Brookfield v. Shelite
Filing
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OPINION AND ORDER by Judge James H Payne ; denying certificate of appealability; denying 1 Petition for Writ of Habeas Corpus (2241/2254) (pll, Dpty Clk)
IN THE UNITED STATES DISTRICT COURT FOR THE
NORTHERN DISTRICT OF OKLAHOMA
VINCENT MELVIN BROOKFIELD,
Petitioner,
v.
CARL BEAR, Warden,
Respondent.
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Case No. 15-CV-168-JHP-JFJ
OPINION AND ORDER
Before the Court is Petitioner Vincent Melvin Brookfield’s habeas corpus petition under
28 U.S.C. § 2254 (Dkt. 1). Petitioner challenges his Tulsa County District Court convictions for
child sexual abuse, Case No. CF-2011-1156. Dkt. 1, Petition, at 1. He asks the Court to dismiss
the convictions or reduce his fifteen year sentence based on evidentiary errors, prosecutorial
misconduct, and ineffective assistance of appellate counsel. Id. at 4-13. Respondent contends
one claim is procedurally defaulted, and the exhausted claims fail on the merits. For the reasons
below, the Court will deny the petition.
I. Background
In 2011, Petitioner was arrested for molesting his stepdaughter, M.K. Dkt. 7-11, O.R., at
1-5; see also Dkt. 7-1, Pet. App. Brief, at 8-9. The alleged crimes took place from 2003 to 2010,
when M.K. was between seven and fourteen years old. Id. The State charged Petitioner with
seven counts of child sexual abuse in violation of OKLA. STAT. tit. 21, § 843.5E. Dkt. 8-1, O.R.,
at 21-22. Each count reflected a date range and described the specific type of abuse. Id. At the
preliminary hearing held April 29, 2011, the State Court dismissed Counts III through VII after
finding the prosecutor failed to elicit testimony regarding sexual abuse after 2004. Dkt. 8-3, Tr.
Prelim. Hr’g, at 38-40. Counts I through III were reserved for trial. Id. On May 23, 2012, a jury
convicted Petitioner on Count I (pressing genitals against M.K.’s buttocks) and Count II
(touching M.K.’s breasts), but acquitted him on Count III (touching M.K.’s genitals). Dkt. 8-10,
Tr. Trial vol. III, at 62-63; see also Dkt. 8-1, O.R., at 21. The jury recommended a punishment of
5 years imprisonment on Count I and 10 years imprisonment on Count II, to be served
consecutively. Dkt. 8-10, Tr. Trial vol. III, at 62-63. The State Court sentenced Petitioner
accordingly. Dkt. 8-11, Tr. Sent. Hr’g (June 11, 2012), at 2-3.
Petitioner perfected a direct appeal to the Oklahoma Court of Criminal Appeals
(“OCCA”). Dkt. 7-1, Pet. App. Brief, at 1. He raised four propositions of error:
(Proposition I): Improper admission of evidence regarding Counts IV through VII, which
were dismissed at the preliminary hearing.
(Proposition II): Improper admission of prejudicial evidence and argument.
(Proposition III): Counts I and II should have been dismissed based on the statute of
limitations set forth in OKLA. STAT. tit. 22, § 152.
(Proposition IV): The cumulative effect of these errors resulted in an excessive sentence.
Id. at 2. By a Summary Opinion entered August 7, 2013, the OCCA affirmed Petitioner’s
conviction and sentence. Dkt. 3-3, State v. Petitioner, No. CF-2012-522 (Okla. Crim. App. 2013)
(unpublished), at 1.
On February 13, 2014, Petitioner filed a pro se application for post-conviction relief in the
State Court. Dkt. 7-4, P.C. App., at 1. He raised the following six propositions of error:
(Proposition 1): Petitioner’s rights were violated under the Confrontation Clause because
an easel-board blocked his view of M.K. while she was testifying.
(Proposition 2): Appellate counsel rendered ineffective assistance by failing to argue
the prosecutor coerced M.K. to supply false testimony.
(Proposition 3): The prosecutor committed misconduct by filing three versions of the
2
Information.
(Proposition 4): Appellate counsel rendered ineffective assistance by failing to challenge
the improper admission of propensity evidence.
