Hunt v. City of Portland et al
Filing
198
OPINION and ORDER - The court GRANTS IN PART and DENIES IN PART defendant City of Portland's Cost Bill 187 and awards the City $9,537.14 in total costs. Dated this 10th day of August, 2011, by U.S. Magistrate Judge John V. Acosta. (peg)
IN THE UNITED STATES DISTRICT COURT
FOR THE DISTRICT OF OREGON
PORTLAND DIVISION
Case No. CV 08-802-AC
LINDSAY HUNT,
Plaintiff,
OPINION AND ORDER
v.
CITY OF PORTLAND,
Defendant.
Before the court is defendant City of Portland's ("City") cost bill. This case was tried
simultaneously to ajmy on plaintiff Lindsay Hunt's ("Hunt") whistleblower claim under OR. REV.
STAT. 659A.230 and to the court on Hunt's whistleblower claim under OR. REV. STAT. 659A.203.
On June 3, 2011, the jury returned a verdict in favor of City and against Hunt on Hunt's claim under
OR. REV. STAT. 659A.230. On June 16,2011, the court rendered its verdict in favor of City and
against Hunt on Hunt's claim under OR. REV. STAT. 659 A.203. City, as prevailing party, now seeks
to recover $50,942.95 in costs. The court grants in part and denies in pati City'S cost bill, and
a'Yards City $9,537.14 in total costs.
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OPINION AND ORDER
Background
City hired Hunt on July 26,2006, to serve as a police officer with the POliland Police Bureau
("PPB"). Hunt progressed through Basic Academy, the entry phase of training, phase one of field
training, and Advanced Academy. In May 2007, Hunt began phase two of field training. After
working four night shifts with her assigned field training officer ("FTO"), Hunt reported various
alleged misconduct by her FTO to PPB Training Division officers responsible for overseeing the
filed training program. City responded to Hunt's report but, Hunt alleged, City did not take her
complaints seriously and advised her to refrain from repOliing misconduct by fellow officers until
after she finished herprobationmy period. Ultimately, Hunt had asserted, City warned her that ifshe
continued to report officer misconduct she might lose her job or risk not receiving back-up if she
requested it. Hunt resigned her position on July 4, 2007.
Hunt filed her lawsuit on May 22, 2008, in Multnomah Count Circuit Court against City and
seven PPB officers, who removed the case to this court on July 3, 2008. Hunt asserted claims based
on whistleblower retaliation, gender discrimination, wrongful discharge, negligence, deprivation of
free speech under § 1983, deprivation of equal protection under § 1983, conspiracy under § 1983,
deprivation of due process under § 1983, and, later, intentional interference with economic relations.
As a result of amendments to her complaint, an opposed motion to dismiss filed by defendants, and
the cOUli's ruling on summary judgment, only Hunt's two whistleblower claims proceeded to trial
and City remained as the only defendant. Trial began on May 23,2011, and concluded on June 2,
2011. The jUly returned its verdict for City on June 3, and on June 16,2011, the cOUli issued its
verdict on Hunt's court-tried claim.
The parties vigorously contested Hunt's claims and the defendants' defenses throughout the
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OPINION AND ORDER
litigation phase of the case. The defendants filed a motion to dismiss and an extensive motion for
summaty judgment. Hunt amended her complaint twice, filed a motion to compel discovelY, and
filed a motion for reconsideration ofthe court's summ31Y judgment ruling on her freedom of speech
claim. The parties' efforts to negotiate a mutually agreed resolution of Hunt's claims were
unsuccessful.
Trial lasted eight days. Dozens of exhibits were admitted and, collectively, the parties called
25 witnesses, including one expert medical witness. Both sides also submitted numerous motions
in limine, as well as objections to each other's exhibits and witnesses, which motions and objections
the court ruled on at the pretrial conference. As with the summ31Y judgment motion, the p31iies'
respective briefing on these issues was extensive.
Standards
The specific items a prevailing party may recover as costs are listed in 28 U.S.C. § 1920:
(I) Fees of the clerk and marshal;
(2) Fees for printed or electronically recorded transcripts necessarily obtained for use
in the case;
(3) Fees and disbursements for printing and witnesses;
(4) Fees for exemplification and the costs of making copies of any materials where
the copies are necessarily obtained for use in the case;
(5) Docket fees under section 1923 of this title;
(6) Compensation of court appointed experts, compensation of interpreters, and
salaries, fees, expenses, and costs of special interpretation services under section
1828 of this title.
Costs "should be allowed to the prevailing party." FED. R. CIV. P. 54(d)(I). This rule
creates a presumption in favor of awarding costs to the prevailing p31iy; if a district court departs
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OPINION AND ORDER
from that presumption, it must provide an explanation so that the appellate cOUli can determine
whether the district court abused its discretion. See, e.g., Association of Mexican-American
Educators v. State of California, 231 FJd 572, 592-93 (9th Cir. 2000) (en banc) (if disallowing
costs, the district court should "explain why a case is not 'ordinary' and why, in the circumstances,
it would be inappropriate or inequitable to award costs."). See also Save Our Valley v. Sound
Transit, 335 FJd 932, 945 (9th Cir. 2003) (district court "need only find that the reasons for denying
costs are not sufficiently persuasive to overcome the presumption in favor of an award"). Courts,
however, are free to construe the meaning and scope of the items enumerated as taxable costs in
§1920, Taniguchi v. Kan Pacific Saipan, Ltd., 633 FJd 1218, 1221 (9th Cir. 2011); Aifiex CO/po v.
Underwriters Lab., Inc., 914 F.2d 175, 177 (9th Cir. 1990) (per curiam), and even if a party satisfies
the definition of prevailing party, the district court retains broad discretion to decide how much to
award, if anything. Farrar v. Hobby, 506 U.S. 103,115-16 (1992). See also Arboireall v. Adidas
SalomonAG, No. 01-105-ST, 2002 WL 31466564, at *4 (D. 01'. June 14,2002) (trial judge has wide
discretion in awarding costs under FRCP 54(d)(I)). In exercising this discretion, the court may
consider the manner in which trial was conducted. Manildra Mill. CO/po v. Ogilvie Mills, Inc., 76
F.3d 1178, 1183-84 (Fed. Cir. 1996). Ultimately, it is "incumbent upon the losing party to
demonstrate why the costs should not be awarded." Stanley v. Univ. a/Southern California, 178 FJd
1069, 1079 (9th Cir. 1999).
