Lemon v. Commissioner Social Security Administration
Filing
20
OPINION & ORDER: The Commissioner's decision is AFFIRMED. Signed on 2/7/2024 by Judge Marco A. Hernandez. (jp)
IN THE UNITED STATES DISTRICT COURT
FOR THE DISTRICT OF OREGON
Heather L., 1
No. 1:22-cv-01652-HZ
Plaintiff,
OPINION & ORDER
v.
COMMISSIONER, SOCIAL
SECURITY ADMINISTRATION,
Defendant.
Betsy R. Shepherd
425 Riverwalk Manor Dr.
Dallas, GA 30132
Attorney for Plaintiff
Kevin C. Danielson
Assistant United States Attorney
District of Oregon
1000 SW Third Avenue, Suite 600
Portland, OR 97204
1
In the interest of privacy, this Opinion uses only the first name and the initial of the last name
of the non-governmental party or parties in this case. Where applicable, this Opinion uses the
same designation for a non-governmental party’s immediate family member.
1 – OPINION & ORDER
Noah Schabacker
Social Security Administration
Office of the General Counsel
6401 Social Security Blvd
Baltimore, MD 21235
Attorneys for Defendant
HERNÁNDEZ, District Judge:
Plaintiff Heather L. brings this action seeking judicial review of the Commissioner’s final
decision to deny disability insurance benefits (“DIB”) and supplemental security income (“SSI”).
This Court has jurisdiction pursuant to 42 U.S.C. § 405(g) (incorporated by 42 U.S.C. §
1383(c)(3)). The Court affirms the Commissioner’s decision.
PROCEDURAL BACKGROUND
Plaintiff applied for DIB and SSI on October 18, 2018, alleging an onset date of April 24,
2018. Tr. 225-226, 234-238. 2 Plaintiff’s date last insured (“DLI”) is June 30, 2022. Tr. 47. Her
application was denied initially and on reconsideration. Tr. 45.
On August 23, 2021, Plaintiff appeared with counsel for a hearing before an
Administrative Law Judge (“ALJ”). Tr. 45. On September 15, 2021, the ALJ found Plaintiff not
disabled. Tr. 55. The Appeals Council denied review. Tr. 1.
FACTUAL BACKGROUND
Plaintiff alleges disability based on arthritis, a functional movement disorder, a
hypermobility disorder, psoriasis, depression, anxiety, insomnia, chronic back pain, memory
issues, and polycystic ovarian syndrome. Tr. 259. At the time of her alleged onset date, she was
2
Citations to “Tr.” refer to the page(s) indicated in the official transcript of the administrative
record, filed herein as Docket No. 8.
2 – OPINION & ORDER
32 years old. Tr. 54. She has at least a high school education and past relevant work experience
as a receptionist. Tr. 53-54.
SEQUENTIAL DISABILITY EVALUATION
A claimant is disabled if they are unable to “engage in any substantial gainful activity by
reason of any medically determinable physical or mental impairment which . . . has lasted or can
be expected to last for a continuous period of not less than 12 months[.]” 42 U.S.C.
§§ 423(d)(1)(A), 1382c(a)(3)(A). Disability claims are evaluated according to a five-step
procedure. See Valentine v. Comm’r, 574 F.3d 685, 689 (9th Cir. 2009) (in social security cases,
agency uses five-step procedure to determine disability). The claimant bears the ultimate burden
of proving disability. Id.
In the first step, the Commissioner determines whether a claimant is engaged in
“substantial gainful activity.” If so, the claimant is not disabled. Bowen v. Yuckert, 482 U.S. 137,
140 (1987); 20 C.F.R. §§ 404.1520(b), 416.920(b). In step two, the Commissioner determines
whether the claimant has a “medically severe impairment or combination of impairments.”
Yuckert, 482 U.S. at 140–41; 20 C.F.R. §§ 404.1520(c), 416.920(c). If not, the claimant is not
disabled. Id.
In step three, the Commissioner determines whether the claimant’s impairments, singly
or in combination, meet or equal “one of a number of listed impairments that the [Commissioner]
acknowledges are so severe as to preclude substantial gainful activity.” Yuckert, 482 U.S. at 141;
20 C.F.R. §§ 404.1520(d), 416.920(d). If so, the claimant is conclusively presumed disabled; if
not, the Commissioner proceeds to step four. Yuckert, 482 U.S. at 141.
In step four, the Commissioner determines whether the claimant, despite any
impairment(s), has the residual functional capacity (RFC) to perform their “past relevant work.”
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20 C.F.R. §§ 404.1520(e), 416.920(e). If the claimant can perform past relevant work, the
claimant is not disabled. If the claimant cannot perform past relevant work, the burden shifts to
the Commissioner. In step five, the Commissioner must establish that the claimant can perform
other work. Yuckert, 482 U.S. at 141–42; 20 C.F.R. §§ 404.1520(e)–(f), 416.920(e)–(f). If the
Commissioner meets their burden and proves that the claimant can perform other work that
exists in the national economy, then the claimant is not disabled. 20 C.F.R. §§ 404.1566,
416.966.
THE ALJ’S DECISION
At step one, the ALJ determined that Plaintiff had not engaged in substantial gainful
activity after her alleged onset date. Tr. 47. Next, at steps two and three, the ALJ determined that
Plaintiff has the following severe impairments: “psoriatic arthritis, morbid obesity, and
obstructive sleep apnea.” Tr. 47. However, the ALJ determined that Plaintiff’s impairments did
not meet or medically equal the severity of a listed impairment. Tr. 49. At step four, the ALJ
concluded that Plaintiff has the residual functional capacity to perform sedentary work as defined
in 20 C.F.R. §§ 404.1567(a) and 416.967(a) with the following limitations:
[T]he claimant can occasionally climb ramps and stairs but can never climb ladders,
ropes or scaffolds. She can occasionally balance, stoop, kneel, crouch and crawl.
The claimant must avoid concentrated exposure to extreme cold temperatures and
extreme hot temperatures. She must avoid concentrated exposure to fumes, odors,
dusts, gases, poor ventilation, etc. She must avoid even moderate exposure to
workplace hazards such as dangerous machinery and unprotected heights.