(Proposition 5): Appellate counsel rendered ineffective assistance by failing to raise the
Confrontation Clause argument on direct appeal.
Id. at 5-18. By an Order entered August 12, 2014, the State Court found Proposition 3 was
procedurally barred because Petitioner did not raise it on direct appeal. Dkt. 7-6, Order Denying
Post-Conviction Application (hereinafter, “P.C. Order”), at 4. The State Court denied the
remaining Propositions on the merits. Id. at 4-6. By a Summary Opinion entered January 7,
2015, the OCCA affirmed the decision. Dkt. 7-9, Petitioner v. State, No. CF-2014-828 (Okla.
Crim. App. 2015) (unpublished), at 1.
Petitioner filed the instant § 2254 Petition on April 6, 2015. Dkt. 1. He identifies the
following grounds for relief:
(Ground 1): Improper admission of evidence regarding Counts IV through VII, which
were dismissed at the preliminary hearing.
(Ground 2): Improper admission of prejudicial evidence and argument.
(Ground 3): Counts I and II should have been dismissed based on the statute of limitations
set forth in OKLA. STAT. tit. 22, § 152.
(Ground 4): Cumulative error based on Grounds 1 through 3.
(Ground 5): Appellate counsel rendered ineffective assistance by failing to raise a
Confrontation Clause argument based on the easel-board that blocked Petitioner’s view.
(Ground 6): Appellate counsel rendered ineffective assistance by failing to argue the
prosecutor coerced M.K. to supply false testimony.
(Ground 7): Prosecutors committed misconduct by filing three versions of the
Information.
(Ground 8): Appellate counsel rendered ineffective assistance by failing to challenge
improper admission of propensity evidence.
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Dkt. 1, Petition, at 4-17.
Respondent filed a Response along with copies of the state court record. Dkt. 7, 8.
Respondent concedes, and the Court finds, that Petitioner timely filed his federal habeas petition.
See 28 U.S.C. § 2244(d)(1). However, Respondent contends Ground 7 is procedurally defaulted
and the remaining claims lack merit. Dkt. 9, Response, at 8-43. Petitioner filed a Reply on July
29, 2015. Dkt. 12.
II. Exhaustion and Procedural Default
The Antiterrorism and Effective Death Penalty Act (AEDPA) governs this Court’s review
of petitioner’s habeas claims. See 28 U.S.C. § 2254. Relief is only available under the AEDPA
where the petitioner “is in custody in violation of the Constitution or laws or treaties of the
United States.” 28 U.S.C. § 2254(a). “Before addressing the merits of [a habeas] claim, [the
petitioner] must show that he can satisfy [certain] procedural requirements” including the
exhaustion of state remedies. U.S. v. Greer, 881 F.3d 1241, 1245 (10th Cir. 2018); see also 28
U.S.C. § 2254(b)(1)(A). “The exhaustion requirement is satisfied if the federal issue has been
properly presented to the highest state court, either by direct review of the conviction or in a
postconviction attack.” Dever v. Kansas State Penitentiary, 36 F.3d 1531, 1534 (10th Cir. 1994).
A corollary to the exhaustion requirement is the procedural bar doctrine. See Davila v.
Davis, 137 S. Ct. 2058, 2064 (2017). If the state court denied a habeas claim “based on an
adequate and independent state procedural rule,” the claim is procedurally defaulted for purposes
of federal habeas review. Davila, 137 S. Ct. at 2064. A state procedural rule “is independent if it
is separate and distinct from federal law,” and “is adequate if it is ‘strictly or regularly followed’
and applied ‘evenhandedly to all similar claims.’” Duvall v. Reynolds, 139 F.3d 768, 796-97
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(10th Cir. 1998) (quoting Hathorn v. Lovorn, 457 U.S. 255, 263 (1982)).
“Once the state pleads the affirmative defense of an independent and adequate state
procedural bar, the burden to place that defense in issue shifts to the petitioner.” Hooks v. Ward,
184 F.3d 1206 (10th Cir. 1999). “To satisfy this burden, petitioner is, at a minimum, required to
set forth specific factual allegations as to the inadequacy of the state procedure.” Smallwood v.
