing their allegations, plaintiffs allege that the foregoing facts establish that
“there are deep-seated and well-known policies, practices and/or customs of systemic, dangerous
and unconstitutional failures to provide adequate medical and mental health care to inmates at
the Tulsa County Jail . . . which evinces fundamental failures to train and supervise medical and
detention personnel [and] created substantial, known and obvious risks to the health and safety of
inmates like Plaintiffs.” (Id. at ¶ 100). Yet, according to the Amended Complaint, Sheriff Glanz
“failed to take reasonable steps to alleviate the substantial risks to inmate health and safety, in
deliberate indifference to Plaintiffs’ serious medical needs.” (Id.).
These allegations sufficiently allege facts stating plausible claims by each plaintiff
against Sheriff Glanz in his individual capacity for supervisory liability under Dodds and Estelle.
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2.
Official Capacity
The same allegations of the Amended Complaint (noted above) state claims against
Sheriff Glanz in his official capacity. A claim against a government actor in his official capacity
“is essentially another way of pleading an action against the county or municipality” he
represents, and is considered under the standards applicable to 42 U.S.C. § 1983 claims against
municipalities or counties. Porro v. Barnes, 624 F.3d 1322, 1328 (10th Cir. 2010). To hold a
county / municipality liable under § 1983, a plaintiff must demonstrate (1) the existence of a
municipal policy or custom by which the plaintiff was denied a constitutional right and (2) that
the policy or custom was the moving force behind the constitutional deprivation (i.e. “that there
is a direct causal link between the policy or custom and the injury alleged”). See City of Canton
v. Harris, 489 U.S. 378, 385 (1989); Monell v. Dep’t of Soc. Servs. of City of New York, 436 U.S.
658, 694 (1978); Bryson v. City of Okla. City, 627 F.3d 784, 788 (10th Cir. 2010) (citations
omitted).
“When an officer deprives a citizen of a constitutional right, municipal governments may
incur liability under § 1983 when ‘the action that is alleged to be unconstitutional implements or
executes a policy, statement, ordinance, regulation or decision officially adopted and
promulgated by that body’s officers.” Olsen, 312 F.3d at 1317-18 (quoting Monell v. Dept. of
Soc. Serv. of City of New York, 436 U.S. 658, 690 (1978)). A municipal entity may be held liable
for an act it has officially sanctioned, or for the actions of an official with final policymaking
authority. Pembaur v. City of Cincinnati, 475 U.S. 469, 480, 482-83 (1986); see also City of St.
Louis v. Praprotnik, 485 U.S. 112, 127-28 (1988). “The failure to remedy ongoing constitutional
violations may be evidence of deliberate indifference on the part of a municipality.” Layton, 512
Fed. App’x at 871. In addition, “continued adherence to an approach that [municipal decision
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makers] know or should know has failed to prevent tortious conduct by employees may establish
the conscious disregard for the consequences of their action – the ‘deliberate indifference’ –
necessary to trigger municipal liability.’” Board of County Comm’rs v. Brown, 520 U.S. 397,
407 (1997) (citations omitted).
The Tenth Circuit has described several types of actions which may constitute a
municipal policy or custom:
A municipal policy or custom may take the form of (1) “a formal regulation or
policy statement”; (2) an informal custom “amoun[ting] to ‘a widespread practice
that, although not authorized by written law or express municipal policy, is so
permanent and well settled as to constitute a custom or usage with the force of
law’”; (3) “the decisions of employees with final policymaking authority”; (4)
“the ratification by such final policymakers of the decisions – and the basis for
them – of subordinates to whom authority was delegated subject to these
policymakers’ review and approval”; or (5) the “failure to adequately train or
supervise employees, so long as that failure results from ‘deliberate indifference’
to the injuries that may be caused.”
Bryson, 627 F.3d at 788 (citations omitted).
Here, plaintiffs have alleged that the inmates’ constitutional rights were violated by
policies, procedures, or customs of “systemic, dangerous and unconstitutional failures to provide
adequate medical and mental health care to inmates at the Tulsa County Jail” and that the deaths
of Mr. Brown, Ms. Salgado and Ms. Young, and the alleged injuries of Ms. Revilla, were, in fact,
caused by such dangerous conditions. Specifically, as to each of the plaintiffs or their decedents,
the Amended Complaint contains detailed allegations of a dangerous lack of medical care even
in the face of obvious and serious risks to the well-being of those Jail inmates. They further
claim that there was a system-wide failure to provide adequate medical care to inmates with
emergent health care needs, which the Sheriff knowingly permitted to continue despite advance
notice that such failures were likely to lead to serious injury or death. Plaintiffs assert that the
plaintiffs’ or their decedents’ deaths were caused by those policies, customs, or practices. (See
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Doc. 4 at ¶¶ 18-76). These allegations state plausible claims against Sheriff Glanz in his official
capacity.
3.
Claims for Punitive Damages Against Glanz in His Official Capacity
Sheriff Glanz requests that the Court dismiss the plaintiffs’ requests for punitive damages
against Glanz in his official capacity, as such recovery is not permitted against a municipality. It
is indeed well settled that a plaintiff may not recover punitive damages against a municipality
under § 1983. City of Newport v. Fact Concerts, Inc., 453 U.S. 247, 270–71 (1981); Youren v.
Tintic School Dist., 343 F.3d 1296, 1307 (10th Cir. 2003). However, in Youren, the Tenth
Circuit stated that “[t]he fact that municipalities are immune from punitive damages does not,
however, mean that individual officials sued in their official capacity are likewise immune.” Id.
at 1296. This statement by the court has repeatedly been called into question. See, e.g., Kerns v.
