Wood v. Social Security Administration
Filing
51
OPINION AND ORDER : The Commissioner's final decision is AFFIRMED. (See 16 page opinion for more information) Signed on 7/20/15 by Judge Robert E. Jones. (dsg)
IN THE UNITED STATES DISTRICT COURT
FOR THE DISTRICT OF OREGON
PORTLAND DIVISION
JANELLE I. WOOD,
Plaintiff,
v.
)
)
)
)
)
)
CAROLYN W. COLVIN, Acting Commissioner of )
Social Security,
)
)
Defendant.
)
JONES, J.,
3:13-CV-01722-JO
OPINION AND ORDER
Plaintiff Janelle Wood appeals the Commissioner's decision to deny her claim for disability
insurance benefits under Title II of the Social Security Act ("the Act") and to deny in part her claim
for supplemental security income under Title XVI of the Act. The Com't has jurisdiction under 42
U.S.C. § 405(g). I AFFIRM the Commissioner's decision.
PRIOR PROCEEDINGS
When Wood filed her Title II and Title XVI applications, she alleged disability beginning
Febrnaiy 16, 2006. She later amended the alleged onset of disability to December 21, 1999. Her
_/
insured status under the Act expired on December 31, 1999. Wood must establish that she became
disabled on or before that date to prevail on her Title II claim. 42 U.S.C. § 423(a)(l)(A); Tidwell
v. Apfel, 161 F.3d 599, 601 (9'h Cir. 1998). Wood alleged disability from chronic cervical spine
1 - OPINION AND ORDER
strain, dysthymic disorder, learning disorder, anxiety disorder, obesity, and lumbar degenerative disc
disease for which she underwent surgery in 2007.
The Administrative Law Judge ("ALJ") applied the sequential disability determination
process described in 20 C.F.R. § 404.1520 and§ 416.920. He determined that from the alleged onset
of disability until August 2007, Wood's clU'onic cervical spine strain, dysthymic disorder, and
teaming disorder limited her ability to do basic work. He concluded that Wood's condition did not
satisfy the criteria for any of the presumptively disabling conditions in the regulatory Listing of
Impairments. The ALJ determined that, until August 28, 2007, Wood retained the residual
functional capacity ("RFC") to perfo1m a modified range of light work and was capable of
withstanding the normal demands of an eight-hour work day. The vocational expert testified that
a person with Wood's RFC could pe1f01m the work-related activities required in occupations such
as light janitorial work and food prep work, which represent hundreds of thousands of jobs in the
national economy. Admin. R. 380-81. Accordingly, the ALJ found Wood was not disabled within
the meaning of the Act through August 28, 2007. Admin. R. 396.
The ALJ found that, commencing August 28, 2007, Wood developed additional limitations
from lumbar degenerative disc disease, depression, obesity, and anxiety disorder. He found that
Wood could no longer withstand a normal full-time work schedule and could not engage in
competitive work. Accordingly, the ALJ issued a partially favorable decision. He found that Wood
had failed to establish disability on or before the expiration of her insured status and denied her claim
for disability insurance benefits under Title II. He allowed Wood's claim for supplemental security
income under Title XVI from August 28, 2007 foiward, but denied the claim for any time prior to
that date. Admin. R. 396.
2 - OPINION AND ORDER
ST AND ARD OF REVIEW
The district court must affirm the Commissioner's decision if it is based on proper legal
standards and the findings of fact are supported by substantial evidence in the record as a whole.
Tommasetti v. Astrue, 533 F.3d 1035, 1038 (9'h Cir. 2008). Substantial evidence is such relevant
evidence that "a reasonable mind might accept as adequate to support a conclusion." Webb v.
Barnhart, 433 F.3d 683, 686 (9'h Cir. 2005); See also Smolen v. Chafer, 80 F.3d 1273, 1279 (9'h Cir.