Gibson, 191 F.3d 1257, 1268 (10th Cir. 1999). If the Court determines a procedural bar applies,
a federal court will not review the claim unless the petitioner can show “cause … and actual
prejudice” for the default or that a “fundamental miscarriage of justice” will result from dismissal
of the claim. Coleman v. Thompson, 501 U.S. 722, 750 (1991).
Petitioner did not raise Ground 7 (prosecutorial misconduct based on the filing of multiple
Informations) on direct appeal. Therefore, the State Court and the OCCA declined to address
those claims during the post-conviction proceedings, citing OKLA. STAT. tit. 22, § 1086 and
similar case law. Dkt. 7-6, P.C. Order, at 4. Section 1086 bars claims that were not raised on
direct appeal unless the petitioner demonstrates a “sufficient reason” for the earlier omission.
OKLA. STAT. tit. 22, § 1086. The rule is independent, as it relies purely on state law. See
Smallwood v. Gibson, 191 F.3d 1257, 1268 (10th Cir. 1999).
The Tenth Circuit has also
“repeatedly found that Oklahoma has applied section 1086 consistently to preclude claims on
post-conviction review which could have been raised on direct appeal.” Hale v. Gibson, 227 F.3d
1298, 1330 n. 15 (10th Cir. 2000) (collecting cases). Indeed, Oklahoma has applied the Section
1086 bar in cases involving prosecutorial misconduct. See Woodruff v. State, 910 P.2d 348, 351
(Okla. Crim. 1996). The State Court and the OCCA therefore denied Ground 7 based on an
adequate and independent state procedural rule.
As noted above, Court cannot reach the merits of Ground 7 unless Petitioner demonstrates
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cause and prejudice or a fundamental miscarriage of justice. Coleman, 501 U.S. at 750. The
cause standard requires a petitioner to “show that some objective factor external to the defense
impeded ... efforts to comply with the State’s procedural rules.” Murray v. Carrier, 477 U.S.
478, 488 (1986). Factors supporting “cause” include previously unavailable evidence, a change
in the law, and interference by state officials. Id. The “fundamental miscarriage of justice”
exception requires the petitioner to demonstrate he is “actually innocent.” McCleskey v. Zant,
499 U.S. 467, 494 (1991).
Respondent’s brief thoroughly set out the above standard, and the Court granted Petitioner
an opportunity to reply. Dkt. 9, Response, at 38-43; see also Dkt. 5, Order to Show Cause, at 3.
However, Petitioner’s Reply makes no attempt to overcome the procedural default of Ground 7
and merely rehashes the merits of the claim. Dkt. 12, Reply, at 17-18. Habeas review is
therefore unavailable with respect to Ground 7.
II. Merits Analysis
Respondent concedes, and the Court finds, Petitioner exhausted state remedies with
respect to Grounds 1 through 6 and Ground 8. Dkt. 9, Response, at 2. The Court will therefore
consider whether Petitioner’s conviction violates “the Constitution or laws or treaties of the
United States.” 28 U.S.C. § 2254(a). Because the OCCA already adjudicated Petitioner’s claims,
this Court may not grant habeas relief unless he demonstrates the OCCA’s ruling: (1) “resulted in
a decision that was contrary to . . . clearly established Federal law as determined by Supreme
Court of the United States,” 28 U.S.C. § 2254(d)(1);1 (2) “resulted in a decision that . . . involved
1
As used in § 2254(d)(1), the phrase “clearly established Federal law” means “the governing legal
principle or principles” stated in “the holdings, as opposed to the dicta, of [the Supreme Court’s] decisions
as of the time of the relevant state-court decision.” Lockyer v. Andrade, 538 U.S. 63, 71–72 (2003)
(quoting Williams v. Taylor, 529 U.S. 362, 412 (2000)); see also House v. Hatch, 527 F.3d 1010, 1015
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an unreasonable application of clearly established Federal law,” id.; or (3) “resulted in a decision
that was based on an unreasonable determination of the facts” in light of the record presented to
the state court, id. at § 2254(d)(2).
“To determine whether a particular decision is ‘contrary to’ then-established law, a federal
court must consider whether the decision ‘applies a rule that contradicts [such] law’ and how the
decision ‘confronts [the] set of facts’ that were before the state court.” Cullen v. Pinholster, 563
U.S. 170, 182 (2011) (alterations in original) (quotations omitted). When the state court’s
decision “identifies the correct governing legal principle in existence at the time, a federal court
must assess whether the decision ‘unreasonably applies that principle to the facts of the prisoner’s
case.”