Tr. 50. Despite these limitations, the ALJ concluded that Plaintiff could perform her past relevant
work as a receptionist. Tr. 53. At step five, the ALJ also found that there are jobs that exist in
significant numbers in the national economy that Plaintiff can perform, such as “Semiconductor
Bonder,” “Call out operator,” and “Charge account clerk.” Tr. 55. Thus, the ALJ concluded that
Plaintiff is not disabled. Tr. 55.
4 – OPINION & ORDER
STANDARD OF REVIEW
A court may set aside the Commissioner’s denial of benefits only when the
Commissioner’s findings “are based on legal error or are not supported by substantial evidence
in the record as a whole.” Vasquez v. Astrue, 572 F.3d 586, 591 (9th Cir. 2009) (internal
quotation marks omitted). “Substantial evidence means more than a mere scintilla but less than a
preponderance; it is such relevant evidence as a reasonable mind might accept as adequate to
support a conclusion.” Id. (internal quotation marks omitted). The court considers the record as a
whole, including both the evidence that supports and detracts from the Commissioner’s decision.
Id.; Lingenfelter v. Astrue, 504 F.3d 1028, 1035 (9th Cir. 2007). “Where the evidence is
susceptible to more than one rational interpretation, the ALJ’s decision must be affirmed.”
Vasquez, 572 F.3d at 591 (internal quotation marks and brackets omitted); see also Massachi v.
Astrue, 486 F.3d 1149, 1152 (9th Cir. 2007) (“Where the evidence as a whole can support either
a grant or a denial, [the court] may not substitute [its] judgment for the ALJ’s.”) (internal
quotation marks omitted).
DISCUSSION
Plaintiff argues that the ALJ erred by (1) discounting her subjective symptom testimony,
(2) rejecting as unpersuasive the medical opinion of her treating rheumatologist, Dr. Dominik
Sokalski, and (3) failing to discuss the lay witness statements of her spouse and father. Pl. Op.
Br., ECF 16. Plaintiff asserts that based on the foregoing errors, the hypothetical the ALJ posed
to the Vocational Expert (“VE”) was incomplete. Id. The Court concludes that the ALJ did not
harmfully err and therefore affirms the Commissioner’s decision.
//
//
5 – OPINION & ORDER
I.
Subjective Symptom Testimony
The ALJ is responsible for evaluating symptom testimony. SSR 16-3p, 2017 WL
5180304, at *1 (Oct. 25, 2017). The ALJ engages in a two-step analysis for subjective symptom
evaluation. Molina v. Astrue, 674 F.3d 1104, 1112 (9th Cir. 2012) (superseded on other
grounds). First, the ALJ determines whether there is “objective medical evidence of an
underlying impairment which could reasonably be expected to produce the pain or other
symptoms alleged.” Id. (internal quotations omitted). Second, “if the claimant has presented such
evidence, and there is no evidence of malingering, then the ALJ must give specific, clear and
convincing reasons in order to reject the claimant’s testimony about the severity of the
symptoms.” Id. (internal quotations omitted).
When evaluating subjective symptom testimony, “[g]eneral findings are insufficient.”
Reddick v. Chater, 157 F.3d 715, 722 (9th Cir. 1998) (quoting Lester v. Chater, 81 F.3d 821, 834
(9th Cir. 1995)). “An ALJ does not provide specific, clear, and convincing reasons for rejecting a
claimant’s testimony by simply reciting the medical evidence in support of his or her residual
functional capacity determination.” Brown-Hunter v. Colvin, 806 F.3d 487, 489 (9th Cir. 2015).
Instead, “the ALJ must specifically identify the testimony she or he finds not to be credible and
must explain what evidence undermines the testimony.” Holohan v. Massanari, 246 F.3d 1195
(9th Cir. 2001); see also Orteza v. Shalala, 50 F.3d 748, 750 (9th Cir. 1995) (The reasons
proffered must be “sufficiently specific to permit the reviewing court to conclude that the ALJ
did not arbitrarily discount the claimant’s testimony.”).
Plaintiff previously worked as veterinary assistant. Tr. 28. She stopped working full-time
in April 2018, when she started having tremors and developed psoriatic arthritis, and her
6 – OPINION & ORDER
hypermobility worsened. Tr. 28-29. Plaintiff testified that she could not work with the tremors
because she could not hold a pen. Tr. 29. Her entire body would shake. Tr. 29.
Plaintiff testified that she still worked part-time by posting things on Facebook for the
veterinarian she used to work for. Tr. 28. She worked no more than five hours a week. Tr. 28.
She worked from home. Tr. 28. Sometimes her husband had to type the content for her. Tr. 28.
Plaintiff testified that she used a walker in the past but no longer used one. Tr. 25. Since
February 2019, she uses leg braces. Tr. 25. The braces are custom braces that go from the top of
her thigh past her knee. Tr. 26. She uses them for walking. Tr. 26. She needs them for
hypermobility and because her knees dislocate very easily. Tr. 26. She wears the braces both at
home and when she goes out. Tr. 26. She does not use a cane or other assistive device. Tr. 26.
Plaintiff testified that she can only wear the braces for a few hours at a time. Tr. 27.
Plaintiff testified that she lived with her husband and her parents because her parents had
moved in to help out. Tr. 25. Plaintiff testified that she stopped driving in April 2018, when she
had the movement disorder with constant tremors. Tr. 27. She did not resume driving because
her joints dislocate easily, and she did not think it was safe to drive when her wrists could
dislocate. Tr. 27. Her father or her husband took her to medical appointments. Tr. 27. She did not
go to the grocery store. Tr. 27. She said she did “[n]ot really” go anywhere besides medical
appointments, though sometimes she would go see a friend, and “[w]e went to the lake once.” Tr.
27.
Plaintiff testified that she was taking Oxycodone for pain, gabapentin for nerve pain,
lamotrigine for anxiety and depression, metformin for polycystic ovarian syndrome, and Otezla
and Orencia for her psoriatic arthritis and psoriasis. Tr. 30. She previously got infusions of
7 – OPINION & ORDER
Renflexis for her psoriatic arthritis, but it failed. Tr. 31. The only side effect from her
medications was drowsiness. Tr. 31.
