Parker v. Commissioner Social Security Administration
Filing
28
Opinion and Order -For the foregoing reasons, Parker's claims of eror cannot be sustained. The Commissioner's decision is AFFIRMED. Signed on 7/12/2016 by Judge Robert E. Jones. (ecp)
IN THE UNITED STATES DISTRICT COURT
FOR THE DISTRICT OF OREGON
PORTLAND DIVISION
JORDAN JUSTICE PARKER,
Plaintiff,
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3: l 5-cv-00671-JO
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CAROLYN W. COLVIN, Acting Commissioner of)
Social Security,
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Defendant.
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JONES, J.,
OPINION AND ORDER
Plaintiff Jordan Parker appeals the Commissioner's decision denying his application for
supplemental security income under Title XVI of the Social Security Act. The court has jurisdiction
under 42 U.S.C. § 405(g). I AFFIRM the Commissioner's decision.
PRIOR PROCEEDINGS
Parker alleged disability beginning Janumy 1, 2006, due to Crohn' s Disease, bipolar disorder,
depression, anxiety, and carpal tunnel syndrome. Admin. R. 17, 19-20. The ALJ applied the
sequential dete1mination process set forth in the regulations and described in Bowen v. Yuckert, 482
U.S. 137, 140 (1987). The ALJ found that Crohn's Disease and Bipolar II disorder adversely
affected Parker's ability to perfo1m basic work activities. Admin. R. 19. The ALJ found that,
despite these impairments, Parker retained the residual functional capacity ("RFC") to perfo1m work
1 - OPINION AND ORDER
at all Levels of physical exertion, involving only simple instrnctions and without public contact or
teamwork assignments. In addition, the ALJ found that Parker needed ready access to a bathroom
and up to tlu·ee unscheduled bathroom breaks of up to ten minutes each during a workday. Admin.
R. 22. The ALJ considered Parker's description of his past work as a janitor and found that it did
not require work activities precluded by his RFC. In addition, the vocational expe1t ("VE") testified
that the occupation of janitor, as generally performed in the national economy, did not require
activities precluded by his RFC. Accordingly, the ALJ dete1mined that Parker could perform past
relevant work and was not disabled within the meaning of the Social Security Act. Admin. R. 30-31.
STANDARD OF REVIEW
The district cou1t must affirm the Commissioner's decision if it is based on proper legal
standards and the findings of fact are suppo1ted by substantial evidence in the record as a whole.
Tommasetti v. Astrue, 533 F.3d 1035, 1038 (9th Cir. 2008). Substantial evidence is relevant
evidence that a reasonable person might accept as adequate to support a conclusion. Richardson v.
Perales, 402 U.S. 389, 401 (1971). Substantial evidence may be less than a preponderance of the
evidence. Robbins v. Soc. Sec. Admin., 466 F.3d 880, 882 (9th Cir. 2006). Under this standard, the
comt must consider the record as a whole, and uphold the Commissioner's factual findings that are
suppo1ted by inferences reasonably drawn from the evidence even if another interpretation is also
rational. Robbins, 466 F.3d at 882; Batson v. Comm 'r ofSoc. Sec. Admin., 359 F.3d 1190, 1193 (9th
Cir. 2004); Andrews v. Shala/a, 53 F.3d 1035, 1039--40 (9th Cir. 1995).
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2 - OPINION AND ORDER
DISCUSSION
I.
Claims of Error
The claimant bears the burden of showing that the ALJ e!Ted and that any e1Tor was harmful.
ivfcLeodv. Astrue, 640 F.3d 881, 886-87 (9th Cir. 2011). Parker assigns two e!Tors. First, Parker
contends the ALJ improperly disregarded evidence that he required supp01iive supervision. He
claims the ALJ should have included a limitation to "special supportive supervision" in her RFC
assessment. Pl.'s Br. 6. He claims this e!Tor was harmful because his past work as a janitor does
not accommodate special supp01iive supervision. Second, Parker contends the ALJ improperly
disregarded the VE' s testimony that a worker who required additional bathroom breaks would need
to get organized and stay on task to complete his duties on time. Parker contends he has moderate
limitation in concentration, persistence or pace that preclude him from getting organized and staying
on task.
II.
Supportive Supervision
Parker worked as a janitor in the post office until his term expired and he left for reasons
unrelated to his performance, medical condition, or alleged limitations. He now claims the work was
a unique experience because he had a supp01iive supervisor who allowed him to take extra bathroom
breaks for frequent bouts of diarrhea. Admin. R. 19, 48, 166. Parker testified that his supervisor
allowed him to take up to six extra bathroom breaks of 15 to 20 minutes each during the workday.
