Altorfer v. Commissioner Social Security Administration
Filing
23
OPINION & ORDER: The Commissioner's decision is reversed and remanded for a determination of benefits. See 32-page opinion & order attached. Signed on 12/18/2015 by Judge Marco A. Hernandez. (mr)
IN THE UNITED STATES DISTRICT COURT
FOR THE DISTRICT OF OREGON
MEGAN ELIZABETH ALTORFER,
No. 3:14-cv-01933-HZ
Plaintiff,
v.
CAROLYN W. COLVIN, Acting
Commissioner of Social Security,
Defendant
Max Rae
P.O. Box 7790
Salem, Oregon 97303
Attorney for Plaintiff
Billy J. Williams
ACTING UNITED STATES ATTORNEY
District of Oregon
Janice E. Hebert
ASSISTANT UNITED STATES ATTORNEY
1000 S.W. Third Avenue, Suit 600
Portland, Oregon 97204-2902
///
1 - OPINION & ORDER
OPINION & ORDER
Lisa Goldoftas
SPECIAL ASSISTANT UNITED STATES ATTORNEY
Office of the General Counsel
Social Security Administration
701 Fifth Avenue, Suite 2900 M/S 221A
Seattle, Washington 98104-7075
Attorneys for Defendant
HERNANDEZ, District Judge:
Plaintiff Megan Elizabeth Altorfer brings this action seeking judicial review of the
Commissioner's final decision to deny disability insurance benefits (DIB) and supplemental
security income (SSI). This Court has jurisdiction pursuant to 42 U.S.C. § 405(g) (incorporated
by 42 U.S.C. § 1383(c)(3)). I reverse the Commissioner's decision and remand for benefits.
PROCEDURAL BACKGROUND
Plaintiff applied for DIB and SSI on December 17, 2010, alleging an onset date of June 3,
2009. Tr. 190-97. Her applications were denied initially and on reconsideration. Tr. 59-67, 77,
79-87, 98-102, 107, 110-12, 115 (DIB); Tr 68-76, 78, 88-97, 103-07, 113-14, 166 (SSI). On
April 15, 2013, Plaintiff appeared, with counsel, for a hearing before an Administrative Law
Judge (ALJ). Tr. 31-58. On April 26, 2013, the ALJ found Plaintiff not disabled. Tr. 13-30.
The Appeals Council denied review. Tr. 1-5.
FACTUAL BACKGROUND
Plaintiff alleges disability based on having bipolar disorder, post-traumatic stress
disorder, anxiety, and depression. Tr. 227. At the time of the hearing, she was twenty-eight
years old. Tr. 192 (showing date of birth). She has a GED, Tr. 228, has attended community
college, and has past relevant work experience as a customer representative for a telephone
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company. Tr. 23-24.
SEQUENTIAL DISABILITY EVALUATION
A claimant is disabled if unable to "engage in any substantial gainful activity by reason of
any medically determinable physical or mental impairment which . . . has lasted or can be
expected to last for a continuous period of not less than 12 months[.]" 42 U.S.C. §§
423(d)(1)(A), 1382c(3)(a).
Disability claims are evaluated according to a five-step procedure. See Valentine v.
Comm'r, 574 F.3d 685, 689 (9th Cir. 2009) (in social security cases, agency uses five-step
procedure to determine disability). The claimant bears the ultimate burden of proving disability.
Id.
In the first step, the Commissioner determines whether a claimant is engaged in
"substantial gainful activity." If so, the claimant is not disabled. Bowen v. Yuckert, 482 U.S.
137, 140 (1987); 20 C.F.R. §§ 404.1520(b), 416.920(b). In step two, the Commissioner
determines whether the claimant has a "medically severe impairment or combination of
impairments." Yuckert, 482 U.S. at 140-41; 20 C.F.R. §§ 404.1520(c), 416.920(c). If not, the
claimant is not disabled.
In step three, the Commissioner determines whether plaintiff's impairments, singly or in
combination, meet or equal "one of a number of listed impairments that the [Commissioner]
acknowledges are so severe as to preclude substantial gainful activity." Yuckert, 482 U.S. at
141; 20 C.F.R. §§ 404.1520(d), 416.920(d). If so, the claimant is conclusively presumed
disabled; if not, the Commissioner proceeds to step four. Yuckert, 482 U.S. at 141.
In step four, the Commissioner determines whether the claimant, despite any
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impairment(s), has the residual functional capacity (RFC) to perform "past relevant work." 20
C.F.R. §§ 404.1520(e), 416.920(e). If the claimant can, the claimant is not disabled. If the
claimant cannot perform past relevant work, the burden shifts to the Commissioner. In step five,
the Commissioner must establish that the claimant can perform other work. Yuckert, 482 U.S. at
141-42; 20 C.F.R. §§ 404.1520(e) & (f), 416.920(e) & (f). If the Commissioner meets his burden
and proves that the claimant is able to perform other work which exists in the national economy,
the claimant is not disabled. 20 C.F.R. §§ 404.1566, 416.966.
THE ALJ'S DECISION
At step one, the ALJ determined that other than one unsuccessful work attempt, Plaintiff
had not engaged in substantial gainful activity since her alleged onset date. Tr. 18. Next, at step
two, the ALJ determined that Plaintiff has severe impairments of morbid obesity, binge eating
disorder, bipoloar disorder, major depressive disorder, attention hyperactivity disorder, posttraumatic stress disorder, and anxiety disorder. Id. However, at step three, the ALJ determined
that Plaintiff's impairments did not meet or equal, either singly or in combination, a listed
impairment. Tr. 19-20.
At step four, the ALJ concluded that Plaintiff has the residual functional capacity (RFC)
to perform medium work as defined in 20 C.F.R. §§ 404.1567(c) and 416.967(c), except
(1) the claimant is able to lift up to 50 pounds occasionally, lift and carry up to 25
pounds frequently in medium work as defined by the regulations; (2) the claimant
is limited to frequent climbing of ramps and stairs, and frequent balancing,
stooping, kneeling, crouching, and crawling; (3) the claimant is limited to
occasional climbing of ladders, ropes, and scaffolds; (4) the claimant is limited to
no more than occasional exposure to pulmonary irritants such as fumes, odors,
dust, gases, chemicals, and poorly ventilated spaces; (5) the claimant is fully
capable of learning, remembering and performing simple, routine and repetitive
work tasks, involving simple work instructions, which are performed in a low
4 - OPINION & ORDER
stress work environment, defined as one in which there is no strict production
pace, few work place changes, and no "over the shoulder" supervision; (6) the
claimant is limited to occasional contact with supervisors and coworkers, but
should have minimal to no contact with the public; and (7) the claimant will
perform optimally in work tasks that allow her to work independently of others.
Tr. 20.