Indep. Sch. Dist. No. 31 of Ottawa Cnty., 13-CV-290-TCK-PJC, 2013 WL 5903632 (N.D. Okla.
Oct. 31, 2013) (collecting cases which have declined to follow Youren on this point). Recently,
in Cross Continent Dev., LLC v. Town of Akron, Colo., No. 12-1391, 2013 WL 6334840 (10th
Cir. Dec. 6, 2013), the Tenth Circuit discussed this issue:
[W]e must adhere to prior rulings of our court in the absence of our court's
issuance of an en banc decision overruling the prior panel decision. In re Smith,
10 F.3d 723, 724 (10th Cir.1993). We feel compelled, however, to note our
agreement with McGuire's characterization of Youren as an anomalous outlier.
After all, if “an official-capacity suit is, in all respects other than name, to be
treated as a suit against the entity,” Kentucky v. Graham, 473 U.S. 159, 166, 105
S.Ct. 3099, 87 L.Ed.2d 114 (1985) (“It is not a suit against the official personally,
for the real party in interest is the entity.” (emphasis in original)), and “a
municipality is immune from punitive damages under 42 U.S.C. § 1983,” City of
Newport v. Fact Concerts, Inc., 453 U.S. 247, 271, 101 S.Ct. 2748, 69 L.Ed.2d
616 (1981), then individuals sued in their official capacity should be immune
from punitive damages as well. The conclusion seems inescapable. Indeed, the
force of this reasoning has led courts within our own circuit to ignore Youren
when dismissing punitive damage claims in official-capacity § 1983 suits. See,
e.g., Fernandez v. Taos Mun. Sch. Bd. of Educ., 403 F.Supp.2d 1040, 1043
(D.N.M.2005) (Kelly, J., sitting by designation).
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This Court agrees with the analysis of Cross Continent that Youren is anomalous and
somewhat inconsistent with Supreme Court precedent. However, at this point, because Youren
remains precedent within this Circuit and the Court need not determine the punitive damages
issue at this stage, Sheriff Glanz’s request that the Court dismiss the plaintiffs’ punitive damages
allegations against him in his official capacity is denied, without prejudice.
4.
Claims Under the Oklahoma Constitution
Plaintiffs assert claims under Article 2, §§ 7 and 9 of the Oklahoma Constitution.
Specifically, they allege that, under the Oklahoma Due Process Clause (§ 7), “the right to be free
from cruel and unusual punishment extends to pre-trial detainees who have yet to be convicted of
a crime” just as the Fourteenth Amendment’s Due Process Clause extends the protections of the
Eighth Amendment’s prohibition of cruel and unusual punishment to pre-trial detainees under
the United States Constitution. (Doc. 36 at 21). Sheriff Glanz argues that the Oklahoma
Constitution’s prohibition of cruel and unusual punishment applies only to those convicted of a
crime and that it is not extended to pretrial detainees. In the cases cited by the Sheriff (see Doc.
32 at 17-18), courts determined that federal and state prohibitions on cruel and unusual
punishment apply only to those convicted of a crime. As plaintiff points out in response, those
holdings are in direct conflict with published Tenth Circuit authorities, at least with respect to the
federal Constitution. “Under the Fourteenth Amendment due process clause, ‘pretrial detainees
are . . . entitled to the degree of protection against denial of medical attention which applies to
convicted inmates’ under the Eighth Amendment.” Martinez v. Beggs, 563 F.3d 1082, 1088
(10th Cir. 2009) (quoting Garcia v. Salt Lake County, 768 F.2d 303, 307 (10th Cir. 1985)).
Article 2, § 9 of the Oklahoma Constitution is virtually identical to the Eighth
Amendment to the United States Constitution; § 9 prohibits “cruel or unusual punishments,”
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while the Eighth Amendment prohibits “cruel and unusual punishments.” Likewise, both the
state and federal Due Process Clauses prohibit a state from depriving any person of “life, liberty,
or property, without due process of law.” U.S. Const. amend. XIV; Okla. Const. art. 2, § 7.
“Oklahoma's Due Process Clause, Okla. Const. Art. 2, § 7, has a definitional sweep that is
coextensive with its federal counterpart, although there may be situations in which the Oklahoma
provision affords greater due process protections than its federal counterpart.” State ex rel.
Oklahoma Bar Ass'n v. Mothershed, 264 P.3d 1197, 1218 n.65 (Okla. 2011) (emphasis added).
In other words, the state Due Process Clause may afford greater, but not lesser, protections than
the Due Process Clause of the United States Constitution. See id. Thus, the Court sees no reason
to find that the Oklahoma Due Process Clause does not extend to pretrial detainees “the degree
of protection against denial of medical attention which applies to convicted inmates under” the
state’s equivalent (Okla. Const. art. 2, § 9) of the Eighth Amendment prohibition against cruel or
unusual punishment.
See Martinez, 563 F.3d at 1088. The motion to dismiss the state
constitutional claim is accordingly denied at this time.1
IT IS THEREFORE ORDERED that defendant Stanley Glanz’s Motion to Dismiss (Doc.
32) is denied at this time.
SO ORDERED this 17th day of March, 2014.
1
Plaintiffs’ Amended Complaint alleges that Ms. Young was convicted prior to her death
at the Jail. (Doc. 4 at ¶ 53). Thus, her state constitutional claim would be analyzed under the
state’s prohibition of “cruel or unusual punishments” (art. 2, § 9), while the other plaintiffs who
were pretrial detainees would have their state constitutional claims analyzed under the state’s
Due Process Clause (art. 2, § 7).
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