Gould v. Major County Board of County Commissioners et al
Filing
67
ORDER granting 55 defendant Sam Saeger's Motion for Summary Judgment and 56 defendant Sheriff Steve Randolph's Motion for Summary Judgment (as more fully set out in order). Signed by Honorable Vicki Miles-LaGrange on 2/18/2014. (ks)
IN THE UNITED STATES DISTRICT COURT FOR THE
WESTERN DISTRICT OF OKLAHOMA
ASHLEY NICOLE NORMAN,
Personal Representative of the Estate of
Rebecca Lee Dewitt Gould,
Plaintiff,
vs.
STEVE RANDOLPH, et al.,
Defendants.
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Case No. CIV-11-290-M
ORDER
This case is scheduled for trial on the Court’s March 2014 trial docket.
Before the Court is defendant Sam Saeger’s (“Saeger”) Motion for Summary Judgment, filed
January 2, 2014. On January 23, 2014, plaintiff filed her response, and on January 30, 2014, Saeger
filed his reply. Also before the Court is defendant Steve Randolph’s (“Sheriff Randolph”) Motion
for Summary Judgment, filed January 2, 2014. On January 23, 2014, plaintiff filed her response,
and on January 30, 2014, Sheriff Randolph filed his reply. Based upon the parties’ submissions, the
Court makes its determination.
I.
Introduction
Sheriff Randolph was at all times relevant to this action the Sheriff of Major County. Saeger
was the Jail Administrator for the Major County Jail (“MCJ”) at all times relevant to this action.
The MCJ was authorized to hold up to nineteen inmates. If space was available, female inmates
were housed in an area of the jail that could be separated from the general population area. If there
was not sufficient space to house female inmates in the separate area due to too many male
occupants, the Major County Sheriff’s Office had an agreement to transfer the female(s) to the
Alfalfa County Jail (“ACJ”) for temporary housing until sufficient space and the particular jail cell
became available.1
On March 5, 2009, Rebecca Gould (“Gould”) was arrested and booked into the MCJ on a
felony criminal charge out of Major County District Court.2 At the time of Gould’s book-in, staff
performed a medical review/evaluation during which it was noted that Gould had never been treated
for any mental illness. The medical questionnaire did note a number of other medical issues of
Gould. The medical questionnaire, itself, does not provide any information regarding whether any
initial suicide evaluation, history or risk assessment was performed on Gould.
Gould spent one night in the MCJ before being transferred on March 6, 2009 to the ACJ for
housing due to limited housing space in the MCJ. There were no behavior issues during this time.
When Gould was booked into the ACJ on March 6, 2009, ACJ staff also performed a medical
review/evaluation of Gould. During the evaluation, Gould denied being suicidal and denied having
received any psychiatric care.
On March 12, 2009, Gould was returned to the MCJ where she was placed in a cell with one
other female cellmate. Saeger was not advised of any, and there were no known, incidences or
behavior issues during the time Gould spent at the ACJ. It was evident from her attitude and
interactions with MCJ staff that Gould was not pleased to be in the MCJ, but she had no disciplinary
1
While in another county jail on such a transfer, the MCJ remains responsible for the
providing and the costs of medical care for the inmate. If there was a medical or behavior issue with
an inmate, the ACJ staff would notify the MCJ Jail Administrator or jail staff of the issue so that
they would be aware of it and take any steps to resolve the issues or problems.
2
On February 25, 2009, Gould’s husband, Thomas Gould, was arrested on criminal charges
as a result of a warrant from a Major County District Court case. Thomas Gould was in the MCJ
during the entirety of Gould’s incarceration.
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incidents, extraordinary behavior issues, unusual medical issues, threats of suicide, or
known/obvious mental health issues at the MCJ between March 12 and the afternoon of March 14,
2009.
