Ishmael v. Oregon Department of Corrections et al
Filing
62
OPINION AND ORDER: Defendants' motion for summary judgment [#53] is GRANTED. Plaintiff's claims against ODOC are dismissed with prejudice. Plaintiff's claims against Collette Peters and Elizabeth Craig are dismissed without prejudice for failure to exhaust administrative remedies. (See 13 page opinion for more information) Signed on 10/6/15 by Judge Robert E. Jones. (Mailed copy to plaintiff) (dsg)
IN THE UNITED STATES DISTRICT COURT
FOR THE DISTRICT OF OREGON
PENDLETON DIVISION
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Plaintiff,
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v.
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OREGON DEPARTMENT OF CORRECTIONS; )
C. PETERS; LIZ CRAIG, Gov't. Efficiencies &
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Commc'n. Admin.,
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Defendants.
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PRINCE MIGUEL ISHMAEL aka C. MIGUEL
GONZALEZ-AGUILERA,
Case No. 2:14-cv-01651-JO
OPINION AND ORDER
JONES, District Judge:
Plaintiff Prince Miguel Ishmael, aka Miguel Gonzalez-Aguilera, acting prose, sued the
Oregon Depattment ofConections ("ODOC") and two of its employees for violation of his First
Amendment rights to free speech and free exercise of religion under 42 U.S.C. § 1983. Mr.
Ishmael asks the comt to declare mail rules OAR 291-131-0020(2) and OAR 291-131-0025(1)
unconstitutional as they apply to the use of his religious name on correspondence. Additionally,
he asks the court to enjoin defendants from applying the aforementioned rules to prevent him
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OPINION AND ORDER
from using his religious name on incoming and outgoing mail. Defendants moved for summary
judgment under Rule 56 of the Federal Rules of Civil Procedure. [Doc# 53) For the following
reasons, defendants' motion is GRANTED.
BACKGROUND
The following facts are undisputed. Mr. Ishmael is an inmate in the custody of the ODOC.
Mr. Ishmael cun-ently professes to be an African Hebrew Israelite of Jerusalem, and he claims the
religious name "Prince Miguel Ishmael." On December 1, 2013, Mr. Ishmael filed a religious
grievance request, in which he requested to use his religious name, "Prince Michael Ismael", on mail
correspondence. Later, on May 21, 2014, Mr. Ishmael mailed a letter to the Assistant Administrator
of Religious Services, Mr. Young, requesting that he be allowed to use his religious name on
incoming and outgoing mail. Construing this letter as a request to change his name, Mr. Young
denied this request on October 21, 2014. On October 17, 2014, before receiving a response to his
request, Mr. Ishmael filed suit. Defendants filed the present motion for summary judgment on
August 25, 2015. They argue:
(1) ODOC is not a proper defendant for plaintiffs 1983 claim and is immune from
suit by the Eleventh Amendment;
(2) Plaintiff failed to exhaust his remedies through the prison's administrative review
process before filing suit;
(3) Individual defendants named in this lawsuit were not personally involved in the
alleged violation of plaintiffs rights;
(4) ODOC's mail rules did not violate plaintiffs First Amendment rights; and
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OPINION AND ORDER
(5) The Prison Litigation Reform Act (PLRA) bars plaintiffs claim for over-broad
injunctive relief.
LEGAL STANDARD
The district cmut should grant summmy judgment if there are no genuine issues of material
fact and the moving patty is entitled to judgment as a matter oflaw. Fed. R. Civ. P. 56(c). If the
moving party shows that there are no genuine issues of material fact, the non-moving patty must go
beyond the pleadings and designate facts showing an issue for trial. Celotex Cmp. v. Catrett, 477
U.S. 317, 322-23. (1986). A scintilla of evidence, or evidence that is merely colorable or not
significantly probative, does not present a genuine issue of material fact. United Steelworkers of
America v. Phelps Dodge, 865 F.2d 1539, 1542 (9'h Cir. 1989). Reasonable doubts as to the
existence of a material factual issue are resolved against the moving patty and inferences drawn from
facts are viewed in the light most favorable to the non-moving party. T. W: Elec. Serv. v. Pac. Elec.
Contractors, 809 F.2d 626, 630-31 (9'h Cir. 1987).
DISCUSSION
I.
