Winton v. Commissioner Social Security Administration
Filing
23
OPINION AND ORDER - I grant plaintiff's Motion for Fees, Costs and Expenses Pursuant to the Equal Access to Justice Act 19 in the total amount of $13,193.32. Winton assigned his EAJA fee payment to his attorney. Accordingly, if the government determines Winton does not owe a federal debt, then the government shall cause the payment of the award to be made directly Nancy J. Meserow at the Law Office of Nancy J. Meserow. Signed on 5/6/2016 by Judge Garr M. King. (pg)
UNITED STATES DISTRICT COURT
DISTRICT OF OREGON
TIMOTHY LEE WINTON,
Plaintiff,
v.
CAROLYN W. COLVIN, Acting
Commissioner of Social Security,
Defendant.
Nancy J. Meserow
Law Office of Nancy J. Meserow
7540 SW 51st Ave.
Portland, OR 92219
Attorney for Plaintiff
Billy J. Williams
Acting United States Attorney
District of Oregon
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Case No. 3:15-cv-00465-KI
OPINION AND ORDER
Janice E. Hebert
Assistant United States Attorney
1000 SW Third Ave., Ste. 600
Portland, OR 97204-2902
Erin F. Highland
Special Assistant United States Attorney
Office of the General Counsel
Social Security Administration
701 Fifth Ave., Ste. 2900 M/S 221A
Seattle, WA 98104-7075
Attorneys for Defendant
KING, Judge:
Plaintiff Timothy Winton brought an action pursuant to section 205(g) of the Social
Security Act, as amended, 42 U.S.C. § 405(g), to obtain judicial review of a final decision of the
Commissioner denying plaintiff’s application for disability insurance benefits (“DIB”) as well as
supplemental security income (“SSI”). I reversed the decision of the Commissioner and
remanded for the ALJ to further develop the record.
Pending before me is plaintiff’s counsel’s Motion for Fees Under the Equal Access to
Justice Act (“EAJA”). For the following reasons, I grant the motion and award Winton’s
attorney $13,178.32 in attorney’s fees and $15.00 in costs, for a total of $13,193.32.
LEGAL STANDARDS
The EAJA provides that the court shall award attorney fees and expenses to a prevailing
party in any civil action brought by or against the United States unless the court finds that the
government’s position was substantially justified or that special circumstances make an award
unjust. 28 U.S.C. § 2412(d)(1)(A). The test for determining whether the government was
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substantially justified is whether its position had a reasonable basis both in law and fact. Pierce
v. Underwood, 487 U.S. 552, 565 (1988); Flores v. Shalala, 49 F.3d 562, 569-70 (9th Cir. 1995).
The burden is on the government to prove substantial justification. Flores, 49 F.3d at 569. In
evaluating the government’s position, the court must look at both the underlying government
conduct and the positions taken by the government during the litigation. Meier v. Colvin, 727
F.3d 867, 870 (9th Cir. 2013). If the underlying agency action was not substantially justified, the
court need not consider whether the government’s litigation position was substantially justified.
Id. at 872.
“The government’s failure to prevail does not raise a presumption that its position was
not substantially justified.” Kali v. Bowen, 854 F.2d 329, 334 (9th Cir. 1988). However, a
finding that the agency decision was not supported by substantial evidence is a “strong
indication” that the government’s position was not substantially justified. Thangaraja v.
Gonzales, 428 F.3d 870, 874 (9th Cir. 2005). “Indeed, it will be only a ‘decidedly unusual case in
which there is substantial justification under the EAJA even though the agency’s decision was
reversed as lacking in reasonable, substantial and probative evidence in the record.” Id. (quoting
Al-Harbi v. INS, 284 F.3d 1080, 1085 (9th Cir. 2002)); Meier, 727 F.3d at 872 (same).
