Skedco, Inc. v. Strategic Operations, Inc.
Filing
49
OPINION & ORDER: The entire claim phrase of "controller connected to" is properly construed as "an activation mechanism joined, united, or linked to." See 27-page opinion & order attached. Signed on 9/3/2014 by Judge Marco A. Hernandez. (mr)
IN THE UNITED STATES DISTRICT COURT
FOR THE DISTRICT OF OREGON
SKEDCO, INC., an Oregon corporation,
Plaintiff,
No. 03:13-cv-00968-HZ
v.
STRATEGIC OPERATIONS, INC., a
California corporation,
Defendant.
Steven T. Lovett
Kassim M. Ferris
Nathan C. Brunette
STOEL RIVES LLP
900 S.W. Fifth Avenue, Suite 2600
Portland, Oregon 97204
Attorneys for Plaintiff
Gary L. Eastman
EASTMAN & McCARTNEY LLP
401 W. A Street, Suite 1795
San Diego, California 92101
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1 - OPINION & ORDER
OPINION & ORDER
Michael E. Haglund
HAGLUND KELLEY LLP
200 S.W. Market Street, Suite 1777
Portland, Oregon 97201
Attorneys for Defendant
HERNANDEZ, District Judge:
Plaintiff Skedco, Inc. brings this action against Defendant Strategic Operations, Inc.,
alleging that Defendant infringes Claims 18-20 of United States Patent No. 8,342,652 ("the '852
Patent") which discloses a system for simulating hemorrhages in the training of first responders.
The United States, through the Secretary of the Army, owns the '852 Patent. Plaintiff alleges that
it is the sole and exclusive licensee of the '852 Patent under an agreement which also gives
Plaintiff the right to bring this action in its own name. Sec. Am. Compl. at ¶¶ 10, 11.
On May 16, 2014, the parties submitted a Joint Proposed Claim Construction Chart
identifying six disputed terms or phrases in Claim 18 of the '852 Patent. The parties then
simultaneously filed opening claim construction memoranda and simultaneous responsive
memoranda. Oral argument was held July 25, 2014.
At the conclusion of oral argument, I resolved the disputes as to five of the contested
terms or phrases. I took construction of the phrase "controller connected to" under advisement
and allowed Defendant to submit a response to a newly cited case by Plaintiff. Having now
considered the case and the supplemental briefing, I construe "controller" as "an activation
mechanism," and I construe "connected to" as "joined, united, or linked to."
///
///
2 - OPINION & ORDER
CLAIM CONSTRUCTION STANDARDS
I. General Rules
"[T]he construction of a patent, including terms of art within its claim, is exclusively
within the province of the court." Markman v. Westview Instruments, Inc., 517 U.S. 370, 372
(1996). Claims are construed independently and not simply as a choice between the parties'
proposed constructions. Exxon Chem. Patents, Inc. v. Lubrizol Corp., 64 F.3d 1553, 1555 (Fed.
Cir. 1995). "[C]laims should be so construed, if possible, as to sustain their validity." ACS
Hosp. Sys., Inc. v. Montefiore Hosp., 732 F.2d 1572, 1577 (Fed. Cir. 1984). The claim language
specifies "'the subject matter which the applicant regards as his invention.'" Markman, 517 U.S.
at 373 (quoting 35 U.S.C. § 112).
To construe a patent claim, courts look to the language of the claims in the patent itself,
the description in the patent's specification, and the prosecution history of the patent, all of which
constitute a record "on which the public is entitled to rely." Vitronics Corp. v. Conceptronic,
Inc., 90 F.3d 1576, 1583 (Fed. Cir. 1996); see also Dow Chem. Co. v. Sumitomo Chem. Co., 257
F.3d 1364, 1372 (Fed. Cir. 2001). Claim language is given its "ordinary and accustomed
meaning as understood by one of ordinary skill in the art." Dow Chem. Co., 257 F.3d at 1372
(citation omitted). Courts cannot rewrite claims, but must "give effect to the terms chosen by the
patentee." K–2 Corp. v. Salomon S.A., 191 F.3d 1356, 1364 (Fed. Cir. 1999). In most cases, the
court should be able to resolve ambiguous claim terms by analyzing only the intrinsic evidence.
See Phillips v. AWH Corp., 415 F.3d 1303, 1313-14 (Fed. Cir. 2005) (en banc).
II. Claim Language
"The actual words of the claim are the controlling focus." Digital Biometrics, Inc. v.
3 - OPINION & ORDER
Identix, Inc., 149 F.3d 1335, 1344 (Fed. Cir. 1998). The starting point for claim construction is a
disputed term's ordinary meaning. Phillips, 415 F.3d at 1313. Ordinary meaning, in the patent
claim construction context, is the meaning that a person of ordinary skill in the art would
attribute to a claim term in the context of the entire patent at the time of the invention, i.e., as of
the effective filing date of the patent application. ICU Med., Inc. v. Alaris Med. Sys., Inc., 558
F.3d 1368, 1374 (Fed. Cir. 2009).
There is a "heavy presumption" that a claim term carries its ordinary and customary
meaning, and any party seeking to convince a court that a term has some other meaning "must, at
the very least," point to statements in the written description that affect the patent's scope.