1996) ("Substantial evidences means more than a scintilla, but less than a preponderance.") (quoting
Richardson v. Perales, 402 U.S. 389, 401 (1971). Under this standard, the Commissioner's factual
findings must be upheld if supported by inferences reasonably drawn from the record even if
evidence exists to support another rational interpretation. Batson v. Comm 'r ofSoc. Sec. Admin.,
359 F.3d 1190, 1193 (9'h Cir. 2004); Andrews v. Shala/a, 53 F.3d 1035, 1039-40 (9'h Cir. 1995).
DISCUSSION
I.
Claims of Error
Wood contends the ALJ e!1'ed at step two by omitting depression and anxiety from the severe
impairments he identified. Wood contends the ALJ e!1'ed at step three by e!1'oneously concluding
that her condition did not satisfy the criteria for any presumptively disabling conditions in the
regulatory Listings. Wood contends the ALJ failed to assess her RFC accurately because he
discounted the credibility of her subjective statements, gave insufficient weight to the opinions of
her physicians, and only gave moderate weight to her husband's testimony. Wood argues the ALJ' s
failure to accurately assess her limitations led him to find her capable of engaging in work through
August 28, 2007.
3 - OPINION AND ORDER
II.
Step Two
At step two, the ALJ' s task is simply to determine whether any combination of impaitments
has more than a de minimis impact on the claimant's ability to do basic work activities. Here, the
ALJ resolved that question in Wood's favor and properly continued to the remaining steps of the
sequential decision-making process. Accordingly, Wood has not alleged any hatmful etrnr at step
two. See Burch v. Barnhart, 400 F.3d 676, 682 (91h Cir. 2005) (any error in omitting an impai1ment
from the list of severe impaitments at step two was haimless because step two was resolved in
claimant's favor); Lewis v. Astrue, 498 F.3d 909 (9 1h Cir. 2007) (failure to list impairment as severe
at step two was harmless because the limitations posed by the impai1ment were considered at step
four).
III.
Step Three
At step three, the claimant bears the burden of showing that her impairments satisfy the
criteria for an impairment in the regulatmy Listings. Burch, 400 F.3d at 682-83; Lewis v. Apfel, 236
F.3d 503, 514 (91h Cir. 2001). For mental impairments, Wood must show that she has marked
impaitment in two of the four broad categories of function known as the "B Criteria": activities of
daily living; social functioning; maintaining concentration, persistence, or pace; and repeated
episodes of decompensation. 20 C.F.R. Pt. 404, Subpt. P, App 1, 12.00. The ALJ considered
Wood's dysthymic disorder, depression, learning disorder, and anxiety disorder, singly and in
combination. He found that these impaitments caused moderate restriction of activities of daily
living, moderate difficulties in maintaining social functioning, and moderate difficulties in
maintaining concentration, persistence, or pace. He found no evidence that Wood experienced
episodes of decompensation. The ALJ concluded, therefore, that Wood had failed to show that her
4 - OPINION AND ORDER
mental impairments satisfied the B criteria before her insured status expired on December 31, 1999,
or at any time before the date her disability began in August 2007. Admin. R. 392.
Wood contends the opinion of Anthony Gay, M.D. demonstrates that she satisfied the B
criteria. Dr. Gay is a family practitioner who provided Wood with primaiy care during the relevant
period of time. Admin. R. 306. In a letter dated August 14, 2009, Dr. Gay said Wood's activities
of daily living were moderately impaired. He said she had marked impairment of social functioning,
based on her subjective reports of altercations at work and with family members. He estimated
marked impairment in concentration, persistence, or pace because he thought her ability to complete
tasks would be impeded by unscheduled rest breaks and inte1Tuptions due to distractions. Admin.
R. 306-07.
The ALJ gave Dr. Gay's opinion moderate weight, but less than full weight regai·ding the
intensity of her chronic neck pain and limitations in mental function. Admin R. 394. An ALJ may
reject the opinion of a medically acceptable treating source for "specific, legitimate reasons based
on substantial evidence in the record." lvfolina v. Astrue, 674 F.3d 1104, 1111 (9'h Cir. 2012).