With this RFC, the ALJ determined that Plaintiff is unable to perform any of her past
relevant work. Tr. 23. However, at step five, the ALJ determined that Plaintiff is able to perform
jobs that exist in significant numbers in the economy such as hand packer, stock checker, and
linen supply department helper. Tr. 24. Thus, the ALJ determined that Plaintiff is not disabled.
Id.
STANDARD OF REVIEW
A court may set aside the Commissioner's denial of benefits only when the
Commissioner's findings are based on legal error or are not supported by substantial evidence in
the record as a whole. Vasquez v. Astrue, 572 F.3d 586, 591 (9th Cir. 2009). "Substantial
evidence means more than a mere scintilla but less than a preponderance; it is such relevant
evidence as a reasonable mind might accept as adequate to support a conclusion." Id. (internal
quotation marks omitted). The court considers the record as a whole, including both the
evidence that supports and detracts from the Commissioner's decision. Id.; Lingenfelter v.
Astrue, 504 F.3d 1028, 1035 (9th Cir. 2007). "Where the evidence is susceptible to more than
one rational interpretation, the ALJ's decision must be affirmed." Vasquez, 572 F.3d at 591
(internal quotation marks and brackets omitted); see also Massachi v. Astrue, 486 F.3d 1149,
1152 (9th Cir. 2007) ("Where the evidence as a whole can support either a grant or a denial, [the
court] may not substitute [its] judgment for the ALJ's") (internal quotation marks omitted).
5 - OPINION & ORDER
DISCUSSION
Plaintiff argues that the ALL erred in (1) finding her subjective limitations testimony not
credible; (2) improperly rejecting the functional limitation assessment of her treating nurse
practitioner; (3) improperly rejecting the testimony of lay witness Christopher Roller; and in (4)
failing to address disability accommodations granted to her by Chemeketa Community College:
Without these errors, she contends that the ALJ should have found her disabled at either Step 3
or Step 5 of the sequential analysis.
I. Credibility Determination
The ALJ is responsible for determining credibility. Vasquez, 572 F.3d at 591. Once a
claimant shows an underlying impairment and a causal relationship between the impairment and
some level of symptoms, clear and convincing reasons are needed to reject a claimant's testimony
if there is no evidence of malingering. Carmickle v. Comm'r, 533 F.3d 1155, 1160 (9th Cir.
2008) (absent affirmative evidence that the plaintiff is malingering, "where the record includes
objective medical evidence establishing that the claimant suffers from an impairment that could
reasonably produce the symptoms of which he complains, an adverse credibility finding must be
based on 'clear and convincing reasons'"); see also Molina v. Astrue, 674 F.3d 1104, 1112 (9th
Cir. 2012) (ALJ engages in two-step analysis to determine credibility: First, the ALJ determines
whether there is "objective medical evidence of an underlying impairment which could
reasonably be expected to produce the pain or other symptoms alleged"; and second, if the
claimant has presented such evidence, and there is no evidence of malingering, the ALJ must
then give "specific, clear and convincing reasons in order to reject the claimant's testimony about
the severity of the symptoms.") (internal quotation marks omitted).
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The ALJ gave six reasons in support of his finding that Plaintiff was only a partially
credible witness and rejecting her testimony that her mental impairments of anxiety, depression,
and mania were debilitating to the point of precluding all work activity. Tr. 23.1 First, he noted
that she was able to work at substantial gainful levels for many years in customer service without
a problem. Second, he found that there was a "conflict in the record" regarding when she stopped
working. Id. Third, she was actively applying for customer service jobs despite her alleged
disability. Fourth, she performed seasonal employment at Converse in 2012. Fifth, her activities
of daily living supported the conclusion that she could return to work under the ALJ's RFC. Id.
And, sixth, she filed her claim at a time when she was separating from her husband and then
divorcing, and during which she was contemplating bankruptcy, which suggested a motive other
than impairment for her DIB. Id.
When determining the credibility of a plaintiff's complaints of pain or other limitations,
the ALJ may properly consider several factors, including the plaintiff's daily activities,
inconsistencies in testimony, effectiveness or adverse side effects of any pain medication, and
relevant character evidence. Orteza v. Shalala, 50 F.3d 748, 750 (9th Cir. 1995). The ALJ may
also consider the ability to perform household chores, the lack of any side effects from prescribed
1
Plaintiff argues that the ALJ's opinion is legally flawed because he did not identify what
testimony was credible and did not explain what evidence undermined her complaints. In
support, Plaintiff cites Brown-Hunter v. Colvin, 798 F.3d 749 (9th Cir. 2015), amended and
superseded, 2015 WL 6684997 (9th Cir. Nov. 3, 2015). In the November 3, 2015 amended
opinion, the Ninth Circuit held that the ALJ erred by stating only a general, nonspecific finding
regarding credibility after simply reciting the medical evidence. 2015 WL 6684997, at **3, 5-6.
Brown-Hunter is distinguishable because here, the ALJ specified that he was rejecting Plaintiff's
testimony as to her mental health impairments and he gave six independent reasons in support.
This explanation sufficiently allows the Court, upon judicial review, to ensure that Plaintiff's
testimony was not arbitrarily discredited. See id. at *6 (ALJ's reasons must allow court to review
decision meaningfully to ensure claimant's testimony not arbitrarily discredited).
7 - OPINION & ORDER
medications, and the unexplained absence of treatment for excessive pain. Id.
As the Ninth Circuit explained in Molina:
In evaluating the claimant's testimony, the ALJ may use ordinary techniques of
credibility evaluation. For instance, the ALJ may consider inconsistencies either
in the claimant's testimony or between the testimony and the claimant's conduct,
unexplained or inadequately explained failure to seek treatment or to follow a
prescribed course of treatment, and whether the claimant engages in daily
activities inconsistent with the alleged symptoms[.] While a claimant need not
vegetate in a dark room in order to be eligible for benefits, the ALJ may discredit
a claimant's testimony when the claimant reports participation in everyday
activities indicating capacities that are transferable to a work setting[.] Even
where those activities suggest some difficulty functioning, they may be grounds
for discrediting the claimant's testimony to the extent that they contradict claims
of a totally debilitating impairment.
Molina, 674 F.3d at 1112-13 (citations and internal quotation marks omitted).
Plaintiff argues that the reasons given by the ALJ in support of his negative credibility
finding are not specific, clear and convincing reasons supported by substantial evidence.
Defendant argues that the ALJ's reasons were legally sufficient and should be upheld.2
A. Work History
The ALJ found that Plaintiff "was able to work at substantial gainful levels for many
years in Customer Service without a problem." Tr. 23. The record shows that Plaintiff worked
in customer service for Comcast from April 2006 to April or August 2010. Tr. 39, 228. She
2
In support of the ALJ's credibility determination, Defendant spends more than two
pages discussing Plaintiff's improvement with medications and treatment. Def.'s Mem. at 7-8.