Discllssion
1
Policy Issues.
As a threshold issue, Hunt argues policy reasons warrant denying the City'S cost bill in its
entirety. Hunt asserts that to grant City's requested costs of over $50,000 would "chill" civil rights
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OPINION AND ORDER
litigation 011 issues of "grave public impOliance." (Plaintiffs Objections to Defendant's Bill of Costs
("PI's. Objections") at 2.) She also contends that paying $50,000 in costs to City would be
inequitable given her "modest [financial] means." Id. Neither ground is sufficient here to relieve
Hunt of her presumptive obligation to pay costs to City as the prevailing party.
A.
Ability to Pay
Hunt supports her argument with two Ninth Circuit cases, Stanley v. University o/Southern
California, 178 F.3d 1069 (9th Cir. 1999), and Association o/Mexican-American Educators v. State
o/California, 231 F.3d 572 (9th Cir. 2000). Stanley affirmed the district cOUli's summmy judgment
in favor of the defendants on the plaintiffs Equal Pay Act, contract, and discrimination claims, but
reversed the district court's decision to tax costs in favor of the defendants. The Ninth Circuit found
the trial court abused its discretion because of its "failure to consider two factors: Stanley's
indigency, and the chilling effect of imposing such high costs on future civil rights litigants."
Stanley, 178 F.3d at 1079. The Ninth Circuit remanded the issue of costs to the district cOUli "for
reconsideration in light of these factors." Id. In Associatiol1, the Ninth Circuit held the trial court
did not abuse its discretion by refusing to require the plaintiff organizations to pay the defendants
the $216,443.67 in costs the defendants had requested. In so holding, the appellate court overruled
its previous precedent that suggested costs could be denied only because of a prevailing party's
misconduct. Association, 231 F.3d at 592-93. The Ninth Circuit then found the trial court acted
within its discretion under Federal Rule of Civil Procedure 54(d) (1 ) by considering the plaintiffs'
limited financial resources and the important public issues presented by the case, and citing these
factors in explanation of its decision to deny costs. Association, 231 F.3d at 593.
Hel:e, Hunt's financial circumstances are significantly more favorable than those of the
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OPINION AND ORDER
Stanley plaintiff. As the Stanley court noted, "[tJhe pertinent time, of course, is the time the costs
were initially taxed; whatever may have occurred since that time is of no consequence." Stanley, 178
F.3d at 1080. Here, not only was Hunt employed at the time City filed its cost bill in June 2011, she
has been continuously employed with the same employer since December 2007, five months after
she resigned from PPB. The evidence at trial showed that in this three and one-half year period,
Hunt's salaty consistently increased, that in calendar year 2010 she had earned over $60,000, and
that as of May 1,2011, she already had earned $23,000. In contrast, the Stanley plaintiff was
unemployed at the time defendants filed their cost bill, a fact constituting "persuasive evidence that
she would be rendered indigent" ifforce to pay the entire $46,710.97 the trial court awarded.
Further, the Stanley court did not hold that the plaintiff there should not pay the defendants
any costs at all. Instead, the Ninth Circuit remanded the issue of costs to the trial court for "retaxing," in light of the plaintiffs ability to pay and the potential chilling effect of paying costs.
Implicit in the Ninth Circuit's remand order is that the trial court could properly exercise its
discretion to tax costs against the plaintiff in some amount. Here, this court does not award City the
entire $50,942.95 it seeks but instead has awarded a much smaller portion of that amount, an amount
the trial evidence demonstrates is within Hunt's ability to pay. Fmiher, Hunt opposes only an award
of "over $50,000 in costs ... given the chilling effect that such an award could have on civil rights
litigants who bring important cases that are a matter of public concern." (PI's. Objections at 2.) She
does not argue a chilling effect would result from paying a much lower amount of costs, such as the
amount the comi has ordered here. Hunt's declaration substantiates this reading of her argument on
this issue: "Had I known that the City of Portland would attempt to have me pay exorbitant costs,
I would have had serious concerns about bringing my lawsuit." (Declaration of Lindsay Hunt ("Hunt
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OPINION AND ORDER
Dec!.") at 2.) Hunt's statement implicitly acknowledges she expected to pay some amount of costs
to the City if she sued and lost, which is the precise situation she now faces.
The Association case is not helpful on the ability to pay issue because it focused on the
proper exercise of the district court's discretion in determining a cost award, not on the unsuccessful
plaintiffs ability to pay. First, the Ninth Circuit held that under Rule 54(d)(1), the trial court's
discretion is not limited to considering only a prevailing party's misconduct in deciding to deny
costs, overruling prior precedent to the contrary. Association, 231 F.3d at 592-93. Second, the
appellate court reinforced the principle that the trial court retains discretion to deny costs, but
clarified that the trial court must explain the reasons for denial to allow appellate review: "We
simply hold that the reasons that the district court gave for refusing to award costs in this case were
appropriate under Rule 54(d)(l) and that, considering those reasons, the court did not abuse its
discretion inrefusing to award costs to Defendants." Association, 231 F.3d 593. The Ninth Circuit's
holding in Association did not turn on the unsuccessful plaintiffs' ability to pay and, thus, provides
no useful guidance here.
B.
Chilling Effect
Hunt contends a cost award of over $50,000 against her would produce "a chilling effect .
. . on civil rights litigants who bring important cases that are a matter of public concern." (PI's.
Objections at 2.) She supports her argument with both Stanley and Association as examples of
important public issues warranting denial of a prevailing defendant's cost bill. She cites daily
coverage of her trial in Portland's The Oregonian newspaper, her interview with PPB's Citizen's
Review Committee about PPB investigatory processes, and her "code of silence" theme to
substantiate that her lawsuit ranks with Stanley and Association as an important case involving
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OPINION AND ORDER
matters of public concern. (PI's. Objections at 2-3.)