Eleventh Amendment
Absent a waiver by the state or a valid authorization from Congress, the Eleventh
Amendment bars federal comt action for injunctive relief against agencies of the state. Dittman v.
California, 191F.3d1020, 1024 (9'h Cir. 1999). The State of Oregon has not waived its sovereign
immunity in this case, and the Supreme Court has explicitly held that"§ 1983 was not intended to
abrogate a State's Eleventh Amendment immunity." Kentucky v. Graham, 473 U.S. 159, 169 n. 17
(1985). Additionally, the Oregon Depaitment ofConections (ODOC), as an agency of the state, is
not a "person" under§ 1983. See Will v. iv!ichigan Dep 't ofState Police, 491 U.S. 58, 64 (1989).
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OPINION AND ORDER
Accordingly, the ODOC is immune from Mr. Ishmael's suit, and defendants' motion for
summmy judgment is granted based on Eleventh Amendment immunity as it applies to the ODOC.
II.
Exhaustion of Administrative Remedies
Defendants contend Mr. Ishmael's lawsuit must be dismissed because he failed to exhaust
available administrative remedies. The exhaustion provision of the PRLA states:
No action shall be brought with respect to prison conditions under
Section 1983 of this title, or any other Federal law, by a prisoner
confined in any jail, prison, or other correctional facility until such
administrative remedies as are available are exhausted. 42 U.S.C.A
§ 1997e(a).
Its te1ms are unambiguous: A prisoner cmmot bring a claim into court before exhausting all available
remedies. Porter v. Nussle, 534 U.S. 516, 524 (2002).
Failure to exhaust under the PLRA is "an affomative defense the defendant must plead and
prove." Jones v. Bock, 549 U.S. 199, 204 (2007). The defendant has the burden to prove that there
was an available administrative remedy, which the prisoner failed to exhaust. Albino v. Baca, 747
F.3d 1162, 1172 (9'h Cir. 2014). Once the defendant has carried that burden, the prisoner must
produce evidence demonstrating that "the local remedies were ineffective, unobtainable, unduly
prolonged, inadequate, or obviously futile." Williams v. Paramo, 775 F.3d 1182, 1191 (9'h Cir.
2015) (internal citations and quotation mal'ks omitted). The ultimate burden of proof, however, rests
with the defendant. Id.
Defendants met their ultimate burden of proving that there was an available administrative
remedy that the defendant failed to exhaust. Issues of a religious nature are resolved by the faculty
chaplain or designee in consultation with the administrator of religious services. OAR 291-1430140. Ifinmates are dissatisfied with their religious accommodations, they may seek redress through
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OPINION AND ORDER
ODOC' s grievance review system (OAR 291, Division 109), or by filing a Discrimination Complaint
(OAR 291, Division 6). Def. Mot. for Summaiy Judgment, Doc #53, at 8.
While Mr. Ishmael filed an initial grievance on December 1, 2013, he did so while professing
to be a "Messianic Jew," not an "African Hebrew Israelite and Adherent of Judaism." Def. Mot. for
Summaiy Judgment, Doc. #53, at 4 (facts not controverted by plaintiff); See, also, Def. Exhibit #2
at 39, Doc. #54-1 (showing Mr. Ishmael filed a religious grievance request stating he was a
"Messianic Jew" on March 18, 2013). More importantly, Mr. Ishmael never specified in his
grievance request foim that he wanted to use his religious name in tandem with his committed name.
Instead, Mr. Ishmael requested to use his religious name "Prince Michael Ismael" on incoming and
outgoing mail. Pl. Exhibit #3, Doc. 42-1.
Prison officials are allowed to require the use of a committed name on mail correspondence.
}.;falik v. Brown, 16 F.3d 330, 334 (9'h Cir. 1994). Therefore, it was reasonable for prison officials
to deny this particular grievance request. If Mr. Ishmael wishes to use his religious name in
conjunction with his committed name on mail correspondence, he must properly exhaust his
remedies and put defendants on notice of his requested relief before filing suit.
I grant summary judgment for failure to exhaust administrative remedies, because Mr.
Ishmael failed to file a grievance based on his current religious beliefs, and failed to specify that he
wanted to use his religious name in tandem with his committed name.
Generally, when the district court finds that a prisoner failed to exhaust all available
administrative remedies, it should dismiss without prejudice. Wyatt v. Terhune, 315 F .3d 1108, 1120
(9th Cir. 2003). I consider the remaining grounds for defendants' motion to dete1mine whether
dismissal without prejudice is appropriate here.
