Lee v. Cain
Filing
52
OPINION & ORDER: Defendants' Motion for Summary Judgment 37 is Denied. Signed on 6/26/18 by Magistrate Judge Paul Papak. **25 PAGE(S), PRINT ALL** (Derryel Lee, Prisoner ID: 4084406) (gm)
IN THE UNITED STATES DISTRICT COURT
FOR THE DISTRICT OF OREGON
2:17-CV-42-PK
DERRYEL LEE,
OPINION AND
ORDER
Plaintiff,
v.
G. GULICK, MR. DEFRANCE, WICK, MS.
CURTIS, DR. KOLTES, MR. WHITE, and DR.
STEVEN SHELTON,
Defendants.
PAPAK, Magistrate Judge:
PlaintiffDenyel Lee, an inmate of the Snake River Co11'ectional Institution ("SRCI"),
filed this action prose and informa pauperis against defendants Brad Cain, G. Gulick, Mr.
Defrance, Wick, Ms. Hughes, First Btts Counselor, Ms. Curtis, S. Cook, S. Meehem, Dr. Koltes,
Page 1 - OPINION AND ORDER
Mr. Taylor, M. Peterson, Mr. White, Medical Dept., M. Nooth, Steve Shelton, and several
fictitiously named defendants on Januaty 9, 2017. On March 22, 2017, Judge King dismissed
Lee's claims in part, and expressly granted leave for Lee to amend his complaint to cure the
deficiencies identified therein. Lee amended his complaint effective June 26, 2017, abandoning
his claims to the extent alleged against Cain, Hughes, First Btts Counselor, S. Cook, S. Meehem,
Mr. Taylor, M. Peterson, M. Nooth, Medical Dept, and the fictitiously named defendants. By
and through his complaint, Lee alleges that remaining defendants Gulick, Koltes, Shelton, Wick,
Curtis, White, and Defrance willfully failed to provide him with appropriate medical care,
including in paiticular pain management care. Arising out of the foregoing, Lee alleges the
remaining defendants' liability under 42 U.S.C. § 1983 for the violation of his Eighth
Amendment right to freedom from cruel and unusual punishment. Lee seeks injunctive relief to
enjoin Gulick and Koltes from futther involvement in his medical care and to enjoin the other
remaining defendants to provide him with treatment appropriate to his medical condition, as well
as award of $2,000,000 in damages for pain and suffering, and award of his costs and fees
incuned herein. This court has federal question jurisdiction over Lee's action pursuant to 28
U.S.C. § 1331.
Now before the court is defendants' motion (#37) for summaiy judgment, by and tlu·ough
which defendants argue that Lee has failed to exhaust all administrative remedies available to
him at SRCI regarding defendants' complained-of conduct, depriving this comt of jurisdiction to
consider Lee's claim pursuant to the Prison Litigation Reform Act (the "PLRA"). I have
considered the motion and all of the pleadings and papers on file. For the reasons set fotth
below, defendants' motion is denied in its entirety.
Page 2 - OPINION AND ORDER
LEGAL STANDARD
Summmy judgment is appropriate "if the movant shows that there is no genuine dispute
as to any material fact and the movant is entitled to judgment as a matter oflaw." Fed. R. Civ. P.
56(a). A party taking the position that a material fact either "cannot be or is genuinely disputed"
must suppo1i that position either by citation to specific evidence of record "including depositions,
documents, electronically stored info1mation, affidavits or declarations, stipulations (including
those made for purposes of the motion only), admissions, interrogat01y answers, or other
materials," by showing that the evidence of record does not establish either the presence or
absence of such a dispute, or by showing that an opposing party is unable to produce sufficient
admissible evidence to establish the presence or absence of such a dispute. Fed. R. Civ. P. 56(c ).
The substantive law governing a claim or defense determines whether a fact is material. See
lvforeland v. Las Vegas lvfelro. Police Dep't, 159 F.3d 365, 369 (9th Cir. 1998).
Summmy judgment is not proper if material factual issues exist for trial. See, e.g.,
Celolex Corp. v. Catrell, 477 U.S. 318, 322 (1986); Anderson v. Liberly Lobby, Inc., 477 U.S.
242, 248 (1986); Warren v. Cily ofCarlsbad, 58 F.3d 439, 441 (9th Cir. 1995). In evaluating a
motion for summary judgment, the district courts of the United States must draw all reasonable
inferences in favor of the nonmoving party, and may neither make credibility detem1inations nor
perform any weighing of the evidence. See, e.g., Ly/le v. Household lv!fg., Inc., 494 U.S. 545,
554-55 (1990); Reeves v. Sanderson Plumbing Products, Inc., 530 U.S. 133, 150 (2000).
FACTUAL BACKGROUND
I.
The Parties
Plaintiff Lee is an incarcerated prisoner housed at all material times at the Snake River
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Correctional Institution.
Defendants Gulick and Koltes are alleged to be physicians employed by SRCI to provide
medical services to its inmates. Defendant Shelton is the Medical Director of ODOC.
Defendants Wick, Curtis, and White are alleged to be nurses employed by SRCI to provide
medical services to its inmates. Defendant DeFrance is alleged to be a security officer employed
bySRCI.
II.
Material Facts
A.
