Securities and Exchange Commission v. Rubera et al

Filing 938

Order for Production of Documents. Please access entire text by document number hyperlink. Signed on 09/17/2009 by Senior District Judge Owen M. Panner. (rsm) Modified on 9/17/2009 (rsm).

UNITED STATES D I S T R I C T C O U R T D I S T R I C T OF O R E G O N

IN RE ALPHA T E L E C O M , INC., et al.

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To: Fr: Dt:

Ernest Bustos Judge P a n n e r September 14, 2009. This is to confirm t h a t y o u are to furnish the following d o c u m e n t s to the SEC and the

Court by October 5, 2009: A. A w r i t t e n a c c o u n t i n g o f all f u n d s r e c e i v e d t o d a t e f r o m t h e p a y p h o n e i n v e s t o r s , i n c l u d i n g the a m o u n t received, the date (or approximate date) it was received, w h o the money was r e c e i v e d f r o m , a n d t h e d i s p o s i t i o n o f t h o s e funds, i n c l u d i n g t o w h o m i t w a s p a i d a n d the specific purpose o f e a c h expenditure. General explanations o f expenditures (such as " s a l a r i e s " o r " a t t o r n e y f e e s " ) are i n s u f f i c i e n t . A s t a t e m e n t o f w h a t P O L F I d i d w i t h any c h e c k s i n the p o s s e s s i o n o f B u s t o s o r POLFI o n J a n u a r y 1 4 , 2 0 0 9 , a n d a n y c h e c k s r e c e i v e d a f t e r t h a t date. B a n k statements for the present bank account and any accounts POLFI has used since it was founded. C h e c k r e g i s t e r s a n d c o p i e s o f c h e c k s , s h o w i n g t h e d i s p o s i t i o n o f t h e funds. Receipts d o c u m e n t i n g expenditures, including to w h o m it was p a i d and the specific purpose o f e a c h e x p e n d i t u r e .

B.

C.

D. E.

F.

The c u r r e n t b a l a n c e i n P O L F I ' s b a n k a c c o u n t , a n d t h e b a l a n c e o n J a n u a r y 1 4 , 2 0 0 9 , and thereafter. T h e b a n k s t a t e m e n t s s h o u l d p r o v i d e t h a t i n f o r m a t i o n . D o c u m e n t s s h o w i n g t h e s t a t u s o f t h e i n s u r a n c e case f i l e d i n T e x a s , i n c l u d i n g w h a t w o r k has b e e n p e r f o r m e d . C o r p o r a t e m i n u t e s for P O L F I s i n c e i t w a s i n c o r p o r a t e d . Annual tax returns for POLFI since it was founded.

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OWEN M. P A N N E R Senior U.S. District Judge

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