Admin. R. 49.
The ALJ found Parker's subjective statements about the limiting effects of his symptoms
were not credible and could not be relied upon to dete1mine his residual functional capacity. Admin.
R. 23. Parker did not challenge that credibility determination in this appeal and I find no basis to
3 - OPINION AND ORDER.
ove11um it. Accordingly, his subjective testimony is not available to suppottthe claim that he would
be unable to work without supportive supervision.
Parker also submitted a letter from David Eastman who worked with Parker as a post office
janitor. Eastman said he and Parker were assigned to work together a majority of the time while
Parker was employed at the post office. Parker contends the letter suppotts his claim that he needed
and was permitted excessive bathroom breaks, but the ALJ co!Tectly noted that Eastman said he
could not recall how frequently Parker took breaks to use the bathroom. Admin. R. 29, 238. The
ALJ reasonably found it unlikely that Eastman would be unable to remember that his work pat1ner
failed to do his share of the work because he was in the batlU'oom six times a shift for 20 minutes
on a daily basis. The ALJ said "the fact that he cannot remember the claimant excessively using the
restroom tends to cast doubt on the claimant's allegation." Admin. R. 29. I find no e1Torin theALJ's
evaluation of Eastman's lay witness statement. Her interpretation of this evidence is rational and
will not be disturbed. Robbins, 466 F.3d at 882
In addition, Parker relies on the opinions of Michael Dennis, Ph.D. and Joshua Boyd, Psy.D.,
who evaluated his medical records for the state agency. The Commissioner relies on consultants
such as Drs. Dennis and Boyd to make findings of fact about the nature of a claimant's impainnents
and the severity of the functional limitations they impose. 20 C.F.R. § 416.927(f); SSR 96-6p. Such
reviewing sources do not treat or examine the claimant and their opinions are given weight only to
the extent they are supported by the record and consistent with the record as a whole. An ALJ is not
bound by the findings of reviewing consultants, but may not ignore their opinions and must explain
the weight given to the opinions in the decision. SSR 96-6p.
4 - OPINION AND ORDER
Parker focuses on the comment in the opinions of Drs. Dennis and Boyd that he was "able
to respond to supervision that is objective and supportive (not special)." Admin. R. 89, 102. The
ALJ conectly noted that this comment did not express a functional limitation, i.e., it states the
minimum that Parker is capable ofbut does not identify a specific work-related activity that Parker
is not capable of. Accordingly, the ALJ reasonably excluded it from her RFC assessment.
In addition, the ALJ found the comment regarding suppo1iive supervision entitled to little
weight, in context with the reviewing physicians' overall opinions. Admin. R. 30. Drs. Dennis and
Boyd found Parker "not significantly limited" in any functional domain regarding supervision. They
said he could understand, remember and cany out simple instructions, perform activities within a
schedule, maintain attendance and punctuality, sustain a routine without special supervision, make
simple work-related decisions, complete a workday and perform at a consistent pace, accept
instructions, respond appropriately to criticism from supervisors, ask questions and request
assistance, and get along with coworkers. Admin. R. 88-89, 100- 101. They found "No evidence of
a need for special supervision." Admin. R. 89, 101. In light of these findings and the absence of a
functional definition for "suppo1iive supervision," the ALJ was justified to conclude that such a
hypothetical limitation would not assist the VE in providing testimony regarding occupations Parker
could perform. Admin. R. 30. The ALJ adequately explained the weight he gave the reviewing
physicians' opinion in reaching her decision.
An ALJ is not required to incorporate limitations found unsupp01ied by the evidence in the
record. Stubbs-Danielson v. Astrue, 539 F.3d 1169, 1175-76 (9th Cir. 2008). Bayliss v. Barnhart,
427 F.3d 1211, 1217 (9th Cir. 2005); Batson, 359 F.3d at 1197-98; Osenbrock v. Apfel, 240 F.3d
1157, 1164-65 (9th Cir. 2001). The ALJ properly found a limitation to work with supportive
5 · OPINION AND ORDER
supervision unsupported by the evidence. I find no e!1'or in the ALJ' s exclusion of such a limitation
from the RFC assessment.
III.
Vocational Expert
At step four of the disability-determination process, the claimant bears the burden of showing
that he can no longer perform his past work. 20 C.F.R. § 416.920(e). Unless the claimant satisfies
this burden, he will be found not disabled. Barnhart v. Thomas, 540 U.S. 20, 25 (2003). A claimant
must show that he can perfo1m neither the actual functional demands and job duties of a past relevant
job as he performed it, nor the functional demands and job duties of the occupation as generally
required by employers throughout the national economy. Carmickle v. Commisioner, Social Security
Administration, 533 F. 3d 1155, 1159 (2008).