The Administrative Remedy Program at SRCI
Lee has at all material times been housed at SRCI. At SRCI, Lee had available to him a
three-level grievance procedure consistent with the regulations set foiih in Chapter 291, Division
109 of the Oregon Administrative Rules.
Pursuant to the SRCI grievance procedures and applicable Oregon Administrative Rules,
"[i]f an inmate is unable to resolve an issue through informal communications, ... the imnate
[may] seek resolution of the issue by submitting a written grievance using the depmiment's
approved inmate grievance form (CD 117).... " OAR-291-109-0140(1)(a). Any such grievance
"must include a complete description of the incident, action, or application of the mle being
grieved, including date and approximate time," and should be accompanied by any referenced
documents. OAR-291-109-0140(1 )(b). Matters, actions, and incidents that an inmate may
properly grieve are the "misapplication of any administrative directive or operational procedure,"
the "lack of an administrative directive or operational procedure," any "unprofessional behavior
or action which may be directed toward an inmate by an employee or volunteer of [ODOC] or the
Oregon Corrections Enterprises," any "oversight or error affecting an inmate," any "program
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failure as defined in ... OAR-291-077-0020," except where such failure was caused by the
inmate's misconduct, the "loss or destruction of[the inmate's] property," sexual conduct between
an ODOC employee and an inmate, or sexual abuse of an inmate by another inmate. OAR-291109-0140(2). "An inmate grievance may request review of just one matter, action, or incident per
inmate grievance f01m." OAR-291-109-0140(l)(d). Similarly, imnates are not permitted to
grieve the actions of more than one ODOC employee through a single grievance form, but rather
must file one grievance form per ODOC employee whose actions are the subject of the inmate's
challenge. See OAR-291-109-0140(5). In addition, imnates are not permitted to grieve any
claim or issue "that the inmate is pursuing in pending litigation in state or federal courts."
OAR-291-109-0140(3)(h). A grievance will not be processed unless it is received by the
applicable grievance coordinator on form CD 117 "within 30 calendar days of the date of the
incident giving rise to the grievance." OAR-291-109-0150(2).
Inmates are permitted to file "no more than two initial inmate grievances in any one week
or six in any calendar month," other than grievances regarding sexual abuse, and other than
separate grievances grieving multiple ODOC staff members in connection with the same
incident. OAR-291-109-0180(1). Grievances filed in excess of those limits are summarily
denied with the notation that the inmate has committed "abuse" of the grievance system. Id
Upon receipt of an inmate grievance, a grievance coordinator is required to "assign the
grievance a number," date stamp the grievance, "and record its receipt in an inmate grievance
log" and to "send a grievance receipt to the inmate." OAR-291-109-0160(1) and (l)(a). The
grievance coordinator is then required to coordinate with the ODOC employee best suited to
respond to the grievance, and to send the inmate's grievance to that person "for reply." OAR-
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291-109-0160(1 )(b). The response must "be returned to the grievance coordinator for processing
within 21 calendar days." OAR-291-109-0160(l)(c). Following such processing, the grievance
coordinator is required to send the inmate copies of both the grievance and the response, and to
retain copies for the grievance coordinator's files, all within "45 days from the date the grievance
was received" by the grievance coordinator, "unless further investigation is necessa1y."
OAR-291-109-0160(2). In the event the grievance coordinator fails to complete processing of
the grievance within 45 days of its receipt, "the grievance coordinator will make an effo1t to
notify the inmate of the status of the grievance." Id
"If the inmate does not receive a response
within the allotted time frame, he/she may contact the grievance coordinator." Id.
"If at any time the grievance coordinator determines the inmate has pursued his/her
grievance through state or federal courts, the grievance process will cease and the grievance will
be returned to the inmate." OAR-291-109-0160(4). "A grievance that has been returned to [an]
inmate by the grievance coordinator for procedural reasons cannot be appealed." OAR-291-1090160(5).
An inmate may appeal the institutional response to the inmate's grievance by and through
"the grievance appeal fmm (CD 117c)." OAR-291-109-0170(1)(a). Any such appeal "must be
submitted to the grievance coordinator together with the original grievance, attachments, and
staffresponse(s)." Id. The scope of the originally submitted grievance cannot be expanded on
appeal, and the inmate is not permitted to add new infommtion regarding the grieved incident on
appeal, except where such information was unavailable to the inn1ate at the time the original
grievance was filed. See id. Any such appeal must be received by the grievance coordinator
"within 14 days from the date that the grievance response was sent to the inmate from the
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grievance coordinator." OAR-291-109-0170(l)(b). The grievance coordinator is required to
send the appeal to the "functional unit manager," who is required to respond to the appeal "within
30 calendar days." OAR-291-109-0170(1)(c). The grievance coordinator is then required to
send the functional unit manager's appeal response to the inmate. See id.
In the event an inmate wishes to appeal the functional unit manager's decision regarding a
grievance appeal, the inmate may do so "using the grievance appeal fo1m (CD l l 7c)."