Plaintiff testified that she went to see a neuropsychologist about her tremors. Tr. 31. They
did not determine the cause of the tremors. Tr. 31. Plaintiff testified that “the tremors themselves
have mostly stopped.” Tr. 31-32. They lasted for about six months and then went away, and she
did not know why. Tr. 32.
Plaintiff testified that she could not work full-time because “everything’s kind of
worsened since the tremors.” Tr. 32. She already had psoriasis, but she developed psoriatic
arthritis. Tr. 32. She had constant pain. Tr. 32. She could dislocate her wrist opening a drawer.
Tr. 32. She testified, “I don’t sleep very much anymore.” Tr. 32. She testified that her anxiety
and depression were “awful” and that she could not concentrate. Tr. 32. She testified that she
used to read books but could no longer do so because she lost track after a couple of pages. Tr.
32. Her hands became so swollen from arthritis that she could not type. Tr. 33. She needed to
change positions constantly and could not sit or stand for long. Tr. 33.
Plaintiff testified that on a typical day, she would sit up and stretch. Tr. 34. She fed the
family pet unless her hands were swollen, in which case her father would do it. Tr. 34. She
would take her medication and have a protein shake, and then listen to audiobooks or watch TV.
Tr. 34. She took a nap sometime during the morning. Tr. 34. Her husband had to help her put her
bra on. Tr. 34. She could sometimes make a simple meal for herself, but her father usually
prepared meals. Tr. 34. In her function report, submitted in November 2018, she wrote that she
did not help care for the family pets. Tr. 280. She also wrote in her function report that intense
pain limited her ability to dress, bathe, care for her hair, shave, and feed herself. Tr. 281.
8 – OPINION & ORDER
Plaintiff wrote in her function report that she did not need reminders to take care of
personal needs, and she used alarms on her phone to remind herself to take her medication, or
her spouse would remind her. Tr. 281. She could shop online. Tr. 282. She could handle her
finances, except that memory issues interfered with keeping track of amounts when counting
change. Tr. 283. She wrote that she did not handle stress or changes in routine well because of
her pain and anxiety. Tr. 285.
Plaintiff testified that she had some home exercises assigned by a physical therapist and
she did them on her own. Tr. 35. She used ice or heat to help with the pain at least a couple of
times a week. Tr. 35. She changed positions all day long to try to get comfortable. Tr. 35. She
needed to lie down for about an hour at least a few times a day. Tr. 35-36. The main purpose was
to rest, but she would usually fall asleep once in the late morning. Tr. 36. She indicated in her
function report that she had trouble with lifting, walking, climbing stairs, squatting, sitting,
bending, kneeling, standing, reaching, and using her hands, as well as understanding, memory,
concentration, and completing tasks. Tr. 284.
The ALJ found that “the claimant’s medically determinable impairments could
reasonably be expected to cause the alleged symptoms; however, the claimant’s statements
concerning the intensity, persistence and limiting effects of these symptoms are not entirely
consistent with the medical evidence and other evidence in the record[.]” Tr. 51. The ALJ
discounted Plaintiff’s testimony about her physical impairments based on improvement with
treatment, but did not discuss her mental impairments in formulating the RFC. Tr. 51-52.
A.
Improvement with Treatment
The ALJ found that Plaintiff’s physical conditions improved with treatment. Tr. 51-52.
Relevant factors for the ALJ to consider when evaluating symptom testimony include “[t]he
9 – OPINION & ORDER
type, dosage, effectiveness, and side effects of any medication” the plaintiff takes to alleviate
symptoms, as well as treatment besides medication that relieves symptoms, and other measures
used to relieve pain or other symptoms. 20 C.F.R. § 404.1529(c)(3)(iv)-(vi). “[E]vidence of
medical treatment successfully relieving symptoms can undermine a claim of disability.”
Wellington v. Berryhill, 878 F.3d 867, 876 (9th Cir. 2017). See also Kitchen v. Kijakazi, 82 F.4th
732, 739 (9th Cir. 2023) (holding that the ALJ reasonably discounted the claimant’s symptom
testimony based on “a gradual improvement in his functioning with prescribed medication and
psychotherapy sessions”).
The ALJ found that Plaintiff’s tremors were under control by October 2018. Tr. 52. She
noted that Plaintiff testified that “her tremors have subsided.” Tr. 51. Plaintiff testified that “the
tremors themselves have mostly stopped.” Tr. 31-32. They lasted for about six months and then
went away, and she did not know why. Tr. 32. Plaintiff does not challenge the ALJ’s assessment
of her tremors. Pl. Op. Br. 9. The ALJ reasonably concluded that the tremors resolved in six
months and therefore were not disabling.
As for Plaintiff’s mobility limitations, the ALJ recognized that Plaintiff “is noted to have
antalgic and unsteady gait” and could walk only short distances before needing to stop. Tr. 51.
The ALJ noted that Plaintiff used a walker at some appointments but stated, “there is no
indication that this is prescribed.” Tr. 52. She stated, “At the hearing, the claimant testified she is
able to ambulate with leg braces and does not require the use of a walker or other assistive device
for ambulation.” Tr. 52. Plaintiff asserts that “there is no rule that a walker must be prescribed.”
Pl. Op. Br. 8. She states that her physical therapist prescribed a walker because Plaintiff was at
risk of falling. Id. (citing Tr. 509-510). Defendant correctly states that “[w]hether the walker was
prescribed was immaterial.” Def. Br. 5. When Plaintiff was discharged from the hospital in April
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2018 after her tremors were assessed, discharge recommendations stated that she needed a front
wheeled walker. Tr. 510. But Plaintiff testified that her tremors were almost gone after six
months and that she did not need a walker anymore, or even a cane, because her knee braces
were sufficient. Tr. 25-26, 31-32. The ALJ reasonably relied on this testimony.