Johnson Worldwide Assocs., Inc. v. Zebco Corp., 175 F.3d 985, 989 (Fed. Cir. 1999) (internal
quotations marks omitted). This may be accomplished if: (1) "a different meaning [is] clearly
and deliberately set forth in the intrinsic materials" of the patent; or (2) use of "the ordinary and
accustomed meaning . . . would deprive the claim of clarity[.]" K–2 Corp., 191 F.3d at 1363. In
making this assessment, the court should use common sense and "the understanding of those of
ordinary skill in the art" of the patent at issue, unless the patent history supplies another meaning.
Id. at 1365; Digital Biometrics, 149 F.3d at 1344.
"An accused infringer may overcome this 'heavy presumption' and narrow a claim term's
ordinary meaning, but he cannot do so simply by pointing to the preferred embodiment or other
structures or steps disclosed in the specification or prosecution history." CCS Fitness, Inc. v.
Brunswick Corp., 288 F.3d 1359, 1366 (Fed. Cir. 2002). As explained by the Federal Circuit:
[A] court may constrict the ordinary meaning of a claim term in at least one of
four ways. First, the claim term will not receive its ordinary meaning if the
patentee acted as his own lexicographer and clearly set forth a definition of the
4 - OPINION & ORDER
disputed claim term in either the specification or prosecution history. Second, a
claim term will not carry its ordinary meaning if the intrinsic evidence shows that
the patentee distinguished that term from prior art on the basis of a particular
embodiment, expressly disclaimed subject matter, or described a particular
embodiment as important to the invention.
Third, . . . a claim term also will not have its ordinary meaning if the term
chosen by the patentee so deprives the claim of clarity as to require resort to the
other intrinsic evidence for a definite meaning. Last, as a matter of statutory
authority, a claim term will cover nothing more than the corresponding structure
or step disclosed in the specification, as well as equivalents thereto, if the patentee
phrased the claim in step- or means-plus-function format.
Id. at 1366-67 (citations, internal quotation marks, and brackets omitted).
III. The Patent's Specification
"[C]laims are always construed in light of the specification, of which they are a part."
Netword, LLC v. Centraal Corp., 242 F.3d 1347, 1352 (Fed. Cir. 2001). "[T]hat claims are
interpreted in light of the specification does not mean that everything expressed in the
specification must be read into all the claims." SRI Int'l v. Matsushita Elec. Corp. of Am., 775
F.2d 1107, 1121 (Fed. Cir. 1985) (internal quotations marks omitted). It is improper to import,
or "read in" to a claim, a limitation from the specification's general discussion, embodiments, and
examples. E.g., Enercon GmbH v. Int'l Trade Comm'n, 151 F.3d 1376, 1384 (Fed. Cir. 1998);
Intel Corp. v. U.S. Int'l Trade Comm'n, 946 F.2d 821, 836 (Fed. Cir. 1991) ("[w]here a
specification does not require a limitation, that limitation should not be read from the
specification into the claims") (internal quotation marks omitted); Constant v. Advanced Micro–Devices, Inc., 848 F.2d 1560, 1571 (Fed. Cir. 1988) ("[a]lthough the specification may aid the
court in interpreting the meaning of disputed language in the claims, particular embodiments and
examples appearing in the specification will not generally be read into the claims.").
Still, "[c]laims are not interpreted in a vacuum[.]" Slimfold Mfg. Co. v. Kinkead Indus.,
5 - OPINION & ORDER
Inc., 810 F.2d 1113, 1116 (Fed. Cir. 1987). "[T]he specification is always highly relevant to the
claim construction analysis. Usually it is dispositive; it is the single best guide to the meaning of
a disputed term." Vitronics, 90 F.3d at 1582. Thus, it is improper to eliminate, ignore, or "read
out" a claim limitation in order to extend a patent to subject matter disclosed, but not claimed.
See, e.g., Ethicon Endo–Surgery, Inc. v. U.S. Surgical Corp., 93 F.3d 1572, 1582-83 (Fed. Cir.
1996).
Claims may not "enlarge what is patented beyond what the inventor has described as the
invention." Netword, LLC, 242 F.3d at 1352. For example, when the patent specification
describes the invention as including a feature, the claims should be construed to require that
feature. See, e.g., Watts v. XL Sys., Inc., 232 F.3d 877, 883 (Fed. Cir. 2000). Similarly, when
the specification criticizes or disclaims certain features in the prior art, the claims should not be
read to encompass the criticized features. SciMed Life Sys., Inc. v. Advanced Cardiovascular
Sys., Inc., 242 F.3d 1337, 1341 (Fed. Cir. 2001) (finding that the criticism of one type of "lumen"
in patent excluded that type from construction of the claim term).
Finally, claims should not be limited to the preferred embodiment. CVI/Beta Ventures,
Inc. v. Tura LP, 112 F.3d 1146, 1158 (Fed. Cir. 1997); see also Amhil Enter., Ltd. v. Wawa, Inc.,
81 F.3d 1554, 1559 (Fed. Cir. 1996) (holding that "[a] preferred embodiment . . . is just that, and
the scope of a patentee's claims is not necessarily or automatically limited to the preferred
embodiment").
"[T]he distinction between using the specification to interpret the meaning of a claim and
importing limitations from the specification into the claim can be a difficult one to apply in
practice." Phillips, 415 F.3d at 1323. "[T]here is sometimes a fine line between reading a claim
6 - OPINION & ORDER
in light of the specification, and reading a limitation into the claim from the specification."
