Heilbrun v. Villianueva et al
Filing
314
Opinion and Order - Defendants' motions for summary judgment (ECF 150 , 158 ) are GRANTED in part, and Plaintiff's cross-motions for summary judgment (ECF 267 , ECF 274 ) are DENIED. Plaintiff's Claims 1-13 (ECF 94 at 21-31) are DISMISSED without prejudice for failure to exhaust available administrative remedies. Claim 14 (ECF 94 at 32-35) is DISMISSED. To the extent that Claims 4 (ECF 94 at 23-24), 6 (ECF 94 at 25), and 12 (ECF 94 at 29-30) are not duplicative of Pl aintiff's unexhausted claims, the Court GRANTS judgment for Defendants against these claims. The Court further finds that any appeal from this Opinion and Order would not be taken in good faith and Plaintiff's in forma pauperis status should be revoked pursuant to 28 U.S.C. § 1915(a)(3). Signed on 6/5/2017 by Judge Michael H. Simon. (mja)
IN THE UNITED STATES DISTRICT COURT
FOR THE DISTRICT OF OREGON
MICHAEL HEILBRUN,
Plaintiff,
Case No. 3:14-cv-1706-SI
OPINION AND ORDER
v.
HEATHER VILLANUEVA, et al.,
Defendants.
Michael E. Heilbrun, Two Rivers Correctional Institution, 82911 Beach Access Road, Umatilla,
OR 97882, pro se.
Ellen F. Rosenblum, Attorney General, and Vanessa A. Nordyke, Assistant Attorney General,
OREGON DEPARTMENT OF JUSTICE, 1162 Court Street NE, Salem, OR 97301. Of Attorneys for
Defendants.
Michael H. Simon, District Judge.
Plaintiff Michael Heilbrun brings this prisoner civil rights lawsuit pro se against various
staff members at Two Rivers Correctional Institution (“TRCI”) in Umatilla, Oregon. Plaintiff
and Defendants have cross-moved for summary judgment. For the reasons that follow,
Defendants’ motions are granted in part, and Plaintiff’s motions are denied.
PAGE 1 – OPINION AND ORDER
STANDARDS
A. Summary Judgment
A party is entitled to summary judgment if the “movant shows that there is no genuine
dispute as to any material fact and the movant is entitled to judgment as a matter of law.”
Fed. R. Civ. P. 56(a). The moving party has the burden of establishing the absence of a genuine
dispute of material fact. Celotex Corp. v. Catrett, 477 U.S. 317, 323 (1986). The court must view
the evidence in the light most favorable to the non-movant and draw all reasonable inferences in
the non-movant’s favor. Clicks Billiards Inc. v. Sixshooters Inc., 251 F.3d 1252, 1257 (9th
Cir. 2001). Although “[c]redibility determinations, the weighing of the evidence, and the
drawing of legitimate inferences from the facts are jury functions, not those of a judge . . . ruling
on a motion for summary judgment,” the “mere existence of a scintilla of evidence in support of
the plaintiff’s position [is] insufficient . . . .” Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 252,
255 (1986). “Where the record taken as a whole could not lead a rational trier of fact to find for
the non-moving party, there is no genuine issue for trial.” Matsushita Elec. Indus. Co. v. Zenith
Radio Corp., 475 U.S. 574, 587 (1986) (citation and quotation marks omitted).
When parties file cross-motions for summary judgment, the court “evaluate[s] each
motion separately, giving the non-moving party in each instance the benefit of all reasonable
inferences.” A.C.L.U. of Nev. v. City of Las Vegas, 466 F.3d 784, 790-91 (9th Cir. 2006)
(quotation marks and citation omitted); see also Pintos v. Pac. Creditors Ass’n, 605 F.3d 665,
674 (9th Cir. 2010) (“Cross-motions for summary judgment are evaluated separately under [the]
same standard.”). In evaluating the motions, “the court must consider each party’s evidence,
regardless under which motion the evidence is offered.” Las Vegas Sands, LLC v. Nehme, 632
F.3d 526, 532 (9th Cir. 2011). “Where the non-moving party bears the burden of proof at trial,
the moving party need only prove that there is an absence of evidence to support the non-moving
PAGE 2 – OPINION AND ORDER
party’s case.” In re Oracle Corp. Sec. Litig., 627 F.3d 376, 387 (9th Cir. 2010). Thereafter, the
non-moving party bears the burden of designating “specific facts demonstrating the existence of
genuine issues for trial.” Id. “This burden is not a light one.” Id. The Supreme Court has directed
that in such a situation, the non-moving party must do more than raise a “metaphysical doubt” as
to the material facts at issue. Matsushita, 475 U.S. at 586.
B. Pro Se Filings
A court must liberally construe the filings of a pro se plaintiff and afford the plaintiff the
benefit of any reasonable doubt. Hebbe v. Pliler, 627 F.3d 338, 342 (9th Cir. 2010). “‘Unless it is
absolutely clear that no amendment can cure the defect, . . . a pro se litigant is entitled to notice
of the complaint’s deficiencies and an opportunity to amend prior to dismissal of the action.’”
Garity v. APWU Nat’l Labor Org., 828 F.3d 848, 854 (9th Cir. 2016) (alteration in original)
(quoting Lucas v. Dep't of Corr., 66 F.3d 245, 248 (9th Cir. 1995) (per curiam)). Under Federal
Rule of Civil Procedure 8(a)(2), however, every complaint must contain “a short and plain
statement of the claim showing that the pleader is entitled to relief.” This standard “does not
require ‘detailed factual allegations,’” but does demand “more than an unadorned, the defendantunlawfully-harmed-me accusation.” Ashcroft v. Iqbal, 556 U.S. 662, 678 (2009), (quoting Bell
Atl. Corp. v. Twombly, 550 U.S. 544, 555 (2007)). “A pleading that offers ‘labels and
conclusions’ or ‘a formulaic recitation of the elements of a cause of action will not do.’” Id.