The first distinction here is Hunt does not face a cost award the size either of the costs
awarded in Stanley or the costs sought but denied in Association. No doubt, a cost award exceeding
$200,000, the amount requested in Association, would produce a chilling effect for most individual
litigants. However, Hunt does not face liability for such an amount here, either potentially or
actually. The amount City seeks here almost equals the amount awarded in Stanley, but the court
has determined that the decided majority of those costs are not properly recoverable. Thus, the
potential chilling effect of a $50,000 cost award ultimately is academic, as City will not recover that
amount or an amount close to it.
Next, the cases Hunt cites ultimately are inapposite. As previously noted, Stanley merely
remanded to the district court its cost award with the directive to consider the plaintiff s ability to
pay and the potential chilling effect of a cost award in excess of$46,000. The Stanley COUll did not
hold that the facts there warranted outright denial of any amount of costs to the defendants.
Furthermore, the Ninth Circuit's opinion contains no analysis that explains why the case is of
"gravest public importance." Instead, the opinion contains only a CurSOlY reference to "impOllant
issues," the answers to which were "far from obvious" - a characterization that might well apply to
a significant percentage of employment cases. The opinion allows no clear understanding which of
the plaintiff s legal claims - Equal Pay Act, discrimination, Title IX, or breach of contract - were
the "impOllant issues" or which of the answers derived were "far from obvious."
In Association, the Ninth Circuit found the district court's reasons for denying the
defendants' cost bill sufficient to overcome Rule 54' s prevailing party presumption. Those reasons
included the explanation that the litigation between the plaintiffs, who consisted of professional
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OPINION AND ORDER
associations of minority educators and individual minority educators, and the State of California and
its credentialing commission, "effects tens ofthousands of Californians and the state's public school
system as a whole." Association, 231 F.3d at 593. The Ninth Circuit noted that the district courts
retained discretion to limit or refuse "such overwhelming costs in impotlant" civil rights cases to
avoid "discouraging potential plaintiffs from bringing such cases at all." Id.
An important
distinction between Association and the current case is the scope of the litigated issues: the
plaintiffs' claims in Association had state-wide implications for the public schools of California,
their students, and a significant contingent of their teachers; Hunt's claims concerned her, and the
relief she sought, if obtained, was limited to her.
The cases upon which Hunt relies involved facts and issues of greater magnitude and scope
than those her lawsuit raised. Hunt's primary allegations were gender discrimination, retaliation, and
whistleblower violations, allegations found in a significant percentage of employment lawsuits. The
reliefshe requested also was similar, as she sought to benefit herself primarily, and had she received
the relief she requested, its impact would have been limited to her. The presence of her free speech
claims does not change this conclusion, because this claim was an alternative legal theory the
purpose of which was to obtain redress for the defendants' alleged retaliatory conduct which caused
her to resign. In sum, Hunt's lawsuit raised meaningful issues but not issues of "gravest public
importance" when her case is measured against the cases she cites and the context of employment
discrimination cases as a whole.
Accordingly, the court concludes that complete denial of costs to City based on is not
warranted based on the policy reasons relied upon by Hunt.
//11 /
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OPINION AND ORDER
II.
Cost Items.
Having concluded that Hunt is not relieved of her obligation under Rule 54 to pay costs to
City, the cOUli determines the individual items of City's cost bill.
A.
Filing Fee (28 US. C. § 1920(1 II
A prevailing party may recover "[flees of the c1erk[.]" 28 U.S.c. § 1920(1). Defendants
filed this case by removing it from state cOUli to this court on July 3, 2008. Nothing in the record
suggests they should not recover this filing fee. Hunt's argument that the filing fee should be denied
because defendants removed the case from state court, the venue she chose, is unpersuasive. Hunt's
initial complaint included claims based on federal law, and she certainly knew those claims created
federal jurisdiction and that defendants were very likely to remove her case to federal court for that
reason. Accordingly, the court allows this cost in the amount of$350.00.
B.
Fees/or Printed or Electronically Recorded Transcripts Necessarily Obtained/or
lise in the Case (28 Us.c. § 1920(2))
City seeks $25,661.16 for various items under this category. The court addresses each item
or group of items separately.
.L.
Deposition transcripts.
Under 28 U.S.c. § 1920(2), a prevailing pmiy may recover "[flees for printed or
electronically recorded transcripts necessarily obtained for use in the case[.]" See also FED. R. ClV.
P. 54(d)(I) ("costs ... should be allowed to the prevailing party"). "Depositions are 'necessary' if
introduced into evidence or used at trial for impeachment or cross-examination." Arboireall,2002
WL 31466564, at *5. The cost of a deposition not used at trial still may be recovered "if taking the
deposition was reasonable as part of the pretrial preparation of the case rather than merely discovelY
for the convenience of counsel, or if the deposition was required for a dispositive motion." 1d. The
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OPINION AND ORDER
underlying inquity is whether the depositions reasonably seemed necessalY at the time they were
taken. Manildra Mill. Corp. V. Ogilvie Mills, Inc., 76 F.3d 1178, 1184 (Fed. Cir. 1996), citing 10
CHARLES A. WRIGHT, ARTHUR R. MILLER & MARY KAy KANE, FEDERAL PRACTICE AND
PROCEDURE § 2676, at 341 (2d ed. 1983)
City seeks the costs incurred to depose Hunt, her treating psychologist, and three of Hunt's
witnesses, all of whom testified at trial. Hunt objects to City's request for copies of the transcripts
because, she argues, all the deposed witnesses "were available for examination at trial, making the
deposition transcriptions conveniences," and because City's attorneys could have inspected the
originals. (PI's. Objections at 5.) As a general observation, obtaining copies of deposition
transcripts for counsel's use at trial is a common practice in this district and is reasonably calculated
to properly prepare for trial and within Rule 54' s "necessity" requirement. Moreover, here each of
the deposed witnesses were listed as trial witnesses and actually did testify at trial. Thus, these
transcripts were necessarily obtained in the case and the court awards costs for their expense in the
amount of$6,264.26.
City also asks for the costs incurred to obtain copies of the depositions of the seven
individual defendants. The court dismissed the individual defendants well prior to trial, but Hunt
deposed each ofthe seven, and either Hunt subpoenaed them or City called them as witnesses attrial.