Decisioning.com, Inc. v. Federated Dep't Stores, Inc., 527 F.3d 1300, 1307-08 (Fed. Cir. 2008)
(internal quotation marks omitted). "[A]ttempting to resolve that problem in the context of the
particular patent is likely to capture the scope of the actual invention more accurately than either
strictly limiting the scope of the claims to the embodiments disclosed in the specification or
divorcing the claim language from the specification[.]" Id. at 1308 (internal quotation marks
omitted). There is therefore "no magic formula or catechism for conducting claim construction,"
and the court must "read the specification in light of its purposes in order to determine whether
the patentee is setting out specific examples of the invention to accomplish those goals, or
whether the patentee instead intends for the claims and the embodiments in the specification to
be strictly coextensive." Id. (internal quotation marks omitted). In walking this "tightrope,"
Andersen Corp. v. Fiber Composites, LLC, 474 F.3d 1361, 1373 (Fed. Cir. 2007), the court hews
to the question of "how a person of ordinary skill in the art would understand the claim terms."
Phillips, 415 F.3d at 1323.
IV. Prosecution History
Prosecution history of a patent with the United States Patent and Trademark Office
(USPTO) "limits the interpretation of claims so as to exclude any interpretation that may have
been disclaimed or disavowed during prosecution in order to obtain claim allowance." Jonsson
v. Stanley Works, 903 F.2d 812, 817 (Fed. Cir. 1990) (internal quotation marks omitted). The
prosecution "history contains the complete record of all the proceedings before the Patent and
Trademark Office, including any express representations made by the applicant regarding the
scope of the claims. As such, the record before the [USPTO] is often of critical significance in
7 - OPINION & ORDER
determining the meaning of the claims." Vitronics, 90 F.3d at 1582-83. Any statements or
actions made in the prosecution history by the patentee characterizing what the claimed invention
includes or excludes provide notice to the public as to the scope of the claims and therefore are
binding on the construction of the claims. See, e.g., Hockerson–Halberstadt, Inc. v. Avia Group
Int'l, Inc., 222 F.3d 951, 957 (Fed. Cir. 2000) (allowing patentee to erase actions in the
prosecution history would be "inimical to the public notice function provided by the prosecution
history.").
V. Extrinsic Evidence
Consideration of intrinsic evidence will resolve any claim term ambiguity in most
circumstances. See Phillips, 415 F.3d at 1313–14. Where it does not, however, the court may
consider certain "extrinsic evidence." See id. at 1317. Expert testimony, for example, may
provide helpful background on the technology at issue, explain how an invention works, or
establish that a claim term has a particular meaning in the relevant field. See id. at 1319.
Dictionaries and treatises may also be helpful in this regard. Id. at 1318. However, precedent
counsels against reliance on dictionary definitions at the expense of the specification because
such reliance "focuses the inquiry on the abstract meaning of words rather than on the meaning of
claim terms within the context of the patent." Id. at 1321; see also Nystrom v. TREX Co., 424
F.3d 1136, 1145 (Fed. Cir. 2005).
In the end, the court's ultimate goal is to construe the disputed terms in a manner
consistent with the way the inventor defined them and a person of ordinary skill in the art would
understand them. j2 Global Commc'ns Inc. v. Captaris Inc., No. CV 09–04150 DDP (AJWx),
2011 WL 837923, at *2 (C.D. Cal. Mar. 4, 2011). "The construction that stays true to the claim
8 - OPINION & ORDER
language and most naturally aligns with the patent's description of the invention will be, in the
end, the correct construction." Phillips, 415 F.3d at 1316 (internal quotation marks omitted).
DISCUSSION
I. Overview of the '852 Patent
The short description of the '852 Patent is a "Trauma Training System." Ex. A to Sec.
Am. Compl. at 1. It was issued by the USPTO on January 1, 2013. Id. The abstract describes
the invention as follows:
A system for simulating one or more hemorrhages in order to provide a more
dynamic and realistic hemorrhage simulation in order to train medical personnel
and other critical care givers, such as first responders, medics, and emergency
medical technicians (EMTs) on treating hemorrhages. The system includes a
reservoir, a flow controller, and at least one conduit connected to at least one
simulated wound site wherein the system supplies fluid to the simulated wound
site in order to simulate a hemorrhage. The system may further include a plurality
of wound sites that have their respective fluid flows controlled by the fluid flow
controller. In at least one embodiment, the reservoir and the flow controller are
housed within a bag. In at least one embodiment, the system further includes an
audio system for providing audio cues to the simulation participants to enhance
the realism of the simulation.
Id.
Plaintiff alleges that Defendant infringes at least Claims 18, 19, and 20 of the '852 Patent.
Those claims state:
18. A trauma training system for replicating at least one hemorrhage, said system
comprising:
a collapsible reservoir having a capacity capable of storing fluid;
a pump in fluid communication with the cavity of said reservoir;
at least one valve in fluid communication with said pump;
a controller connected to said pump and said at least one valve; and
at least one wound site detachably in fluid communication with said valve,
wherein fluid is provided to said wound site to simulate a
hemorrhage.
9 - OPINION & ORDER
19. The trauma training system according to claim 18, wherein said at least one
wound site includes:
a first wound site conduit connected to said valve;
a first wound site connected to first wound site conduit;
a second wound site conduit connected to said valve; and
a second wound site connected to said second wound site conduit.
20. The trauma training system according to claim 18, further comprising a
container housing said reservoir, said pump, and said at least one valve.