(quoting Twombly, 550 U.S. at 555).
BACKGROUND
Plaintiff has been an inmate at TRCI since September 3, 2014. TRCI is operated by the
Oregon Department of Corrections (“ODOC”). ODOC initially admitted Plaintiff to its custody
at the Coffee Creek Intake Center (“CCIC”) on July 14, 2014. In the months before Plaintiff
PAGE 3 – OPINION AND ORDER
entered CCIC, he had been an inmate at the Washington County Jail. Plaintiff was also
previously incarcerated between September 30, 2010, and January 17, 2012.
Plaintiff alleges that he injured his spine at the Washington County Jail in March 2014
and was prescribed narcotic pain medication, a walker, and a wheelchair.1 When Plaintiff entered
ODOC custody at CCIC in July 2014, Plaintiff alleges, medical staff reduced his dosage of
narcotic pain medication. On September 3, 2014, ODOC transferred Plaintiff to TRCI, and
Defendant Gruenwald allegedly immediately deprived Plaintiff of all of his pain medication. In
September 2014, TRCI medical staff allegedly returned Plaintiff to a lower dose of narcotic pain
medication and then removed him from that dose.
Plaintiff also alleges that ODOC housed him in an active gang unit at TRCI. Plaintiff
alleges that on September 8, 2014, a gang member attacked Plaintiff. As a result, ODOC
transferred Plaintiff to the disciplinary segregation unit (DSU) and housed him there from
September 8 until October 2, 2014. While in the DSU, Plaintiff alleges, staff members deprived
him of the use of his walker and wheelchair. Without these mobility aids, Plaintiff alleges, he
could not attend a disciplinary hearing relating to the September 8th altercation and present his
case that he acted only in self-defense. Plaintiff also alleges that his lack of mobility aids in the
DSU caused him to suffer various indignities in his inaccessible cell.
DISCUSSION
Defendants move for summary judgment against all claims.2 First, Defendants argue that
Claims 1-3, 5, and 7-11 should be dismissed without prejudice because Plaintiff has failed to
1
Because the Court dismisses most of Plaintiff’s claims without prejudice for failure to
exhaust the available administrative remedies, the Court summarizes Plaintiff’s allegations in the
Second Amended Complaint in order to provide context for Defendants’ exhaustion arguments.
2
The Second Amended Complaint (ECF 94) (the “SAC”) divides Plaintiff’s claims into
different sections and subsections, but does not number them. Many of these claims are
PAGE 4 – OPINION AND ORDER
exhaust available administrative remedies before bringing these claims. Second, Defendants
argue that there are no genuine disputes of material fact and that they are entitled to judgment as
a matter of law against Claims 4, 6, and 12-14.3
Plaintiff cross-moves for summary judgment on all claims. Because the Court finds that
Plaintiff has failed to exhaust available administrative remedies on Claims 1-3, 5, and 7-11 and
that these claims are largely duplicative of Claims 4, 6, 12, and 13, the Court dismisses Claims 113 without prejudice for failure to exhaust. To the extent that Plaintiff Claims 4, 6, 12, and 13 are
not duplicative of Plaintiff’s unexhausted claims, the Court grants summary judgment to
Defendants against these claims. The Court also dismisses Claim 14 for the reasons discussed
below.4 This disposes of all claims asserted by Plaintiff.
A. Exhaustion of Administrative Remedies
The Prison Litigation Reform Act (PLRA), 42 U.S.C. § 1997e, provides:
No action shall be brought with respect to prison conditions under section 1983 of
this title, or any other Federal law, by a prisoner confined in any jail, prison, or
other correctional facility until such administrative remedies as are available are
exhausted.
Id. § 1997e(a). The PLRA’s exhaustion doctrine requires “prisoner plaintiffs [to] pursue a
remedy through a prison grievance process as long as some action can be ordered in response to
duplicative of each other. For clarity, the Court has assigned numbers to Plaintiff’s claims and
identifies them by reference to page and line numbers in the SAC.
3
Defendants also originally argued that Defendant ODOC should be dismissed because it
is entitled to sovereign immunity under the Eleventh Amendment. The Court has since granted
Plaintiff’s motion to voluntarily dismiss ODOC. Accordingly, ODOC’s motion is moot.
4
On May 30, 2017, Plaintiff filed a “Response in Opposition to Summary Judgment and
Cross Move for Summary Judgment.” This filing contains additional arguments in opposition to
Defendants’ motions for partial summary judgment and in support of Plaintiff’s cross-motions
for partial summary judgment. The Court construes this filing as an additional response or reply
to the pending motions. The Court considers the filing and accompanying declaration in this
Opinion and Order.
PAGE 5 – OPINION AND ORDER
the complaint.” Brown v. Valoff, 422 F.3d 926, 934 (9th Cir. 2005). The prisoner must have
exhausted all of his available remedies before filing suit. McKinney v. Carey, 311 F.3d 1198,
1200-01 (9th Cir. 2002). A failure to exhaust, however, may be excused “when circumstances
render administrative remedies ‘effectively unavailable.’” Sapp v. Kimbrell, 623 F.3d 813, 822
(9th Cir. 2010) (quoting Nunez v. Duncan, 591 F.3d 1217, 1226 (9th Cir. 2010)). A prisoner’s
failure to exhaust available administrative remedies is an affirmative defense that the defendant
must establish. Albino v. Baca, 747 F.3d 1162, 1166 (9th Cir. 2014). “[A] defendant is entitled to
summary judgment under Rule 56” when “undisputed evidence viewed in the light most
favorable to the prisoner shows a failure to exhaust.” Id.