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OPINION AND ORDER
III.
Participation of Collette Peters and Elizabeth Craig
Defendants Collette Peters and Elizabeth Craig contend they are entitled to sunnnmy
judgment because they were not personally involved in the alleged constitutional violations. A state
official in her personal capacity is not subject to suit under § 1983 unless the plaintiff can show that
the official, acting under color of state law, caused the alleged deprivation of a federal right. Pena
v. Gardner, 976 F.2d469, 473 (9'h Cir. 1992). "A plaintiff must allege facts, not simply conclusions,
that show that an individual was personally involved in the deprivation of his civil rights." Barren
v. Harrington, 152 F.3d 1193, 1994 (9'h Cir. 1998). Additionally, there is generally no respondeat
superior liability under§ 1983. Jeffers v. Gomez, 267 F.3d 895 (9'h Cir. 2001). A supervisor is only
liable for a constitutional violation of his subordinate under § 1983 if (1) he was personally involved
in the constitutional deprivation or (2) there is a sufficient causal connection between the
supervisor's wrongful conduct and the constitutional violation. Id
Mr. Ishmael presents no specific facts to demonstrate that either of the defendants were
personally involved in the deprivation of his civil rights or that they engaged in misconduct that
caused the constitutional violation. Therefore, he cannot sue the defendants in their personal
capacities.
However, the same standard does not apply when state officials are sued in their official
capacities for prospective injunctive relief. When the relief sought is partly prospective (i.e. to
prevent future harm to plaintiff), then the suit is for prospective injunctive relief. See Flint v.
Dennison, 488 F.3d 816, 825 (9'h Cir. 2007) (suit was not baned by the Eleventh Amendment,
because the sought-after injunctions served the purpose of preventing present and future harm and
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OPINION AND ORDER
could thereby not be characterized solely as retroactive injunctive relief). Therefore, Mr. Ishmael's
suit is a suit for prospective injunctive relief.
When sued for prospective injunctive relief, state officials are considered to be "persons" for
the purposes of§ 1983, because "official capacity actions for prospective injunctive relief are not
treated as actions against the state." Will v. l'vfichigan Dep 't ofState Police, 491 U.S. 58, 71, n. 10
(1989) (internal citations and quotation marks omitted). Moreover, the defendants need not be
personally involved in the alleged constitutional violations when sued in their official capacities for
prospective injunctive relief. See Brandon v. Holt, 469 U.S. 464. 471 (1985) ("[A] suit against a
state official in his or her official capacity is not a suit against the official but rather is a suit against
the official's office"). Instead, the plaintiff must allege that a government "policy or issue" played
a role in the constitutional violation. Kentucky v. Graham, 473 U.S. 159, 166 (1985).
Aside from the exhaustion issue, a suit for prospective injunctive relief against these
defendants in their official capacities would be appropriate, because Mr. Ishmael alleged that the
ODOC's mail policy played a role in the constitutional violation. Graham, 473 U.S. at 166.
Defendant Collette Peters in her official capacity is responsible for "the daily operation ofthe prisons
and all Department of Correction employees." Defendant Elizabeth Craig in her official capacity
"oversees the rules and polic[ies] ... for the Department ofC01Tections." Pl. Am. Comp!., Doc.#
15, at 3. Elizabeth Craig and Collette Peters are appropriate defendants, because their office would
presumably have some responsibility in implementing an order of injunctive relief. See Pouncil v.
Tilton, 704 F.3d 568, 576 (9'h Cir. 2012) (concluding that "[s]ecretary of the CDCR, is the proper
defendant on a claim for prospective injunctive relief from a prison regulation, because he would be
responsible for ensuring that the injunctive relief was carried out ... ").
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OPINION AND ORDER
Finally, while Mr. Ishmael sued Elizabeth Craig in her individual capacity, that error does
not end the matter. Mr. Ishmael filed this action prose, and the court as a general rnle construes pro
se complaints liberally. Tilton, 704 F.3d at 574. This liberal construction is "paiiicularly impo11ant
in civil rights cases." Id. (Internal citation and quotation marks omitted). Unless it is absolutely clear
that a pro se claimant's deficient pleading cannot be cured by amendment, he should be permitted
an opp011unity to replead.
