Harrison v. Commissioner Social Security Administration
Filing
19
OPINION AND ORDER. Based on the foregoing, the Commissioner's decision is REVERSED, and this case is REMANDED pursuant to sentence four of 42 U.S.C. § 405(g) for an immediate calculation and award of benefits. IT IS SO ORDERED. Signed on 02/16/2012 by Judge Malcolm F. Marsh. (pvh)
IN THE UNITED STATES DISTRICT COURT
FOR THE DISTRICT OF OREGON
PORTLAND DIVISION
KATHLEEN LYNN HARRISON,
Plaintiff,
v.
MICHAEL J. ASTRUE,
Commissioner of Social
Security,
Defendant.
MERRILL SCHNEIDER
Schneider Law Offices
P.O. Box 14490
Portland, OR 97293
Attorney for Plaintiff
S. AMANDA MARSHALL
United States Attorney
District of Oregon
ADRIAN L. BROWN
Assistant United States Attorney
1000 S.W. Third Ave., Suite 600
Portland, OR 97204-2902
DAVID MORADO
Regional Chief Counsel, Region X, Seattle
ROBERTA G. BOWIE
Special Assistant United States Attorney
Social Security Administration
Office of the General Counsel
1301 Young Street, Suite A-702
Dallas, TX 75202
Seattle, WA 98105-7075
Attorneys for Defendant
1 - OPINION AND ORDER
Case No. 3:11-cv-365-MA
OPINION AND ORDER
MARSH, Judge
Plaintiff Kathleen Lynn Harrison, seeks judicial review of the
final decision of the Commissioner of Social Security denying her
spouse Daniel W. Harrison's (Harrison) applications for a period of
disability and disability insurance benefits (DIB) under Title II
of
the
Social
Security
Act,
42
U.S.C
§§
401-403.
Kathleen
Harrison, as personal representative of Harrison's estate, has been
substituted
as
plaintiff
resolution of this case.
42
U.S.C.
§
405(g).
following
Harrison's
death
pending
This Court has jurisdiction pursuant to
For the
reasons
that
follow,
this
court
reverses and remands for an immediate calculation of benefits.
FACTUAL AND PROCEDURAL BACKGROUND
On August 28, 2006, Harrison filed an application for a period
of disability and disability insurance benefits beginning April 21,
2006.
The claims were denied initially and upon reconsideration.
Harrison filed a request for a hearing before an administrative law
judge
(ALJ).
An ALJ held a hearing on April 22, 2009, at which
Harrison appeared with his attorney and testified.
expert, Richard Kiem,
A vocational
also appeared and testified.
2009, the ALJ issued an unfavorable decision.
On
May 28,
The Appeals Council
accepted additional evidence into the record, but denied Harrison's
request
for
therefore
review
became
on
the
purposes of review.
2 - OPINION AND ORDER
January
final
21,
2011.
decision
of
The
the
ALJ's
decision
Commissioner
for
Harrison
was
49
disabili ty began,
and
decision.
Harrison
years
52
has
old
years
past
on
the
date
old on the
relevant
he
date
work
in
alleges
of
his
the ALJ's
skilled
jobs,
including working as an analyst in the health systems industry, a
mechanical draftsman,
systems
and
analyst,
administrator.
a mechanical systems designer,
computer
a
programmer/applications
Harrison alleges disability due to low back pain.
Harrison last worked on April
history of back injury,
1986.
a computer
21,
2006.
Harrison has a past
including at least one back surgery in
Harrison died October II, 2011.
THE ALJ'S DISABILITY ANALYSIS
The
Commissioner
has
established
a
five-step
process for determining whether a person is disabled.
Yuckert,
482 U.S.
137, 140 (1987); 20 C.F.R.
§
sequential
Bowen v.
404.1520.
Each
step is potentially dispositive.
The claimant bears the burden of
proof at steps one through four.
See Valentine v. Comm'r Soc. Sec.
Admin., 574 F.3d 685,
689 (9th Cir. 2009); Tackett v. Apfel, 180
F.3d 1094, 1098 (9th Cir. 1999).
At step five, the burden shifts
to the Commissioner to show that the claimant can do other work
which exists in the national economy.
Andrews v. Shala1a, 53 F.3d
1035, 1043 (9th Cir. 1995).