As shown by the RFC assessment, the ALJ accepted Dr. Gay's diagnoses of cervical strain
and depression. He discounted only Dr. Gay's opinion regarding the intensity and persistence of
Wood's resulting limitations, because Dr. Gay indicated greater limitation than the medical evidence
suppmied. For example, Dr. Gay opined that Wood had continuously and consistently complained
of neck and back pain, attributed in part as a manifestation of her depression. The medical records
show, however, that she did not persistently complain of neck or back pain and Dr. Gay did not
indicate that clu·onic pain was an ongoing condition for several years beginning in 1998. Admin. R.
394. In addition, Dr. Gay did not administer psychological testing or record objective or clinical
5 - OPINION AND ORDER
evidence in his treatment notes to support the marked limitations he found in social functioning and
concentration, persistence, or pace. An ALJ can properly reject a physician's opinion that is
conclusmy and unsuppmied by clinical findings. Bayliss v. Barnhart, 427 F.3d 1211, 1216 (9'h Cir.
2005); Batson, 359 F.3d at 1195; lvfeanal v. Apfel, 172 F.3d 1111, 1117 (9'h Cir. 1999).
The ALJ pointed out that Dr. Gay drafted his opinion letter ten years after Wood's insured
status expired in 1999. The absence of medical findings and the remoteness in time from the period
described suppmi an inference that Dr. Gay relied primarily on Wood's subjective descriptions of
her limitations in foimulating his opinion. An ALJ may discount a treating physician's opinion that
is premised primarily on subjective complaints that the ALJ properly finds unreliable. Tonapetyan
v. Halter, 242 F.3d 1144, 1149 (9'h Cir. 2001); Fair v. Bowen, 885 F.2d 597, 605 (9'h Cir. 1989).
The ALJ also found that Woodrepo1iedly engaged in activities inconsistent with the marked
limitations Dr. Gay suggested, including extensive physical activities and social interactions with
her family. Admin. R. 393. The ALJ noted that Wood had repeatedly discontinued psychiatric
medications after brief trials. Failure to follow a recommended course of treatment provides a
reasonable basis to question the accuracy of the symptoms she reported to Dr. Gay. Tonapetyan, 242
F.3d at 1147-48. The ALJ also noted that the medical record did not reflect any significant
deterioration in her mental functioning to explain why Wood lost the ability to work through
distractions and tolerate interactions with coworkers. Admin. R. 393.
The ALJ' s reasons are specific and legitimate and give a clear and convincing explanation
for the weight he attributed to Dr. Gay's opinion. The explanation is supported by reasonable
inferences drawn from substantial evidence in the record. Accordingly, the ALJ's evaluation of Dr.
Gay's opinion cannot be disturbed. Batson, 359 F.3d at 1193; Andrews, 53 F.3d at 1039-40.
6 - OPINION AND ORDER
Wood also relies on the findings ofDrs. Nahman and Greenough, and Ms. Myers, a social
worker. She contends these findings establish limitations sufficient to satisfy the B criteria. This
argument is not supported by the evidence. Dr. Nahman noted that Wood's "problems would be
easily treated" in therapy. Admin. R. 237. Dr. Greenough said Wood may work well in a
receptionist role. Admin. R. 212. Ms. Myers noted that Wood responded well to antidepressants
and wanted to work. Admin. R. 207. None of these sources indicate any specific functional
limitations. When a medical source does not identify specific functional limitations, the ALJ need
not presume the claimant has any. Turner v. Comm 'r ofSoc. Sec. Admin., 613 F.3d 1217, 1223 (9'h
Cir. 2010).
Wood did not satisfy her burden of showing that her limitations satisfied the B criteria for
mental imp ailments. I find no error at step three of the ALJ' s decision.
IV.
RFC Assessment
The ALJ dete1mined based on the entire record that before August 28, 2007, Wood had the
RFC to perform a modified range of light work. She had a limited ability to read, write, and work
with numbers. She could occasionally reach overhead. She could not climb a ladder. She could
understand, remember, and carry-out simple, sho1t instructions and perfo1m routine tasks. She could
have no interaction or contact with the general public and only superficial interaction with
coworkers. Admin. R. 392. The RFC calculation properly "took into account those limitations for
which there was record suppo1t that did not depend on [the claimant's] subjective complaints."