BACKGROUND
The ALJ issued her decision without the benefit of the April 2014 opinion of psychologist
Mark G. Dillon, Ph.D., because the ALJ did not have records beyond March 20, 2014. The
Commissioner argued Dr. Dillon’s opinion, which Winton presented to the Appeals Council, did
not undermine the substantial evidence supporting the ALJ’s decision because Dr. Dillon
improperly relied on Winton’s complaints and did not support his opinion with his own
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observations. Winton, in turn, argued VA records and the doctor’s own observations supported
the doctor’s opinion. I commented that both the Commissioner and Winton made “valid
arguments that must be properly weighed by the ALJ” and that the ALJ should resolve the
conflict about whether Winton could still perform the jobs identified by the ALJ. Op. and Order
16-17. I also pointed out a remand “is especially appropriate here given the ALJ’s findings on
Winton’s moderate limitation in social functioning, concentration, persistence and pace–findings
which appear to be consistent with Dr. Dillon’s opinion that Winton should limit his interactions
with others and be supervised at work.” Id. at 17. In the end, I concluded Dr. Dillon’s opinion
meant the ALJ’s RFC was no longer supported by substantial evidence. I instructed the ALJ to
consider Dr. Dillon’s opinion and, if she did not accept the opinion, clarify how her RFC was
consistent with her findings on Winton’s moderate limitations in social functioning,
concentration, persistence and pace.
In addition, since I reversed and remanded for the ALJ to consider Dr. Dillon’s opinion, I
also directed her to reconsider her determination about the severity of Winton’s depression.
Similarly, I directed the ALJ to evaluate the severity of Winton’s sleep apnea, diagnosed in
October 2014 after the date of the decision. Tr. 2100. In addition, I directed her to reconsider
her conclusion about Winton’s need for a cane as of November 2013.
DISCUSSION
I.
Availability of Fees Under EAJA
Winton is the prevailing party in this action. However, the Commissioner insists that
both the underlying decision was “substantially justified,” as was her position in defense of the
underlying decision, findings which would preclude Winton’s request for fees under the EAJA.
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Accordingly, the question is whether the government met its burden of showing (a) its litigation
position and (b) the agency decision were “substantially justified.” 28 U.S.C. § 2412(d)(1)(A).
The Commissioner contends weaknesses in Dr. Dillon’s opinion, such as over-reliance on
Winton’s subjective complaints and an inconsistency with the overall medical record, rendered it
unpersuasive. To the contrary, the medical records contained sufficient evidence of depression
and its effects on his functionality that the Appeals Council’s failure to remand for consideration
of Dr. Dillon’s opinion was not reasonably justified. See Tr. 1195 (describing personality insight
issues); Tr. 1179 (tangential and incoherent speech; not intoxicated); Tr. 1180 (social worker
declined to refer Winton to VA’s compensated work therapy program as he was not “readily
employable”); Tr. 1066 (tested negative for amphetamines during this time period); Tr. 1638
(tangential speech); Tr. 2072 (Dr. Dillon’s report identified objective evidence of problematic
functioning such as his long, detailed responses beyond the scope of the question and lack of eye
contact).
Additionally, as I pointed out in the February 1, 2016 Opinion and Order, despite
identifying moderate limitations in Winton’s social functioning, concentration, persistence and
pace, the ALJ neglected to assess corresponding effects on Winton’s RFC. With the
corroboration of Dr. Dillon’s opinion to support the ALJ’s conclusion about Winton’s moderate
limitations in social functioning, concentration, persistence and pace, I found remand “especially
appropriate[.]” O&O at 17.
Since the government’s underlying position was not substantially justified, I need not
discuss the validity of the government’s litigation position. Meier, 727 F.3d at 872-73.
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In sum, I find the Commissioner has failed to meet her burden in showing the Appeals
Council’s decision was substantially justified, and I conclude this is not the unusual case
warranting a denial of EAJA fees.
II.
Amount
The Commissioner alternatively argues Winton’s counsel’s fees are excessive because
she should not have spent 86.8 hours on a fairly straightforward case. In addition, the
Commissioner suggests Winton achieved only limited success since I did not accept his
attorney’s request to find him disabled.
Courts “should generally defer to the winning lawyer’s professional judgment as to how
much time he was required to spend on the case.” Costa v. Comm’r of Soc. Sec. Admin., 690
F.3d 1132, 1136 (9th Cir. 2012) (internal quotation omitted). Under the EAJA, attorney’s fees
must be reasonable. 28 U.S.C. § 2412(d)(1)(A). Looking at the facts of each case, courts start by
determining the amount of hours reasonably spent on the case multiplied by a reasonable hourly
rate. Hensley v. Eckerhart, 461 U.S. 424, 429, 433 (1983).