The court's observations about the deposition transcripts for Hunt, Dr. Burson, and Hunt's three
witnesses apply with equal logic to this group of witnesses, each of whom also were named parties
in the case. Accordingly, these transcripts were necessarily obtained in the case and the court awards
costs for their expense in the amount of$2,103.00.
/ /I /I
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OPINION AND ORDER
2.
Video depositions.
City also seeks to recover the costs incurred in videotaping of Hunt's deposition, in addition
to the cost incurred to obtain the printed transcript ofthe deposition. City states Hunt's deposition
"was essential" and "[a]t trial, pmiions of the videotaped deposition were shown." (Defendant's
Memorandum of Law in Support of Bill of Costs ("Defs. Memo.") at 3.) City contends the video
version of Hunt's deposition was necessaty "because capturing plaintiffs deposition demeanor on
camera was a reasonable part of the pretrial preparation in this case." Id. at 2.
In Puella v. Intel Corporation, No. 08-l427-AC, 2010 WL 3361089 (D. Or. Aug. 25, 2010),
this court denied a similar request supported by similar rationale:
The demeanor of any witness, including the plaintiff in an employment lawsuit, is
important in any case. That general principle, however, should not automatically
convert a videographer's fee into a recoverable item of cost where a cOUli repmier
also attended and transcribed the deposition and the party seeking to recover the
videographer's cost does not offer one or more reasons specific to the case to justify
an award of costs for both items. Routinely allowing recovety of the cost incurred
for both the court reporter's transcript and a separate videographic record of
depositions duplicates deposition costs without purpose.
Puella, 2010 WL 3361089, at *3.
City offers the same reasons here in suppoti of its own request for video deposition costs as
those offered by the prevailing defendant in Puella, and as in Puella, those reasons are not sufficient
to justify awarding this item of cost. City played Hunt's video deposition at trial as direct testimony
when Hunt was present and could have been questioned or the transcript from her deposition could
have been read. City also played the video for impeachment even though the transcript was readily
available for the same purpose. Case strategy or tactics in a particular case might support a decision
to employ a videographer in addition to a court reporter at a plaintiff s deposition, but litigation
strategy or tactics are different considerations from Rule 54's "necessity" requirement. Here,
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OPINION AND ORDER
necessity has not been proven. City could have achieved a sufficiently comparable effect by using
Hunt's written deposition transcript. Accordingly, the court denies this item of cost.
1.
Certified transcripts of infonnal interviews.
City asks for the cost to transcribe and record an informal interview of a witness to one of
the events at issue in Hunt's lawsuit, as well as expenses for other informal interviews. Hunt objects
to these items because the witness interview were not obtained after Hunt made formal legal claims
against City but prior to that, during City's internal investigation of Hunt's allegations against her
field training officer. (PI's. Objections at 6.) Section 1920(2) explicitly states that only "[fJees for
printed or electronically recorded transcripts necessarily obtained for use in the case" may be
recovered. At the time ofthese interviews there was no "case." City's request to "recover expenses
incurred at a time when no lawsuit existed is denied.
4.
Transcripts of court proceedings.
City seeks $12,549.10 in costs for transcripts of each trial day's proceedings, three motion
hearings, and the pretrial conference. City offers no reason unique to this case to SUppOlt its request
for daily trial transcript costs. City supports its request for the transcript costs of motion and
discovery hearings only with the representation that it "ordered these transcripts to prepare responses
to plaintiffs motion in limine and for witness and trial preparation." (Defs. Memo at 4.) Hunt
opposes the entirety of City's request. She characterizes daily transcripts as a "luxury" for trial
counsel and argues the transcripts of other proceedings were unnecessaty because the court issued
written rulings after ea<;h hearing. (PI's. Objections at 5-6.)
Some COUtts apply a heightened standard of necessity when determining whether the cost of
daily trial transcripts should be awarded under Rule 54(2). See, e.g., Maris Distributing Co. v.
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OPINION AND ORDER
Anheuser-Busch, Inc., 302 F.3d 1207, 1225-26 (11 th Cir. 2002) (remarking that whether to award
the costs of daily transcripts is a "closer question," and stating "we do not believe that the costs
associated with expedited trial transcripts should be allowed as a matter of course, lest litigation
costs be unnecessarily increased[.]"). The trial's length and complexity usually weigh more
significantly when determining whether daily transcripts were "necessary." Id. (noting the district
cOUlt's finding the expedited transcripts were necessmy in this case given its length and
complexity."). The expense of daily transcripts usually requires prior court approval or a finding by
the district court that "the case is complex and the transcripts proved invaluable to both the counsel
and the court." A.B.C. Packard, Inc. v. General Motors Corp., 275 F.2d 63, 74 (9th Cir. 1960).
Here, the cost of daily transcripts is not warranted. First, City did not obtain a stipulation
from Hunt or seek the court's prior approval that daily transcripts were necessary and, thus, their cost
potentially recoverable. Second, trial of Hunt's claims did not involve the complexity or length that
would justify as "necessmy" obtaining daily trial transcripts. The evidence was not complicated:
no scientific, medical, financial, or similarly technical or complex testimony was presented at trial
that might better support a claim of need for daily transcripts. The evidence consisted of witnesses,
who described events they witnessed or experienced, and documents, almost of all of which were
letters, emails, police reports, andjob applications. No engineering specifications, financial reports,
medical records, environmental studies, patent drawings and claims, or other similarly complex
material were part of the evidence at trial. Only one expert witness testified, called by City, but
neither his testimony nor the portions of his expert repOlt admitted into evidence begin to justify a
request for transcripts of evelY trial day. Nor does the trial's eight-day length, in light of the
straightforwardness of this evidence, provide support for City's suggestion that daily transcripts were
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OPINION AND ORDER
needed.
Even without applying the heightened standards used by some courts to examine
"necessity" of daily transcripts under Rule 54, City's argument falls far short of rule's requirements.