Bayliss, 427 F.3d at 1217.
7 - OPINION AND ORDER
A. Credibility Determination
Wood alleged that the combined effects of her chronic cervical spine strain, anxiety disorder,
learning disorder, dysthymic disorder, and lumbar degenerative disc disease prevented her from
working. At the administrative hearing, Wood testified that in 1999 she was unable to lift more than
25 pounds, the pain of her headaches precluded activity after less than an hour, she could not hold
her hands out in front of her without pain, her left hand often cramped during use, and stressful
situations caused her to experience emotional outbursts. Admin. R. 364, 367, 368, 369.
The ALJ determined that the medical evidence supported impairments that could reasonably
be expected to cause some of the symptoms Wood alleged, but he did not believe her claim that the
symptoms were so intense and persistent that they imposed limitations in excess of those in the RFC
assessment. Admin. R. 392. Thus, the ALJ did not credit Wood's claims that she required excessive
rest breaks because of her headaches and cramping. The ALJ acknowledged that Wood may have
some physical restrictions, but did not believe Wood's assertion that her symptoms would preclude
all work. Admin. R. 393. Wood argues the ALJ erred in finding her not wholly credible.
An adverse credibility determination must include specific findings supported by substantial
evidence and the ALJ must provide a clear and convincing explanation. Carmickle v. Comm 'r ofSoc.
Sec. Admin., 533 F.3d 1155, 1160 (9'h Cir. 2008); Smolen, 80 F.3d at 1281-82. The findings must
be "sufficiently specific to permit the reviewing court to conclude that the ALJ did not arbitrarily
discredit the claimant's testimony." Tommasetti, 533 F.3d at 1039 (quoting Orteza v. Sha/ala, 50
F.3d 748, 750 (9'h Cir. 1995)). The reviewing court may not second guess an ALJ's credibility
determination, however, ifit is supported by substantial evidence. Fair, 885 F.2d at 604.
8 - OPINION AND ORDER
An ALJ must consider all the evidence in the case record when assessing a claimant's
credibility, including objective medical evidence, medical opinions, treatment history, daily
activities, work histo1y, third-party observations of the claimant's functional limitations, and any
other evidence that bears on the consistency and veracity of the claimant's statements. Tommasetti,
533 F.3d at 1039; Smolen, 80 F.3d at 1284; SSR 96-97p, 1996 WL 374186, at *5.
Here, the ALJ considered proper factors when determining Wood's credibility. He found that
Wood's activity level precluded the severity of her claims. An ALJ may reasonably question the
credibility of a claimant whose daily activities appear inconsistent with the symptoms she claims.
Rollins v. }.;fassanari, 261 F.3d 853, 857 (9'h Cir. 2001). Wood alleged disability beginning in
December 1999, in part from severe physical limitations, but later reported swimming twice a week,
working out for fom hours, canoeing, hiking, perfmming yard work, helping her son move into an
upstairs apartment, and horseback riding for up to four hours. Admin. R. 322, 328, 393. The ALJ
found these activities, and others, inconsistent with the claimant's reports of severe pain beginning
in the late 1990s and progressively worsening during the relevant time for her claim. Admin. R. 393.
In addition, the ALJ observed that Wood had been able to engage in work through 1993
despite the limitations imposed by her life-long learning disability. Admin. R. 393. Such work
experience shows the ability to cope with an impahment and suggests that a claimant may not be
fully credible regarding the severity of the impairment. Greg01y v. Bowen, 844 F.2d 664, 666-7 (9'h
Cir. 1988).
The ALJ also considered Wood's treatment histo1y, noting that she received generally
conservative treatment. Conservative treatment may be a reasonable basis to question a claimant's
assertion of disabling symptoms. Parra v. Astrue, 481 F.3d 742, 750-51 (9'h Cir. 2007); Johnson v.