During the early afternoon of Saturday, March 14, 2009, Gould’s cellmate bonded out and
was released from the MCJ, leaving Gould in a cell by herself. The cell was isolated from all other
cells and was not visible to any other inmate, although Gould could be heard in the other jail cells
if she were to yell or scream. Sometime later that afternoon, Gould began hollering and yelling that
she had made bond, was supposed to have been released, and was complaining that the jail was
continuing to illegally hold her. However, at no time did Gould make bond on the pending criminal
charge. Gould continued to intermittently scream and holler very loudly and repeatedly about being
released and tried to call out to her husband, who was housed in a different part of the jail but not
visible to her and who would also call out to her. The loud hollering would continue for a time and
then cease for an extended time with this pattern continuing through the afternoon. Eventually,
Saeger approached Gould, told her that she had not been bonded out, and told her to quit screaming
and yelling and to lay down and be quiet.
When dinner was served, Gould refused to eat. She then started yelling and screaming again
to let her out. Saeger then tried, through a raised voice, to command her to calm down and even
threatened to pull her privileges, such as television viewing, but was not successful. When Saeger
could not get her to calm down, he states that he determined that it probably was in her best interests
to have her evaluated at the hospital and possibly given some medication to calm her down. Saeger
states that at no time prior to that point had Gould made any comments or engaged in actions which
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caused him to believe she was suicidal, nor did her conduct indicate to him any suicidal tendencies
or behaviors or the necessity for any immediate mental health care treatment.
Saeger contacted Sheriff Randolph to advise him of the situation and his belief that Gould
might need to be taken to the local hospital for evaluation. Sheriff Randolph agreed, and between
8:00 p.m. and 9:00 p.m. Gould was placed in MCJ’s holding cell where she could be more closely
watched until she was transported by a deputy to the Fairview Regional Medical Center (“FRMC”)
at about 10:00 p.m. When Gould arrived at the FRMC, Dr. Solomon Ali, M.D., Nurse Shelia
Beckner, R.N., and hospital staff were advised that Gould was brought to the hospital for evaluation
because she had been greatly agitated and had exhibited unusual and erratic behavior at the jail.
Approximately 30 minutes after she was brought to the hospital, Dr. Ali made his initial visit with
Gould and found her to be calm and coherent with appropriate answers to his questions and with no
signs of undue stress or any physical injury. Because Gould told Dr. Ali that officers at the jail were
prodding her and her husband with a cattle prod, but she did not have any physical injuries
consistent with those statements, Dr. Ali determined that her behavior was indicative of paranoid
hallucinations and that it was appropriate and even necessary to assess Gould for suicidal and/or
homicidal thoughts/ideas. Dr. Ali determined that Gould was having periodic delusions but did not
believe that she was a suicidal threat or a threat to other persons.
Dr. Ali’s staff conferred with staff at the Northwest Center for Behavioral Health (“NCBH”),
a mental health facility with the Oklahoma State Department of Mental Health and Substance Abuse
Services (“ODMHSAS”), as well as a staff member from the Fairview branch office of the
ODMHSAS. Due to the pending charges against Gould, an individual with NCBH advised that
unless the charges were dropped, there was really nothing she could do for Gould at this point.
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Additionally, a counselor with the ODMHSAS advised that if Gould was determined not to be
physically threatening to herself or threatening other persons with physical harm, she was not a
candidate for involuntary admission to the mental health center.
Dr. Ali decided to treat Gould’s agitation through prescription medication, which he believed
would keep her calm through the rest of the weekend, and recommended that she be seen by a local
mental health professional two days later, on the following Monday. He provided Gould with a
dosage of Haldol to help with her agitation/psychosis and with a dosage of Remeron to help with
her insomnia and then discharged her back into police custody with prescriptions for once-a-day
dosages of Geodon and Remeron sufficient to cover Gould until she could be assessed by mental
health professionals on the following Monday.
Gould was returned to the MCJ after midnight on the morning of March 15, 2009, was placed
in the same cell, and was visually checked hourly by the on-duty jailer, Tom Wallace. Gould’s cell
could also be monitored through the MCJ’s video/audio monitoring system. When Saeger returned
to work later that day to begin his shift at 12:30 p.m., he was advised by Mr. Wallace that Gould was
back in the jail, that she was quiet, that there had been no issues with her behavior, and that she was
not under any suicide watch. Throughout the day, Saeger conducted walkthroughs of the jail and
personally observed Gould. Saeger states that he always found her to be awake, pleasant, and quiet.