Ex. A to Sec. Am. Compl. at 29 (Col. 14, lines 3-24).1
II. Construction of "Controller"
Defendant argues that the word "controller" should be interpreted as "an activation
mechanism for said pump and said valve." Jt. Prop. Claim Constr. Chart at 9. Plaintiff contends
that "controller" needs no construction. Id. Alternatively, Plaintiff argues that the word should
be construed only as "an activation mechanism." Pl.'s Op. Claim Constr. Brief at 13.
Plaintiff argues that the word "controller" needs no construction because it is selfexplanatory and is a well-known term having an ordinary meaning to a person of ordinary skill in
the art. Defendant suggests that because the patent claims and specification refer to several
"controller" terms, some definition of controller is appropriate. In the claims themselves, the
majority of the references are to the single word "controller." E.g., 11:49, 53 (Claim 1); 11:67
(Claim 4); 14:10 (Claim 18). However, the claims contain other uses of the word as well. E.g.,
12:40 (Claim 10 referring to a "programmable controller"); 12:49-50 (Claim 12 referring to a
"programmable controller"); 13:6 (Claim 16 referring to a "remote controller"); 13:15, 18 (Claim
17 referring to a "flow controller").
1
All further references to the '852 Patent will be to this Exhibit and will be denoted
simply by the column and line number referred to, such as 14:3-24.
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Additional references are found in the specification. E.g., 3:32, 42-43, 44, 47, 48, 49 (all
references to "fluid flow controller"); 4:39-40 (reference to "flow controller"); 4:45 (reference to
"remote control"); 4:47 (reference to "adjustable controller"); 5:11-12 (reference to
"programmable controller"); 5:49 (reference to "remote controller").
It is clear from the specification that the "fluid flow controller" designated as "120," is
distinct from the "controller" designated as "126." In fact, the controller 126 is one part of what
comprises the fluid flow controller 120. For example, the specification describes Figure 2A as
"an exemplary embodiment of the flow controller 120A having a power supply 130 and a
controller (or activation mechanism) 126 connected to a pump 122 and a valve such as a solenoid
or pin valve." 4:39-42.
Although the specification indicates that fluid flow controller 120, or flow controller as it
is sometimes referred to, is different than the controller 126, Defendant is correct that the claims
and the specification contain several uses of the word "controller." Because each of these uses
has a distinct meaning, I reject Plaintiff's argument that "controller" is self-explanatory and
requires no additional construction. The several uses are confusing and the plain and ordinary
meaning of the single word "controller" is not obvious. Thus, I agree with Defendant that the
single word "controller" requires construction.
Both parties agree that "controller" is an "activation mechanism." Defendant proposes
additional limiting language by construing the term "controller" as "an activation mechanism for
said pump and said valve."
A. Claim Language
Defendant relies on the language in Claims 1 and 18 which refers to "a controller
11 - OPINION & ORDER
connected to at least one of said pump and said at least one valve," 11:49-50 (Claim 1), and "a
controller connected to said pump and at least one valve[.]" 14:10-11 (Claim 18). Defendant
argues that the claim language would not provide for the controller being connected to the pump
and the valve if it was not meant to control the pump and the valve. But, as Plaintiff points out,
the claim, by providing that the controller is connected to the pump and the valve, already
discloses that the controller is an activation mechanism for the pump and the valve. Adding "for
said pump and said valve" to the definition of controller would be redundant and superfluous. I
agree with Plaintiff that importing the adjacent claim language into the interpretation of
"controller" is not required to adequately define "controller" and would be error.
Still relying on claim language, Defendant argues that because the patentee referred to a
"remote controller" and a "flow controller" in Claims 16 and 17, and only to a "controller" in
Claim 18, the "controller" in Claim 18 must mean something different than a "remote controller"
and a "flow controller." Defendant further notes that the "remote controller" in Claim 16 controls
a pump but not a valve. As a result, Defendant argues, the "controller" in Claim 18 must control
both the pump and the valve because if the patentee had intended Claim 18's controller to control
only the pump, it would have replicated the language of Claim 16 and directed the controller to
the pump alone.
Generally speaking, the doctrine of claim differentiation is "based on the common sense
notion that different words or phrases used in separate claims are presumed to indicate that the
claims have different meanings and scope." Starhome GmbH v. AT & T Mobility LLC, 743 F.3d
849, 857-58 (Fed. Cir. 2014) (internal quotation marks omitted). The doctrine is frequently used
when construing terms in dependent and independent claims. E.g., Phillips, 415 F.3d at 1315
12 - OPINION & ORDER
(under the doctrine of claim differentiation, "the presence of a dependent claim that adds a
particular limitation gives rise to a presumption that the limitation in question is not present in
the independent claim"); AK Steel Corp. v. Sollac & Ugine, 344 F.3d 1234, 1242 (Fed. Cir.
2003) ("Under the doctrine of claim differentiation, dependent claims are presumed to be of
narrower scope than the independent claims from which they depend."); Liebel–Flarsheim Co. v.
Medrad, Inc., 358 F.3d 898, 910 (Fed. Cir. 2004) (the doctrine is "at its strongest" where the
"limitation that is sought to be 'read into' an independent claim already appears in a dependent
claim") (internal quotation marks omitted).