The ALJ noted that Plaintiff had ongoing mental health care with severe symptoms in August
2008 but had showed steady progress with stabilization of her mood and control of her anxiety
after her alleged onset date. Tr. 21. But, the ALJ did not cite improvement with medications and
treatment as a reason for his finding that she was only partially credible. The court is
"constrained to review the reasons the ALJ asserts." Brown-Hunter, 2015 WL 6684997, at *6
(internal quotation marks omitted). Because the ALJ did not rely on improvement with
medications and treatment in support of his credibility determination, I do not consider
Defendant's argument on this issue.
8 - OPINION & ORDER
began care with Western Psychological & Counseling Services on July 8, 2008, while employed
at Comcast. Tr. 334-40. At that time, she presented as suicidal and was having difficulties with
depression and anxiety. Tr. 334-40. She was currently going through a divorce. Id. Another
stressor was her inability to continue repressing her childhood abuse and her decision to "stand
up" to her mother and limit contact with her family. Id. Her symptoms at the time included
distractability, impulsivity, boredom, poor memory/confusion, sadness/depression, loss of
pleasure/interest, hopelessness, thoughts of death, withdrawal from people, anxiety/worry, and
more. Tr. 339. Her emotional and mental struggles were impacting her work capabilities. Id.
She was experiencing unspecified work problems. Id.; see also Tr. 338 (noting that Plaintiff's
current mental status was severely impacting her performance at work). She was diagnosed with
major depressive disorder with depressed moods and anxiety disorder. Tr. 339.
By August 2008, Plaintiff was off of work on either short or long term disability. Tr. 316,
312. She returned to work part-time toward the end of October 2008 and full-time in early
November 2008. Tr. 313. She missed approximately three months of work. Tr. 312.
Four months later, Plaintiff began receiving special considerations at work because of her
mental health problems. Tr. 214. She was given less time on the phones with the public. Id.
Plaintiff testified that she had a hard time complying with the attendance requirements of the job.
Tr. 37-38; see also Tr. 209-10 (reporting that she was allowed to work at a lower standard of
productivity, worked irregular hours or took frequent rest periods, worked fewer hours, had
different, fewer, or easier duties, and was paid for extra rest periods or extra time off and other
workers were not)). Nonetheless, she was able to continue working with adjustments until June
2009 when she was in a car accident which she described as "mentally sen[ding] me over the
9 - OPINION & ORDER
edge." Tr. 214, 227. At that time she went on short-term disability but then she returned to work
on October 26, 2009. Tr. 214. She continued working through April 22, 2010 when she again
went on short-term disability because of her mental health issues. Id. She stayed on short-term
disability until August 25, 2010 and at that time, was no longer considered employed. Id.3
The ALJ grossly overstated the record by stating that Plaintiff had worked in customer
service for "several years" "without a problem." While she was employed at Comcast for several
years beginning in April 2006, and while she possibly worked successfully there for the first two
years despite having mental health issues, the record indisputably shows that beginning in July
2008, she experienced mental health problems on such a significant level that she took multiple
leaves of absence, had difficulty meeting attendance standards, and had adjustments made to her
public contact duties. Thus, once her mental health problems became serious enough for her to
actually seek treatment in July 2008, she did not work "several years without a problem." The
ALJ's finding is not supported by substantial evidence in the record.
B. Conflicting Testimony re: Plaintiff's End Date at Comcast
The ALJ discredited Plaintiff's testimony because of what he said was a "conflict in the
record as to when the claimant quit working." Tr. 23. The ALJ noted that at the hearing and in a
Disability Report, Plaintiff stated that she stopped working on April 22, 2010, but in another
report she stated that she stopped working on August 20, 2010. Tr. 23 (citing hearing testimony
and Tr. 227-28).
At the hearing, Plaintiff testified that she actually stopped working in April 2010. Tr. 38-
3
The ALJ found the time Plaintiff worked at Comcast from November 2009 until April
2010 an unsuccessful work attempt. Tr. 18.
10 - OPINION & ORDER
39. In attempting to clarify the amount of wages earned in that year, the ALJ inquired into when
Plaintiff stopped working for Comcast. Tr. 39. Plaintiff noted that she had been on short-term
disability, then returned for a short period of time. Id. Her attorney urged the ALJ to look at the
December 27, 2014 Work Activity Report completed at the time of her benefits applications, for
clarification. Id. There, the Social Security Administration (SSA) interviewer wrote:
[Plaintiff] started receiving special considerations at work in 03/2009 when she
was having increased [mental health] problems. [Plaintiff] was given less time on
the phones with the public. [Plaintiff] was able to perform [substantial gainful
activity], despite adjusted duties, up until 06/03/2009 when the [Plaintiff's] mental
health declined to the point where she could no longer work and started receiving
Short Term Disability (STD). [Plaintiff] went back to work on 10/26/2009 thru
04/22/2010 earning approx $2000.00/mo. This employment ended d/t the
[Plaintiff's] worsened [mental health] condition and was less than six months.
[Plaintiff] went back on STD until she was no longer considered "employed" on
08/25/2010.
Tr. 214.
With this information, the ALJ then confirmed that Plaintiff's work at Comcast began in
August 2006 and ended in August 2010, but that she "went back to work" from November 2009
through April 2010. Tr. 39. Plaintiff agreed "that sound[ed] right." Id.
The Disability Report cited by the ALJ in his opinion states that Plaintiff stopped working
in April 2010 and also states that she stopped working in August 2010. Tr. 227-28. The April
2010 date is in a section under "Work Activity" and in response to a question about when
Plaintiff stopped working. Tr. 227. The August 2010 date appears in a grid asking for a list of
jobs performed in the last fifteen years and requesting the dates worked "from" and "to" for each
of those jobs. Tr. 228. Although the ALJ referred to "a Disability Report" and then "another
disability report," Tr. 23, he cited only to the one Disability Report dated December 27, 2010.
11 - OPINION & ORDER
See Court Transcript Index to Admin. Record showing Exhibit 4E to be a Disability Report dated
December 27, 2010. Although there are other Disability Reports in the record completed after
December 27, 2010, none of them contain any information about when Plaintiff stopped
working. Tr. 250-51, 252, 259-60, 261-66. There is one "Work History Report," apparently
dated December 27, 2010, which contains a grid for the applicant to list the jobs he or she has
had in the last fifteen years, with "from" and "to" dates. Tr. 219; Court Transcript Index to
Admin. Record showing Exhibit 3E to be a Work History Report dated December 27, 2010.
There, consistent with her response to the same "grid-based" question in the December 27, 2010
Disability Report, Plaintiff stated that she worked at Comcast until August 2010. Tr. 219.