9 - OPINION AND ORDER
Shala/a, 60 F.3d 1428, 1434 (9'h Cir. 1995). For example, as the ALJ noted, despite her claims of
disabling depression, Wood never unde1took mental health counseling, suggesting that she found
adequate relief from medications. Admin. R. 393.
The treatment histo1y suggests that Wood's antidepressant medications provided relief from
her depression and anxiety. Admin. R. 161, 207, 225, 236, 243, 337, 342. Impahments that are
effectively controlled by medication are not disabling. Warre v. Comm 'r ofSoc. Sec. Admin., 439
F.3d 1001, 1006 (9'h Cir. 2006). Despite the noted efficacy of her treatment regimen, Wood
sometimes failed to renew her prescriptions. Admin. R. 339-42, 393. When a claimant makes
subjective statements about disabling symptoms, but fails to comply with prescribed treatment, an
ALJ may reasonably find the subjective statements unjustified or exaggerated. Orn v. Astrue, 495
F.3d 625, 638 (9'h Cir. 2007); Flaten v. Sec'y of Health and Human Serv., 44 F.3d 1453, 1464 (9'h
Cir. 1995); Fair, 885 F.2d 597, 603 (9'h Cir. 1993); Bunnell v. Sullivan, 947 F.2d 341, 345 (9'h Cir.
1991).
Finally, the ALJ found that the medical record contradicted the alleged severity of her
symptoms. Wood reported depression long before the alleged onset of her disability. In 1988, she
said she had been depressed "for the last three or four years." Admin R. 162. Despite her
depression, Wood worked alongside coworkers until she stopped working in 1993. Admin. R. 364.
As the ALJ noted, the record does not show a significant change in Wood's mental condition after
she stopped working. Her ability to work with others in the past, despite her anxiety and depression,
suggests that these symptoms do not limit her to the extent she claims. Admin. R. 393.
The ALJ made findings sufficiently specific for me to conclude that he did not arbitrarily
discount Wood's credibility. His findings are supp01ied by substantial evidence and his reasoning
10- OPINION AND ORDER
is clear and convincing. Accordingly, the credibilitydete1mination cannot be disturbed. Tommasetti,
533 F.3d at 1039; Fair, 885 F.2d at 604.
B. Medical Opinions
Wood contends the ALJ failed to properly account for the opinions of Dr. Nahman, Dr.
Greenough, and social worker Ms. Myers. The ALJ found that "those medical opinions are generally
consistent with the record and given equal weight." Admin. R. 394. As noted previously, none of
the medical opinions, apart from Dr. Gay's, identified specific functional limitations or work-related
activities Wood could not do prior to August 28, 2007. Accordingly, these opinions were consistent
with the limitations the ALJ dete1mined in the RFC assessment.
Dr. Gay opined that Wood's depression caused emotional outbursts, pain complaints,
compulsive eating, unhappiness, lack of interest, and continuous distress. He also noted her
consistent reports of pain on the left side of her neck, headaches, and cramping in her left hand. He
expected these headaches to inte!Tupt her two or three times a day for more than 30 minutes at a
time. He opined that if she used her left upper extremity for more than two hours in an eight-hour
work day, she would develop cramps and become unable to use that hand and arm for the remainder
of the day. He opined that Wood's mental impairments would prevent her working at least half of
an eight-hour day. He said she would have emotional outbursts and would require 30 minutes to
compose herself afterwards. Dr. Gay said Wood would not be able to take instruction or criticism
from supervisors or coworkers and recommended that she never interact with the general public.
Admin. R. 306-07.
TheALJ properly explained the weight he afforded Dr. Gay's opinion as described more fully
in the previous discussion of his opinion regarding the B Criteria. I find no error in the ALJ' s
11 - OPINION AND ORDER
evaluation of the medical opinions.
