Montgomery v. Commissioner of Social Security
Filing
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MEMORANDUM OPINION AND ORDER. The Court reverses and remands the Commissioner's decision. Signed by Magistrate Judge Suzanne Mitchell on 04/01/16. (sm)
IN THE UNITED STATES DISTRICT COURT FOR THE
WESTERN DISTRICT OF OKLAHOMA
LISA L. MONTGOMERY,
Plaintiff,
vs.
CAROLYN W. COLVIN, acting
Commissioner Social Security
Administration,
Defendant.
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Case No. CIV-15-504-SM
MEMORANDUM OPINION AND ORDER
Lisa L. Montgomery (Plaintiff) brings this action for judicial review of
the Defendant Acting Commissioner of Social Security’s (Commissioner) final
decision that she was not “disabled” under the terms of the Social Security
Act.1
See 42 U.S.C. §§ 405(g), 423(d)(1)(A).
Chief United States District
Judge Joe Heaton has referred the matter to the undersigned Magistrate
Judge for proceedings consistent with 28 U.S.C. § 636(b)(1)(B), (b)(3) and Fed.
The Social Security Act defines “disability” as the “inability to engage
in any substantial gainful activity by reason of any medically determinable
physical or mental impairment which can be expected to result in death or
which has lasted or can be expected to last for a continuous period of not less
than 12 months.” 42 U.S.C. § 423(d)(1)(A). “This twelve-month duration
requirement applies to the claimant’s inability to engage in any substantial
gainful activity, and not just his underlying impairment.” Lax v. Astrue, 489
F.3d 1080, 1084 (10th Cir. 2007) (citing Barnhart v. Walton, 535 U.S. 212,
218-19 (2002)).
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R. Civ. P. 72(b).
Doc. 3.
The parties then consented to having the
undersigned conduct all further proceedings, including the entry of a final
judgment. Doc. 13. Following a careful review of the parties’ briefs, the
administrative record (AR), and the relevant authority, the undersigned
reverses and remands the Commissioner’s decision.
I.
Administrative proceedings.
Plaintiff applied for benefits, alleging her impairments became
disabling on April 5, 2011.
AR 169.
The Social Security Administration
(SSA) initially and on reconsideration denied Plaintiff’s claim. Id. at 112-16,
118-21. At Plaintiff’s request, an Administrative Law Judge (ALJ) conducted
a hearing. Id. at 31-70; 122-25. The ALJ denied Plaintiff benefits and the
SSA Appeals Council declined Plaintiff’s request for review; Plaintiff now
seeks review of the Commissioner’s final decision. Id. at 14-26, 1-5; Doc. 1.
II.
Disability determination.
The Social Security Act defines “disability” as the “inability to engage
in any substantial gainful activity by reason of any medically determinable
physical or mental impairment which can be expected to result in death or
which has lasted or can be expected to last for a continuous period of not less
than 12 months.” 42 U.S.C. § 423(d)(1)(A). The Commissioner applies a fivestep inquiry to determine whether a claimant is disabled. See 20 C.F.R. §
404.1520; see also Williams v. Bowen, 844 F.2d 748, 750-52 (10th Cir. 1988)
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(describing the five steps). Under this sequential procedure, Plaintiff bears
the initial burden of proving she has one or more severe impairments. See 20
C.F.R. § 404.1520; Turner v. Heckler, 754 F.2d 326, 328 (10th Cir. 1985). If
she succeeds, the ALJ conducts a residual functional capacity (RFC)2
assessment at step four to determine what Plaintiff can still do despite her
impairments. See 20 C.F.R. § 404.1520(a)(4)(iv); Andrade v. Sec’y of Health &
Human Servs., 985 F.2d 1045, 1048 (10th Cir. 1993). Then, if Plaintiff shows
she can no longer engage in prior work activity, the burden of proof shifts to
the Commissioner to show Plaintiff retains the capacity to perform a different
type of work and that such a job exists in the national economy. See Turner,
754 F.2d at 328; Channel v. Heckler, 747 F.2d 577, 579 (10th Cir. 1984).
III.
The ALJ’s findings.
Following the familiar five-step inquiry, the ALJ found: Plaintiff had
not engaged in substantial gainful activity since April 5, 2011, the alleged
onset date, and has the severe impairments of migraine headaches; cervical
spine impairment; carpel tunnel syndrome; rotator cuff tear; and anxiety. AR
16. The ALJ concluded Plaintiff has the RFC to perform sedentary work
“except she can never climb ladders, ropes or scaffolds, but can frequently
climb ramps and stairs[;] frequently balance, stoop and crouch[;] frequently
Residual functional capacity “is the most [a claimant] can still do
despite [a claimant’s] limitations.” 20 C.F.R. § 404.1545(a).