OAR-291-109-0170(2)(a). Any such appeal "must be submitted to the grievance coordinator
together with the original grievance, attachments, staff responses, and documentation related to
the first grievance appeal." Id. The grievance coordinator must receive any such appeal "within
14 calendar days from the date that the first grievance appeal response was sent to the inmate
from the grievance coordinator." OAR-291-109-0170(2)(c). As with the first appeal, appeal of
the functional unit manager's response cannot expand the scope of the original grievance, and
cannot adduce new info1mation regarding the originally grieved incident, except where such
information was unavailable to the innmte at the time the original grievance or first appeal was
filed. See OAR-291-109-0170(2)(a). The grievance coordinator is required to forward any such
appeal to "the Assistant Director having authority to review and resolve the issue." Id.
The Assistant Director with such authority is required to respond to any such appeal from
a functional unit manager's grievance appeal response "within 30 calendar days."
OAR-291-109-0l 70(2)(e). "The Assistant Director's ... decision on an inmate's grievance
appeal is final, and is not subject to further [administrative] review." OAR-291-109- 0170(2)(f).
B.
The Parties' Dispute
As noted above, defendants move for summary adjudication of Lee's claims on the sole
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basis of Lee's purported failure to exhaust all administrative remedies in support of his claims. In
consequence, the pmiies do not, at this stage of these proceedings, offer evidence in connection
with the merits of Lee's claims, but rather offer evidence only in connection with the question
whether Lee exhausted available remedies. I therefore recite here only a sunnnary of Lee's
allegations regarding the merits of his claims. I will discuss the pa1iies' evidentimy proffers (in
light of the legal standard governing motions for summmy judgment under Federal Civil
Procedure Rule 56) within the Analysis section below.
Lee alleges that he is severely mentally ill and that he has "suffered from pain and
numbness in the legs, back[,] and neck for many years." Complaint, 2. Lee fmiher alleges that
the defendants herein have failed to provide him with adequate medical care in connection with
his pain symptoms out of deliberate indifference amounting to the wanton infliction of pain. See
id., 2-3. Lee alleges that such failure to provide adequate medical care specifically includes:
(i) failure to prescribe him adequate pain management medication in connection with his cln·onic
leg, back, and neck pain, (ii) failure to order MRI or CT scans of the affected areas, (iii) failure to
refer his case to outside medical specialists, and (iv) causing him to experience painful skin
lesions due to an allergic reaction to the pain medication Tramadol. See id.
ANALYSIS
I.
The Prison Litigation Reform Act
Pursuant to the Prison Litigation Refo1111 Act, incarcerated plaintiffs are required to
exhaust all administrative remedies available to them within the institutions in which they are
housed before bringing any federal action in connection with prison conditions, including such
actions brought under 42 U.S.C. § 1983:
Page 8 - OPINION AND ORDER
No action shall be brought with respect to prison conditions under section 1983 of
this title, or any other Federal law, by a prisoner confined in any jail, prison, or
other correctional facility until such administrative remedies as are available are
exhausted.
42 U.S.C. § 1997e(a). For purposes of the PLRA, actions brought with respect to "prison
conditions" include all actions brought to challenge isolated episodes of unconstitutional or
otherwise unlawful misconduct of any kind as well as prisoner petitions challenging conditions
of confinement. See Porter v. Nuss le, 534 U.S. 516, 532 (2002). Under the PLRA, the courts
lack discretion to consider claims challenging prison conditions, including claims for money
damages, except where such claims are filed following complete exhaustion of available
administrative remedies, without regard to the nature of the administrative remedies available
under such administrative grievance procedures. See id. at 524, citing Booth v. Churner, 532
U.S. 731, 739, 740 n. 5, 741 (2001).
Inmates are not required to plead or demonstrate exhaustion before bringing prisonconditions lawsuits. Jones v. Bock, 549 U.S. 199, 216 (2007). To the contrary, an incarcerated
plaintiffs failure to satisfy the PLRA exhaustion requirement is an affitmative defense that is the
burden of the defendant in a prison-conditions lawsuit to raise and prove. See id. Following the
Ninth Circuit's en bane decision in Albino v. Baca, 747 F.3d 1162 (9th Cir. 2014), the courts of
the Ninth Circuit treat challenges to a prisoner's exhaustion of administrative remedies as
motions for summaiy judgment if premised on proffered evidence, and as motions to dismiss for
failure to state a claim if premised on the incarcerated plaintiffs pleading alone. See Albino, 747
F.3d at 1166. Here, defendants have properly brought their evidence-based challenge to Lee's
exhaustion of administrative remedies as a motion for summary judgment.
"If undisputed evidence viewed in the light most favorable to the prisoner shows a failure
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to exhaust, a defendant is entitled to summmy judgment under Rule 56." Id. However, "[i]f
material facts are disputed, summmy judgment should be denied, and [following such denial] the
district judge rather than a jury should determine the facts." Id. The Albino court specified that
the court should act as the finder of fact in connection with an exhaustion challenge "in a
preliminary proceeding," id. at 1168, "if feasible, before reaching the merits of a prisoner's
claim," id. at 1170. Such preliminmy proceeding is to be conducted "in the same manner a judge
rather than a jmy decides disputed factual questions relevant to jurisdiction and venue," id.,
which is to say via a plenary evidentiary hearing to be conducted in a manner within the
discretion of the court, see, e.g., Data Disc, Inc. v. Systems Technology Associates, Inc., 557 F.2d
1280, 1285, 1285 n. 2 (9th Cir. 1977).