Id. (quotations omitted).
Significantly, an “unreasonable application of” clearly
established federal law under § 2254(d)(1) “must be objectively unreasonable, not merely
wrong.” White v. Woodall, 134 S. Ct. 1697, 1702 (2014) (quotations omitted). “[E]ven clear
error will not suffice.” Id. Likewise, under § 2254(d)(2), “a state-court factual determination is
not unreasonable merely because the federal habeas court would have reached a different
conclusion in the first instance.” Wood v. Allen, 558 U.S. 290, 301 (2010). The Court must
presume the correctness of the OCCA’s factual findings unless petitioner rebuts that presumption
“by clear and convincing evidence.” 28 U.S.C. § 2254(e)(1).
Essentially, the standards set forth in § 2254 are designed to be “difficult to meet,”
Harrington v. Richter, 562 U.S. 86, 102 (2011), and require federal habeas courts to give state
court decisions the “benefit of the doubt.” Woodford v. Visciotti, 537 U.S. 19, 24 (2002). A state
prisoner ultimately “must show that the state court’s ruling ... was so lacking in justification that
(10th Cir. 2008) (explaining that “Supreme Court holdings—the exclusive touchstone for clearly
established federal law—must be construed narrowly and consist only of something akin to on-point
holdings”).
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there was an error well understood and comprehended in existing law beyond any possibility for
fairminded disagreement.” Richter, 562 U.S. at 103.
A. (Ground 1): Propensity Evidence
In Ground 1, Petitioner argues the State Court improperly admitted evidence supporting
Counts IV through VII, which were dismissed before trial. Dkt. 1, Petition, at 4. Specifically,
M.K. was allowed to testify about sexual abuse that occurred between 2007 and 2010, even
though Counts I through III were limited to 2003 and 2004. Id.; see also Dkt. 7-1, Pet. App.
Brief, at 14. Petitioner contends the evidence of later abuse suggested he had a propensity to
commit sex crimes and that such perception resulted in an inflated sentence. Dkt. 1, Petition, at
4; see also Dkt. 7-1, Pet. App. Brief, at 13.
As Respondent points out, the OCCA addressed Petitioner’s propensity-evidence claim as
an alleged error of state law. Dkt. 7-3, OCCA Op., at 2. The OCCA analyzed the claim under
the plain error doctrine, as Petitioner’s counsel did not object at trial, and found it was admissible
under OKLA. STAT. tit. 12, § 2413(A). Id. at 3. That statute provides for the admission of
unrelated sex crimes where “the defendant is accused of an offense of sexual assault.” Id.
(quoting Section 2413(A)). The OCCA went on to observe that the dismissal of Counts IV
through VII at the preliminary hearing does not prohibit the admission of propensity evidence at
trial, and, in any event, Petitioner’s sentence was not inflated. Id. at 3-4.
“[F]ederal habeas corpus relief does not lie for errors of state law.” Wilson v. Corcoran,
562 U.S. 1, 16 (2010) (per curiam) (quoting Estelle v. McGuire, 502 U.S. 62, 67 (1991)).
Consequently, federal courts “may not provide habeas corpus relief on the basis of state court
evidentiary rulings ‘unless they rendered the trial so fundamentally unfair that a denial of
constitutional rights results.’” Duckett v. Mullin, 306 F.3d 982, 999 (10th Cir. 2002) (quoting
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Mayes v. Gibson, 210 F.3d 1284, 1293 (10th Cir. 2000)). See also Thornburg v. Mullin, 422 F.3d
1113, 1125 (10th Cir. 2005) (To overcome the OCCA’s plain-error ruling on an evidentiary issue,
the alleged error must have “so infused the trial with unfairness as to deny due process of law”).
Having reviewed the record, the Court finds the admission of propensity evidence did not
render the trial fundamentally unfair. There is no indication in the record that the jury concluded
Petitioner was guilty simply based on evidence of later abuse. On the contrary, the verdicts
reflect the jury carefully considered each allegation of sexual contact and determined Petitioner
was guilty of certain types of abuse (Counts I and II), but not others (Count III). Dkt. 8-10, Tr.