The ALJ limited Plaintiff to “sedentary exertional work with no climbing of ladders,
ropes or scaffolds and only occasional climbing of ramps and stairs, balancing, stooping,
kneeling, crouching and crawling.” Tr. 51. The ALJ also confirmed with the VE that the jobs
identified would allow the hypothetical individual to sit and stand to relieve pain or discomfort
as needed. Tr. 39. Plaintiff does not explain how the limitations the ALJ identified are
inconsistent with her level of mobility.
Plaintiff also challenges the ALJ’s assessment of her manipulative limitations. Pl. Op. Br.
8-9. The ALJ recognized that Plaintiff’s psoriatic arthritis caused joint pain and swelling. Tr. 52.
She recognized that two medications, Humira and Cosentyx, did not work. Tr. 52. She concluded
that Plaintiff’s treatment was ultimately successful because Plaintiff reported in February and
June 2021 that Orencia helped with her symptoms. Tr. 52. The ALJ concluded, “In light of her
successful treatment, the limitations to sedentary exertional work, limiting her to lifting/carrying
no more than 10 pounds at a time, adequately accommodates her manipulative complaints.” Tr.
52. Plaintiff counters that her treatment was only partially effective. Pl. Op. Br. 8-9 (citing Tr.
1334-1337).
In May 2018, Plaintiff could not do alternating hand movements after several attempts.
Tr. 636. She had her first visit with a rheumatologist in July 2018. Tr. 968. In September 2018,
she reported radiating pain and trouble fastening her undergarment and brushing her hair. Tr.
655. In November 2018, Plaintiff went to the emergency room for left wrist pain with swelling.
11 – OPINION & ORDER
Tr. 886. In December 2018, she reported that her wrist pain was worse on some days and better
on others, and that the swelling came and went. Tr. 671. She reported numbness in her fingers.
Tr. 677. She wore braces on her wrists. Tr. 678.
In February 2019, Plaintiff reported some improvement in her symptoms with Arava, but
she still had arthralgia in her shoulders, wrists, and knees. Tr. 960. She was using morphine for
the pain. Tr. 960. In April 2019, she reported joint pain and synovial swelling, and was taking
narcotic pain medication. Tr. 956. In June 2019, she reported improvement since her previous
visit after two infusions of Renflexis. Tr. 952. In September 2019, her pain and psoriasis
improved with an increased dose of Renflexis. Tr. 948. However, in December 2019, Plaintiff
reported that the last infusion of Renflexis did not help at all. Tr. 944. Her hands, wrists, knees,
and ankles were very sore and swollen. Tr. 944. Her provider switched to Humira. Tr. 938. In
May 2020, Plaintiff reported that Humira was not working. Tr. 1354. She had very active
psoriasis. Tr. 1354. Her provider switched to Cosentyx. Tr. 1356. In July 2020, Plaintiff reported
that Cosentyx only slightly improved her psoriasis and did not improve her joint pain. Tr. 1350.
Plaintiff’s provider switched her to Orencia, and in November 2020, Plaintiff reported
that the new medication helped with swelling in her hands. Tr. 1342. In February 2021, she
reported less swelling and arthralgia in her hands, but her psoriasis was grossly unchanged. Tr.
1338. She had trace synovial swelling. Tr. 1340. She started Otezla for her psoriasis. Tr. 1340. In
June 2021, Plaintiff reported that Orencia decreased swelling and arthralgia in her hands. Tr.
1334. She reported that her “psoriasis is better with Otezla use but recent lifetime stress caused
minor psoriasis flare.” Tr. 1334. She expressed a desire to continue her medications and said, “I
have good days now.” Tr. 1334. The ALJ did not err in concluding that Plaintiff’s psoriatic
arthritis and associated pain and swelling in her hands (and other joints) improved with treatment
12 – OPINION & ORDER
once she began taking Orencia and Otezla. Thus, she did not err in discounting Plaintiff’s
testimony about the degree to which she was limited in handling and fingering.
B.
Mental Health Conditions
The ALJ did not discuss Plaintiff’s mental health conditions in formulating the RFC or
include any limitations based on those conditions in the RFC. She found Plaintiff’s generalized
anxiety disorder and major depressive disorder non-severe. Tr. 48. She found that these
conditions caused only mild limitations in the four broad functional areas. Tr. 48-49. Plaintiff
does not challenge this finding. Instead, she argues, “Even if the ALJ ultimately found Plaintiff’s
mental impairments to be non-severe, the ALJ still was required to consider these medically
determinable impairments in forming the RFC.” Pl. Op. Br. 9. She argues that her impairments
(though it is unclear whether mental or physical or both) would cause her to be absent from work
more than twice per month or off-task more than 10 to 15 percent of the workday. See id. at 10.
Defendant argues that the ALJ did not need to incorporate any mental limitations into the
RFC because she properly found that Plaintiff’s mental impairments were non-severe and only
mildly limiting at step two. Def. Br. 9. Defendant relies on Woods v. Kijakazi, 32 F.4th 785, 794
(9th Cir. 2022); Sanchez v. Comm’r of Soc. Sec. Admin., No. CV-21-01709-PHX-DLR, 2023
WL 6119631, at *2 (D. Ariz. Sept. 19, 2023); and Pugh v. Kijakazi, No. 2:20-cv-02255, 2022
WL 1782517, at *5 (E.D. Cal. June 1, 2022). In Woods, the ALJ found that the claimant was
mildly limited in two of the functional areas, and had no limitations in the other two areas. 32
F.4th at 794. The ALJ included no mental limitations in the RFC. Id. The Ninth Circuit affirmed,
stating that the claimant had failed to identify evidence the ALJ did not consider or explain why
the record did not support the ALJ’s findings about her limitations. Id. The Ninth Circuit held
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that the ALJ reasonably rejected more severe limitations prescribed by one doctor and found that
the rest of the record did not show significant complaints. Id. Sanchez and Pugh are similar.
In finding Plaintiff mildly limited in understanding, remembering, or applying
information, the ALJ relied on Plaintiff’s statement in her function report that she could follow
written and spoken instructions “okay depending on what the instructions are.” Tr. 48 (citing Tr.