Apparently, the ALJ found that Plaintiff's testimony was not entirely credible because of
the "conflict in the record" regarding when she stopped working. While there might be some
slight initial confusion upon seeing two different dates in 2010, it is not a reasonable
interpretation of the record to call this a "conflict." In response to questions asking for the "to"
and "from" dates that the applicant worked for a particular employer, Plaintiff indicated she
stopped working in August 2010. When asked to explain in narrative form when she actually
stopped working, Plaintiff indicated April 2010. There is no inconsistency and even if there
were, it is explained by the narrative entered by the SSA interviewer stating that Plaintiff actually
stopped working in April 2010 but she was on short-term disability until August 2010 when her
employment ended. Tr. 214. The only reasonable interpretation of the evidence is that Plaintiff
was considered an employee until August 2010 but actually stopped working in April 2010.4
There is no "conflict" in the record and using the confusion about her end date as a basis for
4
The ALJ himself found that Plaintiff's work at Comcast ended in April 2010. Tr. 18.
12 - OPINION & ORDER
finding her not credible is not a supportable clear and convincing reason.
C. Post-Alleged Onset Date Job Applications & Seasonal Employment with Converse
The ALJ found Plaintiff only partially credible because she had been "actively applying
for customer service jobs despite her 'disability[.]'" Tr. 23. At the hearing, Plaintiff testified that
since April 2010, when she stopped working for Comcast, she applied for "other" customer
service jobs but had always "teared up and shown real anxiety during interviews." Tr. 49. She
applied for customer service positions because that is what she has experience with. Id. Her
testimony appears to be the only evidence in the record on this issue.
While some cases have recognized that applying for jobs after an alleged onset date may
be relevant to the "evaluation of plaintiff's credibility[,]" Smith v. Commissioner, No. 06:14-cv01606-MA, 2015 WL 7720502, at *6 (D. Or. Nov. 30, 2015) (concluding, however, that when all
relevant evidence regarding plaintiff's work activity was considered, the ALJ failed to provide
clear and convincing reasons to reject the plaintiff's subjective testimony) (citing Macri v. Chater,
93 F.3d 540, 544 (9th Cir. 1996)), the evidence in this record is not substantial enough to be clear
and convincing. The record fails to show how many jobs Plaintiff applied for during this time or
any motive for these applications. Plaintiff may have tried to work in spite of her symptoms, not
because they were less severe than alleged. This is especially true when Plaintiff's mental
impairments, as the ALJ expressly recognized, are "severe" and produce symptoms that
"fluctuate with life's stressors[.]" Tr. 21. Moreover, the only evidence in the record is that
Plaintiff was unable to complete the application process because of her performance during
interviews. She was not hired for any of these positions. As Judge Acosta recently recognized,
the ALJ's reliance on an attempt to find full-time work "cannot provide clear and convincing
13 - OPINION & ORDER
evidence for rejecting" the plaintiff's symptom testimony when the plaintiff was not hired for the
position and thus there was no evidence she could have actually managed a full-time workload.
Williams v. Colvin, No. 01:13-cv-1720-AC, 2015 WL 1246189, at *12 (D. Or. Mar. 17, 2015).
Plaintiff also testified that she worked in November of 2012 at Converse, stocking
shelves and assisting customers. Tr. 36. It was part-time seasonal work, lasting for only eleven
days. Tr. 37-38. Plaintiff explained that it did not go well. She had constant panic attacks, was
constantly "on alert of my surroundings" and had a hard time dealing with customers. Tr. 37. As
with the job applications referred to in the prior paragraph, her testimony appears to be the only
evidence in the record on this issue. It shows that while Plaintiff was able to get hired, the job
did not last and she had difficulty performing it. Finding her symptom testimony not credible
based on an eleven-day job that Plaintiff could not adequately perform is not a clear and
convincing reason to reject such testimony.
D. Activities of Daily Living
The ALJ also based his credibility finding on Plaintiff's "wide" activities of daily living.
Tr. 23. He noted that she was "independent with her personal care and grooming, can do light
housework such as laundry, drives a car, shops for food and clothes in stores, and enjoys reading,
knitting, and watching television." Id. He also relied on her taking community college classes
full-time, where he noted that she earned average grades "with some accommodation." Id. He
reasoned that her "school attendance suggests that she has career goals and ambitions, and her
ability to maintain a full course load, and other activities of daily living, supports the conclusion
that the claimant is capable of returning to work at the residual functional capacity outlined
above." Id.
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The ALJ cited pages 1-5 of Plaintiff's January 11, 2011 Functional Report as support for
her non-school activities of daily living. Tr. 23 (citing Tr. 234-38). There, Plaintiff notes that
her impairments have produced a lack of motivation, crying spells, suicidal thoughts, and
flashbacks which limit her ability to work. Tr. 234. She describes her day as consisting of lying
in bed, reading, sometimes crying, napping, and eating. Tr. 235. In response to specific
questions on the form, she stated that she is uninterested in bathing the majority of the time, is
uninterested in caring for her hair, but that she can feed herself. Tr. 236. Her "friend" reminds
her to take care of her personal needs and grooming "when it has been awhile" and reminds her
to take medications. Id. She prepares food only two times per month and has a lack of interest in
cooking or eating. Id. She does laundry but needs encouragement and reminders to do so. Tr.
237. She can drive a car but states that she does not drive because of crying spells. Id.
However, if she cannot get a ride and she has an appointment, she drives herself. Id. She shops
in stores and by computer, for "easy food" if needed, and clothes, but only for 20-30 minutes. Id.
Her social activities are limited to interacting with the friend she lives with. Tr. 238. She very
rarely goes other places to socialize. Id.
The ALJ's characterization of Plaintiff's activities is inaccurate. While Plaintiff engages
in the activities noted, the manner in which she performs them is not at the level suggested by the
ALJ. The ALJ failed to note that she bathes infrequently and only with reminders, that she
prepares food only a couple of times per month, that she does not actually drive a car unless she
cannot find a ride, and that her shopping expeditions are limited in duration. The record cited by
the ALJ does not provide substantial evidence in support of his findings based on Plaintiff's nonschool daily activities.
15 - OPINION & ORDER
As to her community college attendance, Plaintiff explained that her educational goal was
to find graphic/web design work where she could freelance from home in order to avoid "nonstop
triggers and constant stress." Tr. 44, 48. Such work would allow Plaintiff to work independently
of others and it would involve no direct interaction with people. Tr. 48. Even still, Plaintiff
believed that her symptoms would still preclude full-time work. Tr. 48-49. Plaintiff's "career
goals and ambitions" do not support the ALJ's negative credibility finding. In fact, her desire to
perform some type of work given her impairments is a positive attribute. Her description of what
she hoped to attain with her education is not inconsistent with her subjective testimony.
However, her ability to maintain a full course load could undermine her allegations of
disabling-level symptoms. But, here, the community college records cited by the ALJ do not
support his finding that she was a full-time student every quarter. Tr. 286-88 (showing only one
class taken in Fall 2011; showing three classes taken in Winter 2012 and Spring 2012 which
presumably is full-time, but also showing she earned a "D" in one class in Winter 2012; showing
enrollment in three classes for Fall 2012 but no indication if they were completed). And, more
importantly, as the ALJ acknowledged, Plaintiff had accommodations at the community college.