The costs of the daily trial transcripts are denied. See also Manildra Mill. CO/p., 76 F.3d at 1184
(affirming district court's award of daily transcript costs in patent case where district court expressly
found daily transcripts "'were necessarily obtained and invaluable to both the court and the parties
[and because] it is beyond dispute that the issues litigated were complex and the trial lengthy"').
City's request for the costs incurred to transcribe the other pretrial proceedings similarly falls
short, with one exception. The COUlt documented each of its contested motion rulings in detailed
written minute orders (see Docket No. 49, Hunt's motion to compel) or formal opinions (see Docket
No. 33, defendants' motion to dismiss; Docket No. 95, defendants' motion for summary judgment),
mooting City's contention of need for these transcripts "to make sure it fully understood and
complied with the Court's rulings." (Affidavit of Jelmifer Johnston ("Johnston Aff.") at p. 6.) The
court's pretrial conference rulings similarly were captured in a detailed minute order (see Docket No.
159).
On this point, Kyei v. Oregon Dept. o/Trans., No. 07-1607-AC, 2010 WL 935489 (D. Or.
March 11,2010), relied on by City, is plainly different. There, this court awarded defendant the cost
of the summary judgment hearing transcript because the court ruled from the bench and did not
follow its oral ruling with a detailed written order or opinion:
The court ruled from the bench on ODOT's and the other defendants' summary
judgment motion. Well in advance of that hearing the cOUli advised counsel for the
parties that it intended to rule from the bench to ensure that the case would be tried,
if trial was necessary, on the previously scheduled trial date. Neither side objected
to the court ruling fi'om the bench. Transcription of the summmy judgment hearing
would have been necessmy to obtain written details of the court's ruling on the
defendants' motion, as well as for use in the case going forward to trial.
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OPINION AND ORDER
ld. at *3.
Fmiher, none of the transcripts City ordered appear to have been ordered in response to a
dispute or unresolvable question about the court's rulings. The record and the court's docket,
suggests that City's decisions to obtain these hearing transcripts were not because the written rulings
lacked clarity in some respect or because of inability to obtain clarification from the court through
phone conference, but instead from a reflexive practice to order every transcript of evelY hearing in
the event any of the transcripts might be needed for any reason. Nothing in the record SUppOltS the
conclusion that, in the circumstances of this case, any of these hearing transcripts were "necessary"
as contemplated by Rule 54. Accordingly, City's request for the costs of these three hearings is
denied.
The one exception is the transcript for the June 18,2010, hearing regarding the scope ofthe
independent medical examination and it documentation. This hearing appears as Docket No. 103
in the court's file. The court's minute order does not fully or adequately reflect the details discussed
during that hearing and that are documented in the fomteen-page transcript of the hearing. This
transcript meets the "necessity" requirement because the court's directives to City regarding the
scope and conduct of the examination were critical to whether the examination results would be
admissible at trial. City properly ordered the transcript to ensure its expert was fully informed of and
complied with the court's directives regarding the conduct of the examination. Accordingly, the
comi awards City $108.75 for this cost.
C.
Fees and Disbursements for Printing and Witnesses (28
u.s. C. § 1920(3))
Under 28 U.S.C. § 1920(3), a prevailing party may recover witness fees. A witness is entitled
to a fee of$40.00 for each day the witness is testifYing. 28 U.S.C. § 1821(b) ("A witness shall be
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OPINION AND ORDER
paid an attendance fee of$40 per day for each day's attendance."). See also First Nat. Mortg. Co.
v. Federal Realty 1nv. Trus/, 631 F.3d 1058, 1071 (9th Cir. 2011) (federal law allows recovery of
only "forty dollar per day per witness"). Mileage is permitted in addition to this fee. 28 U.S.C. §
1821(c)(2) (providing for a "travel allowance equal to the mileage allowance" paid to federal
employees). See also Dimon v. Oregon, No. 08-6152-HO, 2009 WL 340 1048 (D. Or. Oct: 20,2009)
(awarding witness fee and mileage); Kyei v. Oregon Dept. a/Trans., No. 07-1607-AC, 2010 WL
935489, at *4 (D. Or. March 11, 2010) (same).
City seeks witness fees in the amount of$l ,731.13. This amount includes the $40.00 fee and
appropriate mileage permitted by statute for Bach, Butler, Hubner, Nuxall, Schilling, and Smith, all
of whom were subpoenaed for trial. The cOUli awards these costs in the amount of $311.50.
City also seeks the witness fees and mileage for appearance at deposition of Cox, Susan
Hunt, Lewis and Dr. Burson. The witness fees for Cox, Susan Hunt, and Lewis are awarded in the
amount of$136.99. As to Dr. Burson, City seeks a deposition witness fee of$1,080.00. Regardless
of the actual cost incurred by a prevailing party for an expeli's appearance at deposition or trial, the
prevailing party may recover only the forty-dollar fee provided by the statute. See First Nat. Mar/g.
Co., 631 F.3d at 1070-71 (affirming district's court award of$40 witness fee for expeli witness
because 28 U.S.C. § 1821 (b) allows only that amount). Accordingly, City's request for Dr. Burson's
deposition appearance fee is awarded, but only in the amount of $40.00.
Finally, City seeks to recover the witness fees incurred to subpoena records from T-Mobile
and Dr. Burson, and to make public record requests to the City of Gresham and City of Troutdale.
These costs are awarded in the amount of $202.64.
17
OPINION AND ORDER
D.
Copy Costs and Exemplification Fees (28 US. C. § 1920(4))
City seeks costs of$23,040.66 under this category. The amount includes the cost for copies
of documents, third-party document duplication services, demonstrative exhibits at trial, and a
separate third-party trial teclmology specialist used at and in preparation for trial. City asserts that
use of a third-party vendor to duplicate documents for discovety and trial was more efficient, and
the trial technology specialist more efficiently used trial time by quickly displaying exhibits and
relevant portions of exhibits, including by displaying only the exhibits needed. City point out this,
in turn, avoided the cost to prepare enlarged exhibits that might not have been used. (Def s. Memo
at 5-9; Johnston Aff. pp. 12-14.) Hunt opposes City's request for these cost items. She argues the
copying costs are excessive and lack the specificity required under the court's rules, and contends
the trial technology specialist was unnecessary and merely an "indulgence," the cost of which should
not be shifted to her. (PI's. Objections at 7-9.) The court addresses these items separately.