The
ALJ
concluded
that
Harrison
requirements through December 31,
2010.
met
the
insured
status
A claimant seeking DIB
benefits under Title II must establish disability on or prior to
3 - OPINION AND ORDER
the last date insured.
42 U.S.C.
§
416(I) (3); Burch v. Barnhart,
400 F.3d 676, 679 (9th Cir. 2005).
At step one, the ALJ found that Harrison has not engaged in
substantial gainful activity since his alleged onset of disability.
See 20 C.F.R.
404.1520(b), 404.1571 et seq.
§§
At step two,
the ALJ found that Harrison had the following
spinal laminectomy with residual pain and
severe impairments:
radiculopathy,
exacerbated by obesity;
reactive airway disease;
attention deficit hyperactivity disorder;
See 20 C.F.R.
§
and memory problems.
404.1520(c).
At step three, the ALJ found that Harrison's impairments, or
combination of impairments did not meet or medically equal a listed
impairment.
See 20 C.F.R.
§§
404.1520(d), 404.1525, 404.1526.
The ALJ assessed plaintiff with a residual functional capacity
(RFC)
for
no
more
than
sedentary
nonexertional limitations.
At step four,
See 20 C.F.R.
§§
with
postural
404.1527, 404.1529.
the ALJ found plaintiff unable to perform any
past relevant work.
At step five,
exertion
See 20 C.F.R. § 404.1565.
the ALJ concluded that considering Harrison's
age, education, work experience, and residual functional capacity,
the claimant has acquired work skills from past relevant work that
are
transferrable
to
other
occupations
with
jobs
existing
in
significant numbers in the national economy that the claimant can
perform.
See
20
C.F.R.
4 - OPINION AND ORDER
§§
404.1569,
404.1569a,
404.1568(d).
Accordingly, the ALJ concluded that Harrison is not disabled under
the meaning of the Act.
ISSUES ON REVIEW
On appeal to this
errors were committed:
court,
plaintiff contends the following
(1) the ALJ improperly rejected the opinion
of Harrison's treating physician;
(2) the ALJ erred in failing to
specify the frequency and duration of Harrison's sit/stand option
in the RFC; and (3) the ALJ erred in failing to clearly identify
Harrison's transferrable skills.
STANDARD OF REVIEW
The district court must affirm the Commissioner's decision if
the Commissioner applied proper legal standards and the findings
are supported by substantial evidence in the record.
§
405(g); Andrews, 53 F.3d at 1039.
42
u.s.c.
"Substantial evidence means
more than a mere scintilla but less than a preponderance; it is
such
relevant
evidence
as
a
reasonable
adequate to support a conclusion."
690.
mind
might
Id.; Valentine,
accept
as
574 F.3d at
The court must weigh all the evidence, whether it supports or
detracts from the Commissioner's decision.
807 F.2d 771,
772
(9th Cir.
1986).
Martinez v. Heckler,
The Commissioner's decision
must be upheld, even if the evidence is susceptible to more than
one rational interpretation.
Batson v.
Comm'r of Soc.
Admin., 359 F.3d 1190, 1193 (9th Cir. 2004); Andrews,
1039-40.
Security
53 F.3d at
If the evidence supports the Commissioner's conclusion,
5 - OPINION AND ORDER
the Commissioner must be affirmed; "the court may not substitute
its judgment for that of the Commissioner."
Edlund v. Massanari,
253 F.3d 1152, 1156 (9th Cir. 2001); Batson, 359 F.3d at 1193.
DISCUSSION
I.
Appeals Council Evidence.
Plaintiff submitted additional medical evidence to the Appeals
Council following the ALJ's adverse decision.
The Appeals Council
considered the evidence, but determined that the evidence did not
provide a
basis
for
changing the Commissioner's decision.
As
recently explained by the Ninth Circuit, where the Appeals Council
has considered additional materials not before the ALJ, this court
may consider the
evidence
submitted to the Appeals Council to
determine whether, "in light of the record as a whole, the ALJ's
decision was supported by substantial evidence."
Soc.
Security Admin.,
also Lingenfelter v.
2007);
Harman v.
denied,
531 U.S.
659 F.3d 1228, 1232
Astrue,
Apfel,
1038
1451-52 (9th Cir. 1993).
211
(2000);
(9th Cir.
504 F.3d 1028,
F.3d 1172,
Ramirez v.
Taylor v. Comm'r
1180
2011).