Tr. 23 ("with some accommodation"). Plaintiff received services from the college's Disability
Services department. Tr. 285. Specifically, she was given extra time and a reduced distraction
room for testing. Id. She also received flexibility in attendance, deadlines, and in the ability to
leave class. Id.; see also Tr. 41 (Plaintiff testimony that pursuant to her accommodations, she
leaves class at least once or twice per week and goes to her car to "take some breathing time" and
if she misses part of an exercise, she has to get special tutoring or sometimes "take[s] the fall on
it and it will show in my grades"); Tr. 537 (Letter from Polk County Mental Health requesting
16 - OPINION & ORDER
educational accommodations due to Plaintiff's mental health impairments). Thus, while a
claimant's full-time attendance in school could undermine the claimant's allegations of disabling
symptoms, the record here shows that Plaintiff was able to attend school because of
accommodations. The ALJ's negative credibility finding based on the claimant's school activities
was not reasonable.
E. Secondary Gain
Finally, the ALJ found Plaintiff not fully credible because she may have been motivated
to file her disability claims by non-impairment financial reasons. Tr. 23. This Court has
previously rejected this as a basis for finding a claimant not credible:
By definition, every claimant who applies for Title II benefits does so with the
knowledge—and intent—of pecuniary gain. That is the very purpose of applying
for Title II benefits. The same motivation afflicts every applicant for workers
compensation benefits, and every personal injury plaintiff. If the desire or
expectation of obtaining benefits were by itself sufficient to discredit a claimant's
testimony, then no claimant (or their spouse, or friends, or family) would ever be
found credible.
Ratto v. Sec'y, 839 F. Supp. 1415, 1428-29 (D. Or. 1993); see also Bush v. Astrue, No.
CV10-780-SU, 2011 WL 3420617, at *12 (D. Or. July 8, 2011) ("A claimant's motive of
pecuniary gain is an improper basis on which to determine that subjective complaints are not
credible"), adopted by J. Redden, 2011 WL 3420666 (D. Or. Aug. 4, 2011);
In summary, the reasons provided by the ALJ in support of his negative credibility
finding are not supported by substantial evidence in the record. The Ninth Circuit reiterated in a
2014 case that the "clear and convincing standard" is "not an easy requirement to meet" and is
"'the most demanding required in Social Security cases[.]'" Garrison v. Colvin, 759 F.3d 995,
1015 (9th Cir. 2014) (quoting Moore v. Comm'r, 278 F.3d 920, 924 (9th Cir. 2002)). The ALJ
17 - OPINION & ORDER
failed to meet that standard in this case and thus erred by finding Plaintiff's subjective limitations
testimony only partially credible.
II. Nurse Practitioner Lori Linton-Nelson's Functional Assessment
Plaintiff received counseling and medication services from Polk County Mental Health
from October 2010 until at least March 2013. Tr. 342-56, 416-70, 578-98. She participated in
regular individual counseling sessions as well as a counseling group focused on "Seeking
Safety." Id. Lori Linton-Nelson is a Psychiatric Mental Health Nurse Practitioner who was
Plaintiff's treating provider at Polk County Mental Health. In addition to Plaintiff's frequent
appointments with her therapist and attendance at the group, Plaintiff saw Linton-Nelson more
than two dozen times, beginning in November 2010 and continuing at least until January 2013.
Tr. 343, 346, 442, 342, 452, 461, 475, 491, 500, 522, 531-32, 535, 542-43, 549-50, 568-70, 58286, 590-94.
On April 10, 2014, Linton-Nelson completed a Medical Source Statement, assessing what
Plaintiff can do despite her impairments. Tr. 601-05. The form instructed Linton-Nelson to
mark the activities Plaintiff could perform on a regular and continuing basis, reflecting the
claimant's ongoing capacities, not those related to an isolated acute episode. Tr. 601. In
response to questions, Linton-Nelson stated that Plaintiff would need to rest about two hours in
an eight-hour day because she is easily fatigued due to her depressed mood and anxiety, which
was variable depending on the cycle of her bipolar disorder and on whether insomnia had been
problematic. Id. Linton-Nelson also stated that Plaintiff would need frequent breaks of 15-20
minutes every hour when depressed. Id. She further stated that Plaintiff would miss four or
more days of work because of her conditions and treatment. Tr. 604. Although she indicated
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this would be temporary because of Plaintiff's "cycling," she noted that it would recur. Id.
Linton-Nelson indicated that side effects of Plaintiff's medications included sedation,
somnolence, low energy, nausea, confusion, and decreased alertness. Tr. 603. She wrote that
when Plaintiff was cycling with mania, she often had "preoccupation in mind w/inability to focus
on getting to work or doing her job." Id. She also wrote that when Plaintiff is in mania, she is
unable to concentrate or maintain attention, but when she is depressed, she cannot get up out of
bed to a job or stay motivated or be productive, even with her activities of daily living. Tr. 604.
In regard to particular skills, she rated Plaintiff as "poor5," in the following functional
abilities: (1) the ability to travel alone in unfamiliar places; (2) the ability to understand,
remember and carry out simple 1 or 2 step instructions; (3) the ability to understand, remember
and carry out detailed but uninvolved written and oral instructions; (4) the ability to maintain
attention for extended periods or 2 hour segments; (5) the ability to maintain regular attendance
and be punctual with customary tolerances; (6) the ability to complete a normal workday and
workweek without interruptions from psychologically based symptoms and perform at a
consistent pace without an unreasonable number and length of rest periods; (7) the ability to ask
simple questions or request assistance; (8) the ability to accept instructions and respond
appropriately to criticism from supervisors; (9) the ability to make simple work-related decisions;
and (10) the ability to respond appropriately to changes in a routine work setting. Tr. 602-03.
Overall, she assessed Plaintiff as moderately impaired in activities of daily living and markedly
5
The form defined "poor" as a "substantial loss of ability to perform the named activity
independently, appropriately, effectively and on a sustained basis in regular, competitive
employment; and, at best could do so only in a sheltered work setting or where special
accommodations are provided." Tr. 602.
19 - OPINION & ORDER
impaired in the abilities to maintain social functioning and to maintain concentration,
persistence, or pace. Tr. 603. She also assessed Plaintiff as having three or more episodes of
decompensation within a 12-month period, each of which would be at least two weeks duration.
Id.