But, "there is still a presumption that two independent claims have different scope when
different words or phrases are used in those claims." In re Rembrandt Techs, LP, 496 F. App'x
36, 45 (Fed. Cir. 2012) (citing Kraft Foods, Inc. v. Int'l Trading Co., 203 F.3d 1362, 1365–69
(Fed. Cir. 2000)). As explained by the Federal Circuit, "[b]eyond the independent/dependent
claim scenario, this court has characterized claim differentiation more generally, i.e., as the
presumption that each claim in a patent has a different scope." Curtiss-Wright Flow Control
Corp. v. Velan, Inc., 438 F.3d 1374, 1380 (Fed. Cir. 2006) (internal quotation marks omitted);
see also Comark Commc'ns, Inc. v. Harris Corp., 156 F.3d 1182, 1186 (Fed. Cir. 1998) (the
doctrine of claim differentiation "create[s] a presumption that each claim in a patent has a
different scope.").
The Federal Circuit "has cautioned," however that "claim differentiation is a guide, not a
rigid rule." Curtiss-Wright, 438 F.3d at 1381 (internal quotation marks and brackets omitted).
The court noted that
[d]ifferent claims with different words can, of course, define different subject
13 - OPINION & ORDER
matter within the ambit of the invention. On the other hand, claim drafters can
also use different terms to define the exact same subject matter. Indeed this court
has acknowledged that two claims with different terminology can define the exact
same subject matter.
Id. at 1380.
In applying the "doctrine of claim differentiation" to two independent claims," two
considerations generally govern": "(1) claim differentiation takes on relevance in the context of a
claim construction that would render additional, or different, language in another independent
claim superfluous; and (2) claim differentiation can not broaden claims beyond their correct
scope." Id. at 1381 (internal quotation marks omitted).
Claims 17 and 18 are independent claims. Thus, the doctrine of claim differentiation is
not at its strongest. I agree with Defendant that Claim 16's reference to "remote controller" and
Claim 17's reference to "flow controller" indicate that the reference in Claim 18 to only
"controller" is to something other than a "flow controller" and a "remote controller." But, as
explained above, that is why "controller" requires construction and why its meaning as "an
activation mechanism" distinguishes it from other types of controllers. I disagree with Defendant
that the claim language requires that the single word "controller" be construed as "activation
mechanism for said pump and said valve" in order to distinguish it from "remote controller" and
"flow controller" used in Claims 16 and 17.
Defendant is correct that Claim 16 sets forth a claim including a "remote controller
adapted to control the operation of said pump[.]" 13:6-7. From there, Defendant argues that
because the remote controller in Claim 16 controls a pump but not a valve, the controller of
Claim 18 must control both the pump and the valve.
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I disagree. First, accepting that the remote controller in Claim 16 is distinct from the
controller in Claim 18 does not necessarily mean that they perform distinct functions. That is,
that a "remote controller" controls only a pump does not inherently suggest that a "controller"
controls something more than a pump. Second, and more importantly, Claim 16 depends from
Claim 15, which depends from Claim 13, which depends from Claim 2, which depends from
Claim 1. Thus, Claim 16 claims the following device, in relevant part:
(1) a trauma training system comprising a controller connected to at least one of said
pump and said at least one valve, (Claim 1);
(2) with at least one wound site detachably in fluid communication with said valve,
(Claim 2);
(3) with a manifold connected to said at least one valve which has a plurality of conduits
connected to the manifold with each conduit having a connector at its free end, with said
connector including a seal, (Claim 13);
(4) where the conduit is sown into a body suit or located between two layers of said body
suit, (Claim 15); and
(5) with a remote controller adapted to control the operation of said pump and where in
said at least one valve includes a manifold having a plurality of valves, (Claim 16).
The invention claimed in Claim 16 starts with Claim 1 which has the same controller as
Claim 18. The patent claims then refine or narrow that controller to be a remote controller which
is adapted to control the pump. Thus, based on the claim language alone, Claim 16 is
distinguishable from the invention in Claim 18 and there is no need to apply the doctrine of claim
differentiation to construe the controller in Claim 18 to expressly control both the pump and the
15 - OPINION & ORDER
valve. The construction of "controller" in Claim 18 as an "activation mechanism" does not
render additional or different language in independent Claim 16 superfluous. Put another way,
"controller" in independent Claim 18 does not have to be further limited by the words "for said
pump and said valve" in order to distinguish it from the "remote controller" claimed in Claim 16.
B. Other Intrinsic Evidence
Defendant argues that each depiction in the '852 Patent Figures shows the
controller/activation mechanism 126 connected to both a pump and a valve. Defendant further
argues that each reference in the '852 Patent specification to the controller/activation mechanism
126 indicates it is connected to both a pump and a separate valve. As a result, Defendant
contends that the word "controller" must be construed an "activation mechanism for said pump
and said valve."
Defendant is correct that in Figures 2A, 2B, and 5, the controller/activation mechanism
1262 is shown connected to the pump and the valve. Figure 6C shows a controller/activation
mechanism 126 connected to a valve, but no pump is depicted. Figure 7A shows a
controller/activation mechanism 126 connected to a two-way radio but not to a pump or a valve.
Figure 2C shows the controller/activation mechanism 126 connected to the pump, but not
directly to the valve. Instead, it shows a programmable controller 127 joining the connection
between the controller/activation mechanism 126 and the pump, and then separately connecting
to the valve as well as the manifold. Finally, Figure 3 denotes the controller/activation
mechanism 126 as a "remote control switch" and shows it connected to a pump but not to any of
2
In Figure 5, it is referred to as a "switch."