1030 n.2
(9th Cir.
(9th Cir.),
Shalala,
See
cert.
8 F.3d 1449,
Therefore, I consider the specific pieces
of evidence submitted to the Appeals Council as they pertain to
plaintiff's arguments.
IIII
IIII
6 - OPINION AND ORDER
II.
The ALJ Im12ro12erly Rejected
Harrison's Treating Physician.
Q:einion
of
Dr.
opinion
is
given more
weight than the opinion of a non-treating physicians.
Turner v.
In general,
a
the
treating physician's
Buhl,
Commissioner of Soc. Security, 613 F.3d 1217, 1223 (9th Cir. 2010);
Lester v.
Chater,
81 F.3d 821,
830-31
(9th Cir.
1995).
If the
treating physician's medical opinion is supported by medically
acceptable diagnostic techniques and is not inconsistent with other
substantial evidence in the record, the treating physican's opinion
is given controlling weight.
Cir.
2007).
If
a
treating
Orn v. Astrue, 495 F.3d 625, 631 (9th
physician's
opinion
is
not
given
controlling weight because it is not well-supported, or because it
is inconsistent with other substantial evidence in the record, the
ALJ must still articulate the relevant weight to be given to the
opinion
under
the
404.1527 (d) (2).
Id.
To
reject
the
examining physician,
reasons for doing so.
factors
provided
uncontroverted
for
opinion
in
of
20
a
C.F.R.
§
treating
or
the ALJ must present clear and convincing
Bayliss
V.
Barnhart,
427 F.3d 1211,
1216
(9th Cir. 2005); Rodriguez V. Bowen, 876 F.2d 759, 761-62 (9th Cir.
1989).
If a treating or examining doctor's opinion is contradicted
by another doctor's opinion,
legitimate reasons.
this
Bayliss,
burden by providing a
7 - OPINION AND ORDER
it may be rejected by specific and
427 F.3d at 1216.
An ALJ can meet
detailed summary of the
facts
and
conflicting medical evidence,
stating his own interpretation of
that evidence, and making findings.
Tommasetti v. Astrue, 533 F.3d
1035, 1041 (9th Cir. 2008); Carmickle v. Commissioner, Soc. Sec.
Admin., 533 F.3d 1155,1164 (9th Cir. 2008); Magallanes v. Bowen,
881 F.2d 747, 751 (9th Cir. 1989).
Plaintiff submits that the ALJ erred in assessing the opinion
of Harrison's treating physician, Walter R. Buhl, M.D.
According
to plaintiff, the ALJ failed to provide either clear and convincing
evidence,
Buhl's
or specific and legitimate reasons for rejecting Dr.
opinion
that
Harrison
was
unable
to
work
full-time.
Plaintiff submits that when Dr. Buhl's opinion is fully credited,
Harrison is disabled within the meaning of the regulations.
I
agree.
The ALJ's primary reason for discounting Dr. Buhl's opinion
appears
to
be
based
on
a
performed on October 5, 2007.
PCE,
Physical
Capacity
Evaluation
(PCE)
Dr. Buhl referred Harrison for the
which was conducted by physical therapist Steve Alstot at
ProActive Orthopedic and Sports Physical Therapy of Oregon City.
(Tr. 640-43.)
Mr. Alstot noted that the Harrison needed to take
frequent breaks during the PCE, terminated the treadmill test, and
did not perform some tests due to pain.
In one portion of the PCE,
Mr. Alstot noted that Harrison scored in the moderate range (six of
16 posi ti ve scores)
for magnified illness behavior.
Mr. Alstot
stated that due to Harrison's partial completion of the PCE,
8 - OPINION AND ORDER
he
could not give a complete and valid recommendation of Harrison's
Mr.
capabilities.
Alstot
concluded that
based on the overall
results, Harrison was best suited to sedentary work on a part-time
basis.
(Id. at 640.)
In a letter dated October 24,
dated
April
21,
2009,
Dr.
Buhl
2007, and an identical letter
specifically
limitations found in the October 5, 2007 PCE.
endorsed
the
In those letters,
Dr. Buhl opined:
[I]t has come to my attention that CIGNA has asserted
that I released Mr. Harrison to full time work. This is
an inaccurate statement. I did not and have not released
Mr. Harrison for full time work.