Parker failed to show that he could not perform his past janitorial work as he did it in the
past. As discussed previously, the ALJ found his claimed need for suppo1iive supervision and
excessive bathroom breaks of up to six per day lasting up to 20 minutes each unsupp01ied by
credible evidence in the record. In addition, the evidence shows that Parker was able to perform
janitorial work during the alleged period of disability and ended that work for reasons unrelated to
his alleged disability. Accordingly, his step-four argument cannot be sustained.
Parker also failed to show he could not perform janitorial work as it is generally performed
in the national economy. The VE testified that a person with Parker's RFC could perform the
janitorial occupation because the work has an independent nature with tasks that need to be
completed in an eight hour shift. A worker who requires extra bathroom breaks is not precluded
from this occupation ifhe is organized and stays on task enough to get his duties finished by the end
of the shift. Admin. R. 77-78.
6 - OPINION AND ORDER
Parker argues that he cannot be expected to focus and stay on task because the ALJ found
he had moderate difficulties in concentration, persistence, or pace. Admin. R. 21. This argument
implicates the ALJ' s assessment of the so-called "paragraph B criteria" for the purposes of step three
of the sequential evaluation process, which Parker did not challenge in this appeal.
At step three, an ALJ must determine whether the claimant's impairments are equivalent to
"one of a number of listed impairments that the [Commissioner] acknowledges are so severe as to
preclude substantial gainful activity." Yuckert, 482 U.S. at 140-41; 20 C.F.R. § 416.920(d). The
criteria for these listed impaiiments are enumerated in the regulations. For mental impairments, the
criteria include ratings of the degree oflimitation the impairments impose on the claimant in four
broad categories of function known as the B criteria. Deficiencies of concentration, persistence or
pace is one of the four B criteria. 20 C.F.R. Pt. 404, Subpt. P, App. 1 § 12.00C. If a claimant can
show the requisite degree oflimitation in the B criteria, and the other criteria for a particular listing,
then the claimant will be presumed to be disabled and it is unnecessary to make an RFC assessment.
20 C.F.R. § 416.920a(d). Here, the ALJ found that Parker did not make the requisite showing and
proceeded to assess his RFC. Parker does not challenge that aspect of the ALJ' s decision.
The broad categories of function that make up the B criteria, including deficiencies of
concentration, persistence or pace, are not used for assessing a claimant's RFC.
The RFC
assessment requires a more detailed evaluation of the claimant's limitations in specific work-related
functions. The broad functional categ01y "concentration, persistence or pace," for example, refers
to abilities such as canying out instructions, maintaining attention and concentration long enough
to complete required tasks, adhering to a schedule within customaiy tolerances, sustaining an
7 - OPINION AND ORDER
ordinaiy routine, working in coordination or proximity to others, making simple work-related
decisions, and performing at a consistence pace. 20 C.F.R. Pt. 404, Subpt. P, App. 1 § 12.00C(3).
As noted previously, Drs. Dennis and Boyd found Parker "not significantly limited" in most
of the specific work-related functions within the broad category of concentration, persistence or pace,
finding only that he would have difficulty canying out detailed instructions. Admin. R. 88-89, 100101. In her RFC assessment, the ALJ adopted limitations that preclude work involving detailed
instructions to accommodate that limitation, work requiring teamwork assignments to accommodate
any difficulty working in coordination with others, and work that does not permit extra bathroom
breaks to accommodate his difficulty adhering to a schedule. Admin. R. 22. Accordingly, the ALJ' s
RFC assessment reflected the moderate limitations in concentration, persistence or pace that the ALJ
found supp01ied by the record.
The ALJ elicited testimony from the VE with hypothetical assumptions that accurately
reflected her RFC assessment, including the limitations that fall within the broad category of
concentration, persistence or pace. The VE testified that a person with such an RFC could perform
Parker's past janitorial work as it is generally perfo1med in the national economy. Parker has,
therefore, failed to show that he cannot perform his past relevant work. Accordingly, the ALJ's
determination that Parker was not disabled within the meaning of the Social Security Act must be
affirmed. Carmickle, 533 FJd at 1159.
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8 - OPINION AND ORDER
CONCLUSION
For the foregoing reasons, Parker's claims of enor cannot be sustained. The Commissioner's
decision is AFFIRMED.
DATED this f :lKday of July, 2016.
Robert E.['.9J1es, Senior Judge
United States District Cou1t
9 - OPINION AND ORDER
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