The ALJ gave Linton-Nelson's opinion "little weight," citing four reasons for rejecting her
assessment: (1) as a nurse practitioner, she is not an "acceptable medical source"; (2) the
limitations are not supported by the objective medical evidence or the claimant's activities of
daily living which include attending school and efforts to apply for work; (3) the opinion is based
solely on Plaintiff's subjective representations; and (4) Linton-Nelson "is acting as an advocate
for the claimant." Tr. 22. Plaintiff argues that the ALJ erred in failing to credit Linton-Nelson's
assessment
The ALJ is correct that a nurse practitioner is not an "acceptable medical source" under
20 C.F.R. §§ 404.1513, 416.913. Under the regulations, acceptable medical sources are used to
establish the existence of an impairment. Id. They may also provide statements about what a
claimant can do despite the claimant's impairments. Id. A nurse practitioner is recognized as an
"other source" who is relied on to "show the severity of your impairment(s) and how it affects
your ability to work." Id.; see also Garrison, 759 F.3d at 1013-14 (ALJ failed to recognize that
the nurse practitioner "qualified as an 'other source' that can provide evidence about the severity
of a claimant's impairment(s) and how it affects the claimant's ability to work") (quoting 20
C.F.R. § 404.1513(d)) (brackets omitted).
Social Security Ruling (SSR) 06-03p, available at 2006 WL 2329939, expressly
recognizes that while nurse practitioners and other "medical other sources" cannot establish the
20 - OPINION & ORDER
existence of a medically determinable impairment, they nonetheless may have information which
is "based on special knowledge of the individual and may provide insight into the severity of the
impairment(s) and how it affects the individual's ability to function." 2006 WL 2329939, at *1.
SSR 06-03p goes on to recognize that
[w]ith the growth of managed health care in recent years and the emphasis on
containing medical costs, medical sources who are not "acceptable medical
sources," such as nurse practitioners . . . have increasingly assumed a greater
percentage of the treatment and evaluation functions previously handled primarily
by physicians and psychologists. Opinions from these medical sources, who are
not technically deemed "acceptable medical sources" under our rules, are
important and should be evaluated on key issues such as impairment severity and
functional effects, along with the other relevant evidence in the file.
Id. at *3.
The SSR notes that the regulations in 20 C.F.R. 404.1527(d) and 416.927(d) apply only to
the evaluation of medical opinions from acceptable medical sources. Id. at *4. But, the SSR
instructs, "these same factors can be applied to opinion evidence from 'other sources.'" Id. The
SSR explains that "[t]hese factors represent basic principles that apply to the consideration of all
opinions from medical sources who are not 'acceptable medical sources' as well as from 'other
sources,' such as teachers and school counselors, who have seen the individual in their
professional capacity." Id. Thus, in recognition of the increased reliance on "medical other
sources," and other professionals who by virtue of their training and treatment relationships have
particular expertise, the SSR directs that a discussion of the relative weight to give to a nurse
practitioner opinion should include the following factors: (1) how long the source has known and
how frequently the source has seen the individual; (2) how consistent the opinion is with other
evidence; (3) the degree to which the source presents relevant evidence to support an opinion; (4)
21 - OPINION & ORDER
how well the source explains the opinion; (5) whether the source has a specialty or area of
expertise related to the individual's impairment(s); and (6) any other factors that tend to support
or refute the opinion. Id. at **4-5.
Defendant states that as an "other source," the opinion of a nurse practitioner is properly
discounted by providing "germane reasons." See Molina, 674 F.3d at 1111 (because physician's
assistant was not an acceptable medical source, ALJ could discount physician's assistant's
opinion for germane reasons); Dale v. Colvin, No. 03:13-cv-01187-HZ, 2014 WL 1917980, at *7
(D. Or. May 13, 2014) (because nurse practitioner was an "other source," ALJ could reject
opinion for germane reasons). Defendant argues that one "germane reason" for the ALJ's
rejection of Linton-Nelson's assessment is that only acceptable medical sources are entitled to
make diagnoses and give medical opinions that could be given controlling weight. 20 C.F.R. §§
404.1527, 416.927; SSR 06-03p, 2006 WL 2329949, at *2. Other than making that assertion,
however, Defendant does not argue that the ALJ's rejection of Linton-Nelson's opinion because
she was not an "acceptable medical sources" was appropriate. Instead, Defendant simply states
that the "ALJ provided additional reasons." Def.'s Mem. at 14.
Defendant likely recognizes that the ALJ had already found that Plaintiff's severe
impairments included bipolar disorder, major depressive disorder, post-traumatic stress disorder,
and anxiety disorder. Tr. 18. Linton-Nelson's opinion was not being offered to establish the
existence of a diagnosis or impairment. As the regulations and SSR 06-03p suggest, in rejecting
the functional assessment of a medical other source, a "germane reason" is not the single
statement that the practitioner is not an acceptable medical source. Given Linton-Nelson's status
as Plaintiff's treating nurse practitioner for more than two and one-half years and given that she
22 - OPINION & ORDER
has a specialty in mental health and psychiatric disorders, the ALJ should have assessed the
weight of her opinion by examining the factors set forth in SSR 06-03p.
As to the remaining reasons offered by the ALJ, the ALJ indicated that Linton-Nelson's
opinion was not supported by the objective medical evidence. Here, the ALJ's failure to be more
specific prevents the Court from assessing the validity of his opinion. As noted, the ALJ
expressly found that Plaintiff suffered from a variety of severe mental health impairments. He
also remarked on her fluctuating symptoms which Linton-Nelson noted in her functional
assessment. Given the ALJ's recognition of Plaintiff's impairments and the nature of those
impairments, it is unclear exactly what objective medical evidence the ALJ found undermines
Linton-Nelson's assessment. The ALJ should have been more specific.
In supporting the ALJ's opinion, Defendant cites to a single counseling note made by
therapist Ingrid Siadal on June 25, 2012 indicating that Plaintiff passed her final, managed the
stress of school, passed her classes, and was accepted to a particular visual communications class
at the community college. Def.'s Mem. at 15 (citing Tr. 540). This single chart note, however,
was expressly focused on Plaintiff's goal of binge eating and does not address other impairments.
Also, a single chart note does not address the cyclical nature of her symptoms as noted by LintonNelson. Finally, the positive accomplishments noted in the chart note all relate to school where
Plaintiff had accommodations and thus do not, on their face, provide "objective medical
evidence" undermining Linton-Nelson's opinion.6
Next, in arguing that the ALJ did not err, Defendant cites to non-examining state agency
6
It is notable that Defendant here relies on what is essentially Plaintiff's self-report as
"objective medical evidence" when the ALJ rejected Linton-Nelson's assessment in part because
it relied on Plaintiff's self-reports.
23 - OPINION & ORDER
consultants who found Plaintiff did well on medications in 2010 and 2011, and had organized
thoughts with baseline cognition and good attention and concentration. Def's Mem. at 15 (citing
Tr. 61, 70, 82, 91). The pages of these reports relied on by Defendant cite to the underlying
mental health records. In the first two reports, which are identical, the consultative examiner
cited records from 2009 and 2010 indicating that in April 2009, Plaintiff reported a stable mood
and anxiety under control, but in October 2010, she reported a depressed mood and had a flat
affect. Tr. 61, 70. A few weeks later, attention and concentration were rated as fair. Id. Another
month later, on December 3, 2010, they were rated as good. Id. She was also still experiencing
pain and anxiety attacks when in public, although was feeling less depressed and less anxious
overall on medication. Id. In the second two reports, which are also identical, the consultative
examiner noted the same December 3, 2010 report that Plaintiff's attention and concentration
were good, her cognition was at baseline, and she was less depressed on her medications. Tr. 82,
91. These reports also noted that on February 14, 2011, she reported feeling less emotionally
labile, but still suffering from anxiety, mostly in crowds or social settings, and occasional
agitation and irritability. Id. Her attention and concentration were still good and her cognition
was at baseline. Id.