For purposes of the PLRA, "complete exhaustion" of available administrative remedies
requires that an inmate "complete the administrative review process in accordance with [all]
applicable procedural rules, including deadlines .... " },;!arella v. Terhune, 568 F.3d 1024, 1027
(9th Cir. 2009), quoting Woodford v. Ngo, 548 U.S. 81, 88 (2006). Indeed, as the Supreme Court
established in Wooclford, "proper exhaustion of administrative remedies ... 'means using all steps
that the agency holds out, and doing so properly (so that the agency addresses the issues on the
merits)."' Woodford, 548 U.S. at 90 (emphasis original), quoting Pozo v. l'vlcCaught1y, 286 F.3d
1022, 1024 (7th Cir. 2002). The Woodford court reasoned that to hold otherwise would permit
prisoners to render the PLRA exhaustion requirement "wholly ineffective" by defaulting in the
performance of administrative requirements and then claiming exhaustion by virtue of such
procedural default. Id. at 95. Under Woodford, only proper exhaustion of administrative
requirements, including compliance with deadlines and perfo11nance of all procedural requisites,
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is sufficient to satisfy the requirements of the PLRA. See id. at 90-91 ("Proper exhaustion
demands compliance with an agency's deadlines and other critical procedural rules .... ").
Notwithstanding the foregoing, it is clear that there are circumstances in which the courts
will deem available administrative remedies exhausted even in the absence of full compliance
with a prison's administrative grievance procedure. The Supreme Court recently held that there
are at least three sets of circumstances in connection with which a prisoner who fails or omits
properly to follow such a grievance procedure through its final step will be deemed to have
exhausted such administrative remedies as are "available" for PLRA purposes: where remedies
are functionally unavailable through the procedure because prison officials are "unable or
consistently unwilling to provide any relief to aggrieved inmates," Ross v. Blake, 136 S. Ct. 1850,
1859 (2016), citing Booth, 532 U.S. at 736, 738, where the administrative procedure is too
confusing, baroque, or flawed to be navigated to completion by a reasonable prisoner, see id., or
where prison officials thwart prisoners' efforts properly to exhaust available administrative
remedies "through machination, misrepresentation, or intimidation," id. at 1860. The Ninth
Circuit has held that where prison officials' conduct would tend to thwmi a reasonable prisoner's
efforts properly to exhaust available administrative remedies, fmther administrative procedures
are effectively unavailable to the prisoner even in the absence of bad faith or deliberate
obstruction. See Nunez v. Duncan, 591F.3d1217, 1226 (9th Cir. 2010).
Moreover, the PLRA contains no requirement that prisoners identify by name in
grievances filed through a prison's administrative remedy procedure all persons the prisoner later
names as a defendant in a lawsuit filed in federal comt See Jones, 549 U.S. at 217-219. "The
level of detail necessary in a grievance to comply with the grievance procedures will vmy from
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system to system and claim to claim, but it is the prison's requirements, and not the PLRA, that
define the boundaries of proper exhaustion." Id at 218. The Ninth Circuit has held in this
connection that even where a prison's administrative grievance procedure expressly requires such
identification, where such a prison decides a grievance on its merits notwithstanding a prisoner's
failure to identify by name all prison officials whose conduct was the subject of the prisoner's
grievance, "the purposes of the PLRA exhaustion requirement have been fully served: prison
officials have had a fair opportunity to conect any claimed deprivation and an administrative
record supporting the prison's decision has been developed." Reyes v. Smith, 810 F.3d 654, 658
(9th Cir. 2016), citing Porter, 534 U.S. at 525. "Dismissing the inmate's claim for failure to
exhaust under these circumstances does not advance the statutory goal of avoiding unnecessmy
interference in prison administration." Id, citing Woodford, 548 U.S. at 93. "Rather, it prevents
the courts from considering a claim that has already been fully vetted within the prison system."
Id On that basis, the Ninth Circuit held that a prisoner has exhausted available administrative
remedies for PLRA purposes "despite failing to comply with a procedural rule" requiring
identification by name of all prison officials whose conduct was grieved "if prison officials
ignore the procedural problem and render a decision on the merits of the grievance at each
available step of the administrative process." Id.
II.
Exhaustion of Available Administrative Remedies
The parties offer evidence tending to establish that Lee has filed numerous grievances
regarding the medical treatment he has received while incarcerated at SRCI. Because of the large
volume of such grievances, I discuss below the evidentimy facts regarding Lee's grievances only
to the extent they have any potential to bear on the question whether Lee exhausted all available
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administrative remedies regarding the alleged deprivations underlying his claim before he
initiated these proceedings.
A.
The Period Between July 31, 2015, and December 10, 2015
Lee offers the Declaration (#49-1) of Travis Stafford ("Stafford Deel."), by and through
which Stafford, an SRCI inmate assigned to assist Lee by pushing his wheelchair, testifies that
SRCI Grievance Coordinator James A. Taylor told Lee to "stop putting grievances in the
grievance box." Stafford Deel at 1. Stafford's testimony does not indicate the approximate date
when this occurred, but Lee's discussion of the events to which Stafford testifies strongly
suggests that if Stafford's testimony is accurate, Taylor issued the instruction to stop submitting
grievances through the ordinmy submission protocol at some time in late July 2015. At this stage
of these proceedings, naturally, I assume the accuracy of Stafford's testimony.