C. Lay Witness Statements
Wood contends the ALJ failed to give sufficient weight to the statements of her husband,
Daniel Wood. Mr. Wood said that she experienced headaches, pain in her arm after activities such
as vacuuming, and emotional outbursts continuously since 1993 and that these symptoms had not
changed. Admin. R. 374-75, 378, 393. The ALJ did not wholly disregard Mr. Wood's testimony,
but gave it moderate weight. Admin. R. 393.
An ALJ must consider lay witness testimony concerning a claimant's ability to work. Stout
v. Comm 'r of Soc. Sec. Admin., 454 F.3d 1050, 1053 (9'h Cir. 2006). Lay testimony as to the
claimant's symptoms or how an impaiiment affects the ability to work cannot be disregarded without
comment. Nguyen v. Chafer, 100 F.3d 1462, 1467 (9'h Cir. 1996). If the ALJ wishes to discountthe
testimony of a lay witness, he must give reasons that are germane to the witness. Lewis, 236 F.3d
at511.
The ALJ provided adequate reasons here. The ALJ accepted Mr. Wood's statement that
Wood's symptoms had not changed significantly since 1993. This reasonably suggests that Wood's
limitations were about the same during the time for which she claims disability as they were six years
before the alleged onset of her disability. The ALJ also noted that this conclusion was consistent
with the medical evidence, which did not support a significant deterioration in her condition at the
time she allegedly became disabled. Admin. R. 393-94.
The ALJ discounted Mr. Wood's later statement that Wood's mental health had declined
since approximately Januaiy 1999. Admin. R. 393. The ALJ found this inconsistent with Mr.
Wood's earlier statement indicating no change and with the medical evidence, which did not suppoti
12 - OPINION AND ORDER
a decline in mental health at that time. Admin. R. 393-94. The unexplained inconsistency in Mr.
Wood's statements and the absence of medical evidence supporting a decline in mental function
were germane reasons for limiting the weight the ALJ attributed to Mr. Wood's testimony. Bayliss,
427 F.3d at 1218; Lewis, 236 F.3d at 511. It was not eirnr for the ALJ to rely on other credible
evidence he found more persuasive than the lay witness statements. Greger v. Barnhart, 464 F.3d
968, 972 (9'h Cir. 2006).
The ALJ's interpretation of Mr. Wood's statements in context with the record as a whole is
rational and he explained the weight given to the statements with reasons germane to the witness.
Accordingly, the ALJ's evaluation of this evidence was not enoneous. See Lewis, 236 F.3d at 51112 (ALJ may reject lay witness statement for reasons germane to the witness); Robbins v. Soc. Sec.
Admin., 466 F.3d 880, 882 (9'h Cir. 2006) (couii must uphold AJL's rational factual findings even
if the evidence also supports another rational interpretation).
V. StepFive
Wood contends the ALJ failed to fulfill his burden at step five to establish that, during the
relevant time, jobs that Wood could perf01m existed in significant numbers in the national economy.
An ALJ can satisfy this burden by eliciting the testimony of a vocational expert with a hypothetical
question that sets forth all the limitations of the claimant. Andrews, 53 F.3d at 1043.
At Wood's administrative hearing, the ALJ elicited vocational expert testimony based on
limitations the ALJ found credible and supported by substantial evidence. Admin. R. 380-81. The
vocational expe1i identified janitorial and food prep occupations that a person with Wood's
limitations could perform and said they represented significant numbers of jobs in the national
economy. Admin. R. 380-81.
13 - OPINION AND ORDER
Wood's argument rests on additional limitations presented by her representative at the
hearing, which were not pmt of the ALJ' s RFC assessment. Admin. R. 381. An ALJ is not required
to incorporate limitations he found unsupported by the evidence in the record. Batson, 359 F.3d at
1197-98; Osenbrock v. Apfel, 240 F.3d 1157, 1164-65 (9'h Cir. 2001). Accordingly, Wood's
challenge to the vocational expe1t testimony must be rejected.
VI.