1. ODOC’s Inmate Grievance Process
ODOC’s three-level grievance process for inmates’ complaints is contained in
Chapter 291, Division 109 of the Oregon Administrative Rules (“OARs”). At the first level, “[i]f
an inmate is unable to resolve an issue through informal communications, the department
encourages the inmate to seek resolution of the issue by submitting a written grievance using the
department’s approved inmate grievance form (CD 117) . . . .” OAR 291-109-0140(l)(a). “An
inmate may file a single grievance concerning” the following matters, which include:
“misapplication of any administrative directive or operational procedure;” the “lack of an
administrative directive or operational procedure;” any “unprofessional behavior or action which
may be directed toward an inmate by an employee, contractor, or volunteer of [ODOC] or the
Oregon Corrections Enterprises;” any “oversight or error affecting an inmate;” the “loss or
destruction of [personal] property;” and other matters. OAR 291-109-0140(2)(a)-(d), (f). After an
inmate submits a grievance, a grievance coordinator obtains a response from the “appropriate
staff or, if deemed more suitable, the appropriate manager.” OAR 291-109-0160(1)(b).
PAGE 6 – OPINION AND ORDER
At the second level of the grievance process, “[a]n inmate may appeal the initial
grievance response” to the “functional unit manager.” OAR 291-109-0170(1)(a), (d). The third
level is an appeal of the functional unit manager’s decision to the Assistant Director or his
designee. OAR 291-109-0170(2). “The Assistant Director’s or designee’s decision on an
inmate’s grievance appeal is final, and is not subject to further review.” OAR 291-1090170(2)(f). Thus, a prisoner exhausts the available administrative remedies when he obtains the
decision of the Assistant Director or a designee.
2. Plaintiff’s Failure to Exhaust Administrative Remedies
Plaintiff does not argue that he completed ODOC’s grievance process for any claims. To
the extent that Plaintiff’s filings are ambiguous and mindful of the duty liberally to construe pro
se filings, the Court finds that whether or not Plaintiff concedes this point, Plaintiff has not
exhausted his administrative remedies on Claims 1-3, 5, and 7-11.
a. Claim 1
Claim 1 alleges that Defendants violated Plaintiff’s Eighth Amendment rights when they
deprived him of narcotic pain medication in September 2014. ECF 94 at 21:535-22:580. Plaintiff
filed numerous grievances related to a reduction in his pain medication in September 2014, but
did not complete the three-step process on any such grievance before bringing this claim on
October 27, 2014. ECF 2 at 4; ECF 151 ¶¶ 13, 19, 21, 22, 27, 30, 34, 37. Defendant Eynon, the
grievance coordinator, also returned several of these grievances either because Plaintiff had
already filed two grievances that week or six grievances that month in violation of OAR 291109-0180(1); ECF 151 ¶¶ 21-22, or because Plaintiff had already filed a grievance or
discrimination complaint regarding that incident or issue in violation of OAR 291-006-0015(3)(4); OAR 291-109-0140(5)-(6); ECF 151 ¶¶ 30, 34, 37. Plaintiff could have, but did not, refile
these grievances or pursue his original grievance on the issue. Thus, Plaintiff failed to exhaust
PAGE 7 – OPINION AND ORDER
his administrative remedies on Claim 1.5
b. Claim 2
Claim 2 alleges that Defendant Lytle violated Plaintiff’s Eighth Amendment rights by
failing to protect Plaintiff from assault by another inmate on September 8, 2014. ECF 94
at 22:581-23:593. Plaintiff did not initiate a grievance about Lytle’s alleged failure to protect
him. ECF 151 ¶ 74. Thus, Plaintiff failed to exhaust his administrative remedies on Claim 2.
c. Claim 3
Claim 3 alleges that Defendants Frazier and Vanderkooy violated Plaintiff’s Eighth
Amendment rights when, on September 8, 2014, Plaintiff “was [d]rug down [t]hree hall ways to
the [DSU] by his shoulder” following his altercation with the other inmate. ECF 94 at 23:594613. Plaintiff did not initiate any grievances against Defendants Frazier or Vanderkooy. ECF 151
¶ 74. Thus, Plaintiff failed to exhaust his administrative remedies on Claim 3.
d. Claims 5 and 7
The Court discusses Claims 5 and 7 together because they substantially overlap.6 Claim 5
alleges, in part, that “all supervisors” violated Plaintiff’s Eighth Amendment rights when they
5
On September 5, 2014, Plaintiff filed a grievance, stating that he had been receiving
narcotic pain medication while he was at Washington County Jail, had been at Washington
County Jail until July 2014, and that “while at ODOC, most of my pain medication has been
taken away.” ECF 151-1 at 14. An inmate must file a grievance within 30 days of the date of
incident giving rise to the grievance. OAR 291-109-0150(2). Plaintiff entered the custody of
ODOC on July 14, 2014, and allegedly received a decrease in his dosage of medication at that
time. ECF 2 at 4; ECF 151 ¶ 3. Because Plaintiff’s grievance filed in September 2014
complained about an incident that occurred in July 2014, the grievance coordinator returned the
grievance to Plaintiff. ECF 151-1 at 13. Plaintiff could have, but did not, refile his grievance in
order to complain about the deprivation of his medication in September 2014.
