Perth v. United States of America
Filing
12
OPINION AND ORDER: Denying Defendant's Motion to Dismiss 5 . Counsel shall confer and file a Joint Status Report in accordance with this Opinion and Order no later than June 24, 2011. Signed on 5/16/11 by Judge Ancer L. Haggerty. (mkk)
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UNITED STATES DISTRICT COURT
FOR THE DISTRICT OF OREGON
PORTLAND DIVISION
LEO PERTH,
Plaintiff,
Civil No. 11-361-HA
v.
OPINION AND ORDER
UNITED STATES OF
AMERICA,
Defendant.
HAGGERTY, District Judge:
At the outset of this ruling, the court notes that plaintiff is a federal employee, and
defendant United States of America has been substituted for Robelt Schmelz under 28 U.S.C. §
2679(d)(2). This substitution has occurred pursuant to a certification made by the United States
Attomey for the District of Oregon that found that Schmelz - also a federal employee - was
acting within the scope of his federal employment when he caused an automobile accident that
injured plaintiff.
Defendant United States (after the certification and substituting for Schmelz) removed
this action to this court, and now moves to dismiss the action for lack of subject matter
jurisdiction. Defendant argues that because this is a tort action between two federal employees
who were acting within the scope of their employment at the time of the accident, the Federal
1 -- OPINION AND ORDER
Employee Compensation Act (FECA) is the exclusive remedy available to plaintifffor recovelY
against the United States for on-duty injuries.
Plaintiff's Response is construed as a challenge to the certification issued by the United
States Attorney. For the following reasons, defendant's Motion to Dismiss [5] is denied.
BACKGROUND
There is little in dispute regarding the facts alleged by plaintiff in this case. Plaintiff is a
federal government employee at the Bonneville Power Administration. On November 18, 2008,
plaintiff was driving west on State Route 6 in Tillamook County, Oregon, for work-related
purposes when his gove111ment-owned truck was struck by a government-owned van driven east
by United States Army Sergeant First Class Robert Schmelz, who is also a federal gove111ment
employee. Police records establish that Schmelz was driving too fast for the conditions, crossed
the center line while negotiating a curve on Route 6, and collided head-on into plaintiff's vehicle.
At the scene, Schmelz told an investigating law enforcement officer that he was hunying to see
his son who was in a hospital. Schmelz was cited for careless driving.
Plaintiff initiated a worker's compensation claim for his injuries, and sued Schmelz in his
individual capacity in state court. On March 23, 2010, the United States Att0111ey for the District
of Oregon celiified that Schmelz was acting in the scope of his federal employment at the time of
the accident.
STANDARDS
A federal statute refe11'ed to as the Westfall Act immunizes United States employees from
liability for their "negligent or wrongful act[ s] or omission[ s] ... while acting within the scope of
[their] office or employment." 28 U.S.C. § 2679(b)(l). The Attorney General celiifies whether a
United States employee was acting within the scope of his or her employment at the time of an
2 -- OPINION AND ORDER
event giving rise to a civil claim. 28 U.S.C. § 2679(d) (1 ), (2). Once certification is given in a
civil action, this statute requires the substitution of the United States as the defendant, and, if the
action was originally filed in state court, the removal of the action to federal court. Id. The
successful substitution of the United States leaves a plaintiff with a single avenue of recovery,
the Federal Torts Claim Act (FTCA), 28 U.S.C. §§ 1346,2671 et seq., 28 U.S.C. § 2679(d)(4).
The Attorney General's scope of employment certification is subject to de novo review in
the district court. Green v. Hall, 8 F.3d 695, 698 (9th Cir. 993) (citing lvferidian Int'!. Logistics,
Inc. v. United States, 939 F.2d 740, 745 (9th Cir.1991)). The party seeking review of the
celiification bears the burden of presenting evidence and disproving the Attorney General's
decision regarding the certification by a preponderance of the evidence. Id. (citations and
quotation omitted); see also Billings v. United States, 57 F.3d 797,800 (9th Cir. 1995)
("Certification by the Attorney General is prima facie evidence that a federal employee was
acting in the scope of her employment at the time of the incident and is conclusive unless
challenged. The paliy seeking review bears the burden of presenting evidence and disproving the
Attorney General's celiification by a preponderance of the evidence.") (citation omitted).