David Kent Mitchell, a DOC trustee at the MCJ, has testified, however, that throughout the day,
Gould was crying off and on. About 6:00 p.m., Saeger provided Gould with her medications, and
Saeger states that he found her calm and alert. Saeger continued to make the hourly inmate checks,
including a check at 8:06 p.m.
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Shortly thereafter, at approximately 8:30 p.m., it was noticed on the jail video monitor that
a white sheet was hanging from the cell bars of Gould’s cell. Saeger states that he was not initially
alarmed because it was not uncommon for females to place a sheet on the bars to ensure extra
privacy while showering in the back of the cell. However, when, within a couple of minutes, Saeger
determined that he did not hear the female cell’s shower and that the angle of the sheet as viewed
on the monitor did not seem right, he immediately went upstairs to the jail to check and noticed
Gould hanging from the cell bars.
Saeger ran back downstairs to request help, told one of the officers to call an ambulance, and
retrieved the cell keys. Saeger and other officers ran upstairs, entered the cell, cut Gould down, and
attempted emergency medical responses until the ambulance arrived. Gould was transferred to the
Fairview hospital, where she was pronounced dead.
The MCJ has written policies and procedures and operational practices to address medical
care and suicide intervention/prevention for inmates in the MCJ. Specifically, MCJ Policy 6.08
(Psychological/Psychiatric) provides, in pertinent part:
Deputies shall routinely observe all inmates, especially those newly
admitted or just sentenced, for abnormal behavior indicative of
potential suicide, such as:
a.
Depression
b.
Sleeping difficulties
c.
Withdrawal from others
d.
Apathy, despondency
e.
Slow walking
f.
Slumped sitting
g.
Frequent crying
h.
Easily fatigues
i.
Weight loss
j.
Loss of appetite
k.
Talks of suicide
l.
Sudden mood changes
m.
Agitation
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n.
Overt psychosis
Deputies shall inform the Shift Supervisor and his/her relief Deputy
at the change of shift of any such observations. If it is decided that
an inmate may be suicidal, the inmate shall be placed in an area
where he/she can be constantly observed and communication
encouraged.
MCJ Policy 6.08, attached as Exhibit 31 to Defendant Sam Saeger’s Motion for Summary Judgment
and Brief in Support.
In this case, plaintiff alleges claims under 42 U.S.C. § 1983 for alleged violations by Saeger
and Sheriff Randolph of Gould’s constitutional rights based on alleged deliberate indifference to her
serious medical needs.3 Defendants Saeger and Sheriff Randolph now move the Court for summary
judgment as to plaintiff’s claims.
II.
Summary Judgment Standard
“Summary judgment is appropriate if the record shows that there is no genuine issue as to
any material fact and that the moving party is entitled to judgment as a matter of law. The moving
party is entitled to summary judgment where the record taken as a whole could not lead a rational
trier of fact to find for the non-moving party. When applying this standard, [the Court] examines
the record and reasonable inferences drawn therefrom in the light most favorable to the non-moving
party.” 19 Solid Waste Dep’t Mechs. v. City of Albuquerque, 156 F.3d 1068, 1071-72 (10th Cir.
1998) (internal citations and quotations omitted).
“Only disputes over facts that might affect the outcome of the suit under the governing law
will properly preclude the entry of summary judgment. Furthermore, the non-movant has a burden
of doing more than simply showing there is some metaphysical doubt as to the material facts.
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Plaintiff is not making any allegations that the MCJ staff delayed or did not promptly
respond to Gould’s situation as soon as they were aware that she was attempting to commit suicide.
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Rather, the relevant inquiry is whether the evidence presents a sufficient disagreement to require
submission to a jury or whether it is so one-sided that one party must prevail as a matter of law.”
Neustrom v. Union Pac. R.R. Co., 156 F.3d 1057, 1066 (10th Cir. 1998) (internal citations and
quotations omitted).
III.
Discussion
A.
Standing
Initially, this case was brought by Thomas Gould, as the surviving spouse of Gould. In their
motions for summary judgment, Saeger and Sheriff Randolph assert that this action should be
dismissed with prejudice because Mr. Gould lacks standing to bring these § 1983 claims.