Post-Decision Evidence
Wood contends the Appeals Council erroneously failed to take into account a letter from
James MacMillan, M.D., a psychiatrist. The Appeals Council completed its work on Janumy 22,
2010, when it issued a decision modifying the ALJ's decision. Admin. R. 9-13. Wood did not
submit Dr. MacMillan's letter until four months later on May 18, 2010. Pl.'s Br. 13.
Wood says she submitted Dr. MacMillan's letter while her case was "still pending at the
Appeals Council." Pl. 's Br. 13. In fact, the letter was submitted four months after the Appeals
Council issued the Commissioner's final decision. Wood's reliance on Brewes v. Comm 'r ofSoc.
Sec. Admin., 682 F.3d 1157 (9'h Cir. 2012) is, therefore, misplaced. In Brewes and similar cases,
such as Ramirez v. Shala/a, 8 F.3d 1449 (9'h Cir. 1993), the claimant submitted additional evidence
with a request for review by the Appeals Council and the Appeals Council considered the additional
evidence in determining whether review should be granted. These cases do not pertain to Wood's
situation in which the additional evidence was submitted long after the Commissioner's decision
became final when the Appeals Council issued its findings on the merits. 20 C.F.R. §§ 404.955,
404.981; see also Bass v. Soc. Sec. Admin., 872 F.2d 832, 833 (9'h Cir. 1989) (Commissioner's
decision becomes final when the Appeals Council denies or grants review). Accordingly, I find no
basis under which Wood's failure to submit the letter in a timely fashion can be constrned as an error
14 - OPINION AND ORDER
on the part of the Appeals Council.
Nevertheless, Wood argues that the Appeals Council must consider any new and material
evidence that relates to the time period under review by the ALJ. 20 C.F.R. § 404.976. To the extent
this requirement applies to evidence submitted long after the Commissioner's final decision, I find
that Dr. MacMillan's letter is not material.
Dr. MacMillan saw Wood and her family in 1992 and 1993. Although he prescribed an
antidepressant medication to Wood, the focus of this treatment was to address behavioral problems
of Wood's son. Dr. MacMillan prescribed Zoloft to Wood "in the mid-1990s" and saw her once
again in 2003. His records from this treatment no longer exist so he had to rely on his memory from
the mid-1990s.
He also reviewed records from Wood's physicians, including Dr. Gay, Dr.
Greenough, Dr. Nahman, and social worker Ms. Myers, all of which are included in the
administrative record before the ALJ. In short, Wood asked Dr. MacMillan to provide an opinion
of her level of functioning in December 1999, based on his memo1y of treatment in 1993 and on the
records of other providers. Pl. 's Br. 13.
Evidence is material only if there is a "reasonable possibility" that it would have altered the
outcome of the administrative proceedings. Sullivan v. Finkelstein, 496 U.S. 617, 626 (1990); Boaz
v. July 13, 2015Sec'y of Health and Human Serv., 734 F.2d 1378, 1380 (9'h Cir. 1984). Dr.
MacMillan's letter provides a cumulative review of contemporaneous evidence from other providers
that was already in the record before the ALJ and the Appeals Council. His opinion does not present
new evidence, only a post hoc interpretation of evidence the Commissioner has already reviewed.
I find it exceedingly umeasonable to expect the Commissioner to give greater weight to the late
opinion of Dr. MacMillan than to the contemporaneous sources.
15 - OPINION AND ORDER
Dr. MacMillan had no clinical observations or findings of his own on which to fo1m an
opinion about the time he was asked to address. His opinion relates to a time when he had not seen
Wood for at least six years and would not see her again for another four years. I find that the opinion
does not suggest a reasonable possibility that the administrative outcome would have been altered.
CONCLUSION
For the foregoing reasons, the Commissioner's final decision is AFFIRMED.
DATED this
P,o"'° day of July, 2015.
16- OPINION AND ORDER
Disclaimer: Justia Dockets & Filings provides public litigation records from the federal appellate and district courts. These filings and docket sheets should not be considered findings of fact or liability, nor do they necessarily reflect the view of Justia.
Why Is My Information Online?