Mr. Harrison still
suffers from chronic pain, which requires narcotic pain
medications, Oxycontin and Oxycodone.
Mr. Harrison has previously undergone pain management
treatment and therapy and is interested in pursuing
further pain management treatment in hopes of alleviating
some of his chronic pain and increasing his functional
abilities.
I also agree and feel that the Physical Capacity
Evaluation [PCE] that was done by ProActive is an
accurate assessment of the conditions, which Dan Harrison
is in now and has been suffering \vith for a long period
of time.
(Tr. 646.)
.
In the decision,
the ALJ concluded that Harrison gave less
than a "good effort" on the PCE, and gave it little weight in the
decision.
In turn, the ALJ gave Dr. Buhl's letter little weight,
finding Dr. Buhl's opinion inconsistent with his treatment notes,
and "[w]hile Dr. Buhl denies releasing [Harrison] back to full time
9 - OPINION AND ORDER
work, at no time does he assess the claimant as unable to work."
(Tr. 25.)
To
begin,
explanation
the
ALJ
concerning
has
the
failed
distinction
to
provide
between
an
adequate
Harrison
being
completely unable to work, and Dr. Buhl's opinion that Harrison was
unable
to
work
full-time.
Under
the
relevant
regulations,
a
claimant is disabled if he is unable to work an eight hour day.
Ratto v. Secretary, Dep't of Health & Human Servs., 839 F. Supp.
1415, 1430-31 (D. Or. 1993); Rodriguez v. Bowen, 876 F.2d 759, 763
(9th
Cir.
1989);
See
also
SSR
96-8p,
*1
(residual
functional
capacity is the ability to work on a "regular and continuing basis"
for "8 hours a day, for 5 days a week, or an equivalent schedule") .
Thus,
the fact that Harrison was not released to full-time work
presumably
rendered
regulations.
him
disabled
Accordingly,
I
within
the
meaning
of
the
rej ect the Commissioner's argument
that the ALJ sufficiently accommodated Dr.
Buhl's limitation to
part-time work at a sedentary level because the ALJ's RFC included
a "sit, stand, walk" option.
The Commissioner argues that the ALJ could properly discount
Dr. Buhl's opinion because it is based on Harrison's self-reports,
and
I
note
that
plaintiff
does
not
challenge
credibility determination in this proceeding.
Commissioner,
the
adverse
According to the
because Harrison scored in the moderate range of
magnified illness behavior on the Waddell's testing during the
10 - OPINION AND ORDER
October 2007 PCE, the ALJ could appropriately discount Dr. Buhl's
opinion.
I disagree for multiple reasons.
Initially,
I
recognize that an ALJ may discount a treating
physician's opinion that is based to a large extent on a claimant's
properly discounted self-reports.
Tommasetti,
533 F.3d at 1041.
In this case, the ALJ found Harrison's complaints of chronic pain
not entirely credible.
And, if the PCE were the only basis for Dr.
Buhl's opinion, I would agree with the Commissioner.
See Ukolov v.
Barnhart,
However,
420 F. 3d 1002, 1005-06
(9th Cir.
2005).
Dr.
Buh1 conducted independent analysis supported by objective testing,
and
referred
Harrison
to
other
physicians
for
objective
verification of his subjective symptoms, which the ALJ fails to
discuss or inaccurately discusses.
For example,
several
tests
in April and May of 2006,
during
his
examinations
of
positive results on straight leg testing,
responses in his left lower leg.
spinal
MRI
showed
that
the
Dr.
Harrison,
with
very
with diminished touch
(Tr. 100.)
vertebral
Buhl performed
An April 26,
body
heights
2006
were
unremarkable, and but there was some scarring at the L4-5 level.
(Tr.
107.)
However,
The ALJ noted as much in the decision.
the MRI
(Tr.
19.)
at the L5 level also showed "a small medial
osteophyte which may irritate the left traversing L5 nerve root.The ALJ did not discuss that finding.
11 - OPINION AND ORDER
A May 26, 2006 CT scan of
the lumbar spine also showed scarring on the left at L4-5.
(Tr.
100. )
Dr. Buhl then referred Harrison to Kim A. Wayson, M.D., for a
surgical
Harrison
was
Dr.
consultation.
management.
not
a
(Tr.
308-14.)