Defendants are correct that these § 1983 claims cannot be brought by the surviving spouse of the
deceased but must be brought by the estate of the deceased victim. On February 10, 2014, the Court
granted plaintiff’s motion to amend and/or substitute party and substituted Ashley Nicole Norman,
the personal representative of the estate of Gould, as the plaintiff in this matter. Accordingly, the
Court finds that Saeger and Sheriff Randolph’s arguments regarding standing are now moot.
B.
Deliberate indifference claims
“[C]laims based on a jail suicide are considered and treated as claims based on the failure
of jail officials to provide medical care for those in their custody.” Barrie v. Grand Cnty., Utah, 119
F.3d 862, 866 (10th Cir. 1997). Thus, plaintiff’s claims must be judged against the “deliberate
indifference to serious medical needs” test of Estelle v. Gamble, 429 U.S. 97, 104 (1976). See id.
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at 869.4 Defendants, therefore, must be found to have been “deliberately indifferent” to a substantial
risk of suicide.
In order to state a claim, a plaintiff must satisfy both objective and subjective elements. The
objective element is met if the medical need is sufficiently serious. See Garrett v. Stratman, 254
F.3d 946, 949 (10th Cir. 2001). Additionally, where the allegations rest on an alleged delay in the
provision of medical treatment, there is no constitutional violation unless the plaintiff can show the
delay was due to deliberate indifference and that she suffered “substantial harm” as a result. See
Sealock v. Colo., 218 F.3d 1205, 1210 (10th Cir. 2000). In their motions, both Saeger and Sheriff
Randolph concede that suicide is a sufficiently serious medical need and that it constitutes
substantial harm under the objective element of the deliberate indifference test.
The subjective element of the deliberate indifference test requires a showing of a
“sufficiently culpable state of mind” amounting to a “deliberate indifference” to a substantial risk
of serious harm to an inmate. See Farmer v. Brennan, 511 U.S. 831, 834 (1994). A defendant “must
both be aware of facts from which the inference could be drawn that a substantial risk of serious
harm exists, and he must also draw the inference.” Id. at 837. Negligence, or even gross negligence,
is not sufficient to support a claim of deliberate indifference. See Berry v. City of Muskogee, Okla.,
900 F.2d 1489, 1495 (10th Cir. 1990). The Tenth Circuit has held:
to establish deliberate indifference to an inmate’s safety the plaintiff
must show (1) actual knowledge of the specific risk of harm [to the
detainee] . . . or that the risk was so substantial or pervasive that
knowledge can be inferred; (2) fail[ure] to take reasonable measures
to avert the harm; and (3) that failure to take such measures in light
4
Under the Fourteenth Amendment’s Due Process Clause, pretrial detainees are entitled to
the same degree of protection against denial of medical care as that afforded to convicted inmates
under the Eighth Amendment. See Frohmader v. Wayne, 958 F.2d 1024, 1028 (10th Cir. 1992).
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of [the] knowledge, actual or inferred, justifies liability for the
attendant consequences of [the] conduct, even though unintended.
Estate of Hocker v. Walsh, 22 F.3d 995, 1000 (10th Cir. 1994) (internal quotations and citations
omitted).
1.
Saeger – individual capacity
The Court has carefully reviewed the parties’ briefs and evidentiary submissions. Viewing
the evidence in the light most favorable to plaintiff and viewing all reasonable inferences in
plaintiff’s favor, the Court finds that plaintiff has not submitted sufficient evidence to create any
genuine dispute as to whether Saeger was deliberately indifferent to a substantial risk of suicide.
Specifically, the Court finds that plaintiff has not shown that Saeger disregarded a known or obvious
risk that Gould would commit suicide. While Gould exhibited a number of the abnormal behaviors
indicative of potential suicide defined in MCJ Policy 6.08 on the afternoon and evening of March
14, 2009, Saeger did not ignore this behavior, but instead contacted Sheriff Randolph and advised
Sheriff Randolph of his belief that Gould might need to be taken to the local hospital for evaluation.