The problem with citing a few selective records, however, is the failure to capture the ups
and downs of Plaintiff's impairments, especially her bipolar disorder. My review of all of
Linton-Nelson's chart records shows that Plaintiff had significant problems at some points,
improvement on medication at others, then a recurrence of symptoms, another tweak of
medications, often followed by stability for a period of time before symptoms occurred again.
Compare Tr. 344 (Nov. 1, 2010 report noting that Plaintiff was alert, oriented, pleasant, and
24 - OPINION & ORDER
easily engaged, but feeling sad, hopeless, helpless, worthless, and suicidal; reporting crying most
days, a desire to sleep 24 hours a day but having other days when she cannot sleep at all;
reporting increased depressed mood, increasingly intense anxiety, agitation, and difficulty
maintaining attention); Tr. 442 (Jan. 10, 2011 report noting feeling labile with a cycle of feeling
tearful, then happy, then suicidal, then happy); 475 (Sept. 29, 2011 report noting increased
depression, low motivation, flat affect); Tr. 491 (Oct. 12, 2011 report noting increased depression
and need to increase Lamictal and Celexa as a result); Tr. 522 (Feb. 8, 2012 report noting anxiety
and panic attacks related to medical diagnosis); Tr. 531-32 (April 6, 2012 report noting increased
mood lability, increased depression, increased somnolence, and ongoing nightmares); Tr. 549-50
(Sept. 26, 2012 report noting increased depression, possibly due to a medication change); Tr.
568-70 (Nov. 21, 2012 report noting increased depression, feeling suicidal, struggles with
motivation, lethargy, feelings of helplessness and hopelessness, difficulty with schoolwork, flat
affect, dysphoric mood); Tr. 582-85 (Dec. 10, 2012 report noting mood not improved, still
feeling lethargic, unmotivated, difficulty concentrating, mildly disorganized thoughts, mildly
disheveled, inability to concentrate); with Tr. 346 (Dec. 3, 2010 report noting feeling better, less
depressed, less anxious after a month on medication); Tr. 452 (Mar. 28, 2011 report noting return
of nightmares on Celexa but better mood and less emotionally labile with occasional agitation
and irritability and anxiety in crowds and social settings); Tr. 500 (Nov. 9, 2011 report noting
better mood without depression but experiencing five days of hypomania); Tr. 535, 542-43 (May
7, 2012 and Aug. 17, 2012 reports noting decrease in lability and anxiety with stability and denial
of depression and anxiety).
As Linton-Nelson's records show, Plaintiff enjoys periods of stability, but she does not
25 - OPINION & ORDER
maintain them for more than a few months at a time. The Medical Source Statement asked
Linton-Nelson to assess Plaintiff's activities as she could perform them on a regular and
continuing basis. Given the cyclical nature of her impairments, the records cited by Defendant
(and not cited by the ALJ) support rather then detract from the reliability of Linton-Nelson's
assessment.
Next, Defendant argues that the ALJ's rejection of Linton-Nelson's assessment is justified
because the ALJ properly found that the report was based on Plaintiff's subjective reports.
Defendant cites to Bray v. Commissioner, 554 F.3d 1219, 1228 (9th Cir. 2009), for the
proposition that even a treating practitioner's work restrictions that are based on a person's
subjective characterization of symptoms are reasonably discounted when the ALJ has found the
claimant to be less than credible. Here, however, the ALJ improperly rejected Plaintiff's
subjective symptom testimony and thus, it is error to reject Linton-Nelson's assessment because it
was based on Plaintiff's own reports.
Finally, the ALJ stated that Linton-Nelson was "acting as an advocate for the claimant."
Tr. 22. The ALJ gave no reason and cited no evidence in support of this statement. The law
makes clear that a medical opinion may not be rejected because it was solicited by Plaintiff or her
counsel. E.g., Reddick v. Chater, 157 F.3d 715, 726 (9th Cir. 1998) (further remarking that "in
the absence of other evidence to undermine the credibility of a medical report, the purpose for
which the report was obtained does not provide a legitimate basis for rejecting it"). In the
absence of findings showing impropriety or lack of objectivity by Linton-Nelson, the ALJ's
statement that Linton-Nelson was improperly acting as advocate is unsupported by the record and
is not a clear and convincing reason for rejecting her assessment.
26 - OPINION & ORDER
None of the reasons given by the ALJ for rejecting Linton-Nelson's medical source
functional assessment are supported by the record. The ALJ did not provide clear and
convincing reasons and thus, his failure to credit her assessment was error.
III. Lay Witness Testimony
Plaintiff's boyfriend Christopher Roller provided a written Third Party Function Report
dated January 11, 2011. Tr. 242-49. Plaintiff and Roller live together and thus, he has firsthand
knowledge of Plaintiff's daily activities. In response to a question asking how Plaintiff's
illnesses, injuries, or conditions prevent her from working, Roller noted Plaintiff's constant
crying spells, fatigue, frequent nervous breakdowns, and anxiety attacks. Tr. 242. He noted that
most of Plaintiff's day is spent reading or napping and that she attends therapy weekly. Tr. 243.
Her children live with their father who takes care of them. Id. Roller remarked that Plaintiff's
sleep is troubled, she is unable to sleep without interruption, and she is constantly tired. Id. In
regard to her personal care, she needs to be reminded to bathe and groom. Tr. 243-44. She
sometimes needs reminders to take her medications. Id. She lacks motivation or is too tired to
cook. Tr. 244. She does laundry and light cleaning but needs to be reminded to do so. Id.
Although Plaintiff can drive, Roller drives her wherever she needs to go. Tr. 245. Roller noted
Plaintiff's dislike for driving because of her fear of anxiety attacks. Id. She shops in stores or via
computer although she does not like to spend time in stores if they are crowded. Id.
Roller described Plaintiff's hobbies and interests as reading, knitting, watching television,
and photography. Tr. 246. As a result of her conditions, her interest in reading has increased but
her interest in other activities has decreased. Id. The two of them watch movies and television
together. Id. Plaintiff goes to therapy weekly but has lost interest in socializing with friends. Id.
27 - OPINION & ORDER
She has become very introverted. Id. Her conditions affect her abilities to concentrate and get
along with others. Tr. 247. She is easily distracted, experiences mood swings, and is
disinterested in socializing. Id. Her conditions have caused problems in relationships. Id. She
can pay attention for about an hour. Id. She does not get along well with authority figures. Id.