Trial vol. III, at 62-63; see also Dkt. 8-1, O.R., at 21. Further, the Court is not convinced the
propensity evidence resulted in an inflated sentence. As the OCCA correctly noted, “the range of
punishment for child sexual abuse is ‘not exceeding life imprisonment,’” and Petitioner’s fifteen
year sentence is “at the low end of the … range.” Dkt. 7-3, OCCA Ap., at 4-5. Giving
appropriate deference to the OCCA’s application of the plain-error test, the Court finds the
OCCA did not unreasonably apply federal law. Habeas relief is therefore unavailable on Ground
1.
B. (Ground 2): Unfairly Prejudicial Evidence and Argument
In Ground 2, Petitioner contends the State Court admitted unfairly prejudicial evidence
and argument, which inflated his sentence. Dkt. 1, Petition, at 6. The challenged evidence
appears to relate to instances of later abuse (i.e., abuse that took place after 2003 and 2004). Dkt.
7-1, Pet. App. Brief, at 23-24. This argument is identical to Ground 1 and fails for the reasons
above. Ground 2 also seeks relief based on the prosecutor’s remarks in closing argument. Id. at
24-26. Petitioner complains the prosecutor inappropriately stated: (a) the abuse “was as common
to [M.K.] as eating breakfast,” and “[i]t was just something that happened every day;” (b) the
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defense theory that M.K. lied about the abuse to get herself out of trouble was “baloney;” and (c)
“the truth is [Petitioner] molested [M.K.].” Id. at 24-27.
Inappropriate remarks during closing argument are analyzed under a theory of
prosecutorial misconduct. Hamilton v. Mullin, 436 F.3d 1181, 1187 (10th Cir. 2006). “When a
defendant asserts claims of prosecutorial misconduct in a habeas petition, those claims are
reviewed for a violation of due process.” Id. “[N]ot every trial error or infirmity which might
call for application of supervisory powers correspondingly constitutes a failure to observe that
fundamental fairness essential to the very concept of justice.” Patton v. Mullin, 425 F.3d 788,
811 (10th Cir. 2005) (citations omitted). “To be entitled to relief, a defendant must establish that
the prosecution’s conduct or remarks ‘so infected the trial with unfairness as to make the resulting
conviction a denial of due process.’” Hamilton, 436 F.3d at 1187. “Such a determination may be
made only after ‘tak[ing] notice of all the surrounding circumstances, including the strength of
the state’s case.’” Id. (quoting Coleman v. Brown, 802 F.2d 1227, 1237 (10th Cir. 1986)).
The OCCA found the prosecutor’s closing remarks did not amount to misconduct. Dkt. 73, OCCA Ap., at 5. The Summary Opinion observes: “Comments in closing argument that the
sexual abuse was a common occurrence to the victim was a reasonable inference on the
evidence.” Id. The OCCA further concluded defense counsel invited the remarks by misstating
the evidence, and that the prosecutor did not give any personal opinion of Petitioner’s guilt. Id. at
5-6.
After reviewing the record, the Court agrees. The prosecutor made the remarks about the
frequency of abuse to explain why - as defense counsel noted - M.K. had trouble remembering
details:
She can’t remember what she was wearing every single time she was molested. You
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think you would remember, right? Not if you’re blocking it out. Not if you’re trying to
forget. … Not if it was as common as you eating breakfast. [M.K.], what did you have for
breakfast in 2007 in June? [M.K.] what did you have for breakfast in 2004 when you
were eight years old in wintertime? She didn’t remember. It was just something that
happened every day. She ate. Same thing.
Dkt. 8-10, Tr. Trial vol. III, at 34. The “baloney” comment was also made in response to a
defense theory. Id. at 49-50. Petitioner’s counsel argued that the discipline imposed on M.K. in
2010 was the “real trigger” that caused her to lie about the abuse. Id. at 49-50. The prosecutor
retorted:
M.K. told her mom [in 2007]. It didn’t work when she told her mom. Nothing happened.