Wayson
surgical
ultimately
candidate,
Meanwhile,
and
concluded
would
need
that
pain
Harrison was undergoing
nerve block steroid injections and trigger point injections with
Jonathan Blatt, M.D., with mixed results, and which ultimately did
(Tr. 373-76.)
not relieve his pain.
Harrison also was referred to Steven S. Anderson, M.D., for
electrodiagnosis
and
nerve
conduction
studies.
Dr.
Anderson
examined Harrison and conducted an electromyogram (EMG) on June 23,
2006.
(Tr. 464-68.)
Testing revealed abnormalities in Harrison's
left L5, and Dr. Anderson diagnosed chronic left L5 radiculopathy
at that time.
(Tr. 464-65.)
Dr. Anderson confirmed this diagnosis
in letter dated July 10, 2007, which provides in relevant part:
Diagnosis:
Chronic left L5 radiculopathy.
There was
both clinical evidence and electromyographic evidence of
atrophy of one of the left foot muscles.
This was
unilateral
both
on
physical
examination
and
electrodiagnostic examination and therefore this appears
to be related to the radiculopathy. (Tr. 114-15.)
The record reflects that Dr. Anderson shared these results with Dr.
Buhl's office.
(Id. )
To be sure,
Dr.
confirm the presence of nerve involvement.
12 - OPINION AND ORDER
Buhl's treatment notes
(Tr. 525.)
Certainly,
Dr.
Buhl' s
diagnosis
of
chronic
L5
radiculopathy
is
based on
objective evidence.
Despite
radiculopathy,
Dr.
the
Anderson's
ALJ
objective
erroneously
verification
concluded
that
of
L5
Harrison's
"subjective complaints of radiculopathy are not consistent with or
supported by medical evidence of record imaging or findings."
23.)
(Tr.
The ALJ's conclusion is directly undermined by Dr. Anderson's
2007 letter which the ALJ wholly fails to discuss.
Instead, the
ALJ summarily found that Dr. Anderson's records conflict with Dr.
Buhl's because Dr. Anderson did not opine that Harrison is unable
to work.
This is neither a specific, nor a legitimate basis upon
which to discount Dr. Buhl's opinion.
Dr. Anderson's notes do not
reflect that he offered any opinion concerning Harrison's ability
to work.
Looking at the record as a whole, contrary to the ALJ's
conclusion, I find that Dr. Anderson's records are consistent with
those of Dr. Buhl.
Furthermore,
Dr.
Buhl
Council dated June 16, 2009.
submitted
a
letter
to
the
Appeals
In that letter, Dr. Buhl opines that
Harrison is "substantially and permanently disabled" by his chronic
L5
radiculopathy.
Dr.
Buhl
states
that
the
chronic
L5
radiculopathy is likely caused by scarring around the L5 root, and
that Harrison is likely not rehabilitatable.
(Tr. 658.)
Dr. Buhl
clearly bases his opinion of Harrison's limited functional capacity
on Harrison's chronic pain caused by radiculopathy, a finding which
13 - OPINION AND ORDER
is supported by objective, substantial evidence in the record, not
merely on Harrison's self-reports.
The ALJ's other stated reason for rejecting Dr. Buhl's opinion
is that the opinion is inconsistent with his treatment notes.
Although the ALJ does not specify which notes are inconsistent, the
commissioner
suggests
September 12, 2007,
that
notations
from
June
19,
2007
and
show Harrison's disability seeking behavior.
Again, I disagree.
On June 19,
2007,
Dr.
Buhl explained that he had seen some
videos of Harrison performing his daily activities and it appeared
that Harrison was "able to do more. ",
states
that
Harrison
appeared
"to
(Tr.
be
590.)
defending
The notation
his
disabled
status," and Dr. Buhl referred him to a neurologist and for neuropsychiatric testing to gain some objective verification of his
symptoms.
In the September 12, 2007 notation, Dr. Buhl states that
Harrison may not be employable at that time because of the quantity
of narcotic medications he was then taking.
(Tr. 587.)
While Dr.
Buhl further states that Harrison is capable of some "useful work,"
Dr. Buhl states that it is "of course at short intervals according
to
[Harrison)," and that Harrison thought he could work for two
hours at that time.
did Dr.
(Id.)
However, at no point in either notation
Buhl opine that Harrison could work an eight hour day.
'It is apparent from the record that Harrison was involved
in litigation with his long-term disability carrier.