284). The ALJ noted that Plaintiff was not found to have impaired recent or remote memory on
examination. Tr. 48 (citing Tr. 520, 829, 1070, 1166, 1303, 1446). She also noted that Plaintiff
had indicated understanding of treatment plans and the ability to make medical decisions. Tr. 48.
Plaintiff does not challenge this evidence. It supports the finding that no limitation in this area
was necessary in the RFC.
In finding Plaintiff mildly limited in interacting with others, the ALJ recognized
Plaintiff’s statement in her function report that she occasionally had trouble getting along with
others when they did not understand her limited abilities or pain levels. Tr. 48 (citing Tr. 284).
The ALJ noted that Plaintiff reported living with a friend in addition to her husband and that she
testified that she went shopping with a friend. Tr. 48. She also relied on visit notes describing
Plaintiff as pleasant and cooperative at her medical appointments. Tr. 48 (citing Tr. 463, 519,
795, 1003, 1076, 1272, 1454, 1513). Plaintiff does not challenge this evidence. Particularly in
light of the evidence of improvement in her conditions, it supports the finding that no limitation
in this area was necessary in the RFC.
In finding Plaintiff mildly limited in her ability to concentrate or maintain pace, the ALJ
noted that while Plaintiff reported difficulty with concentration in her function report and
treatment notes, on examination she had adequate attention and concentration. Tr. 48 (citing Tr.
284, 804, 1053, 1170, 1410). “When objective medical evidence in the record is inconsistent
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with the claimant’s subjective testimony, the ALJ may indeed weigh it as undercutting such
testimony.” Smartt v. Kijakazi, 53 F.4th 489, 498 (9th Cir. 2022). To the extent that Plaintiff’s
concentration issues were related to her pain, the ALJ also reasonably found that Plaintiff’s pain
improved. The record supports finding that no limitation in this area was necessary in the RFC.
In finding Plaintiff mildly limited in her ability to adapt or manage herself, the ALJ
recognized Plaintiff’s testimony that her pain prevented her from completing household chores.
Tr. 48-49. The ALJ noted that Plaintiff could shop online and manage her finances, but reported
difficulty reading books because of memory and concentration issues, and difficulty handling
stress and changes in routine. Tr. 49. She also noted that Plaintiff testified that she worked part
time from home. Tr. 49. She concluded that Plaintiff’s activities of daily living supported only
mild limitations. Tr. 49. Plaintiff does not challenge the ALJ’s assessment of her activities. As
discussed above, the ALJ reasonably concluded that Plaintiff’s memory and concentration were
less limited than she claimed. The ALJ also reasonably concluded that Plaintiff’s pain improved
with treatment. Treatment records show that in 2021, Plaintiff reported that medication improved
her pain, and she could perform common tasks of daily living. Tr. 1211, 1222. This was an
improvement from 2020, when she reported that she could not perform common tasks of daily
living. Tr. 1235, 1245, 1255, 1261, 1267, 1277, 1284. The record supports finding that no
additional limitation in this area was necessary in the RFC.
Plaintiff also notes that her medications cause drowsiness and states, “the ALJ did not
include any limitations in the RFC finding to account for Plaintiff’s distraction due to pain, the
side effects of her medications, or the deficits in concentration resulting from her sleep apnea.”
Pl. Op. Br. 9. As discussed, the ALJ reasonably concluded that Plaintiff’s pain was less limiting
than she alleged and that her concentration was better than she alleged. With respect to
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drowsiness, Plaintiff testified that drowsiness was the only side effect of her medications. Tr. 31.
She also testified that she needed to lie down to rest. Tr. 35. She testified that lying down was
mostly just for resting, but she usually did fall asleep in the late morning. Tr. 36. Plaintiff does
not explain what limitation should have been included in the RFC based on this testimony. While
she testified that she ended up falling asleep if she lay down, she did not testify that she needed a
nap to get through the day or that she could not stay awake if she was sitting up. The ALJ did not
err in failing to include limitations related to drowsiness. Finally, Plaintiff agrees with the ALJ’s
conclusion that her depression “appears to be correlated with her physical pain and is
exacerbated by situational stressors.” Pl. Op. Br. 9 (citing Tr. 48-49). To the extent that
Plaintiff’s symptoms improved with medication, Plaintiff’s depressive symptoms would also
improve. See Def. Br. 8-9.
Plaintiff argues that her symptom testimony supports finding that she would be absent
from work more than twice per month or off-task more than 10 to 15 percent of the workday,
either of which would preclude competitive employment. Pl. Op. Br. 10 (citing Tr. 40). She does
not explain how her testimony supports these limitations. Plaintiff’s attorney’s questioning of the
VE at the hearing does not establish what symptoms support these limitations. See Tr. 40.
Plaintiff has not shown that her mental or physical impairments would cause these limitations.
The ALJ did not err in her assessment of Plaintiff’s mental health conditions or by failing to
include mental limitations in the RFC. Overall, the ALJ did not err in her assessment of
Plaintiff’s symptom testimony.
II.
Medical Opinion Evidence
Plaintiff argues that the ALJ erred in rejecting the medical opinion of Dr. Dominik
Sokalski, her treating rheumatologist. Pl. Op. Br. 5. For claims filed on or after March 27, 2017,
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ALJs are no longer required to give deference to any medical opinion, including treating source
opinions. Rules Regarding the Evaluation of Medical Evidence, 2017 WL 168819, 82 Fed. Reg.
5844-01 (Jan. 18, 2017); 20 C.F.R. §§ 404.1520c, 416.920c. Instead, the agency considers
several factors. 20 C.F.R. §§ 404.1520c(a), 416.920c(a). These are: supportability, consistency,
relationship to the claimant, specialization, and “other factors.” 20 C.F.R. §§ 404.1520c(c)(1)(5), 416.920c(c)(1)-(5). The “most important” factors in the evaluation process are supportability
and consistency. 20 C.F.R. §§ 404.1520c(b)(2), 416.920c(b)(2).
Under this framework, the ALJ must “articulate . . . how persuasive [they] find all of the
medical opinions” from each doctor or other source. 20 C.F.R. §§ 404.1520c(b), 416.920c(b)(2).