1.
Copying costs.
A prevailing party may recover "[flees for exemplification and the costs of making copies
of any materials where the copies are necessarily obtained for use in the case." 28 U.S.C. § 1920(4).
Copying costs for documents produced to opposing parties in discovety, submitted to the court for
consideration of motions, and used as exhibits at trial are recoverable. Teicher v. Regence Health
and Life Ins. Co., No. 06-1821-BR, 2008 WL 5071679, at * 11 (D. Or. Nov. 24, 2008); Arboireall,
2002 WL 31466564, at *6 (citing Fressel/v. AT&T Tech., Inc., 103 F.R.D. Ill, 115-16 (N.D. Ga.
1984)).
However, recoverable copying costs "do 'not include extra copies of filed papers,
correspondence, and copies of cases since these are prepared for the convenience of the attorneys. ",
Arboireall, 2002 WL 31466564, at *6 (citation omitted). Recoverable copying costs also do not
18
OPINION AND ORDER
include costs associated with in-house photocopying for use by counsel. Frederick v. City of
Portland, 162 F.R.D. 139,144 (D. Or. 1995). A patiy's conclusOlY assertion that all copies were
reasonably necessaty to its case is, by itself, insufficient. Kraft v. Arden, No. 07-487-PK, 2009 WL
73869, at *9 (D. Or. Jan. 8, 2009). See also Arboireau, 2002 WL 31466564, at *6 (same).
Local Rule 54-1(a) describes the requirements for cost bills filed in this district:
(1) Bill of Costs: Not later than fourteen (14) days after entry of judgment or
receipt and docketing of the appellate couli's mandate, the prevailing party may file
and serve on all patiies a Bill of Costs that provides detailed itemization of all
claimed costs. The prevailing party must file an affidavit and appropriate
documentation.
(2) Verification: The Bill of Costs must be verified as required by 28 U.S.C. §
1924.
This rule requires the prevailing party to explain the nature ofthe photocopying so that the court may
determine which costs, if any, are properly awardable. Key Bank Nat '1 Ass 'n v. Van Noy, 598 F.
Supp. 2d 1160, 1168 (D. Or. 2009); Robins v. Scholastic Book Fairs, 928 F. Supp. 1027, 1035 (D.
Or. 1996).
City's request for $1,964.27 in copying costs lacks the specificity this district requires.
Although City submits receipts to substantiate the amount incurred for copying costs, those receipts
refer only generally to "scanning heavy litigation". The receipts do not specifY the documents copied
on each occasion for which the third-party vendor billed City. Nor do the receipts identifY the
purpose for which the copies were made. The suppoliing memo and declarations City submitted
with its cost bill likewise do not supply this detail.
The lack of specificity is not remedied by City'S representation that the copies were
reasonable and necessaty, and that none of the copies were for City's counsels' personal use. Those
representations, by themselves, are not sufficient to substantiate that these copying costs are, in fact,
19
OPINION AND ORDER
recoverable. See, e.g., Kraft v. Arden, 2009 WL 73869, at *9. The court cmmot determine what
copies were made for what purpose, at what stage of the case the copies were made, or whether
unnecessary copies are included in City's request for reimbursement, all of which is information
required for a determination of necessity under Rule 54. As importantly, the lack of specificity
deprives Hunt of the opportunity to object to specific copy costs. For this reason, City's request for
copy costs is denied.
Further, City's request for copying costs includes the cost of labor required to scan
documents into digital fonnat and electronically number those documents. These expenses typically
are not separately recoverable costs because they are considered part of an att01'lley's overhead. See
Key Bank, 598 F. Supp. 2d at 1165-66 (denying, inter alia, costs of scanning documents as att01'lley
overhead). That City hired a third-party vendor to scan, copy, and number documents does not
convert into an item of recoverable cost an expense which, when performed by a party's attorney's
staff, would not be recoverable under Rule 54. This is true even if, as City represents, its use of a
third-party vendor promoted time and cost efficiency. That result is commendable but, again, a nonrecoverable item of cost does not become a recoverable item under Rule 54 simply because the
prevailing party found a way to perform the task less expensively. To the extent City'S request for
copy costs includes the labor cost to perform these tasks, its request for copy costs is denied for this
additional reason.
2.
Enlarged Exhibits.
City seeks $1,712.50 in reimbursement of expense for "creation of trial exhibit." (Johnston
Aff. at p. 11.) City explains this amount is the cost for two enlarged exhibits admitted and used at
trial: a timeline of events (Ex. 101) and an "updated" version of the same timeline (Ex. 237).
20
OPINION AND ORDER
(Johnston Aff. at p. l3.) Hunt objects to this cost as "not especially helpful" and of only "marginal
assistance" to the court and jury. (PI's Objections at 10.)
This court has declined to award costs for enlarged exhibits that were merely large versions
of standard-size exhibits previously admitted into evidence at trial. In Williamson v. Munsen Paving,
LLC, No. 09-736-AC, 2011 WL 723028, at *5-6 (D. Or. Feb. 22,2011), this court refused the
prevailing plaintiffs request for the expense of enlarged exhibits:
The court disallows these costs. Although the district court has discretion to
construe the meaning and scope of the items enumerated as taxable costs in §1920,
"[t]he COUli must limit an award of costs to those defined in 28 U.S.C. § 1920,"
Haagen-Dazs Co., Inc. v. Double Rainbow Gourmet Ice Creams, Inc., 920 F.2d 587,
588 (9th Cir. 1990) (citing Cr{IJljord Fitting Co. v. J. T Gibbons, Inc., 482 U.S. 437,
441-42 (1987)). "Section 1920 does not contain any provision for shifting the cost
of designing or creating demonstrative exhibits." Teicher v. Regence Health and Lift
Ins. Co., No. 06-CV-1821-BR, 2008 WL 5071679, at *12 (D. Or. Nov. 24, 2008).
Judge Brown's observation in Teicher is consistent with § 1920's wording, which
does not expressly authorize recovety of enlarged versions of trial exhibits which the
court already has admitted in their original size.