She is unable to handle stress and does not do well with changes in routine. Tr. 248. Her
medications cause fatigue. Id.
The ALJ gave Roller's report "full consideration[.]" Tr. 22. The ALJ found that Roller's
statement regarding the claimant's abilities generally supports the conclusion that
the claimant is limited to the residual functional capacity outlined above. To the
extent that Mr. Roller suggests that the claimant's impairments render her unable
to work, the undersigned finds that Mr. Roller's close relationship with claimant,
and a desire to help her, likely influenced his opinion regarding the claimant's
activities.
Tr. 22-23.
Plaintiff argues that the RFC did not include all of the limitations observed by Roller and
the ALJ improperly rejected Roller's opinion about such limitations. Defendant argues that
because a "close relationship" is relevant to the weight an ALJ gives a witness's statement, the
ALJ gave at least one germane reason to reject Roller's testimony. Additionally, Defendant
contends that to the extent the ALJ erred, any such error was harmless because the ALJ
accounted for Roller's limitations in the RFC. According to Defendant, Roller's testimony
supports limitations only in concentration and in Plaintiff's ability to get along with others.
Because the ALJ limited Plaintiff to simple, routine, and repetitive work tasks involving simple
work instructions performed in a low-stress work environment, only occasional contact with
supervisors and coworkers, and minimal to no contact with the public, the ALJ accounted for
28 - OPINION & ORDER
Roller's testimony.
I disagree with Defendant. "Lay testimony as to a claimant's symptoms or how an
impairment affects the claimant's ability to work is competent evidence that the ALJ must take
into account." Molina, 674 F.3d at 1114. The ALJ must give reasons "germane to the witness"
when discounting the testimony of lay witnesses. Valentine, 574 F.3d at 694. In the case cited
by Defendant, the ALJ discounted a lay witness's testimony because the witness's statements
were inconsistent with the claimant's presentation to treating physicians, were inconsistent with
the claimant's failure to participate in cardiac rehabilitation, and because the witness, who had a
"close relationship" with the claimant, was possibly influenced by her desire to help the claimant.
Greger v. Barnhart, 464 F.3d 968, 972 (9th Cir. 2006). The Ninth Circuit, without discussing the
reasons individually, concluded that the ALJ's reasons for doubting the credibility of the lay
witness were "germane" to her and thus, it was not error for the ALJ to disregard her testimony.
Id.
In contrast, in the instant case the only reason given by the ALJ to support his rejection of
some of Roller's testimony was Roller's close relationship with Plaintiff. If this were a legitimate
reason to discredit a lay witness's testimony, every spouse, close relative, or friend who testifies
in support of a claimant would be rejected as a non-credible witness. The Valentine court
explained that "regardless of whether they are interested parties, friends and family members in a
position to observe a claimant's symptoms and daily activities are competent to testify as to his or
her condition." 574 F.3d at 694 (internal quotation marks and brackets omitted). A "germane"
reason still needs to be supported by substantial evidence in the record. Without any facts
suggesting that the status of his relationship to Plaintiff impaired his ability to testify objectively,
29 - OPINION & ORDER
the ALJ erred in rejecting Roller's testimony simply because he has a close relationship with her.
Nacoste-Harris v. Colvin, No. 3:14-cv-01594-JO, 2015 WL 7012750, at *7 (D. Or. Nov. 12,
2015) (ALJ erred in rejecting lay witness testimony based on the witnesses' "affection" for the
claimant; noting that "[s]uch reasoning would exclude statements from all the friends and family
of a claimant" and that their "statements cannot be discounted solely because of their relationship
to the claimant.").
I also reject Defendant's argument that the RFC accounted for Roller's testimony and thus
any error was harmless. The ALJ's RFC did not account for Roller's observations of Plaintiff's
need to be reminded to complete basic tasks. It did not account for work interruptions based on
constant crying spells, frequent nervous breakdowns, and anxiety attacks. The ALJ's error in
rejecting Roller's lay witness testimony was not harmless.
IV. Other Arguments
Although Plaintiff raises other arguments, including that the ALJ erred by failing to
address the disability accommodations given by Chemeketa Community College, I do not
address them because it is clear that the ALJ's errors in rejecting Plaintiff's testimony, LintonNelson's assessment, and Roller's testimony require that the Commissioner's decision be
reversed. Further, as discussed below, because of those errors the case should be remanded for
an award of benefits.
V. Remand for Benefits
Plaintiff argues that when the evidence in the record is properly considered, she has
established disability at either Step 3 or Step 5. As a result, she contends that the case should be
remanded for benefits. In social security cases, remands may be for additional proceedings or
30 - OPINION & ORDER
for an award of benefits. E.g., Garrison, 759 F.3d at 1019 (explaining that if "additional
proceedings can remedy defects in the original administrative proceeding, a social security case
should be remanded [,]" but "in appropriate circumstances courts are free to reverse and remand a
determination by the Commissioner with instructions to calculate and award benefits") (internal
quotation marks omitted).
To determine which type of remand is appropriate, the Ninth Circuit uses a three-part test.
Id. at 1020; see also Treicher v. Comm'r, 775 F.3d 1090, 1100 (2014) ("credit-as-true" rule has
three steps). First, the ALJ must fail to provide legally sufficient reasons for rejecting evidence,
whether claimant testimony or medical opinion. Garrison, 759 F.3d at 1020. Second, the record
must be fully developed and further administrative proceedings would serve no useful purpose.
Id. Third, if the case is remanded and the improperly discredited evidence is credited as true, the
ALJ would be required to find the claimant disabled. Id. To remand for an award of benefits,
each part must be satisfied. Id.; see also Treicher, 775 F.3d at 1101 (when all three elements are
met, "a case raises the 'rare circumstances' that allow us to exercise our discretion to depart from
the ordinary remand rule" of remanding to the agency).
Each part of the three-part test is met in this case. The ALJ failed to provide legally
sufficient reasons for rejecting evidence. The record is fully developed and further
administrative proceedings would serve no useful purpose. Even if the record did not support a
Step 3 finding of a listed impairment, the record establishes that when Plaintiff's, LintonNelson's, and Roller's testimony is credited, there are no jobs in the economy that Plaintiff can
perform. Tr. 55 (vocational expert testimony that an individual who could not perform tasks on a
regular and continuous basis for a full eight hour day, five days a week, for a forty-hour
31 - OPINION & ORDER
workweek or equivalent work schedule, would be precluded from all sustained gainful
employment). When the improperly discredited evidence is credited, the ALJ would be required
to find Plaintiff disabled at Step 5.
CONCLUSION
The Commissioner's decision is reversed and remanded for a determination of benefits.
IT IS SO ORDERED.
Dated this
day of
Marco A. Hernandez
United States District Judge
32 - OPINION & ORDER
, 2015
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