… They suffered silently until [M.K.] was a completely different little girl in 2010… You
think she was doing that because she’s a teenager? … She’s making this up, she thought
about it years in advance, she set it all up, it’s this really elaborate conspiracy because she
knew that at some point she was going to want to have a boyfriend and daddy wasn’t
going to let her and she was going to just set this whole thing up so that she could say,
yeah, I was being molested, let’s break up the family … Really? No, huh-uh, huh-uh.
Don’t fall for it. It’s baloney.
Id. at 55-56. With respect to the final challenged remark, the prosecutor simply stated: “[I]n the
instructions at the very end it says, your verdict must speak the truth… The truth is that that man
molested [M.K.].” Id. at 54.
When read in context, none of these comments “so infected the trial with unfairness as to
make the resulting conviction a denial of due process.’” Hamilton, 436 F.3d at 1187. This is
particularly true in light of “the strength of the state’s case.” Id. The State presented direct
testimony by the victim about the abuse, and the jury elected to believe her. Therefore, the
prosecutor’s remarks did not violate Petitioner’s due process rights, and Ground 2 fails.
C. (Ground 3): Statute of Limitations
In Ground 3, Petitioner contends his prosecution was barred by the expiration of the
statute of limitations. Dkt. 1, Petition, at 7. The parties agree that OKLA. STAT. tit. 22, § 152
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governs the limitations period on criminal prosecutions. Id.; see also Dkt. 7-1, Pet. App. Brief, at
30; Dkt. 7, Response, at 17-18. Section 152 sets forth specific limitations periods for specific
crimes and provides a three-year “catch-all” limitation period for any crime not specifically
enumerated therein. See OKLA. STAT. tit. 22, § 152(H). Petitioner argues that the sexual abuse
statute in effect in 2004, OKLA. STAT. tit. 10, § 7115, is not specifically enumerated in Section
152, and therefore the limitation period is three years. Dkt. 7-1, Pet. App. Brief, at 30-31.
According to Petitioner, the State violated Section 152 by charging him in 2011 for crimes that
occurred in 2003 and 2004. Id.; see also Dkt. 7-1, Pet. App. Brief, at 31.
Petitioner’s argument fails, for two reasons. First, the argument is an “attempt to take
unfair advantage of the renumbering of [the sexual abuse] statutes.” Dkt. 7-3, OCCA Op., at 6-7.
The sexual abuse statute in effect in 2004, OKLA. STAT. tit. 10, § 7115, does not appear as an
enumerated offense in Section 152 because Section 7115 was renumbered as OKLA. STAT. tit. 21,
§ 843.5.
Id.
The renumbered child abuse statute - upon which Petitioner’s conviction is
predicated - does appear as an enumerated offense in Section 152. See OKLA. STAT. tit. 22, §
152(C). At the time of the crime, “child sexual abuse cases were to be prosecuted within seven
years of discovery.” Dkt. 7-3, OCCA Op., at 6-7. The crimes here occurred in 2003 and 2004;
were discovered in 2007 when M.K. first told her mother; and resulted in charges in 2011. Id. at
7. Thus, the prosecution was not time-barred.
Further, even if the OCCA was wrong, Ground 3 represents an alleged error of state law.
“A state court’s interpretation of state [statute], including one announced on direct appeal of the
challenged conviction, binds a federal court sitting in habeas corpus.” Bradshaw v. Richey, 546
U.S. 74, 76 (2005). Accordingly, the “failure to properly apply a state statute of limitations does
not violate due process or any other provision of the Constitution or a federal statute, and thus
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does not provide a basis for granting a writ of habeas corpus.” Gauntlett v. Cunningham, 171
Fed. App’x 711, 715 n.3 (10th Cir. 2006)2 (quoting Burns v. Lafler, 328 F.Supp.2d 711, 719
(E.D. Mich. 2004)). See also Kinkead v. Standifird, 502 Fed. App’x 792, 795 (10th Cir. 2012)
(rejecting petitioner’s argument that his “criminal prosecution was barred by the statute of
limitations” and noting courts “do not review violations of state law”). Ground 3 therefore fails.