14 - OPINION AND ORDER
Additionally,
Harrison's
radiculopathy
was
confirmed
by
Dr.
Anderson in October 2007, a short time following these allegedly
contradictory notes.
Moreover, Dr. Buhl consistently opined that
Harrison was capable of working only on a part-time basis.
With the exception of this alleged inconsistency,
summarily concluded that Dr.
the ALJ
Buhl's opinion was contradicted by
those of Drs. Wayson and Blatt because neither "have assessed that
[Harrison] cannot work."
Blatt
offered
capabilities.
nothing
in
any
As with Dr. Anderson, neither Wayson nor
opinion
concerning
Harrison's
physical
When their records as a whole are examined, I find
the
notes
of Wayson or
Blatt
that
contradicts
the
opinion of Dr. Buhl.
I
also reject the Commissioner's suggestion that Dr.
Buhl
pursued only a conservative and routine course of treatment.
The
ALJ did not discount Dr.
Buhl's opinion on that basis,
Commissioner's post-hoc rationalization is rejected.
Commissioner,
454 F. 3d 1050,
1054
(9th Cir.
and the
Stout v.
2006) (the court may
review only those reasons the ALJ asserts); Connett v. Barnhart,
340 F.3d 871, 874 (9th Cir. 2003) ("We are constrained to review the
reasons the ALJ asserts.")
Furthermore,
the record itself.
and
the Commissioner's arguments are undermined by
Dr. Buhl prescribed narcotics, muscle relaxers,
anti -depressants
to
treat
Harrison's
symptoms.
Dr.
Buhl
referred Harrison for a consultation with Dr. Wayson, who concluded
15 - OPINION AND ORDER
that Harrison was not a surgical candidate.
Harrison attempted
osteopathic intervention and acupuncture I but obtained no sustained
relief.
Harrison
was
referred
for
physical
therapy I neither of which provided relief.
two nerve
and multiple
certainly not
conservative.
and
pool
Harrison also received
steroid injections l
Harrison/s record of treatment I
results.
was
blocks I
therapy
with mixed
although unsuccessful l
Moreover I
Harrison cannot be
faulted for not pursuing surgical intervention where surgery was
not recommended.
See Fair v. Bowen l
885 F.2d 597 1 604
(9th Cir.
1989) .
LastlYI the ALJ/s discussion of Harrison/s medical record is
not supported by substantial evidence in the record as whole.
495
F.3d
at
633-34.
inaccuracies.
First l
The
ALJ/s
decision
contains
Orn l
numerous
the ALJ erroneously describes Harrison as
left handed; Harrison is right handed.
(Tr. 8 1 467.)
Second l
the
ALJ erroneously noted that a work release for May 1 to May 8 1 2006
did not coincide with Harrison/s description of when he stopped
working.
(Tr. 23.)
To be sure I
The ALJ/s determination is wholly incorrect.
Harrison described to Dr. Buhl that he stopped
working on April 21/ 2006 1 due to low back pain I which increased in
severity until April 26 1 2006.
On April 26 1 when the pain became
intolerable I Harrison was taken by ambulance to the hospital where
he remained until May 11 2006.
a
note
from
the
doctor
16 - OPINION AND ORDER
to
At that point I
be
released
from
Harrison requested
work l
which
the
discharging doctor provided through May 8,
2006.
(Tr.
423.)
On
May 9, 2006, Harrison received another two week note to be excused
from work.
(Tr. 98.)
At that point, Dr. Buhl's notes reflect that
he completed Family Medical Leave Act paperwork for Harrison.
100.)
(Tr.
Contrary to the ALJ's conclusion, I find no inconsistencies
in Harrison's description of events in April and May of 2006.
Third, the ·ALJ inaccurately describes Harrison's discussion of
a transcutaneous electrical nerve stimulation (TENS) unit with Dr.
Buhl.
The ALJ erroneously suggests that either Dr.
Fiks prescribed the TENS unit in September of 2006.
Buhl or Dr.
Contrary to
the ALJ's finding, the record reflects that Harrison was discharged
from the hospital on May 1, 2006, with a recommendation to continue
using a TENS unit.
(Tr. 423.)
The record also reflects that on
September 7, 2006, Harrison reported to Dr. Buhl that he had seen
Dr.
Fiks,
a pain management specialist,
who was
recommending a
surgically implanted electrode, a procedure distinct from using a
TENS unit.