6
Claim 5 also alleges that Plaintiff was placed in the DSU without proper cause or due
process. Because these allegations are duplicative of Claim 6, the Court assesses this portion of
Claim 5 together with Claim 6.
PAGE 8 – OPINION AND ORDER
denied him the assistance of his wheelchair or walker on September 8, 2014.7 ECF 94 at 24:63645. Plaintiff did not initiate any grievances regarding the September 8th denial of his wheelchair
or walker. ECF 151 ¶ 74. Claim 7 alleges that Defendants Whelan, Jorgenson, Edison, AkanaSeawater, and Enriquez violated Plaintiff’s Eighth Amendment rights by failing to provide
Plaintiff with his walker or wheelchair while he was in the DSU from September 8 until
October 2, 2014. ECF 94 at 26:673-99A. Plaintiff’s lack of walker or wheelchair allegedly
prevented him from showering and obtaining “fresh air” and required him to crawl around the
floor. Plaintiff filed numerous grievances pertaining to conditions in the DSU. Because Plaintiff
states this claim in his first Complaint filed on October 27, 2014, ECF 2 at 5, Plaintiff must have
exhausted his administrative remedies before October 27, 2014.
On September 25, 2014, Plaintiff filed a grievance, stating that two officers prevented
him from attending an appointment with the doctor on September 22, 2014, by denying him use
of his walker or wheel chair. ECF 151-2 at 10. A staff member responded on September 29,
2014, stating that according to medical staff, “you do not require a walker or wheelchair.”
ECF 151-2 at 9. Plaintiff filed and then refiled an appeal, but the grievance coordinator returned
both of these appeals to Plaintiff for expanding on the scope of the original grievance in violation
of OAR 291-109-0170(1)(a)(A). ECF 151 ¶ 15; ECF 151-2 at 5-8. On October 24, 2014, the
grievance coordinator stated that Plaintiff had 14 days to resubmit his appeal. ECF 151-2 at 5.
Rather than file another appeal, Plaintiff filed suit on October 27, 2014.
Plaintiff filed four additional grievances relating to the denial of his wheelchair or a
walker while in the DSU, but did not complete the three-step process on any of these grievances
7
It is unclear whether Claim 5, which specifically names Defendants Myrick and Boman,
treats Defendants Myrick and Boman as “all supervisors,” or whether they are only two of the
relevant supervisors.
PAGE 9 – OPINION AND ORDER
before filing suit. ECF 151 ¶¶ 26-29, 31, 37. Moreover, the grievance coordinator properly
returned these additional grievances because they all complained about the same issue as the first
grievance, namely the denial of his walker or wheelchair. See OAR 291-109-0140(5); ECF 151
¶¶ 28, 31, 37. Plaintiff also filed a discrimination complaint regarding the denial of his walker or
wheelchair while in the DSU, but the grievance coordinator returned this complaint to Plaintiff
because he had already filed a grievance concerning the issue. ECF 151 ¶ 30. Thus, Plaintiff
failed to exhaust his administrative remedies on Claims 5 and 7.
e. Claim 8
Claim 8 alleges that Defendants violated Plaintiff’s Eighth Amendment rights and denied
him equal protection of the laws in violation of the Fourteenth Amendment by preventing him
from showering, forcing him to remain in his cell, and “making him urinate down a drain” during
the entirety of the 25-day period he spent in the DSU. ECF 94 at 27:700-21. Plaintiff never filed
grievances complaining of being prevented from showering or leaving his cell, but he did file a
grievance complaining of being denied a urinal. ECF 151 ¶¶ 20, 74. The grievance coordinator
rejected this grievance because Plaintiff had already filed six grievances that month in violation
of OAR 291-109-0180(1). ECF 151 ¶ 20. Plaintiff could have, but did not, refile this grievance
the following month. Thus, Plaintiff failed to exhaust his administrative remedies on Claim 8.8
f. Claim 9
Claim 9 alleges that Defendants Whelan and Dieter violated Plaintiff’s Fifth, Eighth, and
Fourteenth Amendment rights by denying Plaintiff a walker between October 14 and 17, 2014.
ECF 94 at 27:722-28:743. Plaintiff did not file a grievance against Defendants Whelan or Dieter
8
Plaintiff also filed a grievance complaining that he could not sign up for sick call when
he was in the DSU because no nurse came to his cell. ECF 151 ¶ 24. Plaintiff did not complete
the three-step process on this grievance before bringing this claim on October 27, 2014. ECF 2
at 5; ECF 151 ¶ 25.