FUlihermore, this conclusion is consistent with the well-established case law
disallowing costs of copies made for counsel's convenience: enlarged versions of
already admitted standard-size exhibits are purely for counsel's convenience.
Convenience, not necessity, is the dominant factor here: enlarged exhibits of this
type are unnecessaty because of the availability to counsel of the court's electronic
evidence system. That system allows counsel to either display page-sized exhibits
to the jury on video screens in the jury box or project such exhibits onto the
courtroom's large screen so that all may see the exhibit. Thus, the expense for
enlarging original exhibits and mounting them on boards is not "necessarily
obtained" as contemplated by § 1920.
Williamson, 2011 WL 723038, at *6.
Here, City seeks the identical cost this court declined to award in Williamson. Enlarging and
mounting on boards these two exhibits was not necessaty. Both exhibits were admitted in standardsize format and could have been displayed on the court's evidence equipment. City's decision to
enlarge the exhibits and mount them on boards is a convenience, not a necessity. The availability
21
OPINION AND ORDER
to the parties of the court's electronic evidence system proves this true, as the system is designed to
allow the jUly, the witness, counsel, and the court to see on computer screens located throughout the
cOUliroom standard-size exhibits. The system also allows the exhibit to be enlarged on those screens
and, as impOliantly, on the large drop-down screen in the courtroom. The court denies this item of
cost.
Further, to the extent the total amount or any pOliion of it includes the expense of designing
the two exhibits, the court declines to award an amount for this work because it does not meet Rule
54' s "necessary" requirement. City hired a third-party vendor to design and produce both a timeline
of relevant events and an updated version of the same timeline to reflect information elicited on
cross-examination. The two receipts City offers to suppOli this expense (Johnston Aff., Exs. 63 and
64) contain only vague descriptions ofthe tasks performed: "illustration" and "project management"
(Ex. 63), and "designer" and "principal" (Ex. 64). The meaning of these descriptions, the tasks that
were performed, and how the amount for each task is warranted cannot be discerned, and none of
City's supporting memoranda or declarations provide further clarity. The court cannot determine
whether or not these individual expenses are necessaty, and declines to award them.
In addition, City offers no explanation why a graphic design firm was needed to create a
simple timeline of events. The two exhibits - more accurately, a single exhibit that was reproduced
and slightly modified - presented simple information. Each exhibit consisted of a single page on
which appeared three calendar weeks arranged in three rows of seven days. Half of the days
contained one or more events that occurred on that particular day, with each event briefly described.
The events are color-coded, according to the type of event. The information displayed on the
exhibits did not require the expeltise of a third-party graphic designer to present for the jury to
22
OPINION AND ORDER
understand it, and it could have been presented tlu'ough much less expensive means. That City
instead chose to hire an speciality firm to create an attractive and professionally produced timeline
is not an inappropriate tactical decision, but the expense of it was not "necessary" as Rule 54
contemplates. Hunt should not bear the resulting cost.
For these reasons, City's request for this item of cost is denied.
;L
Trial technology specialist and trial support.
City seeks $19,398.45 for expenses described as "trial support." More specifically, this
amount includes the cost City incurred to hire a local comi reporting firm who supplied a third-patiy
trial technology specialist to display exhibits and portions of exhibits as they were used at trial during
witness examination, opening statements, and closing arguments. Other services were provided,
examples of which are described in the suppoliing billing statements as "black and white pages
photocopied", "pagination", and other tasks. (Jolmston Aff., Exs 65-67.) Expenses reflected on the
billing statements include"projector", "sound system", and "parking". (Id.)
City supports its request with the observation that it avoided incurring the cost of individual
enlarged exhibits because the "enlargements" were created electronically on the courtroom screens,
when needed. (Johnston Aff. at p. 13.) Use of the specialist also enabled City to quickly and
efficiently display exhibits and deposition clips for impeachment, thereby efficiently using the
available time for trial. (!d. at pp. 13-14.) City also justifies the specialist's cost with the asseliion
that impeaching Hunt with the video version of her deposition was necessmy to show the difference
in her deposition and trial affect while testifying. (Id.) ("The City could not have impeached [Hunt]
as effectively without the use ofthe multi-media system.").
Although the district court has discretion to construe the meaning and scope of the items
23
OPINION AND ORDER
enumerated as taxable costs in § 1920, "[t]he Court must limit an award of costs to those defined in
28 U.S.C. § 1920," Haagen-Dazs Co., Inc. v. Double Rainbow Gourmet Ice Creams, Inc., 920 F.2d
587,588 (9th Cir.1990) (citing Crawford Filling Co. v. J.T. Gibbons, Inc., 482 U.S. 437, 441-42
(1987)). Even though there is a presumption in favor of a cost award to the prevailing party, Rule
54(d) makes clear that the district court retains the discretion to direct otherwise. Crmliord Fitting
Co., 482 U.S. at 441-42. As noted above, "[s]ection 1920 does not contain any provision for shifting
the cost of designing or creating demonstrative exhibits." Teicher, 2008 WL 5071679, at *12.
Nonetheless, a finding that the exemplification was "necessarily obtained for use in the case" does
not definitively resolve the question of reimbursement either. Cefalu v. Village ofElk Grove, 211
F.3d 416, 429 (7th Cir. 2000).
In Cefalu v. Village of Elk Grove, 211 F.3d 416 (7th Cir. 2000), the cOUli noted that costs
associated with "exemplification" are a recoverable cost under, § 1920(4), but that the statute does
not define the term. Id. at 427. The Seventh Circuit then observed:
In this case, the judge drew a line between the physical preparation of a trial
exhibit, which would be compensable as exemplification, and the means chosen to
present that exhibit to the jUlY, which she believed would not be. We appreciate the
convenience of that line, and there is a celiain logic to it. Here, for example, the
multi-media services for which the defendants seek compensation were auxilimy in
the sense that these services did not involve the creation of diagrams, chmis, or
graphs, but merely the packaging and display of pre-existing documents and other
exhibits. To that extent, the use of a multi-media presentation may have less to do
with conveying information to judge and jury than it does with an effort to wow them.