Further, Saeger actually did have Gould taken to the local hospital for evaluation. Gould was seen
by a doctor. The doctor found Gould was not suicidal and was not in imminent danger and
prescribed Gould some additional medications, and Gould was returned to the MCJ. On March 15,
2009, viewing the evidence in the light most favorable to plaintiff, Gould would cry off and on,
loudly at times, that day, but did not exhibit any of the other behavior she had engaged in the day
before. Further, throughout the day, Saeger conducted walkthroughs of the jail and observed Gould,
as well as monitored Gould through the MCJ’s audio/video monitoring equipment. Based upon
these facts, taken in the light most favorable to plaintiff, the Court finds Saeger did not know, and
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no inference should have been drawn by Saeger, that Gould was suicidal or that she presented any
increased risk of suicide.
Accordingly, the Court finds that Saeger, in his individual capacity, should be granted
summary judgment.
2.
Sheriff Randolph – individual capacity
“Section 1983 claims against public officials must demonstrate some form of personal
involvement on the part of the individual defendants.” Bruner v. Baker, 506 F.3d 1021, 1026 (10th
Cir. 2007). Having carefully reviewed the parties’ submissions, and viewing the evidence in the
light most favorable to plaintiff and viewing all reasonable inferences in plaintiff’s favor, the Court
finds that plaintiff has not set forth sufficient evidence of Sheriff Randolph’s personal involvement.
Sheriff Randolph’s direct participation in the subject incident is extremely limited. Saeger contacted
Sheriff Randolph to advise him of Gould’s behavior and his belief that she might need to be taken
to the local hospital for evaluation, and Sheriff Randolph agreed. Further, Sheriff Randolph was in
the jail for a training exercise at the time of Gould’s suicide. Based upon this extremely limited
involvement, the Court finds that plaintiff cannot show that Sheriff Randolph acted with deliberate
indifference to a substantial risk that Gould would commit suicide.
The Tenth Circuit, however, has also held, that even without personal involvement in an
alleged constitutional violation, a supervisor may be held liable in his individual capacity under §
1983 if “(1) the defendant promulgated, created, implemented or possessed responsibility for the
continued operation of a policy that (2) caused the complained of constitutional harm, and (3) acted
with the state of mind required to establish the alleged constitutional deprivation.” Dodds v.
Richardson, 614 F.3d 1185, 1199 (10th Cir. 2010). Having reviewed the parties’ submissions, and
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viewing the evidence and all reasonable inferences in plaintiff’s favor, and in light of the Court’s
previous finding the Saeger was not deliberately indifferent to a substantial risk that Gould would
commit suicide, the Court finds that there is no evidence that Sheriff Randolph promulgated, created,
implemented or possessed responsibility for the continued operation of a policy, practice or custom
which caused any violation of Gould’s constitutional rights or that he acted with the requisite state
of mind of “deliberate indifference.”
Accordingly, the Court finds that Sheriff Randolph, in his individual capacity, is entitled to
summary judgment.
3.
Official capacity claims
Because the Court has found there were no violations by Saeger and Sheriff Randolph of
Gould’s constitutional rights based on alleged deliberate indifference to her serious medical needs,
the Court finds that plaintiff’s claims against Saeger and Sheriff Randolph in their official capacities
fail as a matter of law. Official capacity suits “generally represent only another way of pleading an
action against an entity of which an officer is an agent.” Monell v. N.Y. City Dep’t of Social Servs.,
436 U.S. 658, 690 n. 55 (1978). A governmental entity can not be liable when there is no underlying
constitutional violation. See Camuglia v. The City of Albuquerque, 448 F.3d 1214, 1223 (10th Cir.
2006); Apodaca v. Rio Arriba Cnty. Sheriff’s Dep’t, 905 F.2d 1445, 1447 (10th Cir. 1990).
Accordingly, the Court finds that Saeger and Sheriff Randolph, in their official capacities,
are entitled to summary judgment.
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IV.
Conclusion
For the reasons set forth above, the Court GRANTS Saeger’s Motion for Summary Judgment
[docket no. 55] and Sheriff Randolph’s Motion for Summary Judgment [docket no. 56].
IT IS SO ORDERED this 18th day of February, 2014.
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