Broughton v. Cutter Labs, 622 F.2d 458, 460 (9'h Cir. 1980).
Accordingly, this argument for summary judgment in favor of Collette Peters and Elizabeth Craig
in their official capacities cannot be sustained.
IV.
First Amendment Violation
The defendants also claim that summary judgment should be granted on the merits. To state
a free exercise claim, a plaintiff must demonstrate, as a threshold matter, that (1) the proffered belief
is sincerely held; and (2) the claim is rooted in religious belief, not in purely secular concerns. 1Yfalik
v. Brown, 16 F.3d at 333. "The right to exercise religious practices and beliefs does not terminate
at the prison door.
The free exercise right, however, is necessarily limited by the fact of
incarceration, and may be cmiailed in order to achieve legitimate correctional goals or to maintain
prison security." ivfcElya v. Babbitt, 833 F.2d 196, 197 (9'h Cir. 1987) (per curiam) (citations
omitted). To that end, a prisoner must also show that the justification for the state's infringement
was not reasonably related to a legitimate penological interest. Walker v. Beard, 789 F.3d 1125,
1138 (9'h Cir. 2015).
Defendants contend Mr. Ishmael's belief is not sincere, his claim is not rooted in religion,
and their mail policy as applied to Mr. Ishmael fmihers a legitimate, penological interest.
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OPINION AND ORDER
A.
Sincerity of Mr. Ishmael's Religious Beliefs
Defendants claim that Mr. Ishmael's belief is not sincerely held, because Mr. Ishmael has
filed multiple requests for religious accommodation and asserted a number of different religious
faiths. On September 4, 2008, for example, Mr. Ishmael requested a "halal diet" and identified
himself as a Muslim. On Janumy 17, 2012, Mr. Ishmael later claimed to be Jewish, requesting a
kosher diet. On March 18, 2013, in another religious accommodation request for a kosher diet, Mr.
Ishmael clarified that he was a "Messianic Jew" and that he was "not required to have Jewish lineage
to practice a religion." Def. Exhibit #2 at 39, Doc. #54-1. Most recently, in his letter to Mr. Young
dated September 14, 2014, Mr. Ishmael claimed that he was a "sincere believer in the Jewish faith
and an African Hebrew Israelite of Jerusalem." Def. Exhibit#3at1, Doc. #54-1.
While Mr. Ishmael's varied professed faiths may cast doubt on the sincerity of his current
belief, this fact in and of itself does not mandate summary judgment for defendants as a matter of
law. The Supreme Court has tended to presume the sincerity of religious beliefs, and it has indicated
that the timing of one's religious conversion is immaterial in the free exercise context. See, e.g.,
Hobbie v. Unemployment Appeals Comm'n, 480 U.S. 136, 144 n. 9 (1987) ("So long as one's faith
is religiously based at the time it is asserted, it should not matter, for constitutional purposes, whether
that faith derived from revelation, study, up-bringing, gradual evolution, or some source that appears
entirely incomprehensible."); Ehlert v. United States, 402 U.S. 99, 103 (1970) (conscientious
objector claims cannot be disposed of on the merits because the views were "late in c1ystallizing").
Additionally, the Supreme Comt has determined that, at least in the context of addressing religious
exemptions from militmy service, "the threshold question of sincerity" is a "question of fact."
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OPINION AND ORDER
United States v. Seeger, 380 U.S. 163, 185 (1965). I conclude the sincerity of Mr. Ishmael's belief
is a question of fact that cannot be resolved as a matter of law on the present record.
B.
Claim Deeply Rooted in Religious Belief
Defendants next contend that, even if Mr. Ishmael's beliefs are sincere, his claim is not
deeply rooted in religious belief. According to defendants, Mr. Ishmael admitted as much in his
letter to Mr. Young, where he stated "use of a religious name is not compelled by or central to my
system ofreligious belief but using my religious name 'Prince Miguel Ishmael' is a part of the way
I practice and express my religious beliefs, and is hence, a religious exercise." Def. Mot. for
Summaty Judgment, Doc. #53, at 12; Def. Exhibit #3 at 2, Doc. #54-1.