16 - OPINION & ORDER
the several valves depicted.3 None of the other Figures depict the controller/activation
mechanism. As this review shows, not all of the Figures depicting the controller/activation
mechanism 126 show it connected to the pump and the valve.
As to the specification, the first reference to the controller 126 is in a description of
Figure 2A and identifies it as "an activation mechanism." 4:40-41. In support of its argument
that every reference to the controller/activation mechanism 126 in the specification describes it as
connecting to the pump and the valve, Defendant cites to only three specific descriptions. Def's
Op. Claim Constr. Brief at 19 (citing 4:39-42 (description of Figure 2A)); Def.'s Resp. Claim
Constr. Brief at 12 (citing 4:39-42 (description of Figure 2A); 4:56-49 (description of Figure 2B);
5:46-51 (description of Figure 3)).
I found additional references in the specification to the controller/activation mechanism
126, or to a switch 126, which appear to support Defendant's position. E.g., 6:22-29 (description
of Figure 5 noting that the pump and the valve, "when present, are on when activated by the
controller (or switch) 126"); 8:2-4 (description of Figure 6C noting that the "controller 126
connects the power supply to both the valve 124 and the pump 122").
Nonetheless, the intrinsic evidence does not require the interpretation of the term
"controller" as an "activation mechanism for said pump and said valve." First, much like with
3
In contrast to the drawing in Figure 3, the specification states that Figure 3 includes a
"wireless remote controller 160 for activation of the pump 122 and valve 124 through a
controller (or remote control switch) 126." 5:49-51. Thus, the designation in the drawing of
Figure 3 as a "remote control switch" appears to be just a different term for the controller 126
previously described as the activation mechanism. While the written specification description
indicates that the wireless remote controller activates the pump and the valve through the
controller/activation mechanism, the actual drawing of Figure 3 does not show a connection
between the controller/activation mechanism/remote control switch and the valves.
17 - OPINION & ORDER
the plain language of the claims, the specification itself describes that the controller is connected
to the pump and the valve and thus, while this may imply a certain function of the controller, it
does not necessarily become a limitation of what the device is. Given that the specification
describes the connection, the definition of the actual device need not to do so. Second, as the
patent specification makes clear, the valve may be omitted. See 6:26 ("valve 124 may be
omitted"); 8:4-7 ("[o]ne of ordinary skill in the art will appreciate based on this disclosure that
the valve 124 may be omitted while still maintaining the usefulness and novelty of the system").
If the valve can be omitted, it would be improper to construe "controller" as an activation
mechanism for said pump and said valve. Notwithstanding that Claim 18 discloses a valve,
given that "claim terms are normally used consistently throughout the patent," Phillips, 415 F.3d
at 1314, any construction incorporating the limitation that the connector must be directed to the
valve would be unnecessarily narrow and exclude certain embodiments of the invention. Third,
as noted above, not all the Figures depict the controller/activation mechanism 126 as connected
to the pump and the valve.
C. Extrinsic Evidence
Plaintiff cites to www.merriam-webster.com for the following definition of "controller":
"a device or piece of equipment used to operate a machine, vehicle, or system." Ferris June 30,
2014 Decl., Ex. M. This definition is not particularly helpful to the resolution of the dispute.
Defendant cites to no extrinsic evidence in support of its proposed construction of "controller."
I agree with Plaintiff that the proper construction of "controller" is "an activation
mechanism." First, the additional language proposed by Defendant is redundant and
unnecessary. Second, "controller" as used in Claim 18 does not need Defendant's proposed
18 - OPINION & ORDER
additional language to differentiate it from other uses of the word "controller" appearing in the
claims. And, third, the Figures and specification do not demonstrate that "controller" must be
narrowed beyond it being "an activation mechanism."
II. Construction of "Connected To"
Plaintiff proposes construing the phrase "connected to" as "interacting directly or
indirectly with." Jt. Prop. Claim Constr. Chart at 9. Defendant's proposal is: "electrically
joined, united, or linked to." Id.
A. Claim Language
Defendant notes that Claim 18 refers to "connected to" once and only to describe the
relationship between the controller and the pump and the valve. Claim 18 also uses the phrase
"in fluid communication with" three times in describing the relationships between the cavity's
reservoir and the pump, between the pump and the valve, and between the valve and the wound
site. Defendant argues that the claim language plainly shows that "connected to" describes a
different relationship than the relationship disclosed by "in fluid communication with." From
this, Defendant argues that because it is obvious that the "in fluid communication with"
relationship is physical or mechanical, the "connected to" relationship has to mean something
different. If it has to mean something other than physical or mechanical, it must mean electrical.
While Defendant may be correct that the phrases describe different relationships, there is
nothing in the actual language of Claim 18 that compels the conclusion that the "connected to"
relationship is an electrical relationship. Claim 18 does not create the "either/or" proposition
advocated by Defendant. The invention requires a physical connection for the fluid to travel
between the reservoir and the wound site, with connections to the pump and the valve in
19 - OPINION & ORDER
between. The invention cannot function otherwise. But, there is nothing in Claim 18 to show
that the patentee intended to limit "connected to" to an electrical connection just because the "in
fluid communication with" relationship describes a physical connection. "Connected to" is a
broad term.