Lee's discussion suggests that in connection with the injunction against submitting
grievances through the standard protocol, Taylor told him that he would be put on callout to see
Taylor in person once weekly, at which occasions Lee could submit any grievances he had
accumulated since the last such occasion in person, in lieu of placing them in the grievance box.
This asse1iion finds some support in Stafford's testimony that for a period of time he would take
Lee "to see Mr. Taylor eve1y Friday morning" until some imprecisely specified time (apparently a
few weeks after Taylor initially instructed Lee to stop using the grievance box, see id.) when Lee
stopped being placed on callout to see Taylor. Id Lee's discussion further suggests that there
was thereafter a period of approximately four months during which Lee had no opportunity to see
Taylor in order to submit grievances in person. This proposition likewise finds suppo1i in
Stafford's testimony, specifically his testimony that after Lee stopped being placed on callout to
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see Taylor, Stafford "checked the callouts religiously and [Lee] wasn't on callout" for some
unspecified period of time thereafter. Id. Lee states that on December 10, 2015, he was for the
first time in four months permitted to see Taylor and to submit his accumulated grievances and
grievance appeals. Lee suggests that at that time he submitted the grievances and grievance
appeals that he had been accumulating - but not depositing in the grievance box in compliance
with Taylor's injunction against doing so - since late July 2015.
Defendants' proffered evidence does not contradict or call into question any element of
Lee's description of events. First, defendants offer into evidence a summary of grievances filed
by Lee during the period from August 1, 2012, through August 31, 2017. See Declaration (#3 8)
of James A. Taylor ("Taylor Deel."), Exh. 2 ("Inmate Complaint History"). The summaiy
indicates that over the approximately five-year period it covers, Lee filed one or more grievances
in most months, with only one filing hiatus in excess of approximately one month, namely the
approximately four month period from late July through December 10, 2015. See Inmate
Complaint History, passim. In addition, the summaiy indicates that Lee filed 14 discrete
grievances or grievance appeals on December 11, 2015, by far the most grievances filed by him
on a single day during the covered period. See id. at 3-4,passim. Lee's pattem of grievance
submissions as reflected in the Inmate Complaint Hist01y is thus entirely consistent with both
Lee's discussion and Stafford's swom testimony.
Second, Taylor expressly testifies in connection with several of Lee's efforts to exhaust
administrative remedies in connection with his various grievances (including in particular
grievances regarding the alleged deprivations at issue herein) that, for example, after filing a
timely grievance and a timely first appeal from SRCI's response thereto, "Lee wrote a second
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appeal on July 31, 2015, but he did not submit that appeal until December 10, 2015," rendering
the second appeal in his opinion untimely as having been submitted more than fourteen days after
SCRI's response to Lee's first appeal. Taylor Deel.,~ 17 (Grievance No. SRCI. 2015.05.30); see
also
id,~~
18 (Grievance No. SRCI. 2015.06.130), 20 (Grievance No. SRCI. 2015.12.106), 21
Grievance No. SRCI. 2015.12.109), 22 (Grievance No. SRCI. 2015.12.115) (each, describing a
grievance or grievance appeal which would have been timely if submitted when written but
which was deemed untimely when submitted on December 10, 2015). In addition, Taylor
testifies that all subsequent grievances Lee filed in the month of December 2015 (that is, all
grievances filed in that month subsequent to his batch-filing of 14 grievances on December 10,
2015) were summarily denied and returned to Lee as abuse of the grievance system in that Lee
had already filed the maximum allowable six grievances per month. See
id.,~~
23 (Grievance
No. SRCI. 2015.12.223), 24 (Grievance No. SRCI. 2015.12.224). Although Taylor omits to
testify as to whether he instructed Lee to stop submitting grievances using the grievance box,
whether he instructed Lee to submit grievances in person on a weekly basis, and/or whether he
stopped placing Lee on callout to meet with him regarding grievances rendering the grievance
process unavailable to Taylor for a period of approximately four months, the pattern of grievance
submissions Taylor describes in his testimony is precisely consistent with Lee's account.
Third, a large number of Lee's potentially material grievances and appeals are attached as
exhibits to Taylor's declaration. See id, Exh. 3-21. Of these, several (including those as to
which Taylor offered testimony that the grievances or appeals would have been timely if
submitted when written but were deemed untimely when submitted on December 10, 2015, and
also including additional instances of the same pattern) were denied as untimely when submitted
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on December 10, 2015, notwithstanding that they bear handwritten dates suggesting that they
would have been timely if submitted as of the date they were written. See id., Exh. 6 at 10-11
(Grievance No. SRCI.2015.05.30), Exh. 7 at 16-17 (Grievance No. SRCI.2015.06.130), Exh. 9 at
1-2 (Grievance No. SRCI.2015.12.106), 3-4 (Grievance No. SRCI.2015.12.107), 5-6 (Grievance
No. SRCI.2015.12.108), 7-8 (Grievance No. SRCI.2015.12.109), 9-10 (Grievance No. SRCI.
2015.12.110), Exh. 10 at 1-2 (Grievance No. SRCI.2015.12.109), Exh. 11at1-2 (Grievance No.