To be deeply rooted in religious belief, a plaintiffs claim need not be compelled by or central
to his religion. See Hernandez v. C.IR., 490 U.S. 680, 699 (1989) ("It is not within the judicial ken
to question the centrality of patiicular beliefs or practices to the faith, or the validity of particular
litigants' interpretation of those creeds."); Shakur v. Schriro, 514 F.3d 878, 885 (9'h Cir. 2008)
("Here the district court impermissibly focused on whether 'consuming Halal meat is required of
Muslims as a central tenant oflslam,' rather than on whether Shakur sincerely believes eating kosher
meat is consistent with his faith."); Callahan v. Woods, 658 F.2d 679, 685 (9'h Cir. 1981) ("A
religious belief can appear to eve1y other member of the human race preposterous, yet merit the
protection of the Bill of Rights.").
Instead, to be rooted in religious belief, the plaintiffs claim need only be related to his
sincerely held religious belief. In lvfalik v. Brown, for example, the comi concluded that the
claimant's adoption of a Muslim name was rooted in religious belief because it represented an
"exercise ofreligious freedom" related to his conversion to Islam. lvfalikv. Brown, 16 F.3d at 333.
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OPINION AND ORDER
Here, Mr. Ishmael claims that his desire to use a religious name is "a religious exercise", Pl. Am.
Resp., Doc. #42, at 15, and defendants make no contention to the contrary. See, also, Callahan v.
Woods, 658 F.2d 679, 684 (9'h Cir. 1981) (concluding that plaintiffs distaste for social security
numbers was related to his religious beliefs, even though he also opposed social security numbers
on secular grounds prior to his religious conversion). Whether Mr. Ishmael's use of his religious
name is related to a sincere religious belief is a factual issue.
C.
Legitimate Peno logical Interest
Defendants contend ODOC rnles requiring inmates to use only their committed name on
written correspondence promotes the efficient processing of mail. A prison regulation that requires
the use of an inmate's committed name to the exclusion of a religious name, however, is
umeasonable. 1Vfalikv. Brown, 16 F.3d at 334.
As noted previously, Mr. Ishmael failed to pursue administrative remedies regarding the use
of both his religious name and his committed name together on c01Tespondence. His complaint
specifies, however, that he seeks to exercise his religion by using both his religious name and his
committed name on envelopes. In addition, he claims he attempted to mail letters containing both
his committed and religious names, only to have staff return those letters to him, stating he must
"only use his committed name." Pl. Am. Comp!., Doc. #15, at 4-5. In light of lvfalik v. Brown,
questions remain as to whether the ODOC mail regulations as applied to Mr. Ishmael are reasonably
related to a legitimate penological interest.
V.
Overbroad injunctive relief
Defendants contend they are entitled to summary judgment because the injunctive relief Mr.
Ishmael seeks is overly broad. Under the PLRA, prospective relief in any civil action must be
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OPINION AND ORDER
nanowly tailored to conect the constitutional violation. 18 U.S.C. § 3626(a)(l)(A). Mr. Ishmael
seeks the following relief: First, he asks that the court declare mail rules OAR 291-131-0020(2) and
OAR 291-131-0025(1) unconstitutional as they apply to the use of his religious name on
conespondence. Second, he asks that the cout1 declare that defendants violated his rights by
prohibiting him from using his religious name in tandem with his committed name on incoming and
outgoing mail. Third, he asks that the cou11 prevent defendants from applying the aforementioned
rules to the use of his religious name on incoming and outgoing mail. Pl. Am. Comp!., Doc #15, at
6.
Defendants contend that Mr. Ishmael's requested relief is overly broad, "because it would
invalidate the ODOC mail rules as applied to him in whole, rather than in pat1." Def. Mot. for
Summary Judgment, Doc #53, at 15. As I construe Mr. Ishmael's complaint, he seeks to invalidate
only the application of these rules that prohibit him from using his religious name in tandem with
his committed name. This interpretation constitutes a natrnwly tailored request for relief, and I
therefore reject defendants' argument in favor of summaty judgment on this ground.
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OPINION AND ORDER
CONCLUSION
For all the foregoing reasons, defendants' motion for summary judgment[# 53] is
GRANTED. Plaintiffs claims against ODOC are dismissed with prejudice. Plaintiffs claims
against Collette Peters and Elizabeth Craig are dismissed without prejudice for failure to exhaust
administrative remedies.
IT IS SO ORDERED.
DATED this
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0t-day of October, 2015.
OPINION AND ORDER
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