This is made clear by looking at Claim 19 which depends from Claim 18:
19. The trauma training system according to claim 18, wherein said at least one
wound site includes:
a first wound site conduit connected to said valve;
a first wound site connected to said first wound site conduit;
a second wound site conduit connected to said valve; and
a second wound site connected to said second wound site conduit.
14:15-21.
The patentee, having already disclosed that the wound site is "in fluid communication"
with the valve in Claim 18, more specifically delineates here that the "fluid communication"
claimed in Claim 18 is accomplished by a conduit connected to the valve and the wound site.
Given the nature of the invention, this has to mean a physical attachment of the conduit to the
valve and the wound site to allow the "fluid communication" disclosed in Claim 18 to occur.
Thus, the patentee uses the term "connected to" to mean a physical attachment or connection of
conduit. The fact that the patentee used "in fluid communication with" as well as "connected to"
in Claim 18 does not mean that a physical or mechanical connection is represented only by the
phrase "in fluid communication with." As Claim 19 shows, "connected to" encompasses a
physical or mechanical connection.
Defendant next points to Claim 4 which claims the trauma training system according to
Claim 2, "wherein said at least one valve includes a solenoid electrically connected to said
20 - OPINION & ORDER
controller." 11:65-67. Defendant argues that this, the only claim that describes the connection
between the controller and the valve, makes clear that the connection is electrical.
I disagree. Claim 4 depends from Claim 2 which depends from Claim 1. Thus, the claim
starts with the reservoir, the pump, and the valve being "in fluid communication" with each other
and the controller "connected to" the pump and the valve. 11:45-50. Then, in Claim 2, a wound
site is added and it is "in fluid communication" with the valve "wherein fluid is provided to said
wound site to simulate a hemorrhage." 11:55-57. In Claim 4, the valve previously claimed in
Claim 1 is said to "include[] a solenoid electrically connected to said controller." 11:66-67.
The fact that the patentee added the word "electrically" indicates that Claim 1's previous
description of that connection between the valve and the controller was not necessarily electrical.
As explained above, under the doctrine of claim differentiation, the presence in the dependent
claim of a particular limitation, such as "electrically," gives rise to the presumption that the
limitation in question is not present in the independent claim. Phillips, 415 F.3d at 1315.
Similarly, the fact that the patentee added that the valve was a solenoid valve means that the
valve previously delineated in Claim 1 did not have to be solenoid. Because Claim 4 depends
from Claims 2 and 1, it includes the distinguishing limitations of an electrical connection and the
use of a solenoid valve. Thus, the "connected to" phrase in Claim 1, which is nearly identical to
the "connected to" phrase in Claim 18, is not limited to an electrical connection.
The claim language does not support Defendant's proposed inclusion of the word
"electrically."
B. Other Intrinsic Evidence
Defendant notes that several of the '852 Patent Figures show solid lines as "connections"
21 - OPINION & ORDER
between the reservoir and flow controller, between the flow controller and the wound sites, and
between the controller/activation mechanism 126 and the pump and the valve. See Figs. 1A, 1B,
2A, 2B. But, these solid lines reveal nothing about the nature of the connection.
However, in Figures 2A, 2B, and 2C, the controller/activation mechanism 126 is
connected to a power source, and in Figures 3 and 5, the "remote control switch," or "switch,"
both designated as 126, are shown connected to a power supply. Defendant argues that based on
these Figures, the patentee disclosed that the controller/activation mechanism 126 serves as an
activation mechanism for the pump and the valve by directing electrical power from the power
supply to the pump and the valve. Defendant also points to Figures 6B and 6C to argue that they
"clearly show an electrical connection between the power supply (130), the controller (126) and
the valve (124)[.]" Def.'s Op. Claim Constr. Brief at 25. The depictions are not as clear as
Defendant characterizes. Figure 6B depicts only the pump, but not the power supply, the
controller/activation mechanism, or the valve. While it does show what appear to be wires
coming out of the pump, none of the other devices are present. Figure 6C shows the
controller/activation mechanism 126 connected to a power supply as well as a valve, by what
appear to be wires, but the connections are not identified. Thus, Figures 6B and 6C are
ambiguous.
Next, Defendant relies on the specification, and in particular, the following passage
describing Figure 2A:
FIG 2A illustrates an exemplary embodiment of the flow controller 120A having a
power supply 130 and a controller (or activation mechanism) 126 connected to a
pump 122 and a valve 124 such as a solenoid or pin valve. The controller 126
may include a manually activated component such as, for example, a switch,
button, or dial. The controller 126 may also be activated by a remote control 160,
22 - OPINION & ORDER
which is exemplary illustrated, for example, in FIG. 3, which signals a switch or
adjustable controller and allows the simulation to be controlled externally of the
system by, for example, a trainer. The variable adjustment of the power supplied
to the pump 122 allows the fluid volume to be controlled to provide varying
amounts of fake blood flow during a particular simulation. The adjustable power
supplied to the pump 122 may be provided by a variable adjuster such as a
rheostat. The power may also be adjustably supplied to provide a pulsating flow
to the simulated wound site(s) that simulates pumped blood.
4:39-55.
Defendant argues that this passage shows that the scope of the invention is one of a
controller electronically connected to the pump and also to the valve. While the specification
says that the controller may include switches and dials, Defendant contends that those switches,
buttons, or dials activate or regulate the controller but do not disclose a mechanical connection
between the controller and the pump or between the controller and the valve. Thus, while the
controller may be activated mechanically or physically by a switch, button, or dial, the
connection from the controller to the devices it connects to is electrical.