PAGE 10 – OPINION AND ORDER
for depriving Plaintiff of his walker. ECF 151 ¶ 74. Plaintiff filed a grievance against Defendant
Gruenwald, stating that she denied him a wheelchair and walker on October 15, 2014. ECF 1513 at 5. The grievance coordinator returned the grievance to Plaintiff because it was duplicative of
previous grievances in violation of OAR 291-109-0140(5) and requested review of multiple
incidents in violation of OAR 291-109-0140(1)(d). ECF 151 ¶ 33. Plaintiff also filed two
discrimination complaints, stating that Defendant “Gruenwald and staff” or “medical staff”
deprived him of his walker and wheelchair, but the grievance coordinator returned these
grievances because Plaintiff had already filed multiple grievances relating to the denial of his
walker or wheelchair. ECF 151 ¶¶ 37-38; ECF 151-3 at 12-15. Plaintiff could have, but did not
pursue his first grievance on the issue. Thus, Plaintiff failed to exhaust his administrative
remedies on Claim 9.9
g. Claim 10
Claim 10 alleges that Defendants’ denied Plaintiff equal protection of the laws in
violation of the Fourteenth Amendment by depriving Plaintiff of his wheelchair or walker while
Plaintiff was housed in the DSU between September 8 and October 2, 2014. ECF 94 at 28:74450. Claim 10 also alleges that Defendants Gruenwald and Norton denied Plaintiff equal
protection of the laws by depriving him of narcotic pain medication and not authorizing surgery
on Plaintiff’s back. The Court has previously discussed Plaintiff’s failure to exhaust his
administrative remedies for his claims that Defendants deprived him of narcotic pain medication,
a wheelchair, and a walker. Plaintiff’s remaining grievances on these issues, filed after he
brought suit, do not satisfy the exhaustion requirement. See ECF 151 ¶¶ 42-44. Thus, Plaintiff
failed to exhaust his administrative remedies on Claim 10.
9
Because the Court finds that Plaintiff has not exhausted his administrative remedies, the
Court does not consider Defendants’ alternative argument that Claim 9 fails as a matter of law.
PAGE 11 – OPINION AND ORDER
h. Claim 11
Claim 11 alleges various violations of Plaintiff’s due process rights by Defendants Willis,
Hunter, and Eynon. ECF 94 at 29:757-78. Plaintiff claims that Defendant Willis violated his due
process rights by not transporting him to the disciplinary hearing on September 15, 2014.
Plaintiff did not file any grievance specifically naming Defendant Willis, but instead filed two
grievances stating that officers denied him use of a wheelchair or walker to attend the
disciplinary hearing. ECF 151 ¶¶ 28, 31, 74; ECF 151-2 at 32; ECF 151-3 at 3. The grievance
coordinator returned the grievance to Plaintiff because he had already filed a grievance
concerning the denial of a wheelchair or walker. See OAR 291-109-1040(5); ECF 151 ¶¶ 28, 31;
ECF 151-2 at 31; ECF 151-3 at 2. Plaintiff could have, but did not, pursue his first grievance on
the issue.
Plaintiff also claims that Defendants Hunter and Eynon violated his due process rights by
not allowing him to attend Admission & Orientation (A&O) until October 17, 2014. Plaintiff did
not file a grievance concerning this conduct. ECF 151 ¶ 74. Thus, Plaintiff failed to exhaust his
administrative remedies on Claim 11.10
3. Whether Administrative Remedies Were Effectively Unavailable
Plaintiff argues that his failure to exhaust his administrative remedies should be excused
because ODOC’s grievance process was effectively unavailable to him. First, Plaintiff asserts
that he was unaware of the grievance process until he attended A&O at TRCI on October 17,
10
Claim 11 also alleges that Defendant Myrick violated Plaintiff’s due process rights at
the disciplinary hearing by failing to review surveillance footage of Plaintiff’s September 8th
altercation with another inmate. Because these allegations are duplicative of Claims 4 and 6, the
Court assesses this portion of Claim 11 together with Claims 4 and 6.
PAGE 12 – OPINION AND ORDER
2014, and received information on the grievance process.11 See Bryant v. Sacramento Cty.
Jail, 2008 WL 410608, at *4 (E.D. Cal. Feb. 12, 2008) (holding that administrative remedies
were unavailable to a plaintiff when there was “no evidence submitted that plaintiff ever
received, saw or otherwise was notified of this jail’s grievance procedure”); ECF 240 ¶¶ 6, 7, 15;
ECF 240-1 at 1. Plaintiff’s argument is unavailing because it is undisputed that Plaintiff filed
multiple grievances at CCIC, ECF 251 at 8-9, including one on July 16, 2014, in which he
complained that his pain medications had been “taken away.” ECF 251 at 9. Moreover, Plaintiff
concedes that he filed grievances as early as 2010, 2011, and 2012. ECF 265 at 7; ECF 265-1
at 7. Thus, the Court finds that Plaintiff was aware of the ODOC grievance process.
Second, Plaintiff argues that even if he was aware of the existence of the grievance
process, he did not understand how to participate in that process. Plaintiff argues that he did not
know how properly to file grievances until he first obtained a copy of the relevant OARs. There
is a factual dispute as whether that occurred in September or October 2014.12 Whether or not
Plaintiff received the OARs in September or October 2014, however, it is undisputed that
Plaintiff was in contact with the law library as early as July 18, 2014. ECF 248 at 2 ¶ 4. Thus,
Plaintiff had the resources at his disposal with which to navigate the grievance process. See Hall
11
Defendants argue that Plaintiff attended A&O at TRCI on October 8, 2014, not
October 17, 2014. See ECF 250 ¶ 6. Whether Plaintiff attended A&O at TRCI on October 8
or 17, 2014, ODOC records indicate that Plaintiff attended A&O at CCIC on July 16, 2014,
ECF 249 ¶ 4, Plaintiff’s “uncorroborated and self-serving” allegations to the contrary
notwithstanding. Kennedy v. Applause, Inc., 90 F.3d 1477, 1481 (9th Cir. 1996); ECF 240-1
at 49; ECF 265-1.
12
Plaintiff asserts that he first obtained a copy of the OARs from the TRCI library on
October 31, 2014. ECF 240 ¶ 6. Defendants dispute Plaintiff’s assertion, pointing to evidence
that a legal assistant responded to Plaintiff’s request for the OARs on September 19, 2014, and
stated that the OARs had been “checked out for two weeks.” ECF 250 at 6. Defendants,
however, do not offer evidence that Plaintiff actually received a copy of the OARs on
September 19, 2014.