In doing so, the ALJ is required to explain how supportability and consistency were considered
and may explain how the other factors were considered. 20 C.F.R §§ 404.1520c(b)(2),
416.920c(b)(2). When two or more medical opinions or prior administrative findings “about the
same issue are both equally well-supported . . . and consistent with the record . . . but are not
exactly the same,” the ALJ is required to explain how the other factors were considered. 20
C.F.R. §§ 404.1520c(b)(3), 416.920c(b)(3). “Even under the new regulations, an ALJ cannot
reject an examining or treating doctor’s opinion as unsupported or inconsistent without providing
an explanation supported by substantial evidence.” Woods, 32 F.4th at 792.
Dr. Sokalski assessed Plaintiff’s RFC on December 19, 2019. Tr. 1157-1158. He focused
on limitations from Plaintiff’s psoriatic arthritis and psoriasis, deeming her prognosis “fair/poor.”
Tr. 1157. Dr. Sokalski opined that Plaintiff could only lift under 10 pounds. Tr. 1157. She could
stand and/or walk for under 2 hours in an 8-hour workday. Tr. 1157. She needed to periodically
alternate sitting and standing to relieve pain or discomfort. Tr. 1157. She was limited in her
ability to push and/or pull in both her upper and lower extremities. Tr. 1157. The limitations
17 – OPINION & ORDER
came from her active psoriatic arthritis with inflamed finger joints, wrists, knees, and ankles. Tr.
1157. Dr. Sokalski opined that Plaintiff could never climb ramps, stairs, ladders, ropes, or
scaffolds, and could never balance, stoop, kneel, crouch, or crawl. Tr. 1157. Dr. Sokalski opined
that Plaintiff was limited in her ability to reach, handle, and finger. Tr. 1158. He opined that she
should avoid all exposure to hazards. Tr. 1158. He stated that Plaintiff “has severe psoriatic
arthritis so far poorly responsive to treatment. Her prognosis is FAIR/POOR.” Tr. 1158.
The ALJ stated that Dr. Sokalski’s opinion was “not persuasive because it is vague, old
and not supported by the medical evidence of record.” Tr. 53. The ALJ explained:
The opinion is vague with respect to limitations. Dr. Sokalski has merely checked
boxes indicating the claimant is limited in reaching, handling and fingering, but he
does not describe the limitation in functional terms. This is problematic because the
opinion is dated December 19, 2019. The claimant’s subsequent treatment records
show improvement with the use biological medications (18F). This improvement
is not reflected in the opinion. Finally, the claimant’s treatment records lack
objective medical evidence to support manipulative limitations. Dr. Sokalski had
access to the claimant’s normal imaging and normal electrodiagnostic testing but
does not discuss these in his opinion. Rather, his opinion appears to be base don’t
he [sic] claimant’s subjective allegations prior to the use of biologic medications.
Tr. 53.
Plaintiff argues that Dr. Sokalski’s opinion is not old. Pl. Op. Br. 6. She points out that
the state agency doctors gave their opinions—which the ALJ found persuasive—in September
2019 and March 2020, fairly close in time to Dr. Sokalski’s opinion. Id. (citing Tr. 74, 112-113).
Plaintiff then argues that even if her conditions improved, her “alleged onset date of disability
was 4/24/18, which means there was a 20-month period from then through the date of Dr.
Sokalski’s opinion during which the doctor opined she had disabling limitations.” Id. Defendant
counters that the ALJ reasonably discounted Dr. Sokalski’s opinion as outdated because
“Plaintiff’s symptoms later responded to treatment.” Def. Br. 14-15. As discussed above,
Plaintiff’s psoriatic arthritis did not respond well to several medications—including during the
18 – OPINION & ORDER
time when Dr. Sokalski offered his opinion—but it later improved with treatment. The ALJ
reasonably concluded that Dr. Sokalski’s opinion was not persuasive because it was based on an
outdated assessment of Plaintiff’s conditions. The Ninth Circuit has held that an ALJ may
discount a medical opinion rendered before the date of medical improvement. Rolston v. Astrue,
298 F. App’x 661, 662 (9th Cir. 2008). The Ninth Circuit has also held that where a claimant
alleges mental health conditions that wax and wane, an ALJ must consider whether a claimant is
disabled for part of the relevant period even if the claimant ultimately improves and is no longer
disabled. Smith v. Kijakazi, 14 F.4th 1108, 1115-16 (9th Cir. 2021) (holding that ALJ erred in
fully rejecting opinions of doctors who examined the claimant earlier in the relevant period
because they were reliable as to the earlier part of the relevant period). But even if that reasoning
applies equally to Plaintiff’s psoriasis and psoriatic arthritis, the ALJ’s error in rejecting Dr.
Sokalski’s opinion as old was harmless because the ALJ identified other valid reasons to reject
the opinion.
Plaintiff next argues that Dr. Sokalski’s opinion was not vague. Pl. Op. Br. 6. She states,
“His opinion clearly established that Plaintiff could not do the sitting, standing, and walking
required to sustain a full-time work day, rendering it unnecessary to determine the precise extent
of Plaintiff’s manipulative limitations.” Id. Plaintiff is mistaken. Defendant correctly asserts that
“Dr. Sokalski’s opinion did not ‘clearly establish’ that Plaintiff could not sustain a full workday.”
Def. Br. 16. Dr. Sokalski opined that Plaintiff could stand or walk for under two hours in a
normal workday and that she needed to alternate sitting and standing, but he did not indicate how
long Plaintiff could sit in a normal workday. Tr. 1157. And while he opined that Plaintiff’s
ability to reach, handle, and finger was limited, he did not explain the degree of limitation. Tr.
1158. The ALJ limited Plaintiff to sedentary work. Tr. 50. The ALJ also confirmed with the VE
19 – OPINION & ORDER
that the jobs identified would allow the hypothetical individual to sit and stand to relieve pain or
discomfort as needed. Tr. 39. The ALJ’s decision appears to be consistent with Dr. Sokalski’s
opinion about Plaintiff’s ability to stand, walk, and sit. Dr. Sokalski identified no limitation on
how long Plaintiff could sit, and did not explain how much she could reach, handle, or finger.