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reach sideways, forward and overhead with the upper left extremity[;] and
frequently handle and finger bilaterally.” Id. at 18. The RFC assessment
further stated her “[w]ork must be limited to simple, routine and repetitive
tasks[;] occasional interaction with co-workers, supervisors and the public[;]
and free of production rate pace.” Id. After she determined Plaintiff could
not perform her past relevant work, the ALJ found Plaintiff could perform
the following occupations: tube operator, document preparer, and addresser,
each of which exists in significant numbers in the national economy. Id. at
26. The ALJ concluded Plaintiff was not disabled. Id.
IV.
Discussion
A.
Standard for review.
The court reviews the Commissioner’s final “‘decision to determine
whether the factual findings are supported by substantial evidence and
whether the correct legal standards were applied.’” Mays v. Colvin, 739 F.3d
569, 571 (10th Cir. 2014) (citation omitted); see Wilson v. Astrue, 602 F.3d
1136, 1140 (10th Cir. 2010). “Substantial evidence is such relevant evidence
as a reasonable mind might accept as adequate to support a conclusion. It
requires more than a scintilla, but less than a preponderance.” Lax v. Astrue,
489 F.3d 1080, 1084 (10th Cir. 2007) (citations omitted). In reviewing the
ALJ’s opinion, “common sense, not technical perfection, is [the court’s] guide.”
Keyes-Zachary v. Astrue, 695 F.3d 1156, 1167 (10th Cir. 2012).
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B.
Claimed errors.
Plaintiff raises two claims: the ALJ (1) “failed to provide any rationale
for rejecting the opinions of the State agency medical consultants,” and (2)
“erred by rejecting [Plaintiff’s] treating source’s opinions.”
Doc. 15, at 8.
Because the undersigned agrees with Plaintiff’s first challenge, this report
does not address the second claim. See Watkins v. Barnhart, 350 F.3d 1297,
1299 (10th Cir. 2003).
C.
The ALJ’s failure to explain her tacit rejection of the
state-agency medical consultants’ opinions.
Plaintiff claims the ALJ selectively ignored portions of the State agency
medical consultants’ opinions that contradict the ALJ’s assessed RFC. Doc.
15, at 3-15, 8-21. The ALJ stated she had accorded “some weight” to these
opinions, but also stated that Plaintiff is “more limited” because of additional
“evidence received at the hearing level . . . .” Id. at 9, 14; AR 24.
Plaintiff submits – correctly – that both Yondell Moore, M.D., and
Kelvin Samaratunga, M.D., limited Plaintiff to “occasionally, bilaterally”
manipulate small objects and effectively grasp tools. AR 78, 99 (emphasis
added). Dr. Samaratunga also added a restriction to his RFC, noting “Left in
front and/or bilaterally” and “Left Overhead” reaching limitations. Id. at 98;
see id. at 99 (“LT. SHOULDER LIMITED TO OCCA” and “lt. shoulder
restriction added to RFC . . . .”). The ALJ, however, determined Plaintiff can
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“frequently reach sideways, forward and overhead with the left upper
extremity and frequently handle and finger bilaterally.” Id. at 18 (emphases
added).
In considering the medical consultants’ opinions, the ALJ found:
The State agency medical consultants who reviewed the
evidence found the claimant could perform some light work with
some postural and manipulative limitations (Exhibit 1A and 4A).
These opinions are given some weight but additional evidence
received at the hearing level shows the claimant to be more
limited.
Id. at 24.
The ALJ may reject Drs. Moore’s and Samaratunga’s opinions that
Plaintiff is restricted to work requiring only occasional fingering, handling,
and reaching with her left upper extremity, but she must explain why. See
Clifton v. Chater, 79 F.3d 1007, 1009 (10th Cir. 1996) (“[I]n addition to
discussing the evidence supporting h[er] decision, the ALJ also must discuss
the uncontroverted evidence [s]he chooses not to rely upon, as well as
significantly probative evidence [s]he rejects.”). The ALJ referred to hearing
“additional evidence received at the hearing level . . . .” AR 24. But the only
“additional” evidence she points to in her decision is that “the claimant
testified she can pick up coins, button, zip and tie shoes.” Id. at 21. Even if
the ALJ found this testimony sufficient to discredit the experts’ handling and
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fingering limitations, it does not support her decision to reject the limitation
to only occasional reaching.
This error is not harmless.
The three jobs the ALJ found Plaintiff
capable of performing at step five, AR 26, all require frequent handling and
reaching. Id. at 26.
V.
Conclusion.
The court reverses and remands the Commissioner’s decision.
ENTERED this 1st day of April, 2016.
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