PAGE 13 – OPINION AND ORDER
v. Sheahan, 2001 WL 111019, at *2 (N.D. Ill. Feb. 2, 2011) (“[A]s long as the institution has
made a reasonable, good-faith effort to make a grievance procedure available to inmates; an
inmate may not close his eyes to what he reasonably should have known.”). Moreover, the Court
does not find that ODOC’s grievance process is so complex as to be “‘unknowable’—so that no
ordinary prisoner can make sense of what it demands.” Ross v. Blake, --- U.S. ---, 136 S.
Ct. 1850, 1859 (2016) (quoting Goebert v. Lee Cty., 510 F.3d 1312, 1323 (11th Cir. 2007)).13
Third, Plaintiff argues that TRCI staff intimidated and prevented him from filing
grievances. Ross, 136 S. Ct. at 1860 (holding that administrative remedies are unavailable “when
prison administrators thwart inmates from taking advantage of a grievance process through
machination, misrepresentation, or intimidation”). The Ninth Circuit has adopted the Eleventh
Circuit’s test for evaluating intimidation, which holds that a staff member’s threat renders the
grievance process unavailable when the plaintiff establishes that:
(1) the threat actually did deter the plaintiff inmate from lodging a grievance or
pursuing a particular part of the process; and (2) the threat is one that would deter
a reasonable inmate of ordinary firmness and fortitude from lodging a grievance
or pursuing the part of the grievance process that the inmate failed to exhaust.
Turner v. Burnside, 541 F.3d 1077, 1085 (11th Cir. 2008); see McBride v. Lopez, 807 F.3d 982,
988 (9th Cir. 2015) (adopting the Turner test).
The Court finds that Plaintiff does not make the requisite showing under Turner. Plaintiff
asserts that Defendant Eynon rejected Plaintiff’s grievances “for prejudice reasons” and “would
not follow the institution rules,” leaving “[him] no remedy available.” ECF 240 ¶ 8. Plaintiff also
states that Defendant Eynon, the grievance coordinator, went to Plaintiff’s cell in October 2014
and told Plaintiff that he “could not file discrimination complaints and/or grievances together.”
13
Plaintiff also argues that staff members did nothing to assist him in navigating the
grievance process. As discussed, the record is undisputed that Plaintiff had access to and made
use of the law library.
PAGE 14 – OPINION AND ORDER
ECF 240 ¶ 9. Plaintiff further points to an email dated October 16, 2014, in which Defendant
Eynon states that Plaintiff “sends me bunches—I met with him and most of his issues are
medical (we get tons of those)—guess I will see if I had any impact on him.” ECF 240-1 at 16.
It is undisputed that Defendant Eynon rejected the vast majority of Plaintiff’s grievances
because Plaintiff had already brought his grievances in this lawsuit in violation of OAR 291-1090140(3)(h), not for “prejudice reasons.” See ECF 151 ¶¶ 13, 19, 25, 27, 41, 45, 47-49, 51, 59, 62,
64, 67, 72. Moreover, Plaintiff filed numerous, often duplicative grievances during the months of
September and October 2014 and continued to file grievances for months thereafter. See
generally ECF 151. Thus, Defendant Eynon did not “actually . . . deter [Plaintiff] from lodging a
grievance.” Turner, 541 F.3d at 1085.
Plaintiff also states that after he complained in September 2014, two officers denied him
his walker or wheelchair, Defendant Akana-Seawater “came down to my cell, not to help me but
to intimidate me, and tell me not to file grievances . . . .” ECF 240 ¶ 10. Plaintiff filed a
grievance regarding this incident. ECF 151 ¶¶ 14-18. Thus, Defendant Akana-Seawater’s
conduct, even if true, does not constitute intimidation under Turner.14
In conclusion, the Court holds that Plaintiff has failed to exhaust available administrative
remedies on Claims 1-3, 5, and 7-11. The Court dismisses these claims without prejudice.
14
Additionally, Plaintiff argues that the grievance process was unavailable because it was
in “disarray.” Plaintiff points to evidence that Defendant Eynon became grievance coordinator at
TRCI only one month before Plaintiff entered TRCI, ECF 239 at 4, and sent an email concerning
inmate grievances, including Plaintiff’s, with the subject line “Help me please.” ECF 240-1
at 15-16. This argument is unavailing because it is undisputed that Defendant Eynon responded
to every grievance that Plaintiff filed. See generally ECF 151.
PAGE 15 – OPINION AND ORDER
B. Plaintiff’s Remaining Claims
1. Claim 4
Claim 4 alleges that Defendants Deacon and Myrick violated Plaintiff’s Eighth
Amendment rights by imposing on Plaintiff a sanction of 25-days in the DSU and 14-days loss of
privileges for Plaintiff’s altercation with another inmate on September 8, 2014. ECF 94
at 23:614-24:635. The Court construes Claim 4 as also alleging a violation of Plaintiff’s
Fourteenth Amendment Procedural Due Process rights when it alleges that Defendants Deacon
and Myrick improperly sanctioned Plaintiff because Plaintiff “never even touched his attacker.”
In apparently concluding to the contrary, Defendants Deacon and Myrick allegedly relied
improperly on the written testimony of an officer who did not have a clear view of the
altercation, never took the testimony of an officer who was four-feet away from the altercation,
and did not review surveillance video of the altercation, claiming, incorrectly, that no such video
exists.