The ALJ reasonably concluded that the opinion was vague to the extent he failed to do so.
Plaintiff argues that “[i]f the ALJ felt that Dr. Sokalski’s opinion was unclear as to the
extent of Plaintiff’s manipulative limitations, the ALJ should have exercised her duty to fully and
fairly develop the record by recontacting Dr. Sokalski for clarification.” Pl. Op. Br. 6-7.
Defendant counters that “[a]n ALJ may reasonably reject ambiguous terms like ‘fair’ or ‘limited’
as ‘inadequate for determining [residual function capacity]’ because they are not useful in
describing a claimant’s functional limitations.” Def. Br. 16 (citing Ford v. Saul, 950 F.3d 1141,
1156 (9th Cir. 2020)). In Ford, the Ninth Circuit held that the ALJ had no duty to contact a
doctor for clarification of the term “limited” in a medical opinion where the record contained
years of medical records and multiple opinions from non-examining doctors. 950 F.3d at 1156.
The same is true here. The record contains several years’ worth of records of Plaintiff’s psoriatic
arthritis and psoriasis and opinions from the state agency doctors. The ALJ was not required to
contact Dr. Sokalski for clarification.
As stated above, the ALJ did not err in concluding based on the medical records that
Plaintiff’s psoriasis and psoriatic arthritis improved with treatment. Plaintiff points to evidence
that her condition persisted. Pl. Op. Br. 7. While the June 2021 treatment note showed that
Plaintiff still had active psoriatic arthritis and some swelling, it also showed that her condition
improved. Tr. 1334-1337. She had only “trace synovial swelling” in her upper extremities. Tr.
1336. The ALJ did not conclude that Plaintiff’s condition was cured, only that it improved. That
20 – OPINION & ORDER
conclusion was reasonable. The ALJ did not err in rejecting Dr. Sokalski’s opinion. As discussed
below, even if the ALJ erred in failing to include handling and fingering limitations, the error
was harmless because she identified jobs that exist in significant numbers in the national
economy that Plaintiff could perform if she were limited to occasional handling and fingering,
the limitation Plaintiff appears to believe appropriate. See Def. Br. 17; Pl. Reply 3, ECF 19.
III.
Lay Witness Testimony
Plaintiff argues that the ALJ failed to properly consider the lay testimony of her spouse
and father. Pl. Op. Br. 10. “Lay testimony as to a claimant’s symptoms is competent evidence
that the Secretary must take into account.” Nguyen v. Chater, 100 F.3d 1462, 1467 (9th Cir.
1996) (citation omitted); 20 C.F.R. §§ 404.1529(c)(1), 416.929(c)(1) (“In evaluating the intensity
and persistence of your symptoms, we consider all of the available evidence from your medical
sources and nonmedical sources about how your symptoms affect you.”). Under the 2017
regulations, the ALJ is not “required to articulate how [they] considered evidence from
nonmedical sources” using the same criteria required for the evaluation of medical sources. 20
C.F.R. §§ 404.1520c(d), 416.920c(d). Under the new regulations, however, the ALJ must still
articulate their assessment of lay witness statements. Tanya L.L. v. Comm’r Soc. Sec., 526 F.
Supp. 3d 858, 869 (D. Or. 2021).
The ALJ must give reasons “germane to the witness” when discounting the testimony of
lay witnesses. Valentine, 574 F.3d at 694. But the ALJ is not required “to discuss every witness’s
testimony on an individualized, witness-by-witness basis.” Molina, 674 F.3d at 1114, superseded
on other grounds by 20 C.F.R. § 404.1502(a). If the ALJ gives valid germane reasons for
rejecting testimony from one witness, the ALJ may refer only to those reasons when rejecting
similar testimony by a different witness. Id. Additionally, where “lay witness testimony does not
21 – OPINION & ORDER
describe any limitations not already described by the claimant, and the ALJ’s well-supported
reasons for rejecting the claimant’s testimony apply equally well to the lay witness testimony,”
any error by the ALJ in failing to discuss the lay testimony is harmless. Id. at 1117, 1122.
On March 3, 2020, Plaintiff’s spouse completed a third party function report. Tr. 311320. He wrote that Plaintiff could not really stand or walk without holding onto something. Tr.
312. Her hands would swell, which made it hard to write or hold things. Tr. 312. She slept badly,
which made it hard for her to concentrate. Tr. 312. She could feed the family pets. Tr. 312. She
could not work, go for walks, clean the house, do laundry, make dinner nightly, drive, or take the
dogs out. Tr. 313. However, her spouse later wrote that Plaintiff could do laundry, and
sometimes vacuum and do the dishes. Tr. 314. It could take her five or six hours to do laundry
because folding was difficult. Tr. 315. She constantly changed positions in bed because of her
pain. Tr. 313. Her spouse helped Plaintiff put on her bra but otherwise she could dress herself.
Tr. 313. She could bathe by holding onto the wall or using a shower chair. Tr. 313. Some days
she could do her hair, and others she could not. Tr. 313. She could feed herself and use the toilet.
Tr. 313. Her spouse helped her with her leg braces if they went somewhere. Tr. 313.
Plaintiff’s spouse wrote that Plaintiff did not need reminders to take care of personal
needs. Tr. 314. She set an alarm on her phone to remember to take her medication. Tr. 314. She
could prepare her own meals, but they were mostly ready-to-eat. Tr. 314. On a bad day, it could
take her three hours to prepare a meal. Tr. 314. Plaintiff went outside about two or three times
per week. Tr. 315. She did not drive and could not walk long distances. Tr. 315. Her knees were
unstable, so she wore her knee braces if she went out. Tr. 315. Plaintiff could shop online. Tr.
316. She could handle money. Tr. 316. She could no longer garden or read physical books, but
22 – OPINION & ORDER
she could watch TV. Tr. 316-317. She needed to be accompanied when she went out. Tr. 317.
She did not have problems getting along with others. Tr. 317.