No doubt the statute does not obligate the losing party to pay for the victor's "glitz,"
as Judge Leinenweber has observed. BASF Corp. v. Old World Trading Co., No. 86
C 5602,1992 WL 229473, at *3 (N.D. Ill. Sept. 11, 1992).
Cefalu, 211 F.3d at 428.
Here, City's specialist's role at trial mirrored the role the Seventh Circuit described as "an
effort to wow [the jUly]." Throughout trial, the specialist displayed on the courtroom's computer
24
OPINION AND ORDER
screens exhibits which the cOUlt previously admitted in standard-size format. Those same exhibits
could have been placed on the court's electronic evidence equipment to display them to the jury and
the witness. POltions of the exhibits also could have been enlarged by using the court's evidence
equipment. In fact, Hunt used the COUlt's equipment to both display and enlarge standard-size
exhibits; when she did, she located and displayed them with appropriate efficiency, and the exhibits
were readable to the court and jury. Although City's specialist often electronically highlighted or
enlarged specific portions of exhibits at City's counsels' request, the same basic effect could have
been achieved using the cOUl1room's electronic evidence equipment. At bottom, the specialist added
the "glitz" to City's case which, as the Seventh Circuit concluded, "the statute does not obligate the
losing party to pay for." City's decision to rent a multi-media system and hire a specialist to operate
it was a decision to incur a cost that does not meet the "necessity" requirement, and Hunt should not
bear the cost of that decision.
City's contention that it more effectively impeached Hunt through use of the video version
of her deposition does not rescue as recoverable the portion of costs associated with using this
impeachment method. City had available to it Hunt's printed deposition transcripts for use in
impeaching Hunt at trial. Instead, City chose to display Hunt's video deposition on the courtroom
screens while simultaneously showing the text of Hunt's deposition transcript at the bottom of the
screen. The difference City sought to demonstrate between Hunt's deposition testimony and her trial
testimony was, in practice, negligible, particularly when compared to the cost of the method City used
to in its attempt to show that difference.
Hunt's case also lacked complexity, a factor that bears on whether City's use of a trial
technology specialist was warranted. Hunt took two claims to trial against City, both of which turned
25
OPINION AND ORDER
on whether City retaliated against Hunt because she repOlied misconduct by her field training officer.
The evidence at trial consisted almost exclusively oflay-witness testimony and documents containing
simple text. The specialist's work at trial was professional, skilled, and discrete, but not neceSSalY
to assist the jUly'S or the court's understanding of Hunt's claims and the parties' evidence on those
claims. In this case, use of this method to display and highlight evidence added no clarity to the
evidence. Hunt, as the losing party, should not bear the cost of that method.
Accordingly, City's request for the cost of the trial technology specialist and related trial
support expenses is denied.
E.
Docket Fees (28
u.s.c. § 1920(5))
A prevailing party may recover a docket fee "under section 1923 of this title." 28 U.S.C. §
1920(5). Section 1923(a) provides: "Attorney's and proctor's docket fees in courts of the United
States may be taxed as costs as follows: $20 on trial or final hearing (including a default judgment
whether entered by the court or by the clerk) in civil, criminal, or admiralty cases[.]" City seeks
$160.00 as a docket fee under the reasoning that each of the eight defendants is a "prevailing paliy,"
and each therefore is entitled to $20.00 as a docket fee.
Defendants misinterpret this subsection. A docket fee is commonly referred to as an
"attorney's docket fee." See, e.g.,
u.s. v. Orenic, 110 F.R.D. 584, 588 (W.D. Va. 1986) ("[Section
1923(a)] establishes an exception to the general rule that attorney's fees may not be taxed as costs,
and allows for recovery of nominal sums known as attorney's or proctor's docket fees" and
establishes "a nominal, statutory fee to be awarded to a prevailing party, irrespective of the actual
costs which that party may have incurred in hiring an attorney to bring or defend the suit. ") (citations
and internal quotations marks omitted). As this language suggests, the docket fee is intended to
26
OPINION AND ORDER
compensate for the cost of retaining an attorney. See, e.g., Karsoules v. Moschos, 16 F.R.D. 363, 365
(E.D. Va. 1954) ("It is not the duty of the COUli to inquire into the intent of Congress in providing
for the taxation of small docket fees to be paid to attorneys and proctors under Section 1923. Whether
it is by way of supplementing compensation to counselor in the nature of a penalty is immaterial.
In the exercise of proper discretion, it is as much a part of the taxable costs as any other item. ").
Where multiple parties together bring suit under or defend against a common set of facts and theories,
a single docket fee "is prescribed and proper." Firemen's Fund Ins. Co. v. Standard Oil Co. O/Cal.,
339 F.2d 148, 160 (9th Cir. 1964) (affirming on cross-appeal the trial court's award ofa single $20.00
docket fee to multiple prevailing plaintiffs where a single lawyer represented all plaintiffs); Boston
Marine Ins. Co. V. Metropolitan Redwood Lumber Co., 197 F. 703, (9th Cir. 1912) (a docket fee "is
a fee to be allowed the proctor as an incident to his appearance and service in court on the hearing,
and not as a fee for appearing for each client whom he represents").
Hunt originally sued City and seven individual defendants, asserting claims against each of
them. The eight defendants prevailed, but each is not a "prevailing party" for purposes of the docket
fee. All defendants were represented by the same attorney, all were sued based on the same set of
facts, and all defended together against mostly common theories of liability. They each are not
entitled to recover a $20.00 fee. Accordingly the court allows a single docket fee in the amount of
$20.00.
Order
For the reasons explained above, City's cost bill (Docket No. 187) is GRANTED in part and
DENIED in part, as follows:
Filing fee:
27
OPINION AND ORDER
$ 350.00
Fees for printed or electronically recorded transcripts:
8,476.01
Fees and disbursements for witnesses:
691.13
Fees for exemplification and copies:
0.0
Docket fees:
20.00
TOTAL COSTS AWARDED:
$9,537.14
IT IS SO ORDERED.
Dated this /
c' th day of August, 2011.
Jo n V. Acosta
U.S. N:!Jigistrate Judge
28
OPINION AND ORDER
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