In his SAC, Plaintiff also alleges that officers, including Defendant Willis, denied
Plaintiff the opportunity to be present at the hearing by not providing him with a wheelchair or
walker to attend the hearing. ECF 94 at 5:131. The Court has already found that Plaintiff has not
exhausted the available administrative remedies on this claim. See supra Sections A.2.d, g, h
(analysis of Claims 5, 7, 10, and 11). Thus, the Court dismisses this portion of Claim 4 without
prejudice.
a. Procedural Due Process
Defendants argue that they did not violate Plaintiff’s due process rights because there is
some evidence to support ODOC’s conclusion that Plaintiff and the other inmate were engaged
in a mutual fight. The minimum requirements of procedural due process in a prison disciplinary
hearing are satisfied when “there was some evidence from which the conclusion of the
PAGE 16 – OPINION AND ORDER
administrative tribunal could be deduced.” Superintendent, Mass. Corr. Inst., Walpole v.
Hill, 472 U.S. 445, 455 (1985). This standard has been met.
According to his written statement, Officer Kester was in the “unit 6 control point” on
September 8, 2014, when he saw Plaintiff and another inmate “standing in the dayroom near the
control point.” ECF 159 at 9. Officer Kester continues:
I then saw [the other inmate] hit Inmate Heilburn [sic] with a
closed fist punch in the head. Officer Vanderkooy was the first to
respond. He approached [the other inmate] and Inmate Heilburn
[sic] with his spray pulled out and yelled at them to stop fighting
multiple times. [The other inmate] stopped fighting and placed his
hands against the wall.
ECF 159 at 9. Defendant Vanderkooy completed a misconduct report, which states that he “saw
inmate Heilburn . . . exchanging strikes with [the other inmate]. These strikes were closed first
strikes to the face and head.” ECF 159 at 8. Defendant Vanderkooy charged Plaintiff with Inmate
Assault I and Disrespect I. ECF 159 at 8.
On September 15, 2014, Defendant Deacon held a disciplinary hearing. Defendant
Deacon found that the evidence did not support the charge of Inmate Assault I, but found that the
lesser charge of Assault II was warranted. ECF 159 at 4. Assault II requires a finding that the
inmate “[i]s involved in a mutual fight in a location or under circumstances which creates a
threat to the safety, security, or orderly operation of the facility, such as a dining hall or
recreation area.” OAR 291-105-0015(2)(d)(C). Defendant Deacon also found that the evidence
supported the charge of Disrespect I, which is warranted when an inmate “directs hostile, sexual,
abusive or threatening language or gestures, verbal or written, towards or about another person
that involves . . . physical threat to the other person.” OAR 291-105-0015(2)(f); ECF 159 at 5.
Plaintiff argues that Defendants ignored the video surveillance footage of the altercation.
Defendants concede that they did not view the surveillance video in the disciplinary hearing,
PAGE 17 – OPINION AND ORDER
ECF 158 at 4, but have filed it with the Court. ECF 159 at 14. The Court has reviewed the
surveillance video. When viewed in the light most favorable to Plaintiff, the other inmate appears
more aggressive than Plaintiff and throws the first punch, but the surveillance video also clearly
shows Plaintiff throwing at least one punch. Moreover, the video shows Plaintiff in a large open
space resembling a dining hall where several other inmates are present. Thus, in addition to the
statements of two eyewitness officers, the surveillance video provides additional evidence that
Plaintiff was involved in a “mutual fight in a location or under circumstances which creates a
threat to the safety, security, or orderly operation of the facility, such as a dining hall or
recreation area.” OAR 291-105-0015(2)(d)(C). Thus, the Court finds that “there was some
evidence from which the conclusion of the administrative tribunal could be deduced.”15 Hill, 472
U.S. at 455. The Court grants summary judgment for Defendants against this claim.
b. Eighth Amendment
In order to establish an Eighth Amendment violation based on prison conditions, an
inmate must make both “an objective showing that the deprivation was ‘sufficiently serious’ to
form the basis for an Eighth Amendment violation” and “a subjective showing that the prison
official acted ‘with a sufficiently culpable state of mind.’” Hearns v. Terhune, 413 F.3d 1036,
1042 (9th Cir. 2005) (quoting Wilson v. Seiter, 501 U.S. 294, 298 (1991)). “[O]nly those
deprivations denying ‘the minimal civilized measure of life’s necessities,’ are sufficiently grave
to form the basis of an Eighth Amendment violation.” Wilson, 501 U.S. at 298 (internal citation
omitted) (quoting Rhodes v. Chapman, 452 U.S. 337, 347 (1981)). Even if Plaintiff’s sentence
of 25 days in the DSU and 14 days loss of privileges were “sufficiently serious” to form the basis
15
The fact that one witness may have had a different interpretation of the altercation does
not defeat the conclusion that there was “some evidence” to support Defendant Deacon’s
findings in the disciplinary hearing. See ECF 267-1 at 28-29.
PAGE 18 – OPINION AND ORDER
of an Eighth Amendment violation, see Thomas v. Ramos, 130 F.3d 754, 763-65 (7th Cir. 1997)
(finding that an inmate’s housing in segregation for 70 days did not violate the Eighth
Amendment), Plaintiff offers no evidence that any prison officials acted with a culpable state of
mind. The undisputed evidence in the record is that Defendant Deacon’s “recommended sanction
was based solely on Inmate Heilbrun’s conduct during the September 8, 2014 assault.” ECF 159
at 3 ¶ 12. Moreover, Plaintiff’s sanction fell in the middle of ODOC’s recommended range of 2030 days in the DSU for his offenses. ECF 160 at 28 (describing sanction for Inmate Assault II).