Plaintiff’s spouse indicated that Plaintiff had trouble lifting, standing, walking, climbing
stairs, kneeling, squatting, reaching, using her hands, bending, and understanding, and also
struggled with memory and concentration. Tr. 317. He did not indicate that she had trouble
sitting. Tr. 317. She could lift “about 10 pounds.” Tr. 318. She could walk a quarter mile without
stopping and resting if she was lucky. Tr. 318. She could pay attention for about 15 minutes. Tr.
318. She finishes what she starts. Tr. 318. She follows written instructions “very well if she reads
them a few times” and spoken instructions “good if repeated a few times.” Tr. 318. According to
Plaintiff’s spouse, Plaintiff handles stress and changes in routine “ok.” Tr. 319. He wrote that
Plaintiff used a walker at home. Tr. 319. In a separate, undated letter, Plaintiff’s spouse reiterated
that Plaintiff cannot drive and that she has trouble picking things up. Tr. 351.
In a letter dated July 20, 2021, Plaintiff’s father wrote that he and his wife moved to
Oregon in March 2020 to help take care of Plaintiff. Tr. 350. Plaintiff’s father wrote that he was
with Plaintiff daily to help her with laundry, cooking, cleaning, dishes, housework, shopping,
and other daily activities, and to help her in case she falls. Tr. 350. He also wrote that he took
Plaintiff to her medical appointments. Tr. 350.
The ALJ wrote that the statements “were considered in formulating the claimant’s
residual functional capacity. Third party statements are not considered ‘opinions’ under current
Agency rules and regulations. Accordingly, I decline to evaluate the persuasiveness of these
statements.” Tr. 53. Plaintiff argues that the ALJ erred in failing to provide germane reasons to
discount the lay statements. Tr. 11. Defendant first argues that the germane reasons standard no
longer applies. Def. Br. 18. The Court disagrees. Defendant then asserts that any error in failing
23 – OPINION & ORDER
to address the statements was harmless because they “merely echoed [Plaintiff’s] own claims
about her symptoms and functional limitations.” Id. at 19. Defendant’s second argument is
correct.
Plaintiff’s spouse and father do not describe any limitations not described by Plaintiff.
Their accounts largely overlap with Plaintiff’s. In several respects, Plaintiff’s spouse described
lesser limitations than Plaintiff described in her function report, in that he indicated that Plaintiff
has no trouble getting along with others, is “ok” at handling stress and changes in routine, and
has no limitation in her ability to sit. Compare Tr. 312-320 with Tr. 279-286. The ALJ’s error in
failing to discuss the lay statements was harmless because the valid reasons for discounting
Plaintiff’s testimony also serve to discount the third-party statements.
IV.
Step Five Analysis
Plaintiff asserts that the hypothetical posed to the VE was invalid because it did not
include all of the necessary limitations based on her testimony, Dr. Sokalski’s opinion, and the
lay testimony. Pl. Op. Br. 12. Defendant counters that this is an improper derivative argument
because it reiterates Plaintiff’s first three assignments of error. Def. Br. 19 (citing StubbsDanielson v. Astrue, 539 F.3d 1169, 1175-76 (9th Cir. 2008)). Defendant overstates the result in
Stubbs-Danielson. In Stubbs-Danielson, the Ninth Circuit wrote, “In arguing the ALJ’s
hypothetical was incomplete, Stubbs–Danielson simply restates her argument that the ALJ’s
RFC finding did not account for all her limitations because the ALJ improperly discounted her
testimony and the testimony of medical experts. As discussed above, we conclude the ALJ did
not.” 539 F.3d at 1175-76. Plaintiff’s argument is not improper; it is repetitive. But Defendant is
correct that Plaintiff’s argument fails because the ALJ did not err in her assessment of Plaintiff’s
testimony, Dr. Sokalski’s opinion, or the lay testimony.
24 – OPINION & ORDER
Defendant also argues that even if the ALJ did err in failing to include manipulative
limitations in the RFC, the error was harmless because one of the jobs the ALJ identified (callout operator) requires only occasional reaching, handling, and fingering, and there are 258,000
positions in the national economy. Def. Br. 17-18. The ALJ asked the VE if the hypothetical
individual could perform any of the identified jobs if they were limited to only occasional
handling and fingering. Tr. 39. The VE testified that the call-out operator job and the
semiconductor bonder job as typically performed could be performed. Tr. 39. The VE testified
that there were 258,000 jobs as a call-out operator in the national economy and 115,000
semiconductor bonder jobs in the national economy. Tr. 38. Plaintiff does not challenge the VE’s
testimony about the number of jobs available.
Plaintiff erroneously asserts that the ALJ did not ask the VE to consider the effect of a
limitation to occasional handling and fingering. Pl. Reply 3. Plaintiff then points out that her
prior job as a receptionist and the jobs of charge account clerk and semiconductor bonder require
at least frequent handling and fingering. Id. The VE testified that as typically performed, the job
of semiconductor bonder requires only occasional handling and fingering. Even if that job is
excluded, Defendant is still correct that any error is harmless because the job of call-out operator
exists in significant numbers in the national economy.
Defendant argues that the 258,000 call-out operator jobs are a “significant number.” Def.
Br. 17 (citing Gutierrez v. Commissioner of Social Security Admin., 740 F.3d 519, 527-29 (9th
Cir. 2014) (holding that 25,000 jobs nationally constituted a significant number of jobs)). The
Court agrees with Defendant. The call-out operator job on its own is sufficient. See Lemauga v.
Berryhill, 686 F. App’x 420, 421 (9th Cir. 2017) (where ALJ erred in relying on two of three
jobs identified, the third job could render the error harmless if it existed in sufficient numbers in
25 – OPINION & ORDER
the national economy). Thus, even if the ALJ erred in failing to limit Plaintiff to occasional
handling and fingering, the error was harmless because the ALJ identified jobs that Plaintiff
could still perform that exist in significant numbers in the national economy. In conclusion, the
ALJ did not harmfully err in concluding that Plaintiff is not disabled.
CONCLUSION
Based on the foregoing, the Commissioner’s decision is AFFIRMED.
IT IS SO ORDERED.
February 7, 2024
DATED:_______________________.
__________________________________
MARCO A. HERNÁNDEZ
United States District Judge
26 – OPINION & ORDER
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