In reviewing a scope of employment celiification, courts look to the principles of
respondeat superior as articulated in the law of the state where the alleged tort occurred - in this
case, Oregon. Clamor v. United States, 240 F.3d 1215, 1217 (9th Cir. 2001) (citation and
footnote omitted); see also Xue Lu v. Powell, 621 F.3d 944, 948 (9th Cir. 2010) (citing Williams
v. United States, 350 U.S. 857 (1955)). The Oregon Supreme COUli has recognized tln'ee
requirements that must be met to conclude that an employee was acting within the scope of
employment: "(1) whether the act OCCUlTed substantially within the time and space limits
authorized by the employment; (2) whether the employee was motivated, at least partially, by a
3 -- OPINION AND ORDER
purpose to serve the employer; and (3) whether the act is of a kind which the employee was hired
to perform." Chesterman v. Barman, 753 P.2d 404, 406 (Or. 1988).
DISCUSSION
Defendant suggests that the "essential question here" is whether plaintiff suffered his
injuries while in the performance of his federal employment. Mem. Supp. at 6. This is incorrect.
There is no dispute that plaintiff was acting within the scope of his federal employment at the
time that he suffered injuries as a result of Schmelz's careless driving. Plaintiff's responsive
briefing to defendant's motion to dismiss instead challenges the Attomey General's certification
that Schmelz was acting within the scope of his federal employment when he injured plaintiff.
This challenge is well-taken.
At the time of the accident, Schmelz reported to law enforcement officers that he was "in
a hurry to to get to the hospital to see his son." Ex. 1 to Declaration of James E. Cox, Jr., in
Support of Defendant's Motion to Dismiss, p.2. This statement creates substantial issues of fact
as to whether the accident caused by Schmelz's careless driving occurred substantially within the
time and space limits authorized by the employment, while he was motivated, at least partially,
by a purpose to serve his employer.
The court acknowledges that Schmelz has submitted a Declaration through defense
counsel that contradicts what he told the investigating officer at the accident scene. He now
asserts that on the day of the accident his wife had telephoned him and "expressed a great deal of
unhappiness" with his decision to leave his son at the hospital and go to work, but that after
speaking with her he intended to retum the govemment vehicle he was driving to the Hillsboro
recruiting station where he worked and then fulfill a work appointment that afternoon.
Declaration of Robeli W. Schmelz in Support of Defendant's Motion to Dismiss,
4 -- OPINION AND ORDER
~
6.
Notwithstanding this recent declaration ~ the self-serving nature of which cannot be
overlooked ~ plaintiffs challenge compels an evidentiary hearing to review the propriety of the
certification at issue. See l'oIfcLachlan v. Bell, 261 F.3d 908, 910 (9th Cir. 2001) (an evidentiary
hearing may be wal1'anted if after viewing the evidence in the light most favorable to the party
challenging the celiification, the propriety of dismissing pursuant to the Westfall Act is
questionable).
Accordingly, defendant's Motion to Dismiss must be denied. Counsel are ordered to
confer and to prepare a Joint Status Report outlining agreed-upon parameters for conducting an
evidentiary hearing for purposes of resolving plaintiffs challenge to the celiification at issue.
This Report shall provide the court with proposals for necessmy discovelY prior to the hearing,
and proposed dates and times for the hearing. After appropriate discovery is conducted, counsel
will be required to file pre-hearing briefs, identifYing anticipated witnesses and brief summaries
of their testimony, exhibits, and memoranda in support.
CONCLUSION
For the reasons provided, defendant's Motion to Dismiss [5] is denied. Counsel shall
confer and file a Joint Status Report in accordance with this Opinion and Order no later than June
24,2011.
IT IS SO ORDERED.
DATED this -4tday of May, 2011.
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Y/;
Ancer L. Haggerty
United States District Judge
5 -- OPINION AND ORDER
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