Thus, the Court grants summary judgment for Defendants against this claim.
2. Claim 6
Claim 6 alleges three acts by Defendants. ECF 94 at 25:646-72. First, Defendant Myrick
was allegedly in possession of the surveillance video of Plaintiff’s altercation with another
inmate, but concealed that video from Defendant Deacon, who conducted the disciplinary
hearing. Second, Defendant Deacon is liable for allegedly showing the video to Defendant
Boman, who, as a result of viewing the video, denied Plaintiff his wheelchair and walker to
travel to the disciplinary hearing. Third, Defendants Archer and Boman allegedly could have
“stepped in” or “interceded” in order to provide Plaintiff with his walker or wheelchair to attend
the disciplinary hearing, but did not. To the extent that this claim is not duplicative of Plaintiff’s
unexhausted claims, there is no evidence in the record that: (1) Defendant Myrick concealed the
surveillance video from Defendant Deacon; (2) Defendant Deacon showed the surveillance video
to Defendant Boman; or (3) Defendants Archer and Boman could have “stepped in” or
“interceded.” Moreover, there is no evidence that any of these alleged “supervisors” had the
requisite personal involvement in their subordinates’ allegedly unconstitutional actions to be
personally liable to Plaintiff. See Taylor v. List, 880 F.2d 1040, 1045 (9th Cir. 1989) (“A
supervisor is only liable for constitutional violations of his subordinates if the supervisor
PAGE 19 – OPINION AND ORDER
participated in or directed the violations, or knew of the violations and failed to act to prevent
them.”). Thus, the Court grants summary judgment for Defendants against Claim 6.
3. Claim 12
Claim 12 alleges that Plaintiff’s denial of narcotic pain medication, his placement in the
DSU, his denial of a wheelchair or walker, the alleged concealment of the surveillance video of
his altercation with another inmate, and other previously discussed actions allegedly taken by
Defendants were all in retaliation against Plaintiff for filing grievances, filing a Notice of Tort,
and calling the Inspector General’s and the Governor’s Offices. ECF 94 at 29:779-30:802. To the
extent that this claim is not duplicative of Plaintiff’s unexhausted claims, the record contains no
evidence that Plaintiff’s exercise of his First Amendment rights caused Defendants to take these
alleged actions. See Watison v. Carter, 668 F.3d 1108, 1114 (9th Cir. 2012) (“[T]he plaintiff
must allege a causal connection between the adverse action and the protected conduct.”). Thus,
the Court grants summary judgment for Defendants against Claim 12.
4. Claim 13
Claim 13 alleges that the denial of Plaintiff’s walker and wheelchair and associated
injuries that Plaintiff allegedly suffered in the DSU caused him severe emotional distress.
ECF 94 at 30:803-31:837B. To the extent this claim alleges an Eighth Amendment violation,
Plaintiff failed to exhaust the available administrative remedies on this claim. See supra Sections
A.2.d, e, g (analysis of Claims 5, 7, 8, and 10). To the extent that Plaintiff states a claim for
common law intentional infliction of emotional distress, Defendants, all TRCI staff members,
argue that the Court must “substitute [ODOC] as the defendant” because Defendants were all
“acting within the scope of their employment or duties.”16 Or. Rev. Stat. § 30.265(3). The Court
16
Plaintiff offers no argument or evidence to the contrary.
PAGE 20 – OPINION AND ORDER
agrees with Defendants. Because the State of Oregon has not consented to suit in federal court,
Simmons v. Or. Dep’t of Corrs., 2014 WL 4220784, No. 2:11-cv-1500-SI, at *2 (D. Or. Aug. 25,
2014); Jensen v. Whitlow, 334 Or. 412, 416-17 (2002) (en banc), Plaintiff’s intentional infliction
of emotional distress claim against ODOC is barred by the State of Oregon’s Eleventh
Amendment immunity. See Alabama v. Pugh, 438 U.S. 781, 782 (1978). Thus, the Court
dismisses this claim without prejudice.
5. Claim 14
Claim 14 alleges that ODOC is liable to Plaintiff under a municipal liability theory
because several of its official policies caused Plaintiff to be subjected to the denial of his
constitutional rights. ECF 94 at 32-35. Because the Court has dismissed Defendant ODOC
pursuant to Plaintiff’s voluntary dismissal (ECF 234, 236) and there are no remaining entity
defendants, the Court dismisses this claim.
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PAGE 21 – OPINION AND ORDER
CONCLUSION
Defendants’ motions for summary judgment (ECF 150, 158) are GRANTED in part, and
Plaintiff’s cross-motions for summary judgment (ECF 267, ECF 274) are DENIED. Plaintiff’s
Claims 1-13 (ECF 94 at 21-31) are DISMISSED without prejudice for failure to exhaust
available administrative remedies. Claim 14 (ECF 94 at 32-35) is DISMISSED. To the extent
that Claims 4 (ECF 94 at 23-24), 6 (ECF 94 at 25), and 12 (ECF 94 at 29-30) are not duplicative
of Plaintiff’s unexhausted claims, the Court GRANTS judgment for Defendants against these
claims. The Court further finds that any appeal from this Opinion and Order would not be taken
in good faith and Plaintiff’s in forma pauperis status should be revoked pursuant to 28 U.S.C.
§ 1915(a)(3).
IT IS SO ORDERED.
DATED this 5th day of June, 2017.
/s/ Michael H. Simon
Michael H. Simon
United States District Judge
PAGE 22 – OPINION AND ORDER
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