SRCI.2015 .12.115). In addition, at least two of Lee's potentially material grievances and appeals
were retutned to Lee after summaiy denial as abuse of the grievance system because they were
filed between December 11and31, 2015, after Lee had submitted his fourteen accumulated
grievances on December 10, 2015. See id., Exh. 12 at 1-2 (Grievance No. SRCI. 2015.12.223),
Exh. 13 at 1-2 (Grievance No. SRCI. 2015.12.224). The grievances themselves thus provide
unambiguous support both for Lee's discussion and Stafford's testimony regarding the availability
of the grievance process to Lee from late July through December 10, 2015, and are likewise
entirely consistent with Taylor's testimony regarding the disposition of the subject grievances.
Notwithstanding the foregoing, in reply to Lee's opposition memorandum defendants'
attorney Nathaniel Aggley expressly misrepresents to the court that Lee "did not provide the
Court with any evidence to show that he was prevented or hindered from filing grievances,"
Reply Memorandum (#50) at 2, that Stafford testifies that Lee was able to meet with Taylor
"every Friday morning" during the approximately four months preceding December 10, 2015, id.,
and that Lee concedes that during that period "he continued to file grievances," id. at 2-3. In
addition, Aggley affirmatively misrepresents to the comt as follows:
Moreover, Plaintiffs alleged lack of ability to file grievances between 8/4/201512/10/2015 is not supported by the evidence. Copies of grievances and grievance
Page 16 - OPINION AND ORDER
appeals filed by Plaintiff can be found in Defense exhibits 6, 9, 10, and 11, which
are attached to the declaration of James Taylor. Those exhibits show that Plaintiff
was able to file grievances and grievance appeals during that time period: On
August 19, 2015, Plaintiff filed grievance SRCI.2015.12.108; on September 8,
2015, Plaintiff filed grievance SRCI.2015.12.109; on September 20, 2015,
Plaintiff filed appeals to grievances SRCI.2015.05.030 and SRCI.2015.06.130,
and on October 2, 2015, Plaintiff filed grievances SRCI.2015.12.106,
SRCI.2015.12.107, SRCI.2015.12.110, and SRCI.2015.12.115. Therefore,
Plaintiff's alleged lack of ability to file grievances is not suppmted by the
evidence.
Id at 3 (footnote omitted). Each of Aggley's quoted assertions to the court is patently inaccurate.
As noted above, Lee has provided the cou1t with Stafford's testimony that Taylor told Lee to
"stop putting grievances in the grievance box," Stafford Deel at 1, and that during the
approximately four-month period at issue Lee's formerly standing weekly appointment with
Taylor did not take place, see id., and in addition Lee expressly and clearly asserts to the court
that he was unable to file grievances during that same period. As to Aggley's asse1tions to the
comt that Lee in fact filed specific, identified grievances during the period of approximately four
months preceding December 10, 2015, every one of those assertions is flatly contravened by the
documentmy evidence Aggley cites (and offers) in suppo1t, and in most instances also by Taylor's
express declaration testimony. In fact, defendants' proffered evidence tends to establish that
Grievance No. SRCI.2015.12.108 was timely written on August 19, 2015, but was time-stamped
as received on December 10, 2015, and was denied as untimely submitted and as constituting
abuse of the grievance system on December 11, 2015, see Taylor Deel., Exh. 9 at 5-6, that
Grievance No. SRCI.2015.12.109 was timely written on September 8, 2015, but was timestamped as received on December 10, 2015, and was denied as untimely submitted and as
constituting abuse of the grievance system on December 11, 2015, see Taylor Deel.,~ 21, Exh. 9
at 7-8, that Lee's second appeal to Grievance No. SRCI.2015.05.30 was timely written on
Page 17 - OPINION AND ORDER
September 20, 2015, but was time-stamped as received on December 10, 2015, and was denied
as untimely submitted on December 11, 2015, see Taylor Deel., ii 17, Exh. 6 at 10-11, that Lee's
second appeal to Grievance No. SRCI.2015. 06.130 was timely written on September 20, 2015,
but was time-stamped as received on December 10, 2015, and was denied as untimely submitted
on December 11, 2015, see Taylor Deel., ii 18, Exh. 7 at 16-17, that Grievance No. SRCI.2015.
12.106 was timely written on October 2, 2015, but was time-stamped as received on December
10, 2015, and was denied as untimely submitted on December 11, 2015, see Taylor Deel., ii 20,
Exh. 9 at 1-2, that Grievance No. SRCI.2015.12.107 was timely written on October 2, 2015, but
was time-stamped as received on December 10, 2015, and was denied as untimely submitted on
December 11, 2015, see Taylor Deel., Exh. 9 at 3-4, that Grievance No. SRCI.2015.12.110 was
timely written on October 2, 2015, but was time-stamped as received on December 10, 2015, and
was denied as untimely submitted and as constituting abuse of the grievance system on
December 11, 2015, see Taylor Deel., Exh. 9 at 9-10, and that Grievance No. SRCI.2015.12.115
was timely written on October 2, 2015, but was time-stamped as received on December 10, 2015,
and was denied as untimely submitted, as constituting abuse of the grievance system, and as
failing to offer a complete description of the incident being grieved on December 11, 2015, see
Taylor Deel., ii 22, Exh. 11 at 1-2.