(Tr.
511.)
Dr.
Buhl's notes reflect that Harrison
decided not have the implanted electrode procedure.
note,
too,
(Tr. 522.)
I
that the ALJ incorrectly found that Harrison was not
prescribed Diazempam until July 27,
2006,
when Dr.
reflect that it was prescribed on May 19, 2006.
Buhl's notes
(Tr. 517.)
Finally, I conclude that the ALJ erred in implicitly crediting
the nonexamining physicians, Drs. Kehrli and Pritchard, who opine
that Harrison is capable of performing sedentary work with postural
17 - OPINION AND ORDER
limitations.
As discussed above,
the opinions of Drs.
Wayson,
Blatt and Anderson were consistent with Dr. Buhl, and Dr. Buhl's
opinion is consistent with the medical record as a whole.
the opinions of Drs.
Kehrli
and Pritchard are not
evidence that may justify rejecting Dr. Buhl's opinion.
F.3d
at
831
substantial
(nonexamining
evidence
to
physician's
opinion
substantial
Lester, 81
alone
is
not
justify rejecting treating physician's
After an extensive review of the record,
opinion) .
Thus,
I therefore
conclude that the ALJ's reasons for favoring the nonexamining over
those of the examining and treating physicians do not satisfy the
appropriate legal standards.
In summary, I conclude that the ALJ erred when he discredited
the
opinion
of
Dr.
Buhl
without
providing
legally
sufficient
reasons supported by substantial evidence in the record for doing
so.
Orn, 495 F.3d at 632-33.
III. Credit as True.
After finding the ALJ erred, this court has the discretion to
remand
for
benefits.
further
Harman,
proceedings
211
or
F. 3d at 1178.
utility of further proceedings.
for
immediate
payment
of
The issue turns on the
A remand for an award of benefits
is appropriate where there is no useful purpose to be served by
further proceedings or where the record is fully developed.
The
Ninth Circuit
has
established a
three-part
test
"for
determining when evidence should be credited and an immediate award
18 - OPINION AND ORDER
of benefits directed."
Id.
The Court should grant an immediate
award of benefits when:
(1) the ALJ has failed to provide legally sufficient
reasons for rej ecting such evidence, (2) there are no
outstanding issues that must be resolved before a
determination of disability can be made, and (3) it is
clear from the record that the ALJ would be required to
find the claimant disabled were such evidence credited.
Id.
Where it is not clear that the ALJ would be required to award
benefits were the improperly rejected evidence credited, the court
has discretion whether to credit the evidence.
Connett, 340 F.3d
at 876.
As
discussed
above,
the
ALJ
failed
to
provide
legally
sufficient reasons for rejecting Harrison's treating physician's
opinion that Harrison was not capable of performing sedentary work
on a full-time basis.
It is clear from the relevant regulations
that working part-time at the sedentary level renders one disabled
under the regulations.
Additionally,
Vocational
Expert
at
See Ratto, 839 F. Supp. at 1430-31.
the
Richard
hearing
there
Kiem that
the
was
testimony
sedentary
from
occupations
identified would require Harrison to sit for at least six hours a
day.
(Tr. 55.)
Therefore, when Dr. Buhl's opinion that Harrison is
unable to work more than on a part-time basis,
it is clear that
Harrison is disabled under the meaning of the regulations.
In short, when the improperly discredited evidence is fully
credited, Harrison is unable to sustain competitive employment on
19 - OPINION AND ORDER
a full-time basis.
Because there are no outstanding issues that
must be resolved and it is clear from the record that Harrison is
entitled to disability benefits, I reverse the ALJ's decision and
remand
for
an
immediate
payment
of benefits.
See
Benecke
v.
Barnhart, 379 F.3d 587, 595-96 (9th Cir. 2004).
Because I have remanded for an immediate award of benefits, I
do not address plaintiff's remaining issues.
CONCLUSION
Based
on
the
foregoing,
the
Commissioner's
decision
is
REVERSED, and this case is REMANDED pursuant to sentence four of 42
U.S.C. § 405(g) for an immediate calculation and award of benefits.
IT IS SO ORDERED.
DATED this ~ day of FEBRUARY, 2012.
1n~.;z~~
Malcolm F. Marsh
united States District Judge
20 - OPINION AND ORDER
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