Based on the Figures and the description, Defendant argues that the intrinsic evidence
clearly establishes an electrical connection between the controller and the pump and the valve.
There is never a reference to a hand pump, for example, or any other method, other than
electrically, by which the pump is activated. Although some of the Figures support Defendant's
position, and the quoted portion of the specification relied on by Defendant also supports
Defendant's position, other references in the specification instruct that the term "connected to"
should not be limited to an electrical connection.
In describing Figures 3 and 4, the specification discusses the flow controller's connection
to a pair of wound sites. The illustration in Figure 3, the specification explains, includes a T-
23 - OPINION & ORDER
connector or Y-connector or manifold, connected to the valve for providing two fluid streams to
the wound sites. 5:22-25. Figure 4 illustrates the fluid flow controller connected to the conduit
for moving the fake blood to the abdomen wound site on a mannequin. 5:25-28. The conduit for
each wound site is connected to the T-connector through needle valves which control the amount
of fluid sent to the two respective wound sites. 5:28-32. Importantly, the specification then
states that "[n]eedle valves, . . . although illustrated as being manual valves may be electrically
controlled." 5:32-34. It goes on to say that "[a]lthough needle valves are illustrated in FIG 4,
these valves can be any valve that allows for fluid volume control including electrically
controlled valves, which have the added benefit of fluid flow adjustment (via a remote controller
160) during the course of the simulation between the two wound sites." 5:40-45.
In describing the flow controller in Figure 5, the specification provides that
[t]he flow controller 120E includes a plurality of fluid flow paths
extending out from the manifold 128 to be able to connect to a plurality of body
parts and provide fluid to any wound sites that might be present on those body
parts. Each fluid flow path includes a respective valve 1241-1246 that connect
either directly to the manifold 128 or through a conduit 150. Each valve 12411246 is independently controllable by individual switches S1-S6 or a control
matrix for sending control signals to the respective valves. The switches S1-S6
complete the electrical circuit between the respective valve 1241-1246 and the
power supply 130. Alternatively, the valves 1241-1246 may be manually
controlled instead of electrically controlled. The valves 1241-1246 are similar to
the various valves discussed above and as such a variety of valve types may be
used.
6:30-44 (underlining emphasis added).
These parts of the specification undermine Defendant's argument because they expressly
refer to the manual control of valves. Defendant acknowledges that other valves are described in
the '852 Patent and shown in the Figures, but Defendant contends that they are described as
24 - OPINION & ORDER
"manual 'needle valves' and simply not controllable by the controller." Def.'s Resp. Claim
Constr. Brief at 15 (citing 5:28-41). As I understand Defendant's argument, the manually
operated valves are independent of and not connected to a controller. But, once the invention
discloses a valve connected to a controller, it is an electrical connection. Thus, when construing
"connected to" in Claim 18, the description of the controller connected to the pump and the valve
discloses an electrical connection.
Defendant's argument overlooks that there are two references to the manual adjustment of
valves, one of which is not to the "needle valves" Defendant attempts to distinguish. See 6:30-44
(quoted above). Additionally, given the many references to "connected to" in the '852 Patent
claims, including ones which clearly show a physical attachment, it would be improper to include
a limitation of "electrical" in defining "connected to" because the construction should be applied
consistently throughout the patent claims. Phillips, 415 F.3d at 1314.
C. Extrinsic Evidence
Plaintiff cites to www.merriam-webster.com which Plaintiff states defines "connect" as
"to place or establish in a relationship." Ferris May 30, 2014 Decl., Ex. 9. But, that source lists
several other definitions as primary, including: (1) "to join or fasten together usually by
something intervening"; (2) "to join (two or more things) together"; (3) "to join with or become
joined to something else"; and (4) "to think of (something or someone) as being related to or
involved with another person, thing, event or idea." Id.
Plaintiff also cites to the American Heritage dictionary to suggest that the proper
definition of "connected" is "related; associated." But, the primary definition in that source is
"[j]oined or fastened together." Ferris May 30, 2014 Decl., Ex. 2 at 4. That source also defines
25 - OPINION & ORDER
"connect," as opposed to "connected," as "[t]o join or fasten together." Id.
Defendant cites to dictionary.com which defines "connect" as "to join, link, or fasten
together; unite or bind[.]" www.dictionary.com.
I construe "connected to" to mean "joined, united, or linked to." For the reasons
explained above, the claim language supports Plaintiff's position that "connected to" should not
be limited to an electrical connection. While many references in the specification and the Figures
suggest that the connection between the controller and the pump and the valve is electrical, the
specification expressly discloses manually adjustable valves. Adopting Defendant's limitation of
electrical is an improper "reading in" of the limitation from various exemplary embodiments and
the Figures because in the end, the specification and the Figures do not require that "connected
to" be limited to an electrical connection.
While I omit "electrical," I reject Plaintiff's proposal of "interacting directly or indirectly
with." I agree with Defendant that Plaintiff's proposal is unnecessarily broad and vague.
Moreover, it is not supported by the dictionary sources which provide primary definitions closer
to Defendant's proposal.
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26 - OPINION & ORDER
CONCLUSION
The entire claim phrase of "controller connected to" is properly construed as "an
activation mechanism joined, united, or linked to."
IT IS SO ORDERED.
Dated this
day of
Marco A. Hernandez
United States District Judge
27 - OPINION & ORDER
, 2014
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