In light of the unambiguous evidence of record and of the Ninth Circuit and Supreme
Court jurisprudence discussed above, I find that Lee exhausted all available administrative
remedies in connection with each grievance in connection with which he prepared a grievance or
a grievance appeal on a timely basis between late July and December 10, 2015, but did not
submit the grievance until December 10, 2015, whereupon the grievance or appeal was denied as
Page 18 - OPINION AND ORDER
untimely submitted (except where such grievance or grievance appeal would have been denied as
abuse of the grievance system as in excess of the monthly or weekly limits on grievance
submissions had such grievance or grievance appeal been filed when prepared). While I express
no opinion as to whether Taylor's injunction that Lee cease submitting grievances through the
grievance box was reasonable or unreasonable under all applicable circumstances, I find that in
consequence of Taylor's injunction and of the subsequent unavailability of callouts for the
purpose of in-person submission of accumulated grievances for an approximately four-month
period, a reasonable inmate would have been thwarted in his or her efforts properly to comply
with available administrative remedies until December 10, 2015. These are sufficient grounds
for concluding that Lee exhausted such administrative remedies as were available to him for
PLRA purposes in connection with such grievances or grievance appeals, see Ross, 136 S. Ct. at
1860, Nunez, 591 F.3d at 1226, and I so find. For the same or similar reasons, I find that Lee
exhausted available administrative remedies in connection with grievances summarily denied as
abuse of the grievance system as in excess of the monthly or weekly limits on grievance
submissions by virtue of having been filed in the same month as Lee's 14 grievance submissions
of December 10, 2015, except where such grievances would have been in excess of the
applicable limits had Lee filed all of his grievances of December 10, 2015, on the dates he
prepared them.
B.
Grievance No. SRCI.2015.05.030
On May 4, 2015, Lee filed Grievance No. SRCI.2015.05.030 in connection with the
failure ofSRCI to order an MRI scan of his head. See Taylor Deel., iJ 17, Exh. 6. Although Lee
appears to have wanted an imaging study in connection with a specific head injmy he suffered in
Page 19- OPINION AND ORDER
his cell, his complaint appears also related to the medical condition that Lee primarily complains
of herein, namely chronic leg, back, and neck pain. It is undisputed that Lee filed the initial
grievance on a timely basis and that he appealed SRCI's response thereto on a timely basis. See
id. As discussed above, the evidence ofrecord (including Taylor's express declaration testimony)
tends to establish that Lee wrote a second appeal of SRCI's response "on July 31, 2015, but ...
did not submit the appeal until December 10, 2015." Id. It is defendants' position that, although
Lee's second appeal would have been timely submitted had it been submitted when written, it
was untimely as of December 10, 2015. As SRCI did not identify any alternative or additional
procedural impropriety in Lee's second appeal from Grievance No. SRCI.2015.05.030, I find (for
the reasons discussed above) that Lee successfolly exhausted such administrative procedures as
were available to him in connection with his complaint that SRCI failed to order imaging studies
in connection with his medical condition.
C.
Grievance No. SRCI.2015.06.130
On June 19, 2015, Lee filed Grievance No. SRCI.2015.06.130 regarding an adverse
reaction to the pain control medication Tramadol and regarding a purp011ed misdiagnosis of the
reaction by an SRCI physician not named as a defendant herein. See Taylor Deel., 'if 18, Exh. 7.
Lee complained that Tramadol was causing him to experience a skin rash. See id. It is
undisputed that Lee filed the initial grievance on a timely basis and that he appealed SRCI's
response thereto on a timely basis. See id. As discussed above, the evidence of record (including
Taylor's express declaration testimony) tends to establish that Lee wrote a second appeal of
SRCI's response "on September 20, 2015, but ... did not submit the appeal until December 10,
2015." Taylor Deel., 'if 18; see also id., Exh. 7. It is defendants' position that, although Lee's
Page 20 - OPINION AND ORDER
second appeal would have been timely submitted had it been submitted when written, it was
untimely as of December 10, 2015. As SRCI did not identify any alternative or additional
procedural impropriety in Lee's second appeal from Grievance No. SRCI.2015.06.130, I find (for
the reasons discussed above) that Lee successfully exhausted such administrative procedures as
were available to him in connection with his complaint that Tramadol caused or exacerbated his
skin condition.
D.
Grievance No. SRCI.2015.12.106
On October 2, 2015, Lee prepared Grievance No. SRCI.2015.12.106 regarding Gulick's
purpmied misdiagnosis of Lee's "spinal trunk," with the purpo1ied result that Lee suffered
unabated extreme pain symptoms. See Taylor Deel., if 20, Exh. 9. Lee requested that his case be
reviewed by an outside medical specialist. See id. The pain symptoms Lee associated with his
"spinal trunk" condition appear to be the same that Lee complains of herein, namely clu·onic leg,
back, and neck pain. It is undisputed that Grievance No. SRCI.2015.12.106 would have been
timely filed if submitted on the day it was prepared, but that it "was not submitted until
December 10, 2015," with the result that it was deemed untimely and returned to Lee. Id As
SRCI cut off further administrative remedies in connection with Grievance No. SRCI.2015.12.
106 without identifying any alternative or additional procedural impropriety therein, I find (for
the reasons discussed above) that Lee successfully exhausted such administrative procedures as
were available to him in connection with his complaint that Gulick misdiagnosed the cause of his
clu·onic pain symptoms and prevented his case from being reviewed by an outside medical
specialist.
Page 21 - OPINION AND ORDER
E.