D. (Ground 4): Cumulative Error
In Ground 4, Petitioner contends the “cumulative effect of all errors addressed in Grounds
One through Ground Three inflated [his] sentences.” Dkt. 1, Petition, at 9. Under Tenth Circuit
law, the “[c]umulative error analysis [only] applies [in a habeas proceeding] where there are two
or more actual errors.” Moore v. Reynolds, 153 F.3d 1086, 1113 (10th Cir. 1998). [I]t does not
apply to the cumulative effect of non-errors.” Id. Having found no error in Grounds 1 through 3,
the Court rejects Petitioner’s cumulative error claim.
E. Grounds (5, 6, and 8): Ineffective Assistance of Appellate Counsel
Grounds 5, 6, and 8 all raise claims for ineffective assistance of appellate counsel. Dkt. 1,
Petition, at 14-17.
Petitioner contends appellate counsel should have raised the following
arguments on direct appeal: (Ground 5): Petitioner’s rights under the Confrontation Clause were
violated because an easel-board obstructed his view of M.K. in the witness box; (Ground 6): The
prosecutor coerced M.K. to supply false testimony; and (Ground 8): The State Court improperly
admitted propensity evidence. The OCCA rejected these claims, finding the record controverted
or failed to support each argument and that appellate counsel otherwise provided capable
assistance. Dkt. 7-9, OCCA Ap., at 4-5.
2
The Court cites this decision, and other unpublished decisions herein, as persuasive authority. See
FED. R. APP. P. 32.1(a); 10th Cir. R. 32.1(A).
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The Sixth Amendment guarantees criminal defendants the right to the effective assistance
of counsel. U.S. Const. amend VI. A deprivation of that right occurs where: (1) counsel’s
performance was deficient, and (2) such performance prejudiced the defense. Strickland v.
Washington, 466 U.S. 668, 687 (1984). The Strickland test applies to appellate counsel. See
Evitt v. Lucey, 469 U.S. 387, 393-400 (1985); United States v. Cook, 45 F.3d 388, 392 (10th Cir.
1995). When a habeas petitioner alleges appellate counsel failed to raise an issue on direct
appeal, the Court “first examine[s] the merits of the omitted issue.” Hawkins v. Hannigan, 185
F.3d 1146, 1152 (10th Cir. 1999). “If the omitted issue is meritless, then counsel’s failure to raise
it does not amount to constitutionally ineffective assistance.” Id. (citing Parker v. Champion, 148
F.3d 1219, 1221 (10th Cir. 1998)). If the issue has merit, the Court must then determine whether
counsel’s failure to raise it “was deficient and prejudicial” under Strickland. Id.
Standing alone, the Strickland standard is “highly deferential.” Strickland, 466 U.S. at
689.
Coupled with § 2254(d)(1), this Court’s review of the OCCA’s ruling is “doubly
deferential.” Knowles v. Mirzayance, 556 U.S. 111, 123 (2009) (A “doubly deferential judicial
review … applies to a Strickland claim evaluated under the § 2254(d)(1) standard.”). “[W]hen
assessing a state prisoner’s ineffective-assistance-of-counsel claims on habeas review, [this
Court] defer[s] to the state court’s determination that counsel’s performance was not deficient
and, further, … to the attorney’s decision in how to best represent a client.” Byrd v. Workman,
645 F.3d 1159, 1168 (10th Cir. 2011).
Applying double deference, the Court finds the OCCA properly applied the Strickland
standard in this case. The State Court found, and this Court agrees, that the Confrontation Clause
argument is meritless. Dkt. 7-6, P.C. Order, at 5. While the Confrontation Clause typically
requires the witness to face the defendant during testimony, see Cook v. McCune, 323 F.3d 825,
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832 (10th Cir. 2003), there is no indication in the record that Petitioner could not see M.K.
Indeed, the only concrete evidence on this point is a 2014 letter from appellate counsel, which
Petitioner attached as an exhibit to his post-conviction application. Dkt. 7-4, P.C. App., at 20.
The letter indicates trial counsel understood Petitioner could see the witness, and Petitioner never
complained during trial. Id. Appellate counsel wrote, in relevant part:
I recall contacting your trial attorney, Kathy Frye, regarding your concern that a State
demonstration board may have blocked your view of certain witnesses during their
testimony at trial…. My notes indicate I discussed this topic with Ms. Frye, … [and she]
assured me she took appropriate measures to compensate for her vision impairment,
including but not limited to, having her assistant Tina consult with the jailer…. It was Ms.