Here, Winton’s counsel has voluntarily reduced her fee request to seek payment for 69.44
hours of her work, rather than the 86.8 she actually spent on the case. Winton’s attorney’s
request is eminently reasonable. Winton’s attorney had not represented Winton at the
administrative level so she was required to read and summarize a record of over 2,000 pages.
Additionally, the materiality of Winton’s substance abuse as a contributing factor to his disability
was central to the ALJ’s decision and a factor counsel had to address, rendering this an atypical
social security case. To that end, Winton’s counsel produced a detailed drug test chronology
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which I found instructive. The ALJ’s voluminous decision and the lengthy record, together with
the lack of delay, wasteful efforts, or useless arguments, justifies Winton’s attorney’s fee request.
I disagree with the Commissioner’s contention that the size of the record does not justify
the hours Winton’s counsel spent on the case. Courts routinely consider the extent of the
administrative record in assessing an attorney’s hours, and a longer record often justifies a higher
fee. Williams v. Astrue, 1:10-cv-00194-CL, 2012 WL 3527224, at *3-4 (D. Or. June 26, 2012)
(600 page transcript justified $8,661.67 in fees); Irwin v. Astrue, 10-cv-545-HZ, 2011 WL
5865938, at *4 (D. Or. Nov. 22, 2011) (after reduction for block billing, awarding $16,612.86 for
case involving nearly 2,000-page transcript); Ball v. Astrue, 09-cv-764-HU, 2011 WL 221835, at
*1 (D. Or. Jan. 18, 2011) (describing “more than 1500 page” administrative record as
“exceptionally long” and awarding $7,499.99 even though only one legally complex question
presented); Sprague v. Colvin, 3:12-cv-00780-ST, 2013 WL 5306998, at *1 (D. Or. Sept. 20,
2013) (692 page record justified $9,491.62 in EAJA fees).
Further, I find Winton’s attorney obtained an “excellent result” in the reversal and remand
for further administrative proceedings. Pl.’s Reply 20 (seeking reversal for finding of disability
or remand for further proceedings); see Williams, 1:10-cv-00194-CL, 2012 WL 3527224, at *4
(excellent result to achieve relief plaintiff sought); Kassa v. Colvin, 2:15-cv-00513-BHS, 2016
WL 1055382, at *4 (W.D. Wash. Feb. 23, 2016) (“Plaintiff obtained a reversal of the ALJ
decision and remand for review of the entire record, which is an excellent result.”); Schneider v.
Colvin, 1:14-cv-0034-SKO, 2016 WL 500595, at * 4 (E.D. Cal. Feb. 9, 2016) (reversal of ALJ’s
determination a “good outcome”).
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In sum, plaintiff’s counsel has met her burden of establishing the hours she spent on the
case were appropriate. See Hensley, 461 U.S. at 437 (plaintiff’s burden to show entitled to EAJA
award). I find the hours reported are reasonable, as are the fees plaintiff’s counsel requests. She
is entitled to payment of $189.78 per hour1 for 69.44 hours, for a total of $13,178.32. In a case of
this complexity, I find the following observation to be especially persuasive: “lawyers are not
likely to spend unnecessary time on contingency fee cases in the hope of inflating their fees
because the payoff is too uncertain.” Costa, 690 F.3d at 1136 (internal quotation and alteration
omitted).
CONCLUSION
For the foregoing reasons, I grant plaintiff’s Motion for Fees, Costs and Expenses
Pursuant to the Equal Access to Justice Act [19] in the total amount of $13,193.32. Winton
assigned his EAJA fee payment to his attorney. Accordingly, if the government determines
Winton does not owe a federal debt, then the government shall cause the payment of the award to
be made directly Nancy J. Meserow at the Law Office of Nancy J. Meserow.
IT IS SO ORDERED.
DATED this
6th
day of May, 2016.
/s/ Garr M. King
Garr M. King
United States District Judge
1
This amount accounts for the increase in the cost of living. Meserow Decl. ¶ 6.
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