Grievance No. SRCI.2015.12.109
On September 8, 2015, Lee prepared Grievance No. SRCI.2015.12.109 regarding Koltes'
purp01ied failure to perform a proper examination in co1111ection with Lee's request for treatment
of his leg and back pain. See Taylor Deel., 'if 21, Exh. 10. Lee requested that his case be
reviewed by an outside medical specialist. See id. The leg and back pain in co1111ection with
which Lee sought treatment from Koltes appear to be the same that Lee complains of herein,
namely cln·onic leg, back, and neck pain. It is undisputed that Grievance No. SRCI.2015.12.109
would have been timely filed if submitted on the day it was prepared, but that it "was not
submitted until December 10, 2015," with the result that it was deemed untimely and returned to
Lee. Id. As SRCI cut off further administrative remedies in co1111ection with Grievance No.
SRCI.2015.12.109 without identifying any alternative or additional procedural impropriety
therein, I find (for the reasons discussed above) that Lee successfully exhausted such
administrative procedures as were available to him in connection with his complaint that Koltes
failed to perform a proper examination in co1111ection with Lee's request for treatment of his leg
and back pain and prevented his case from being reviewed by an outside medical specialist.
F.
Grievance No. SRCI.2015.12.115
On October 2, 2015, Lee prepared Grievance No. SRCI.2015.12.115, alleging that he was
being "t01tured" by SRCI medical staff. See Taylor Deel., 'if 22, Exh. 11. Lee requested that his
case be reviewed by an outside medical specialist. See id. The pain symptoms Lee complained
of by and through Grievance No. SRCI.2015.12.115 appear to be the same that Lee complains of
herein, namely cln·onic leg, back, and neck pain. It is undisputed that Grievance No. SRCI.2015.
12.115 would have been timely filed if submitted on the day it was prepared, but that it "was not
Page 22 - OPINION AND ORDER
submitted until December 10, 2015," with the result that it was deemed untimely and returned to
Lee. Id. As the only alternative or additional procedural impropriety identified by SRCI as
justification for cutting offfmiher administrative remedies in connection with Grievance No.
SRCI.2015.12.115 was that Lee had surpassed the monthly limit for filing grievances, and as the
record does not supp01i the conclusion that the limit would have been surpassed had Lee filed all
of his grievances of record as of the day he prepared them, I find (for the reasons discussed
above) Lee successfully exhausted such administrative procedures as were available to him in
connection with his complaint that SRCI failed to treat his clu·onic pain symptoms and failed to
refer his case to outside medical specialists. Moreover, because SRCI did not identify Lee's
failure to grieve each individual member of SRCI medical staff who failed to provide adequate
care in connection with his clu"Onic pain symptoms as a fu1iher reason for summarily returning
Grievance No. SRCI.2015.12.115 unanswered, I find under Reyes, 810 F.3d at 658, supra, that
SRCI's disposition of Grievance No. SRCI.2015.12.115 resulted in exhaustion of available
administrative remedies as to all members of SRCI medical staff who contributed to the grieved
conduct.
G.
Discussion
As discussed above, I find that Lee has exhausted all available administrative remedies
for PLRA purposes in connection with his complaint that defendants failed to prescribe him
adequate pain management treatment in connection with his chronic leg, back, and neck pain
(Grievance No. SRCI.2015.12.115; also Grievance Nos. SRCI.2015.12.106, SRCI.2015.12.109),
that defendants failed to order imaging scans in connection with his condition (Grievance No.
SRCI.2015.05.030), that defendants failed to refer his case to outside medical specialists
Page 23 - OPINION AND ORDER
(Grievance Nos. SRCI.2015.12.106, SRCI.2015.12.109), and that defendants caused him to
experience painful skin lesions due to an allergic reaction to the pain medication Tramadol
(Grievance No. SRCI.2015.06.130). As Lee does not bring this action in connection with any
alleged deprivation of his rights as to which he has not exhausted available administrative
remedies for PLRA purposes, defendants are not entitled to summaiy judgment in connection
with Lee's claims on the ground that he failed to exhaust available administrative remedies in
connection with any complained-of event underlying his claims.
Also as discussed above, Lee identified defendants Gulick and Koltes specifically by
name in connection with their purp01ied failure to treat his pain symptoms (Grievance Nos.
SRCI.2015.12.106, SRCI.2015.12.109. In addition, I have found that SRCI responded to Lee's
grievance (Grievance No. SRCI.2015.12.115) regarding SRCI medical staffs purported general
failure to provide treatment to manage his pain symptoms without assigning error to Lee's failure
to grieve each medical staff member separately, such that, under Reyes, 810 F.3d at 658, supra,
SRCI's disposition of Grievance No. SRCI.2015 .12.115 resulted in exhaustion of available
administrative remedies as to all members of SRCI medical staff who contributed to the grieved
conduct. Because I cannot determine on the basis of the evidence of record that any named
defendant is not a member of SRCI medical staff, I therefore find that defendants are not entitled
II I
II I
II I
II I
I II
Page 24 - OPINION AND ORDER
to summary judgment in connection with Lee's claims on the ground that he failed to exhaust
available administrative remedies as to any specific defendant.
CONCLUSION
For the reasons set forth above, defendants' motion (#37) is denied.
,-
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D'
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