Frye’s belief that you could see the witnesses and you certainly never said anything if you
were unable to see them. Ms. Frye had her assistant Tina ask the jailer, who sat directly
behind you in the courtroom, if she was able to see. The jailer said that she could see the
witnesses and you should be able to see them. Ms. Frye added that you should have been
able to see them as the witnesses were right in front of you because of where you were
sitting.
Id.
The letter further indicates Petitioner urged appellate counsel to avoid raising issues that
might result in a new trial (and any risk of a steeper sentence), including ineffective assistance of
trial counsel:
In addition, my notes from our phone calls and written correspondence during my
representation show that the reason this extra-record claim was not included in your direct
appeal is that you told me, with the exception of the statute of limitations issue, you did
not want to risk raising new trial issues on direct appeal…. We specifically discussed and
you stated you understood that because you did not want to risk a new trial, we would not
raise issues that had to be run through a claim of ineffective assistance of trial counsel.
Id. at 21. Respondent highlighted this letter in his Response, and Petitioner failed to contravene
this version of events in his Reply. Dkt. 7, Response, at 31-35; see also Dkt. 12, Reply, at 10-12.
Therefore, the Court concludes appellate counsel appropriately refrained from raising the
Confrontation Clause argument.
15
Ground 6 fails for similar reasons. Petitioner contends the prosecutor coerced M.K. to
lie at the preliminary hearing, and appellate counsel should have raised this issue on appeal.
Dkt. 1, Petition, at 15 (citing Dkt. 7-6, P.C. App., at 9-12). At the preliminary hearing, the
prosecutor asked questions about whether Petitioner touched M.K. in various places on her body.
Dkt. 8-3, Tr. Prelim. Hr’g (April 29, 2011), at 7-24. When M.K. answered, the prosecutor often
asked follow up questions about whether Petitioner touched her elsewhere or used other body
parts to touch her. Id. Petitioner’s counsel repeatedly objected that the prosecutor was leading
the witness, but the objections were overruled. Id. After reviewing the transcript, the Court
agrees that Petitioner has failed to establish “any witness coercion or wrongdoing on the part of
the prosecutor.” Dkt. 7-6, P.C. Order, at 4. The coercion claim is therefore meritless, and
appellate counsel acted appropriately by declining to raise it on direct appeal.
Petitioner’s final argument, enumerated as Ground 8, focuses on appellate counsel’s
failure to raise a claim based on the improper admission of propensity evidence. Dkt. 1, Petition,
at 17. Ground 8 clearly fails, as appellate counsel did raise the argument on appeal. Dkt. 7-1, Pet.
App. Brief, at 13-22. The propensity argument was labelled as Proposition 1, and appellate
counsel spent nine pages arguing each point Petitioner raises in the instant proceeding. Id; see
also Dkt. 1, Petition, at 17; Dkt. 12, Reply, at 12. Further, as discussed above, the propensity
argument lacks merit. See Supra, section A. Petitioner has therefore failed to establish appellate
counsel rendered ineffective assistance, and habeas relief is unavailable with respect to Grounds
5, 6, and 8.
Based on the foregoing, the Court concludes Petitioner’s conviction and sentence do not
violate federal law. 28 U.S.C. § 2254(a). The Petition is therefore denied.
16
IV. Certificate of Appealability
Habeas Corpus Rule 11 requires “[t]he district court [to] . . . issue or deny a certificate of
appealability when it enters a final order adverse to the applicant.” A certificate may only issue
“if the applicant has made a substantial showing of the denial of a constitutional right.” 28
U.S.C. § 2253(c)(2). When the district court rejects the merits of petitioner’s constitutional
claims, he must make this showing by “demonstrat[ing] that reasonable jurists would find the
district court’s assessment of the constitutional claims debatable or wrong.” Slack v. McDaniel,
529 U.S. 473, 484 (2000). For the reasons discussed above, Petitioner has not made the requisite
showing on any of his claims. The Court therefore denies a certificate of appealability.
ACCORDINGLY, IT IS HEREBY ORDERED that:
1.
The petition for a writ of habeas corpus (Dkt. 1) is denied.
3.
A certificate of appealability is denied.
4.
A separate judgment will be entered herewith.
ORDERED this 28th day of September 2018.
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